Professional Documents
Culture Documents
Theme: Audit
A Criterion
B Incident review
C Outcome
D Strategic
For each of the following situations select the most likely type of audit it would
be approprate to use from the above list. Each option may be used once, more
than once, or not at all.
Scenario 1
Assessment of trauma patients who are brought into the Emergency Department
unconscious and hypotensive to evaluate whether colloid fluids were given.
There are many types of audit technique and each has its own pros and cons;
Basic clinical audit - throughput, morbidity, mortality
Incident review - critical incident reporting
Clinical record review
Criterion audit - retrospective analysis judged against chosen criteria
Adverse occurrence screening
Focused audit studies - specific outcome
Global audit - comparison between units
National studies - e.g. NCEPOD
YOUR ANSWER WAS INCORRECT
Scenario 2
The use of emergency IVU.
Audit is an essential part of clinical practice. You have just completed one
looking at the availability of Oestrogen receptor status at the first post-operative
multidisciplinary team meeting (MDT) and intend on changing practice and
closing the loop.
Which of the following statements is true regarding clinical audit?
It is a way of assessing the superiority of a new treatment which has been
recommended by NICE
It is an optional part of the appraisal process
It is only valid as part of your appraisal folder evidence if you have completed the
audit and closed the loop
It is part of the process of clinical governance « CORRECT ANSWER
The availability of international guidelines as a benchmark is an essential starting
point of an audit
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
Guidelines and standards need to be available so that the audit has a benchmark but
these can be local, national or international. It differs from research (C) as it doesn’t
attempt to look at new treatments but rather looks at established processes. It is an
essential part of the appraisal process and forms one of the pillars of clinical
governance. Engagement with audit is necessary, completion is not!
Audit cycle: Identify issue or problem
↓
1. Set criteria and define standards to be reviewed
↓
2. Collecting data
↓
3. Comparing performance against criteria and standards
↓
4.Implementing change
↓
5. Repeating the audit cycle
Patient’s spouse
Patient’s father
Patient’s solicitor
Consultant-in-charge « CORRECT ANSWER
Duty manager of the hospital
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
In an unconscious adult patient it is the surgeon’s responsibility to act ‘in the
best interest of the patient’. So the emergency laparotomy can proceed without
written consent if it is deemed life saving. The law that allows this action is the
doctrine of necessity and procedures can be undertaken in an emergency
without consent if:
• There is a necessity to act while the patient is unable to communicate
• The action to be taken is consistent with the action that a reasonable person
would take given the circumstances
• The action is in the best interest of the assisted person
Although the relatives of the patient are unable to consent on behalf of the
patient it is good practice to seek their agreement without breaching
confidentiality. However their signature on a consent form is invalid.
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A Coroner
B Any medical practitioner
C Registrar of births and deaths
D Coroner's officer
E Medical practitioner who attended the patient during the last 14 days
F General practitioner
G Bereavement office in the respective NHS trust
H Medical director
From the list above select the person who is most likely to be legally permitted
to: (each option may be used once, more than once, or not at all)
Scenario 1
certify death
B - Any medical practitioner « CORRECT ANSWER
YOUR ANSWER WAS INCORRECT
Scenario 2
issue an immediate certificate of death
E - Medical practitioner who attended the patient during the last 14 days «
CORRECT ANSWER
YOUR ANSWER WAS INCORRECT
Scenario 3
call an inquest
A - Coroner « CORRECT ANSWER
YOUR ANSWER WAS INCORRECT
Scenario 4
send information concerning the cause of death to the office of Population Consensus
and Survey
C - Registrar of births and deaths « CORRECT ANSWER
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
Death can be certified by any registered medical practitioner (in UK, a doctor registered
with the General Medical Council). Any doctor can also issue an immediate death
certificate if he/she is a registered medical practitioner; in practice this usually means
the doctor who attended the patient within 14 days of the death. Only the Coroner is
entitled to hold an inquest on any case that is reported to him. The Registrar of births
and deaths should send information concerning the cause of death to the office of
Population Consensus and Survey.
A 7-year-old boy has been brought in by helicopter having been involved in a severe
road traffic accident. He has sustained a blunt abdominal injury, a fractured pelvis and
a left haemopneumothorax. He is accompanied by his father who is relatively
unscathed. The family are practicing Jehovah’s witnesses. The child is exhibiting grade
IV shock. The father is adamant that he would rather see his child die than have his
son receive a blood transfusion.
Scenario 1
A 24-year-old man found unconscious by the roadside is brought to hospital by
ambulance. It is evident that the patient’s condition is rapidly deteriorating because of
an expanding extradural haematoma and he is unable to give consent. His wife had
been contacted and is at the hospital but has expressed her refusal to allow him to be
operated on. Would you proceed against her wishes?
Scenario 3
A 70-year-old woman with severe psychiatric illness is undergoing compulsory
psychiatric treatment, having been sectioned under the Mental Health Act. She has a
fall in the psychiatry unit and sustains a fracture of the neck of the right femur for which
she is referred forsurgical treatment The orthopaedic surgeon thinks that internal
fixation of the fracture is the best management, in agreement with her psychiatrist. Her
psychiatric state does not allow her to give informed consent for surgery. What process
should follow?
Scenario 4
A 63-year-old man with a brain tumour refuses any surgery and expresses his wish
formally in writing. He is judged to be mentally competent. The following day he enters
into a coma and his wife, who was abroad, arrives at his bedside and demands that
surgical treatment is commenced. Can surgery proceed?
B - No, surgery cannot proceed « CORRECT ANSWER
B – No, surgery cannot proceed
No. Before the deterioration of this patient’s condition he clearly refused to
consent to operative treatment. Therefore, surgery cannot be performed even
when he is unable to express his refusal for such a seemingly essential
intervention.
You are just finishing a period of research and have managed to obtain some
high quality clinical research. You send the paper to a major journal which
accepts it in principal pending minor revisions. You send this to your professor
who gives it back a week later with the corrections done but an additional name
is on the paper. When you question him he says it is his daughter who is
applying for CT1 jobs. He says she has read the paper for grammar.
What is the most appropriate course of action?
Discuss it with the director of research and clinical governance and ask for him to
deal with the situation
Discuss it with your professor and explain that you are not happy with the
addition of the additional name and ask that he takes it off before sending it in«
CORRECT ANSWER
Send the paper in to the journal as it is high quality research and she has
contributed to the paper
Send the paper in to the journal with a letter to the editor explaining what has
happened
Take the additional name off the paper and send it into the journal
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
This is a breach of GMC research ethics. To be included on a research paper
each author needs to confirm that they have played a significant part in the
paper and reading it through for grammar does not count. If your professor does
not accept your concerns then the next port of call would be the R and D director
and following this the GMC. If you have concerns that this has happened several
times in the past it may be necessary to refer your professor anyway.
You are at an interview for an ST3 appointment and are being asked a question
on the different levels of evidence that you know of.
Which of the following is an example of level II evidence based medicine?
Single best answer - select one answer only
Care report
Case series
Cohort study with a high degree of selection bias « CORRECT ANSWER
Expert opinion
Randomised controlled trial
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
You are reading a research paper which has attempted to evaluate the effect of
smoking on the incidence of pilonidal sinuses. As such they looked at two cohorts of
matched patients half of which had the disease and then evaluated their smoking
histories.
Which is the correct description of the level of evidence this paper represents?
Level I
Level II
Level III « CORRECT ANSWER
Level IV
Level V
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
This is an individual case control study where the authors are attempting to look
at the patients with pilonidal disease, (the cases), compared with those who did
not, (the controls), and how this related to smoking.
1 Systematic reviews (with homogeneity) of randomized controlled trials
a
1 Individual randomized controlled trials (with narrow confidence interval)
b
1c All or none randomized controlled trials
2 Systematic reviews (with homogeneity) of cohort studies
a
2 Individual cohort study or low quality randomized controlled trials (e.g. <80% follow-up)
b
2c "Outcomes" Research; ecological studies
3 Systematic review (with homogeneity) of case-control studies
a
3 Individual case-control study
b
4 Case-series (and poor quality cohort and case-control studies)
5 Expert opinion without explicit critical appraisal, or based on physiology, bench research o
principles"
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You are analysing data produced from your unit looking at the relationship
between age and renal function. This data follows a Gaussian (normal)
distribution.
Which of the following tests is appropriate for this purpose?
Mann-Whitney U test
Kruskal-Wallis test
Pearson’s correlation coefficient « CORRECT ANSWER
Spearman’s rank correlation coefficient
Wilcoxson signed-rank test
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
Pearson’s correlation coefficient analyses the strength of a relationship between
two continuous variables as is the case here. The other tests are non-parametric
tests.
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Clinical governance has been an integral part of the NHS for many years. You are
revising the subject for your ST3 interviews.
Which of the following statements is true regarding this important subject?
It has a strong relationship with research and development « CORRECT
ANSWER
It is a yearly process
It is entirely separate from clinical audit
It is only applicable to clinical members of staff
It is synonymous with clinical effectiveness
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
Clinical audit came to the fore following the Bristol heart scandal in 1995. It is a
continuous process which strives for “A framework through which NHS
organisations are accountable for continually improving the quality of their
services and safeguarding high standards of care by creating an environment in
which excellence in clinical care will flourish”G Scally and L J Donaldson, 'Clinical
governance and the drive for quality improvement in the new NHS in England' BMJ (4
July 1998)
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Scenario 2
An erroneous influence potentially effecting the conclusions of a trial caused by
systematic differences in withdrawals from the trial.
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As a CT1 you are interested in teaching medical students to both improve your
knowledge and make an impact on doctors of the future.
Which of the following statements is correct regarding teaching and training in
the NHS?
Select one answer only
Any consultant who has been in post for more than 3 years can be an educational
supervisor
Any consultant who has been in post for more than 5 years can be a clinical
supervisor
Evidence of teaching is important and forms a formal part of the appraisal
process « CORRECT ANSWER
It is only recognised trainers who have taken part in the necessary training
themselves who can teach in the NHS
Workplace based assessments can only be undertaken by consultants
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
Educational and Clinical supervision can be undertaken by any consultant who
has passed the QUESP course (qualified educational supervisor programme) or
similar. It is essential that those clinicians who wish to supervise have
appropriate training. Anyone interesting in teaching however should be allowed
to teach but ideally they should also have requisite training. Workplace based
assessments can be completed by middle grade doctors and consultants.
Evidence of teaching forms an essential part of appraisals, as it forms part of
'Duties of a doctor'
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You have walked into the doctors mess late at night and see your Registrar smoking
cannabis whilst on call. She says that she has had a very stressful week and has only
had one joint to help her relax. You believe her. What would you do?
As it is likely to be a quiet night, ask for her assurance that this is the last time and
carry on
Ask her to arrange for someone else to do her on call for her and nothing more will
be said
Ask her to discuss the matter with her consultant/supervisor in the morning and
carry on
Ask her to phone her consultant to self-report immediately « CORRECT
ANSWER
Phone the GMC on call line for advice
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
It is her Consultant's responsibility, out of hours, to deal with this in the first instance. It
is vital that the Registrar is removed from the clinical environment immediately and the
Consultant should facilitate this by 'stepping down' to act as the Registrar. Once the
situation is made safe, it is likely the Registrar will face both Trust and GMC
disciplinary proceedings in due course
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19
You are a registrar. You have just had your appraisal and despite having passed
you feel that you were woefully underprepared. As such, you are determined to
make your job easier for next year.
Which of the following is correct regarding the appraisal process?
Demonstration of reflection on any compliments or complaints is an essential
aspect of appraisal« CORRECT ANSWER
The maximum number of appraisals you can have is one per year
You need to demonstrate 25 hours of continuing professional development (CPD)
points every year
You need to accumulate 50 CPD points per year
360 degree feedback is an essential part of the appraisal process
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
Appraisal needs to be carried out at least once a year but can be as frequent as
you want it to be. You may struggle to find an appraiser who has the time to do it
more than once yearly however!
Guidelines state that you should demonstrate an average of 50 CPD points per
year or a total of 250 points over the 5 year revalidation cycle. The difference
between an ordinary appraisal and a revalidation ready appraisal is the addition
of formal 360 degree feedback. This therefore is only necessary every 5 years
although most doctors will collect the data every year. Reflection on
compliments and complaints is mandatory.
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A health & welfare LPA allows decisions to be made on the donor’s medical
care and life-sustaining treatment, daily care and living arrangements«
CORRECT ANSWER
A health & welfare LPA comes into effect as soon as it is registered
An LPA can be validly made by anyone 16 or over who has mental capacity at the
time of making the document
An LPA can be validly made by anyone 18 or over
If there is more than one attorney registered they must both give consent for
medical care decisions
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
An LPA is a legal document which may be made by a person (known as a donor)
in anticipation of losing the mental capacity to make decisions on their own
behalf. The document must be registered with the Office of the Public Guardian
(OPG) in order to be valid. An ‘attorney’ or ‘attorneys’ are appointed to make
decisions over either property & financial affairs; health & welfare affairs; or
both. The donor must be aged 18 or over at the time of creating the document
and have mental capacity. Whilst a financial LPA can come into effect, with the
permission of the donor, as soon as it is registered, a health & welfare LPA is
never valid until the donor loses the capacity to make such decisions in person.
A donor may have placed restrictions on the actions of the attorney either
specifically or by making an advance decision such as to refuse treatment in a
particular circumstance. An attorney acting under a health & welfare LPA must
act in the donor’s best interests when deciding upon medical treatments. If there
is any doubt about this the Court of Protection is able to adjudicate.
Depending on the terms of the LPA, where two or more people are acting as
attorney, they may be able to act individually or only with the consent of all
attorneys.
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A 35-year-old man has been brought in by ambulance. He was found under a pile of
rubble at a building site and appears to have been there some time. His right thigh is
severely crushed and unsalvageable and he is disorientated and very confused. His
urine is very dark and tests positive for myoglobin. His wife has just arrived and states
that since his brother lost his leg in Afghanistan he has said several times that he
would rather go through anything than lose a leg.
Manage the patient on ITU with aggressive fluid resuscitation waiting for the
patients conscious level to improve
Manage the patient using ABC principles. Ask to speak to the patients brother to
corroborate the wife’s wishes and if both are in agreement then manage the patient in
the palliative setting
Manage the patient using ABC principles. Attempt to contact the on call legal team
and await their decision before embarking further
Manage the patient using ABC principles. Following discussion with the patient’s
wife book the patient for a below knee amputation with a consent form 4 in the first
instance
Manage the patient using ABC principles. Following discussion with the
patient’s wife book the patient for a high amputation with a consent form 4«
CORRECT ANSWER
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
This gentleman has a severe crush injury and is at significant risk of renal failure
and sepsis if the leg is not amputated. Although he may have said to his family
that he would not accept an amputation under any circumstances, without a
legally witnessed advance directive this unfortunately is hearsay. Your job is to
act in the best wishes of the patient whilst keeping the family involved as much
as possible.
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THEME: STATISTICS
A Mann-Whitney test
B Paired t-test
C Unpaired t-test
D Chi squared (X ) test
E Wilcoxon's test
For each of the cases described below, select the single most appropriate test
from the options listed above. Each option may be used once, more than once,
or not at all.
Scenario 1
Na+ and urea pre- and post-operative, same individuals.
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As you are aware the NHS has undergone significant change over the past years.
Which of the following statements is correct regarding the 'new NHS'?
Certain healthcare providers are exempt from regulation by the care quality
commission (CQC)
Commissioning is dealt with by Primary Care Trusts (PCT’s)
GPs commission all operative interventions from local hospitals
GPs have a vital role in commissioning services for their patients from
healthcare providers « CORRECT ANSWER
NHS healthcare can only be delivered by NHS hospitals
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
As part of the NHS reforms, the PCTs are being phased out and replaced by GP
commissioning units which are made up of large groups of GPs who commission
services from any willing provider both in the NHS and private sector. This is intended
to encourage the spirit of competition and drive improvements. All of these providers
however need to be registered with the CQC. Some of the more complex surgical
procedures e.g tertiary paediatric surgery services are commissioned directly from the
Department of Health.
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Scenario 2
A 50-year-old man was admitted with jaundice secondary to cholangiocarcinoma. His
tumour was resected, but the patient died 5 days later from a myocardial infarction (MI)
25
A practitioner who sees the deceased for the first time after death is not entitled to
issue a certificate.
If the medical practitioner knows the cause of death, and if, according to the law, the
above criteria have been met, the doctor must always issue a certificate even when the
cause is unknown or obviously unnatural. The Registrar would then notify the Coroner.
However, the usual practice in such cases is for the doctor to notify the Coroner
himself, and withhold the certificate. The doctor has no statutory duty to notify any
death to the Coroner. He complies with the law if he issues a death certificate, even
though the death is the result of an unnatural cause, and leaves the Registrar to inform
the Coroner. There is no official list of when to refer to the Coroner. A simple rule is to
refer all deaths known to be due to unnatural causes or when the cause is unknown,
eg deaths from violence (accidental, suicidal), poison, during surgical procedure or
anaesthesia. Only the Coroner can order an inquest.
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Your consultant asks you to obtain consent from his patients for his elective list
which is lengthy and you are short of time. You notice that one of the patients
signed a consent form about six months ago which covers all the issues you
would discuss now.
How would you proceed with this patient?
Single best answer - select one answer only
A consent form is legal proof that consent has been given, it will not be necessary
for the patient to sign again
A consent form signed in an out-patients’ department 6 months
preoperatively is technically valid but it is strongly advisable to obtain the
signature again on admission« CORRECT ANSWER
Having checked that all complications have been consented for in the document,
and that the patient had capacity to consent at the time of signature, no further contact
is required
Tell the patient they must re-sign the document
Verbal consent will be adequate in this scenario
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
The legal age of consent is 16 years. Verbal consent is adequate only if the
patient’s condition precludes giving written consent (eg broken arms). However,
as a general rule, it is advisable that the verbal consent is witnessed and
documented by another individual. There is no time limit upon consent, therefore
a consent form signed 6 months ago remains technically valid, however good
practice (and indeed many Trusts) require a counter-signature at the time of
surgery if the consent form has been completed over 2 weeks earlier. Ability to
retain the information forms an important part of the patient's capacity to give
valid consent. For consent to be valid it must be informed, voluntary and the
patient must be competent. Frequently occurring complications should be
mentioned to the patient, as well as all serious complications regardless of their
incidence.
27
Your consultant is testing a new method of closing the abdomen using 5 layers
of sutures. When you ask how he heard about this technique, as you want to
read about it, he tells you that he leant it on a recent operative course.
What level of evidence is he using to inform his practice?
Level I
Level II
Level III
Level IV
Level V « CORRECT ANSWER
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
He is basing his change of practice on an expert opinion, the weakest level of
evidence.
1 Systematic reviews (with homogeneity) of randomized
a controlled trials
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You are in the process of preparing for your appraisal and are collecting the
relevant evidence required. It will be the closest appraisal prior to your
revalidation date.
Which of the following statements is true regarding this appraisal?
A revalidation ready appraisal is required every 3 years for revalidation every 6
years
Feedback from colleagues has a lower weighting than feedback from patients
Your appraisal can be carried out by a non consultant grade doctor «
CORRECT ANSWER
Your appraisal can be carried out by any NHS consultant who has been on the
specialist register for 5 years
360 degree feedback is a desirable but not essential part of your appraisal
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
An annual appraisal is mandatory for doctors working within the NHS and is part
of the 5 yearly process of revalidation. The appraiser can be anyone who works
within the organisation and has had approved training and therefore doesn’t
need to be a consultant. They are usually senior clinicians or management,
however. Appraisal requires the demonstration of evidence that the clinician
satisfies all the aspects of “Good Medical Practice” but the difference between
an ordinary appraisal and a revalidation ready appraisal is the 360 degree
feedback. The clinician must collect anonymous feedback from patients and
colleagues (from all aspects of their working lives) which has equal weighting.
Once completed the appraiser then passes the information to the Trust's
“Responsible Officer” who then recommends the doctor to the GMC for
revalidation.
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Theme: Consent
A Consent the patient
B Consent the parents
C Consent by proxy
D Cannot proceed
E Proceed without patient's consent
F Seek urgent medicolegal advice
Match the most appropriate option from the list above to each clinical situation
described below. Each option may be used once only, more than once or not at
all.
Scenario 1
A 20-year-old male with motorcycle injury – unstable and unconscious, and needs
operation.
32
You are analysing data from your unit looking at local recurrence from breast
cancer over time in patients who express the gene AVS gene B. The two groups
are matched for other confounding variables.
Which of the following would be the correct statistical test to use?
ANOVA test
Chi squared test
Kaplan Meier test « CORRECT ANSWER
Mann Whitney U test
Paired student’s T test
YOUR ANSWER WAS INCORRECT
The Answer
Comment on this Question
The Kaplan Meier test plots events (in this cases recurrences) over time between
two groups with vertical drops over time.
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