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techniques for NPC and concluded that IMRT provided improved dose to the larynx to as low as possible without compromising target coverage.
tumor coverage and spared normal tissues.16,17 Lee et al18 reported Alternatively, split-field IMRT technique was used, in which the low neck was
that the clinical experience of IMRT for NPC showed considerable treated with conventional anterior-posterior or anterior-posterior/posterior-
anterior fields and received a total of 50.4 Gy. However, all involved nodes
recovery of salivary function with time. The authors also reported an
received a total dose of 70 Gy.
excellent local progression-free rate of 97%. Two recent, phase III Patients with stage T2b or greater and/or N⫹ disease also received
trials also showed improvements in salivary function in patients concurrent cisplatin (CDDP; 100 mg/m2) on days 1, 22, and 43 followed by
treated with IMRT versus conventional RT for early-stage NPC.19,20 adjuvant CDDP (80 mg/m2) on day 1; fluorouracil (FU; 1,000 mg/m2/d) on
Although IMRT for NPC is promising in terms of improvement days 1 through 4 every 4 weeks for three cycles, as per Intergroup 0099.
of salivary function from different single institutions,18-23 the data still Guidelines for dose modifications were specified in the protocol.
need to be validated in a multi-institutional setting. Therefore, the
Follow-Up/Statistical Considerations
Radiation Therapy Oncology Group (RTOG) conducted this multi- Patients underwent weekly examinations during treatment. Follow-up
center, phase II trial to test the feasibility of IMRT with or without evaluations occurred every 3 months during the first 2 years; every 6 months
chemotherapy for all stages of NPC. Preliminary results are reported during years 3 to 5; then annually. In addition to tumor/clinical status, acute/
in this article. This trial accrued patients before the publication of the late (ie, occurring ⬎ 90 days after start of RT) normal tissue effects were
two phase III trials that established improvement in salivary function graded. Systemic/acute RT adverse effects were scored by using the National
by IMRT. Cancer Institute Common Toxicity Criteria, version 2.0, whereas late RT
effects were scored according to the RTOG/European Organisation for Re-
search and Treatment of Cancer criteria. Whole salivary flows, both unstimu-
PATIENTS AND METHODS lated and stimulated, also were collected at pretreatment and at 3, 6, and 12
months after treatment. No validated instruments were used in this protocol.
All treatment plans were reviewed by the Image-Guided Therapy Center,
Study Objectives/Patient Eligibility Washington University (St Louis, MO). All target volumes were evaluated by
Patients with previously untreated stages I to IVB NPC, with an Eastern study chairs. Patients who were scored as having no or minor variations were
Cooperative Oncology Group performance status of 0 or 1, who met criteria considered compliant; those who had major variations or were not evaluable
for blood counts and other tests (ie, WBC ⱖ 4,000/L; platelets ⱖ 100,000/L; were considered noncompliant. Noncompliance could result from inaccurate
serum creatinine ⱕ 1.6 mg/dL) were eligible. Patients younger than 18 years target volume delineation (eg, not contouring of neck level V, 93% of the
old or those with a prior (ie, within 5 years) or synchronous malignancy, other isodose surface covering less than 95% of the target volumes, greater than 5%
than nonmelanoma skin cancer, were excluded. Pretreatment evaluations of the PTV70 receiving greater than 115%, and/or greater than 60% of each
consisted of history and physical, dental, nutritional, audiogram, and labora- parotid glands receiving greater than 30 Gy). An important aspect of this study
tory studies. Magnetic resonance imaging (MRI) of the nasopharynx/neck was was the determination that the locoregional progression-free (LRPF) rate—in
required unless there was a contraindication (ie, pacemaker); a computed which failure was defined as local and/or regional progression, death as a result
tomography (CT) scan of the nasopharynx/neck was required if there was a of study cancer without documented site of failure, or death as a result of
contraindication to MRI. Additional tests to evaluate the extent of disease unknown causes—was not compromised by the use of IMRT. The sample size
included chest x-ray, alkaline phosphatase, liver function tests, lactate dehy- was estimated on the basis of this end point. A rate of 80% was targeted, and
drogenase, and—when indicated—liver or bone scans. Positron emission 65% was considered unacceptable. By using Fleming’s one-sample, multiple-
tomography (PET) was optional. The disease was staged according to the 1997 testing procedure with type I and type II errors both set at 0.10, 57 evaluable
American Joint Committee on Cancer Staging. All patients signed written patients were required.24 The sample size was adjusted by 10% to allow for
informed consents, and the study was approved by participating centers’ ineligible patients and loss to follow-up, so the total sample size was 64 pa-
institutional review boards. tients. If 15 of the first 57 evaluable patients failed, the LRPF rate would be
The primary objective was to test the feasibility of delivering IMRT in a considered unacceptable. For the feasibility end point, a compliance rate of
multi-institutional setting. Other objectives were to determine rates of late 90% was targeted, and 75% was considered unacceptable. If 10 or more of the
xerostomia, locoregional (LR) control, distant metastasis (DM), progression- first 57 patients were noncompliant, the treatment was deemed nontransport-
free survival (PFS), and overall survival (OS) and to determine compliance to able to a multi-institutional setting.
combined modality. Another end point was the rate of grade 2 or greater xerostomia 1 year
(⫾ 3 months) after the start of IMRT. A rate of 30% was targeted, and 55% (eg,
Treatment if 27 of 57 patients experienced this toxicity) was considered unacceptable.
Computerized optimization was used with fusion of MRI and/or PET Other secondary end points were acute/late effects; DM-free rates, in which
with treatment planning CT images, when possible, to accurately delineate failure was DM; PFS, in which failure was local, regional, or distant progression
the gross tumor volume (GTV), which included the primary disease and or death as a result of any cause; overall survival (OS), in which failure was
nodes greater than 1 cm in diameter or nodes with necrotic centers. The death as a result of any cause. All percentages reported for the sites of first
clinical target volume (CTV) denoted the subclinical regions at risk for in- failures were based on all 68 patients.
volvement. Different CTVs were defined, as follows: CTV70 ⫽ GTV ⫹ 5-mm OS and PFS were estimated by using the Kaplan-Meier method,25and
margin; CTV59.4 ⫽ CTV70 ⫹ 5 mm margin plus areas at risk for microscopic local, regional, LRPF, and DM-free rates were calculated by using the method
involvement, including the entire nasopharynx, retropharyngeal nodal re- of cumulative incidence26 to account for the competing risk of death without
gions, skull base, clivus, pterygoid fossae, parapharyngeal space, sphenoid failure. All time-to-failure end points were calculated from the date of regis-
sinus, the posterior third of the nasal cavity/maxillary sinuses that includes the tration to the date of failure/last follow-up for patients who did not experience
pterygopalatine fossae, and levels I through V nodal regions. To account for failure. Patients who developed DM were still observed for LR failure.
organ motion/daily treatment set-up uncertainties, a planning target volume
(PTV) was added (ie, additional margin of 3 to 5 mm) to each of the above
CTVs. In areas where the GTV or the CTV was adjacent to critical normal RESULTS
structures (ie, brainstem) the margin could be reduced to 1 mm.
RT was delivered by using a simultaneous-integrated IMRT boost tech-
nique. PTV70 received 70 Gy in 2.12 Gy/fraction, and PTV59.4 received 59.4 Gy Patient Characteristics/Treatment Compliance
in 1.8 Gy/fraction, over 33 days. The lower neck could be included in the IMRT From February 2003 to November 2005, 68 patients were ac-
fields by using proper contours of CTVs (1.8 Gy/fraction) and by keeping the crued from 17 centers in North America, and nine centers accrued
rate was 83.8% (95% CI, 72.9 to 91.6). A total of 89.7% of the patients
Table 1. Distribution of Patient Demographic and Clinical
Tumor Characteristics
received 70 Gy.
Chemotherapy was given to all 57 patients who had stages IIB to
Patients
IVB disease. Thirty-seven patients (64.9%) were scored by the medical
Characteristic No. % oncology chair per protocol, 19 (33.3%) of whom had deviations, and
Age, years one (1.8%) of whom was not evaluable. Fifty patients (87.7%) re-
Median 48.5 ceived all three concurrent CDDP cycles, whereas an additional six
Range 18-73
patients (10.5%) received two concurrent cycles. Only 26 patients
Sex
Male 51 75.0
(45.6%) received all three cycles of adjuvant CDDP/FU. Overall, only
Female 17 25.0 25 patients (43.9%) received all cycles of concurrent and adjuvant
Ethnicity chemotherapy. Only 13 patients (22.8%) received all cycles with at
White 37 54.4 least 80% of the planned dose.
Asian 23 33.8
Black 5 7.4
Native Hawaiian or other Pacific Islander 1 1.5 Failure Pattern
Unknown 2 2.9 Median follow-up for surviving patients was 2.6 years (range, 0.5
Zubrod performance scale to 4.6 years). There were seven patients who experienced LR failure:
0 47 69.1 one was local only, two were regional only, three were local and
1 21 30.9
regional, and one was death as a result of study cancer without docu-
Primary site
Nasopharynx NOS 35 51.5
mented site of failure. All seven failures occurred in the first 57 evalu-
Posterior superior wall 24 35.3 able patients, and all had T2b-4 and/or N⫹ and WHO disease types 2
Lateral wall 9 13.2 to 3. Only one patient had WHO type 1 disease. Some regional failures
T stage were attributed to incorrect contouring of level V. Almost all patients
1 17 25.0 were treated with a single IMRT technique. Ten patients developed
2a 12 17.6 DM; sites of failure were liver (n ⫽ 3), bone (n ⫽ 2), lung (n ⫽ 2), liver
2b 16 23.5
and lung (n ⫽ 1), epidural space of spine (n ⫽ 1), and trachea (n ⫽ 1).
3 10 14.7
4 13 19.1
Eight of these 10 patients received all three cycles of both concurrent
N stage and adjuvant chemotherapies, but only three had at least 80% of
0 18 26.5 planned dose. First failure sites were as follows: distant (n ⫽ 10;
1 21 30.9 14.7%), locoregional (n ⫽ 2; 2.9%), local (n ⫽ 1; 1.5%), regional
2 21 30.9 (n ⫽ 1; 1.5%), death with no evidence of progression (n ⫽ 3; 4.4%),
3a 2 2.9 and death as a result of study cancer without documented site of
3b 6 8.8
failure (n ⫽ 1; 1.5%). This last patient failed treatment (locally, region-
AJCC stage grouping
I 9 13.2
ally, and distantly) and died. The cause of death was not clearly docu-
IIA 2 2.9 mented and, hence, was scored as LR failure. Two patients developed
IIB 17 25.0 second primaries (one each in the nasal cavity and prostate). At the
III 21 30.9 time of publication, 48 patients were alive without any documented
IVA 11 16.2 progression. Fifteen patients died; the cause of death was the study
IVB 8 11.8
cancer in 12 of these patients; treatment complications were the cause
WHO histology
I 6 8.8
II or IIA 24 35.3
III or IIB 37 54.4
Unknown 1 1.5 Table 2. 2-Year Estimates of Time-to-Event End Points
Abbreviations: NOS, not otherwise specified; AJCC, American Joint Commit- Patient Group
tee on Cancer.
All Stages IIB to IVB
2-Year 2-Year
End Point Estimate 95% CI Estimate 95% CI
Local progression-
free interval 92.6 86.3 to 98.9 91.2 83.8 to 98.6
greater than two patients who were eligible for analysis. Table 1 lists the
Regional progression-
pretreatment patient demographic and clinical tumor characteris- free interval 90.8 83.6 to 97.9 89.2 81.0 to 97.5
tics. Fifty-seven patients (83.8%) had stages IIB to IVB disease that Locoregional
required chemotherapy. progression-free
interval 89.3 81.7 to 96.9 87.5 78.7 to 96.3
Only one patient was deemed not evaluable for assessment of Distant metastases–
target delineation, because digital radiation planning data was not free interval 84.7 75.9 to 93.5 82.1 72.0 to 92.3
received. Major target variation was noted in 10 patients overall and in Progression-free
survival 72.7 61.9 to 83.5 68.0 55.7 to 80.2
nine of the first 57 patients. Reasons were incorrect contouring of
Overall survival 80.2 70.5 to 89.8 76.7 65.6 to 87.8
CTV59.4; missing the posterior third of the maxillary sinus; or incom-
plete coverage of the level-V nodal region. The estimated compliance
75 Adverse Effect 1 2 3 4 5
Allergy/immunology 3 0 0 0 0
Auditory/hearing 7 20 10 0 0
50 Blood/bone marrow 5 14 31 4 0
Cardiovascular
Arrhythmia 3 2 0 0 0
General 6 3 5 0 0
25 Constitutional symptom 17 24 16 1 0
Locoregional progression-free interval Dermatologic/skin 16 30 9 0 0
Distant metastases-free interval Endocrine 1 6 1 0 0
Gastrointestinal 3 19 41 4 1
0 1 2 3 Hemorrhage 13 0 0 0 0
Hepatic 21 9 1 1 0
Time Since Registration (years) Infection febrile neutropenia 4 5 5 1 1
No. of patients at risk: Lymphatic 2 1 0 0 0
LRPF 68 57 43 17
DM 68 56 45 17
Metabolic/laboratory 16 9 11 3 0
Musculoskeletal 1 2 2 0 0
Fig 1. Locoregional progression-free (LRPF) and distant metastasis (DM) -free Neurology 21 6 3 1 0
rates in patients with nasopharyngeal cancer treated with intensity-modulated Ocular/visual 2 1 1 0 0
radiation therapy with or without chemotherapy. Pain 7 21 10 1 0
Pending 3 0 0 0 0
Pulmonary 10 7 0 1 1
Renal/genitourinary 12 7 2 0 0
in three patients. Table 2 lists the 2-year estimated rates and 95% CIs Sexual/reproductive function 1 1 3 0 0
Worst nonhematologic
for all time-to-event end points. Figures 1 and 2 show the Kaplan-
No. of patients 3 13 43 6 3
Meier curves for LRPF and DM-free and for PFS and OS rates, respec- % of total patients 4.4 19.1 63.2 8.8 4.4
tively. At the time of publication, the median had not been reached for Worst overall
any time-to-event end point. No. of patients 3 12 42 8 3
% of total patients 4.4 17.6 61.8 11.8 4.4
Acute/Late Toxicity
Three patients (4.4%) died as a result of complications of proto-
col treatment (dysphagia/esophagitis 83 days after start of IMRT;
febrile neutropenia at 80 days; pneumonitis at 74 days). In addition,
eight patients (11.8%) experienced grade 4 acute adverse effects, and
42 patients (61.8%) experienced grade 3 acute adverse effects. The
100
most common acute, grade 4 adverse effects were leukopenia (n ⫽ 4),
// / / / anorexia (n ⫽ 3), radiation mucositis (n ⫽ 3), hyponatremia (n ⫽ 2),
/ / / // / / / / //
/ //// /////// // / / ///
and neutropenia (n ⫽ 2). Acute grades 2, 3, and 4 mucositis/stomatitis
75 //
/ / / / // / //// // /// // / / /// toxicities were 29.4%, 36.8%, and 4.4%, respectively. Table 3 summa-
Survival (%)
11. Lee AW, Lau WH, Tung SY, et al: Preliminary modulated radiotherapy vs. conventional radiother-
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