Professional Documents
Culture Documents
DAWES 2011 The Role of The Intellectual in Liquid Modernity. An Interview With Zygmunt Bauman
DAWES 2011 The Role of The Intellectual in Liquid Modernity. An Interview With Zygmunt Bauman
com/
Culture & Society
Published by:
http://www.sagepublications.com
On behalf of:
The TCS Centre, Nottingham Trent University
Additional services and information for Theory, Culture & Society can be found at:
Subscriptions: http://tcs.sagepub.com/subscriptions
Reprints: http://www.sagepub.com/journalsReprints.nav
Permissions: http://www.sagepub.com/journalsPermissions.nav
Citations: http://tcs.sagepub.com/content/28/3/130.refs.html
What is This?
Abstract
The 85th birthday of Zygmunt Bauman in November 2010 presented the occa-
sion for TCS to publish a special section of commissioned commentary pieces
on a number of central themes in his work. The section, edited and introduced
by editorial board member Roy Boyne, featured articles by Martin Jay, John
Milbank and Julia Hell, and concentrated respectively upon the themes of
modernity, the role of the intellectual, and the gaze of/at the other, highlight-
ing the dependence on metaphor and the significance of ‘looking’ in his writ-
ing. This interview takes that special section as its starting point, and asks
Bauman to respond to some of the claims and suggestions made in those
articles. In doing so, he argues for the continuing salience of the ‘liquid moder-
nity’ concept for understanding the ‘purpose behind the effort’ , and explains
in detail his view of the intellectual (and, specifically, the sociologist) and the
role such an intellectual should play in the context of liquid modernity.
Key words
Zygmunt Bauman j inequality j intellectual j liquid modernity j sociology
Simon Dawes: To begin with, I’d like to ask you to what extent you think the
liquidity of your own life experiences has influenced your interpretation of
(liquid) modernity? Do you recognize yourself, for example, as an ‘ambiva-
lent outsider’ who has ‘learned to walk on quicksand’?
j Theory, Culture & Society 2011 (SAGE, Los Angeles, London, New Delhi, and Singapore),
Vol. 28(3): 130^148
DOI: 10.1177/0263276411398922
Simon Dawes: In her article in the TCS special section, Julia Hell identifies
a frequent emphasis on acts of looking in your writing. What is the link,
for you, between looking and ‘the other’, or how significant for you is the
gaze of/at ‘the other’?
Zygmunt Bauman: I guess Julia Hell is right, the visual does seem to me
the most thoroughly grasped and recorded among my impressions; sight
seems to be my principal sense organ, and ‘seeing’ supplies the key meta-
phors for reporting the perception. No different seems to be the constitution
of Levinas’s, my ethics teacher’s, perception/imagination: it is the sight of
l’Autre that triggers the moral impulse and recasts me as a moral subject
through exposing me and surrendering/subordinating to the object of my
responsibility (this happens already before l’Autre has a chance to open her/
his mouth, and so before any demands or requests could be heard by
me . . . ) ^ even if the tactile, the caress, is a better metaphor for Levinas’s
model of what follows the awakening of the moral self.
What is in my view unmentioned and missing, however, in Julia’s
awesomely insightful vivisection of the ‘gaze’ is another variety of gaze ^ tre-
mendously important in the unpacking of the complex eyes-and-ethics rela-
tion. The gaze which she so perceptively and inspiringly focuses on, the
Orphic gaze, is so to speak a ‘killing-through-love’ or ‘murder by love’ gaze
(though also, potentially, saving/liberating): the archetype of the double-
edged sword of love, inherently ambivalent in its content ^ but in particular
a generic symbol for the always present, endemic and irremovable element
of incapacitating power in every love, coercion in every caress. There is
also, however, a ‘Panwitz gaze’ as experienced, spotted and vividly
Zygmunt Bauman: I did not and do not think of the solidity-liquidity conun-
drum as a dichotomy; I view those two conditions as a couple locked, insep-
arably, in a dialectical bond (something like what probably Franc ois
Lyotard had in mind when observing that one can’t be modern without
being post-modern first . . . ). After all, it was the quest for the solidity of
things and states that most of the time triggered, kept in motion and
guided those things’ and states’ liquefaction; liquidity was not an adversary,
but an effect of that quest for solidity, having no other parenthood, even
when (or if) the parent would deny the legitimacy of the offspring.
In turn, it was the formlessness of the oozing/leaking/flowing liquid that
prompted the efforts of cooling/damping/moulding. If there is something
to permit the distinction between ‘solid’ and ‘liquid’ phases of modernity
(that is, arranging them in an order of succession), it is the change in both
the manifest and latent purpose behind the effort.
Originally, solids were melted not because of a distaste for solidity, but
because of dissatisfaction with the degree of solidity of the extant/inherited
solids: purely and simply, the bequeathed solids were found to be not solid
enough (insufficiently resistant/immunized to change) by the standards of
the order-obsessed and compulsively order-building modern powers.
Subsequently (in our part of the world, to this day) solids are but admit-
tedly transient, ‘until further notice’ condensations of liquid magma. They
are temporary settlements rather than ultimate solutions ^ where flexibility
replaces solidity as the ideal condition to be pursued. Even when desired,
solids are tolerated only in as far as they promise to remain easily and obedi-
ently fusible on demand; before the effort of putting together, firming up
and solidifying a structure is undertaken, an adequate technology of melting
again must be already in hand. A reliable assurance of the right and ability
to dismantle the constructed structure must be offered, before the job of
construction starts in earnest. Fully ‘biodegradable’ structures are nowadays
the ideal and the standards to which most, if not all structures, struggle to
measure up.
To cut the long story short: if in its ‘solid’ phase the heart of modernity
was in controlling/fixing the future, the ‘liquid’ phase’s prime concern is
with the avoidance of mortgaging it and in any other way pre-empting the
use of as yet undisclosed, unknown and unknowable opportunities the
future is sure to bring. . . . Nietzsche’s spokesman, Zarathustra, in anticipa-
tion of such a human condition, bewailed in its name ‘the loitering of the
present moment’ that is bound to make the Will, burdened with the thick
and heavy deposits of its past accomplishments and misdeeds, to ‘gnash its
teeth’, to groan and sag, crushed by their weight . . . Fear of things fixed too
firmly to permit dismantling, of things overstaying their welcome, tying
hands and shackling the legs, or of following Faustus to hell because of a
similar blunder of wishing, in a moment of weakness, to arrest a beautiful
moment and to make it stay forever, Sartre represented as a constant and
prolific source of resentment to ‘viscosity’; yet, symptomatically, that fear
was discovered/imputed to be a prime mover of human history only at the
threshold of the liquid-modern era. That fear, in fact, signalled its imminent
arrival. And we may view its appearance as fully and truly a paradigmatic
watershed in history . . .
Simon Dawes: One more question on liquid modernity: have the events of
the first decade of the 21st century confirmed the intuitions you had at the
end of the 20th century? Is ‘liquid modernity’ a universal enough concept
to be applied to mainland China, for example, where producers are still
more important than consumers? And, to the extent that we can talk of
solid and liquid phases of modernity, what do you make of Martin Jay’s
claim that the ‘gaseous/vaporous modernity’, hinted at by Flaubert,
Baudelaire and Marx, suggests that the de-solidification of modernity had
already passed through the liquid stage back in the 19th century?
Simon Dawes: Could you explain how the real freedom and genuine auton-
omy of the Enlightenment differs from the (false, liquid, consumerist) free-
dom of the market? And what do you make of John Milbank’s claim that
you lack a metaphysical basis for speaking of such freedom?
Simon Dawes: Despite your move away from Marxism in the 1950s/1960s,
and the subsequent shift of focus away from class in your later work,
Antonio Gramsci has remained a strong and visible influence on you. Can
you explain the enduring impression he has had on your thinking?
Zygmunt Bauman: The poles of the axis along which the stances and perfor-
mances of the ‘intellectuals’ are plotted are genuine, all-too-real ^ neither fig-
ments of their analyst’s imagination nor regrettable by-products of this or
that intellectual’s indecision. Theodor Adorno warned repeatedly against
imputing to the far-from-rational world more rationality than it possesses
and indeed is able to absorb and assimilate ^ a sort of temptation to which
many a theorist willingly or inadvertently surrenders, whenever pursuing
cohesion and consistency in his or her theoretical models. Contradictions,
ambiguities and ambivalences are features of the ‘world out there’; they
need to be unpacked and unravelled, recognized for what they are, and con-
fronted in all their complexity ^ and indeed in their un-removability. . . .
Perhaps the intellectuals could stop veering between opposite poles
(indicated, respectively, by the ideas of ‘legislators’ and ‘interpreters’, or
‘soliloquists’ and ‘conversationalists’); perhaps the social location of the intel-
lectuals could determine their position unambiguously and so free them in
one go from the unprepossessing necessity of making choices and bearing
responsibility for their consequences. This is not, however, what happens
in real life. The status of an intellectual is torn by inner contradiction ^
not unlike the notorious quandary of lovers: the more dedicated to the
well-being of the beloveds they are, the greater is the chance that they
would compose and meticulously elaborate an ideal image of ‘what is good
for the beloved’ ^ and then earnestly, in good faith, try to impose it by
hook or by crook on the objects of their love, while staying deaf to all
protestations. . . .We are not talking here of blunders of the ignorant, or
symptoms of a flawed character. We are talking of a predicament which
even the greatest among the great could not escape nor are guaranteed to
escape in the future. . . . Let me supply an example of that rule by sketching
briefly the story of sociology. . . .
Having been asked ‘out of the tempest’ made of course that last ques-
tion purely rhetorical: Jahve left Job in no doubt about its status, when sum-
marizing his lengthy lecture by reminding Job that he, Jahve, and he only
‘looks down to all creatures, even the highest’ ( Job, 41:34). To which Job,
so voluble and outspoken on other occasions, found no answer except ‘there-
fore I melt away; I repent in dust and ashes’ ( Job, 42:6).
Well ^ hier, as the Germans would say, liegt der Hund begraben. The
principal stake in the war waged by monotheists against their polytheistic
adversaries is the entitlement to soliloquy. Monotheism equals monologue.
Ascendancy of the monologue and disqualification of its opposite and
declared enemy, the dialogue (or more to the point the poly-logue), means
strict and irreversible division and hierarchy of status between ‘subject’ and
‘object’, or ‘doing’ and ‘suffering’; it means therefore legitimacy of but one
voice, coupled with the disqualification of all the rest of the voices as illegit-
imate; it means the right to stifle, silence, declare out of court all but one
voice ^ or to ignore those other voices in case silencing them has proved
not entirely successful. Ideally, it means achieving by that one voice the pre-
rogative to render all ‘other voices’ inadmissible in the court of law, and so
purely and simply inaudible ^ this being sufficient to make all further argu-
mentation redundant, if not an act of profanation and sin of blasphemy.
Nuclear physicists, biologists, geologists or astronomers have no diffi-
culty with obtaining such prerogative, and thereby such a monotheistic
status. They need do nothing at all to assure it; the un-contestable authority
of their pronouncements on the conduct of electrons, organic cells, mineral
deposits and distant galaxies is a priori assured by the sheer impossibility
of their objects voicing their disagreement in the language in which the sci-
entists’ judgements have been made. And if the wordless conduct of the
objects of their study belies the expectations which their judgements imply,
it is again up to them, the scientists, and to them only, to recycle what they
have seen into the ‘facts of the matter’ as seen by and in science.
The sociologists’ bid for scientific status inevitably calls for construct-
ing, by their own effort and with the help of instruments (stratagems, con-
traptions, expedients) of their own invention and design, a state of affairs
which nuclear physicists have the luxury of taking for granted. Our, the soci-
ologists’, objects of study are not numb by their nature. For us to retain
our monotheistic/monologist status and to secure the sovereign authority of
our pronouncements, the objects to which our pronouncements refer need
to be first numbed (as Gaston Bachelard, the great historian of science,
observed: the first truly scientific book was one that did not start with ref-
erence to a mundane and universally shared human experience, like a lid
jumping on the pot with boiling water or air easier to breathe after
a storm, but with a quotation from a study of another scientist).
Sociology is not yet at the stage where it can provide a safe basis for social
engineering. . . . It took the natural sciences 250 years between Galileo and
the beginning of industrial revolution before they had a major effect upon
the history of the world. Empirical social research has a history of three or
four decades.
While, in the view of Otto Neurath, hugely influential in his time and
a most radical advocate of ‘here as there, in Kulturwissenschaften as in
Naturwissenschaften’,
sociology ought to rest on a materialist basis, and that means to treat men
just like other sciences treat animals, plants, or stones. Sociology is eine
Realwissenschaft just as, say, astronomy. Populations are like galaxies of
stars more closely linked to each other than to other stars.
Weber would not go with Durkheim, let alone Skinner or Neurath, the
whole hog; he would not wish the objects of sociological science to be so
reduced as they intended. Weber’s ambitions reached further: having
refused to dismiss the sentient, self-guided (even if testifying to self-
deception and/or being duped) aspect of human beings, he wished to
secure for the sociologists the entitlement to soliloquy not only in relation
to the behavioural aspects of human actions, but also in relation to their
admittedly subjective (i.e. locked inside the black box) aspects like motives,
reasons, purposes ^ pointing out that ‘in the great majority of cases actual
action goes on in a state of inarticulate half-consciousness or actual uncon-
sciousness of its subjective meaning’:
The ‘conscious motives’ may well, even to the actor himself, conceal the var-
ious ‘motives’ and ‘repressions’ which constitute the real driving forces of
the action. Thus, even subjectively honest self-analysis has only a relative
value. Then it is the task of the sociologist to be aware of this motivational
situation and to describe and analyse it, even though it has not actually
been concretely part of the conscious ‘intention’ of the actor.
Simon Dawes: What about your own current work ^ could you tell us about
your forthcoming book, Collateral Casualties of Inequality? What’s it
about, and how does it connect with your other writings?
here for grasping and explaining the contemporary trends and prospects of
social inequality. Capitals, free-floating in the ‘politics free’ global ‘space of
flows’ (as Manuel Castells aptly and famously called it), are keen to search
for the low-living-standard areas of the globe amenable to ‘virgin land’ treat-
ment ^ cashing in on the (temporary and self-destructive) profit-generating
differential between the lands of low wages but without institutions of self-
defence and state protection of the poor, and the long-exploited lands
afflicted by the impact of the ‘law of diminishing returns’. The immediate
consequence of that ‘free-floating’ of capitals emancipated from political con-
trol would most probably lead to the shrinking of that differential which
set in motion the current tendency of the inter-state ‘levelling up’ of living
standards. The countries that released capitals into the ‘space of flows’ find
themselves, however, in a situation in which they themselves turn into the
objects of uncertainties generated by global finances, and in which their
ability to act falls victim to the new power deficit ^ obliging them, in the
absence of global regulation, to retreat step by step from the protection
which in the times preceding the power-politics divorce and privatization of
uncertainty they used to promise (and most of the time deliver) to their
own native poor.
This could be the explanation for the U-turn of trends noted by
Firebaugh. Relieved of their local checks and balances and released into
the no-man’s land of the global ‘politics-free’ zone, capitals accumulated in
the ‘developed’ parts of the world are free to re-create in distant places the
conditions that ruled in their countries of origin at the times of ‘primitive
accumulation’; with a proviso, however, that this time round the bosses are
‘absentee landlords’, thousands of miles apart from the labour they hire.
The bosses have unilaterally broken the mutuality of dependence while mul-
tiplying freely the numbers of those exposed to the consequences of the
bosses’ own new freedoms, and even more the number of those who crave
for being so exposed . . .
This in its turn cannot but rebound on the conditions of the metropol-
itan labour left behind by the capitals’ secession: that labour is now con-
strained not only by the added uncertainty caused by the vastly expanded
range of options open to their bosses, but also by the awesomely low prices
of labour in the countries in which the free-to-move capitals chose to tempo-
rarily settle. As a result, as Firebaugh observed, the distance between ‘devel-
oped’ and ‘poor’ countries tends to shrink, whereas in the countries that
until not long ago seemed to have got rid of jarring social inequalities once
and for all, the sky-is-the-limit growth of the distance between the ‘haves’
and the ‘have-nots’, known in Europe in the early 19th century, is coming
back with a vengeance.
Simon Dawes: And what do you make of the recent surge in interest in
inequality, and the economic and environmental crises, that proposes
de-growth, sustainable economies, post-capitalism or the continuing
salience of communism as solutions to these problems?
Zygmunt Bauman: Poignantly and succinctly, the great Jose¤ Saramago has
already answered your question, pointing out that ‘people do not choose a
government that will bring the market within their control; instead, the
market in every way conditions governments to bring the people within its
control’ (2010). Several decades ago, in Legitimation Crisis, Jˇrgen
Habermas spelled out the function of capitalist states as assuring that the
meeting between capital and labour takes place, and that both sides come
to the meeting place fit and willing for transaction. As the run-by-capital
society of producers turned since into the run-by-capital society of con-
sumers, I would say that the main, indeed ‘meta’, function of the govern-
ments has become now to assure that it is the meetings between
commodities and the consumer, and credit issuers and the borrowers, that
regularly take place (as with the governments known to fight tooth and
nail over every penny which the ‘underclass’, that is the ‘flawed (useless) con-
sumers’, need to keep their bodies alive, but that now miraculously find
hundreds of billions of pounds or dollars to ‘re-capitalize the banks’, have
recently proved; if proof were needed . . . ). Obviously for everyone, even for
those who would rather be looking the other way, performance of this new
function boils down to buying (more exactly: borrowing) more time and
pushing back the implosion that is bound sooner or later to occur ^ as
more capitals fight for the fast shrinking volume of resources, as whatever
has remained of the ‘virgin lands’ of yore nears exhaustion and death-
by-overexploitation, and as the supply of heretofore unexplored ‘virgin
lands’ comes closer to nil.
I have pointed out recently, following Keith Tester’s hint, that we have
found ourselves in the period of ‘interregnum’: the old works no more, the
new is not yet born. But the awareness that without it being born we are
all marked for demise is already much alive, as is the awareness that the
hard nut we must urgently crack is not the presence of ‘too many poor’,
but ‘too many rich’. Let me quote Saramago once more: ‘I would ask the
political economists, the moralists, if they have already calculated the
number of individuals who must be condemned to wretchedness, to over-
work, to demoralization, to infantilization, to despicable ignorance, to insur-
mountable misfortune, to utter penury, in order to produce one rich
person?’ I suppose that such and similar calls will in the coming years
gather in pitch ^ and in audience . . .
Simon Dawes: Could you say a little about what you’re reading at the
moment, or what you’ve read recently that you’ve been impressed by?
Zygmunt Bauman: For me, the last couple of years discouraged voyages of
discovery. . . . Not many attempted, even fewer seen through.
But as you can gather from our chat thus far, Saramago was one
(regrettably, late) discovery. I am sad that just a couple of his oeuvres, yet
unread, wait for me to be savoured ^ as he won’t write more of them. . . .
Another discovery was the first dystopias composed for the liquid-
modern world, codifying and extrapolating and bringing to their logical
(that is, if our collective art of the illogical and the unexpected won’t inter-
fere in time) conclusion. In film, Michael Haneke. In literature, Michel
Houellebecq. Bound to do for the 21st century what Zamiatin, Orwell and
Aldous Huxley did for the 20th.
The latest discovery, not in the same class, yet great all the same:
Sarah Bakewell’s study of Montaigne under the enigmatic title How to Live
(mind you, emphatically not ‘How Should One Live’ . . . ).
I am fascinated by the already published and the forthcoming Keith
Tester studies in film art. They open quite new vistas where one would
think everything that could has been already said. I am still trying to
come to grips with their import.
Simon Dawes: One final question: TCS is committed to the process of peer-
review, and many of our (both rejected and accepted) contributors are grate-
ful for the feedback given by our editors and anonymous reviewers, and
for the subsequent strengthening of their articles, but you are critical of
peer-review and no longer act as a referee for us. Could you tell us why?
Zygmunt Bauman: There are, by the most conservative counting, two grave
and deeply regrettable collateral victims of the peer-review gruesome strata-
gem: one is the daring of thought (wished-washed to the lowest common
denominator), and the other is the individuality, as well as the responsibility,
of editors (those seeking shelter behind the anonymity of ‘peers’, but in
fact dissolved in it, in many cases without a trace). There are of course
many more harms done: like the deceptive safety which the ‘committee res-
olution’ suggests, dampening thereby the readers’ critical impulse, or the
temperance and sometimes also honesty of the ‘peers’ provoked by the assur-
ances of anonymity into actions they otherwise would desist from. The over-
all result is the reinstating of the state of affairs bluntly described by
Hannah Arendt as one of ‘floating responsibility’ or ‘responsibility of
nobody’.
Last but not least, I would single out yet another collateral damage:
the multitude of the trails blazed and heterogeneity of inspirations. I suspect
that the peer-review system carries a good part of blame for the fact that
something like 60 percent or more of journal articles are never quoted
(which means leaving no trace on our joint scholarly pursuits), and (in my
reception at any rate) the ‘learned journals’ (with a few miraculous excep-
tions that entail, prominently, TCS) ooze monumental boredom. To find a
new enlightening and inspiring idea (as distinct from finding a recipe for
getting safely through the peer-built barricade), browsing through thou-
sands of journal pages is all too often called for. With my tongue in one
cheek only, I’d suggest that were our Palaeolithic ancestors to discover the
peer-review dredger, we would still be sitting in caves . . .
Acknowledgements
I’d like to thank Zygmunt not only for having been ‘inclined willingly to partake’ in this
interview, but for the quality of his responses and the speed with which he returned them
to me, for his willingness to answer yet more questions when asked, and for the warmth
and humour of his emails, which treated this faceless stranger as a ‘dearest’ friend.
Note
This interview was conducted by email between 6 September 2010 and
27 September 2010. An abridged version was previously published on the TCS
Website on 22 December 2010.
References
Bauman, Z. (forthcoming) Collateral Casualties of Inequality. Cambridge: Polity.
Firebaugh, G. (2008) ‘Comment on ‘‘Debate about Income Inequality’’’, UC Atlas
of Global Inequality, http://ucatlas.ucsc.edu/blog/?p¼55 (accessed 27 September
2010).
Hell, J. (2010) ‘Modernity and the Holocaust, or, Listening to Eurydice’, Theory,
Culture & Society 27(6): 125^54.
Jay, M. (2010) ‘Liquidity Crisis: Zygmunt Bauman and the Incredible Lightness of
Modernity’, Theory, Culture & Society 27(6): 95^106.
Milanovic, B. (2005) Worlds Apart: Measuring International and Global
Inequality. Princeton: Princeton University Press.
Milbank, J. (2010) ‘Culture and Justice’, Theory, Culture & Society 27(6): 107^24.
Saramago, J. (2010) The Notebook. New York: Verso.
Smith, D. (1998) ‘Zygmunt Bauman: How to be a Successful Outsider’, Theory,
Culture & Society 15(1): 39^45.