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To cite this Article Kjeldahl, Trine M.(2001) 'Defence of a Concept: Raymond Aron and Totalitarianism', Totalitarian
Movements and Political Religions, 2: 3, 121 — 142
To link to this Article: DOI: 10.1080/714005460
URL: http://dx.doi.org/10.1080/714005460
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Defence of a Concept:
Raymond Aron and Totalitarianism
T R I N E M . K J E L DA H L
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With the fall of the Berlin wall, an era heavily charged with
ideological confrontations ended, and totalitarian duly became one
of the terms that characterised the twentieth century.1 Totalitarianism
as a scientific label seems to have survived into the new century as a
term for defining present and future anti-democratic regimes, and,
with this perspective in mind, it is useful to look at the concepts
scope and limits. Raymond Arons sociological and political thinking
is a good place to start a critical examination of totalitarianism.
During the 1930s, Aron had been among the first scholars to
suggest the concept of totalitarianism. Later, Aron became one of the
few that defended the theory of totalitarianism as a means of defining
both Italian and German fascism. In the post-war period, Aron also
termed Soviet communism totalitarian, not only until 1956 but
during the whole communist period. He proposed a general use of
the concept to cover the Maoist administration in China, the Khmer
Rouge in Cambodia and other authoritarian and ideologically-
charged regimes, although only on the basis of rigorous scientific
methods as well as sound political judgement. Arons originality is
best elucidated by comparing him to other scholars of totalitarianism.
This article first recalls Hannah Arendts political philosophy and the
political science approach of the Zbigniew Brzezinski school. Second,
it traces the development of Arons theory of totalitarianism, and
concludes that Arons questions concerning methodology and the
ethics of science are still highly relevant when asking how we
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Misunderstanding Fascism
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interpret fascist states as, young states that strive for more global
influence and a better place at the world market. These scholars also
suggested diplomatic negotiation consisting either in offering the
fascist regimes a reasonable share in the global economy or more
drastically in imposing economic sanctions on them, cutting down
their war industries or placing their financial sectors under
international control as the means of bringing pressure to bear on
them. Aron demonstrated that fascist ideas were effectively
incompatible with existing Western values. In his eyes these scholars
defined fascism incorrectly, and, therefore, generated ineffective
policy recommendations.14
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Hermeneutic Sociology
Aron argued that to understand fascism one should consider it as a
phenomenon radically opposed to Western rationalism. He later
recalled his shift of perspective by paraphrasing Michel de
Montaigne:
In our time by the fact of fascism and national socialism before
1945 and that of communism especially after 1945 we have
encountered the other at our side. It was not necessary to sail to
a distant and unknown country to ask oneself: how can one be
Persian? It is enough to meet ones collegue, at ones side, to
ask: how can he be a Hitlerian?15
Aron preferred the methodology of German sociologist Max Weber,
known more commonly as historical sociology.16 In Webers
sociology, political acts resulted from deliberation on the nature of
values. These deliberations might be irrational and ambiguous
because they were part of certain world visions. It is this subjective
character of political acts that the scholar must asess in such a way
that even irrationality becomes comprehensible. Weber, therefore,
introduced to political science the methodological problem that
traditional hermeneutics had been trying to solve for centuries: how
do we understand the other when we are faced with multiple
meanings? Weber suggested ideal types that only establish a
methodological definition of rationality. The scholar deciphers the
(ir)rationality of historical agents by observing how they put their
ideas into action, or by establishing mean-goal schemes.17 From 1933
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onwards, Aron was thus able to show how the fascist world vision
seemed about to be realised historically. This vision consisted of
imposing tyrannous rule internally while submitting the rest of
Europe to a racial hierarchy. Fascists already behaved as if their world
vision had achieved total efficacy.18
During the Second World War, Aron left a France run by the
infamous Vichy regime and joined General de Gaulle in London,
where he promptly established a journal that analysed the war, and in
particular the political, ideological and military performance of the
Italian and German military apparatus. In the resulting essays, Aron
concentrated on certain key concepts. Fascist ideology constituted a
complete break with national and liberal movements which, in the
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Secular Religion
In order to understand not only fascist doctrine but also the reasons
why the German and Italian peoples obeyed their leaders, Aron made
use of Webers models of legitimacy. Totalitarianism was, for him, not
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Explaining Fascism
Arons theory of totalitarianism was close enough to Arendts
approach. Both scholars stressed the radical character of fascist
ideology by interpreting its underlying world vision. Both scholars
were committed to the idea of warning political leaders of the
dangers inherent within the various fascist movements.27
Nevertheless, Aron differred from Arendt in that he combined
hermeneutics with harder scientific methods. Aron considered
Arendts rigorous theory as a valuable theoretical framework for
understanding the fascist and communist regimes, but, in his view,
political leaders also required a precise knowledge of how fascism
and Nazism become important historical movements. Such
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Accidental Causes
Aron explained fascism by a whole range of succession causes which
demonstrated links between events that could have turned out
differently.42 It was only when Europe experienced the horrors of the
First World War that it became more susceptible to radical political
ideas. Before 1914, the extreme Right and Left gathered only
marginal support. European public opinion disqualified their leaders
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after having experienced the long and disparate war with its vast
number of victims. According to a broadly-held European view, the
peace of 1919 had to be proportionate to the sufferings.43 In France,
with its high number of victims, public opinion tended towards
radical pacifism, socialism and the extreme Right. These radical
ideas, however, were absorbed by moderate, political forces owing to
Frances modern republican consciousness.44
Among the defeated powers of 1919, the situation was different
because ideological radicalism coupled with a national frustration.
Aron denoted an independent cause to Germanys path to radicalism
as rooted in American military intervention in 1917. In order to
obtain American popular support for intervention, the United States
promised to end all wars and to create a world safe for democracy.
This propaganda induced a legal debate on classical European
inclusive diplomacy, and it entailed a punishment of the states
deemed morally responsible for the war. In American ideology, the
anti-democratic states were identified as criminals. By this definition,
Germany and Austria were excluded from the peace negotiations, a
fact that strengthened feelings of national humiliation and revenge
among Germans and Austrians.
In Arons analysis, the economic dimension was more an
accidental than a structural cause of fascism. He refuted any analysis
that explained fascism as a product of a capitalist crisis. Economic
causes were certainly not absent from Arons analysis, but historically
situated. It was during the 1920s that economic depression paved the
way for the fascist leaders and their movements. But the crisis only
partly explained the rise of Mussolini in the 1920s. It is only after the
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liberated from their passion for their leaders if they witnessed their
humiliation in military defeat.49
Soviet Totalitarianism
In the light of Soviet policy in the post-war period, Aron further
developed his theory of totalitarianism. Observing how Stalin puts
his world vision into action, Aron made use of the same conceptual
system that he had used to define fascism. A violent minority
controlled the masses. A terror police spread fear, and state
propaganda replaced the free press. The regime was a break with
Western-style government. It was founded on a single party system
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Soviet Legitimacy
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wage the war by reasoned means. After 1949 Aron urged the French
government to join the Atlantic Alliance, and, with all possible
diplomatic and military means, not only seek to the defence of France
but also to liberate Eastern Europe from Soviet domination. As was
the case with fascism, the western post-war challenge was to
accelerate the Soviet leaderships loss of prestige. In 1941 Stalin
incarnated socialism, patriotism and antifascism. In 1947 Aron
wanted the French government to accept Marshall Aid in order to
prove to communists, inside and outside France, that the
constitutional-pluralistic West was also able to assure economic
growth and social welfare. As to the patriotic idea, European
populations subdued by Marxist-Leninist ideology would discover
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Conclusion
Aron used the concept of totalitarianism to understand the
ideologies, the regimes and the international conflicts of his century.
He followed Hannah Arendt, who outlined the intrinsically radical
nature of totalitarian regimes. Arons theory of totalitarianism
introduced comparative political theory into the writing of history
and sociology. He included the concept of secular religion as a
distinctive feature of totalitarian regimes. Furthermore, Aron
incorporated his theory of totalitarianism into his study of
international relations. He analysed the link between totalitarian
ideologies and revisionism in international relations.
Aron was in favour of a dynamic use of the concept of
totalitarianism. His theory of totalitarianism was neither generally
descriptive nor hypothetically deductive. It was based on Webers
hermeneutic method of understanding, combined with historical
explanations of unique events. Arons method consisted of historical
comparisons between regimes, the identification of multiple and
independent causes of totalitarianism, and assessments of distortions
between the original intentions of principal individuals and their
global historical consequences. The result is a historical, sociological
study that sheds light on the differences between concept and reality.
It is possible to use the concept without demanding identical causes
and features in different historical regimes, and without leaving out
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NOTES
1. With this statement I agree with Pierre Bouretz, Penser au XXe siècle: la place de
lenigme totalitaire, Esprit 20/1 (January/February 1996), pp.12239.
2. My translation from Raymond Aron, Le romantisme de la violence (1941), in
Christian Bachelier (ed.), Chroniques de guerre (Paris: Gallimard, 1990), pp.42739.
3. Hannah Arendt later exposes her theory of totalitarianism in Hannah Arendt, The
Origins of Totalitarianism (New York: Harcourt, Brace, 1951).
4. Ibid.
5. See Carl Friedrich and Zbigniew Brzezinsky, Totalitarianism Dictatorship and
Autocracy (New York: Harper, 1956).
6. See summary of the critique in Stein Larsen, Bernt Hagtvet and Jan Peter Myklebust,
Who Were the Fascists? (Bergen, Oslo, Tromsø: Universitetsforlaget, 1980).
7. Hannah Arendt, The Human Condition (New York: University of Chicago Press,
1959).
8. Zbigniew Brzezinsky, Soviet Politics: from the Future to the Past, in P. Cocks, R.-V.
Daniels and N. Whittier Heer (ed.), The Dynamics of Soviet Politics (Cambridge:
Harvard University Press, 1976).
9. For an example see the conclusions in Larsen, Hagtvet and Myklebust (note 6).
10. Raymond Aron, Mémoires. 50 ans de réflexion politique (Paris: Julliard, 1983);
English translation, Memoirs. Fifty Years of Political Thought (New York, London:
Holmes and Meier, 1989), ch.III.
11. Aron delivers a first systematic critique in Raymond Aron, LAllemagne. Une
révolution antiprolétarienne: idéologie et réalité du national-socialisme, in E. Halévy
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et al. (ed.), Inventaires, vol.I, La crise sociale et les idéologies nationales (Paris: Alcan,
1936), pp.2455.
12. Especially those gathered around Léon Blum and his Front populaire and those who
insisted on saving at any price the system of collective security based on the idealism
of American President Woodrow Wilson after the First World War.
13. Aron (note 11).
14. Raymond Aron exposes his critique of the functionalists in Raymond Aron, Les
racines de limpérialisme allemand (1943), in Bachelier (note 2), pp.596607.
15. Raymond Aron, Introduction, in Miriam B. Conant (ed.), Politics and History.
Selected essays by Raymond Aron (New York: Free Press, 1978), p.xxiii.
16. This is not Webers own term but the one comtemporary sociology used to describe
his methodology, as it is outlined in Max Weber, Gesammelte Aufsätze zur
Wissenschaftslehre (Tübingen: Mohr, 1956).
17. Aron elucidates Webers method in German Sociology (1934) (London: Melbourne,
Toronto: Heinemann, 1957) ch.III, part 1 and 2, and in Raymond Aron, Main
Currents of Sociological Thought (London: Weidenfeld and Nicholson, 1965) ch.3,
part 2.
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37. The term conservative refers to the interstate level and is opposed to revisionism,
both terms developed in Aron (note 22).
38. Aron (note 34).
39. Aron (note 2).
40. Ibid.
41. Raymond Aron, La stratégie totalitaire et lavenir des démocraties (1942), in
Bachelier (note 2), pp.55971.
42. Aron, Introduction à la philosophie dhistoire (note 29), p.202.
43. Aron, Les guerres en chaîne (note 22), p.3.
44. Raymond Aron, A lombre de Bonaparte (1943), Commentaire, 2829 (Winter
1985), pp.35968. According to Aron, 1815 definitely deprived Frenchmen of
imperialist ambitions in Europe. Since then any new cesar has had to commit himself
to modern Frances myth of origin, namely the Revolution of 1789 with its republican
values.
45. Aron, Introduction à la philosophie dhistoire (note 29), pp.195327.
46. Ibid.
47. Raymond Aron, Révolution et rénovation, in Bachelier (note 2), pp.86988.
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48. Ibid.
49. Ibid.
50. Raymond Aron, Lavenir des religions séculières, in Bachelier (note 2), pp.92548.
51. Aron (note 22), p.142ff.
52. Aron (note 50).
53. Ibid.
54. Aron, Les guerres en chaîne (note 22), p.147
55. Ibid.
56. Raymond Aron, LAllemagne enjeu ou arbitre (20 October 1949), in Georges Henri
Soutou (ed.), Les articles du Figaro (Paris: Editions de Fallois, 1990), vol.1,
pp.299302.
57. Aron (note 2).
58. Aron, Les guerres en chaîne (note 22), p.167.
59. This distinction becomes Arons main characteristic of the EastWest confrontation as
to its ideological aspect. See Raymond Aron, Le Grand schisme (Paris: Gallimard,
1948), and Raymond Aron, Démocratie et totalitarisme (Paris: Gallimard, 1965),
English translation Democracy and Totalitarianism (London: Weidenfeld and
Nicholson, 1968).
60. Raymond Aron, Neutralité vers lEst?, (4 May 1950), in Soutou (note 56), vol.1,
pp.39598.
61. Aron (note 2), p.199.
62. Ibid., p.178ff.
63. Raymond Aron, Remarques sur la gnose léniniste (1981) in The philosophy of Order,
Essays on History, Consciousness and Politics, presented to Eric Voegelin, (Stuttgart:
Klett-Cotta, 1981), pp.263274
64. See Arons polemical dialogue with the French political scientist Maurice Duverger on
the interpretation of Soviet reform policy, in Soutou (note 56), vol.2.
65. Raymond Aron, Démocratie et totalitarisme (Paris: Gallimard, 1965).
66. Pierre Hassner on Arons theory of totalitarianism, Le totalitarisme vu de lOeust
(1984), in Pierre Hassner, La violence et la paix (Paris: Edition Esprit, 1995), pp.22158.
67. Aron is conceptually close to Emil Lederer, who also refers to totalitarianism in his
State of the Masses. The Threat of the Classless Society (New York: Howard Fertig,
1967). Lederer shows that the masses are products of the modern industrialised state
and that they irrationally acclaim authoritarian leadership. In Arons analysis it is the
violent elites that historically seize the opportunity to keep the peoples in
unconscient and fearful masses.
68. Aron (note 22), p.154.
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