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248 PHYLON
VI
Now his name is monumentalto us,
Not wholly in touchablethings
But it is also writtenin this air,
Writtenin this water;
It is in the dignity of dark mothers;
In our sailors and soldierswhen they sing like men of war;
It hoversover like permanentwriting in our sky;
It holds some shine of the peace to come;
It is a sort of exultationto us here;
A constellationof optimisticstars
In the disastervolcanic in the skies over free land.
By OSSIP K. FLECHTHEIM
364-367. Cf. also the remarkable review by is based on a first, necessarily incomplete study
P. A. Sorokin, "Arnold J. Toynbee's Philosophy of this already stupendous work.
of History," The Journal of Modern History, 4Cf. H. E. Barnes and Howard Becker, Social
Vol. 12, 1940, pp. 374-387. The criticism of Thought from Lore to Science, Vol. 1, 1938, p.
Toynbee is put forward here tentatively for two 743 ff. and their Contemporary Social Theory,
reasons: Firstly, because we do not yet have 1940, p. 491 ff.
the complete work before us, no less than three 5Toynbee, op. cit., Vol. 1, p. 462 ff. and Vol.
additional volumes will appear later; secondly 4, p. 10, in all seriousness puts forward "the
because my understanding of Toynbee's work unverifiable but not intrinsically unreasonable
assumption ... that there is time ahead of us
250 PHYLON
for at least 1,743,000,000 civilizations to come characteristic of all given historic civilizations,
into existence and to. pass away"; this assump- the term "culture" in their terminology com-
tion is made on the grounds of Sir James Jeans' prises the whole life of a more primitive pre-
"computation that the Human Race has at civilizational society (people, tribe, etc.). In
least 500,000 million years of existence still to this paper the concept of civilization in the
look forward to." sense just explained is referred to as "Historic
Already here we have to face an inevitable Civilization" (always capitalized).
terminological difficulty. The terms culture and 61bid., Vol. 1, p. 204; Vol. 4, p. 34; Vol. 6,
civilization each have at least three different p. 324.
meanings: Toynbee, A. Wright, and other 71bid., Vol. 4, p. 33 ff.; Vol. 6, p. 324.
writers close to their point of view by the term Slbid., Vol. 4, p. 34.
civilization comprehend either a given historic MIbid.,Vol. 6, p. 325.
civilization consisting of a "highly civilized" lOIbid.,and Vol. 5, p. 23.
society such as for example the Egyptian Ibid., Vol. 6, p. 326.
Civilization, the Hellenic or Graeco-Roman 12Ibid., Vol. 6, p. 149 ff. and p. 169 ff.
Civilization, the Western Civilization, etc., or 3Ibid., Vol. 6, p. 171.
the more abstract concept of "'civilization" as 41bid, Vol. 6, p. 161.
constructed on the basis of these historic civili- 5Ibid., Vol. 6, p. 174.
zations. While the term"'civilization"is identical l6Ibid., Vol. 6, p. 157.
with a highly developed type of society and life
TOYNBEEAND THE WEBERS 251
271bid., Vol. 6, p. 321.-As a social scientist I the common ground? Certainly, if the title be
have no business to take issue with such nothing but faith, we do not object. But
religious and theological thinking as long as it Toynbee seems to ratiocinate in using the terms
is based on faith and nothing but faith, and as "because" and "absurd." Where has true faith
long as this is made clear beyond doubt. yet been afraid of absurdity? Has Toynbee
Toynbee thus acknowledges that "the nature of forgotten the old tenets credo quia absurdum
Transfiguration is a mystery that passes our est and credo ut intelligam? On the other
understanding" (Ibid., Vol. 6, p. 157). Dis- hand, if we follow Toynbee's allegedly logical
cussing the dogma of the Trinity, he confesses argumentation, do we not have to assume that
that God "is as accessible to the human heart the Godhead has all the faculties granted to
as He is incomprehensible to the human under- man, ,and does this not imply that God be
standing." (Ibid., Vol. 6, p. 162.) Science, both Love and Hatred? If the term "'spiritual
natural and cultural, can only deal with "human inferiority" did make any sense in a com-
understanding," namely reason, as far as reason parison of a transcendent Godhead with mor-
is common to all human beings. Furthermore, tal beings-and logically we are inclined to
science has to make it clear that the idea of say that it does not make any sense at all!-
"the human heart" today is unthinkable since would it not refer to a lack of hatred as
science has shown that there are as many well as to a lack of love.? Would not thus
human hearts as there are Civilizations, peoples, God be "spiritually superior" just because
classes, individuals, and ages. Finally, science He possesses all attributes of man and many
can partly explain the immanent socio-historic more? But it is certainly not logic and reason
conditions inducing "God" to become "acces- which cause Toynbee to fancy his God as
sible" to certain men of certain historic group- Love-it is the old attempt to find a super-
ings and ages and to remain "incomprehensible" natural confirmation for his own desires and
to other individuals of a "God-alien" social intentions - intentions certainly laudable, yet
sphere and historic age. This, we hope, is also human and transitory. After all, the
sufficient explanation why we cannot accept very term "'superior" betrays the animal meta-
Toynbee's religion and theology. In addition physicum which looks up to the stars and hopes
we are surprised to discover logical flaws in to find there all the Love (both libido and
Toynbee's theology that necessarily strengthen caritas) which it has been missing in this
our cautious attitude. For Toynbee states that valley of tears. -With all this criticism, we
"the divine nature, in so far as it is accessible must not be understood as objecting to the
to us, must have something in common with ethics of love and fellowship implied in Toyn-
our own" and that it is the "faculty of Love" bee's theology. We do prefer this ethos to the
"which we also can attribute with absolute con- metaphysics of hate and domination glorified,
fidence to God-because God would be spirit- for example, in Spengler's pagan theory. But
ually inferior even to Man (quod est absurdum) while we are, like Toynbee, longing for the
if this faculty were not in Him but were never- Kingdom of Love and Brotherhood, we do not
theless in us. .." (Ibid., Vol. 6, p. 164.) feel justified to transfigure our human anguish
Granted that the Godhead, in order to be acces- into a transcendent and cosmic Godhead, nor
sible to us, must have something in common even into a future Millenium.
with us-what entitles us to single out "with 28Max Weber, Wissenschaft als Beruf, 1919,
absolute confidence" the "faculty of Love" as p. 20.
TOYNBEE AND THE WEBERS 253
290p. cit., Vol. 1, p. 175 ff., and Vol. 5, p. 371. levels which are conditioned by that basis and
SOlbid.,Vol. 4, p. 224. yet reach 'a considerable degree of freedom.
SlIbid., Vol. 5, p. 371. 36Toynbee demonstrates well the importance
32Jbid., Vol. 3, p. 156, p. 159, p. 192, p. 211; of natural factors as challenges for the genesis
Vol. 5, p. 16. of a Civilization. He does not realize, how-
a3The elaboration of this distinction is one of ever, that in spite of the state of self-determina-
the lasting contributions of Max Weber to the tion reached by a growing Civilization it re-
method of social science. Cf. the critical expo- mains dependent upon its ability to make a
sition of Talcott Parsons, The Structure of living, namely through productive work, and
Social Action, 1937, p. 591 ff. that work always represents "a process going
340p. cit., Vol. 5, p. 16, p. 200; cf. also
Vol. on between man and nature" (Marx, Capital,
Vol. 1, ed. by E. and C. Paul, 1929, p. 169).
3, p. 154, p. 159; Vol. 4, p. 242, and passim. Once a Civilization has become well established
35Understood here not in the monistic sense
of Marx's Historical Materialism, but in the the pressure of external forces, such as climate,
sense of modern Phenomenology, Existential soil, natural resources, etc., may lessen. Still,
Philosophy, or Pluralism, namely that the basis throughout its course, material conditions and
constitutes the "lowest" level, the most ele- factors remain of momentous importance,
mentary conditio sine qua non of all "higher" namely as integrating or disintegrating factors
254 PHYLON
within the structure of the Civilization. Max 370p cit., Vol. 3, p. 129; Vol. 4, p. 57; Vol.
Weber, in spite of his life-long fight against 5, p. 200, and passim.
the exaggerations of the materialist conception 38Toynbee, op. cit., Vol. 5, p. 119 ff; Note 1.
of history, stresses the importance of "economic 39Cf. Adorno, op. cit., p. 317.
history as a substructure, without knowledge of 40Op.Cit., Vol. 1, p. 147; Vol. 3, p. 222 ff.,
which the fruitful exploration of any of the p. 230, p. 289; Vol. 6, p. 175.
great spheres of spiritual culture is unthink- 41Ibid., Vol. 3, p. 223, p. 231; Vol. 4, p. 12.
able." (Translated here from the German edi- 421bid., Vol. 1, p. 192, p. 426; Vol. 3, p. 232
tion of his Wirtschaftsgeschichte, 1923, p. 16, ff., 239 ff., 365, Note 1, p. 373; Vol. 5, p. 34 if.,
as this portion of the book has been omitted in 36 Note 2. In many of his theoretical state-
the English edition, entitled General Economic ments, Toynbee comes dangerously close to
History, s.d., London, tr. by F. H. Knight.- Pareto's conception of the elite as being a class
Quincy Wright, A Study of Wr, 1942, Vol. 1, supposed to dominate on account of inherited,
p. 394, n. 46, correctly observes that it depends biological aptitudes, 'a conception well refuted
on the background of the respective philosopher by Borkenau, op. cit., p. 106 if. If however on
of history which aspect of history he chooses p. 117 he asserts that, in Toynbee's theory,
to stress. Therefore cultural philosophers like elites "are not treated as biological entities,
Toynbee, Spengler, and Hegel have, in my but as social factors" he must have neglected
opinion, overemphasized the influence of ideas Toynbee's theoretical statements under the
or personalities. impact of the rich historical material.
TOYNBEEAND THE WEBERS 255
imitating. In the case of the martyr, Toynbee nearly carries his own
argument to absurdity admitting that even the martyr is generally imi-
tating a preceding martyr and therefore is uncreative. The only creative
deed that, in the end, finds recognition is that of the "protomartyr."43 As
for the mystics and saints, this reasoning would logically lead to the
hypothesis that only the "protosaint" and "protomartyr" are genuinely
creative. It is fortunate that such excess of speculation finds its check
in the scholarly part of Toynbee's self, which strives to discover historic
laws of development and is well aware of the historico-social roots of the
so-called natural aptitudes." In a number of general statements and
exceedingly convincing, concrete analyses, the empiricist refutes the
metaphysician, describing how creativeness, in its historic appearance,
function, and distribution is dependent on the given situation. Here,
creative historic achievement is shown to be the product of the society
as a whole, of the interaction of ideas, institutions, and groups.45 In most
instances even the creativeness of the great individual asserts itself his-
torically only through the many groupings and organizations cooperating
and competing with one another, and each consisting of a whole gamut
of leaders, lieutenants, and followers, all creative in varying degrees.
Toynbee may be expected to find believers ready to accept his theodicy
at its face-value. Doubters, however, will object that after the experiences
of the last centuries any historical theodicy is unpracticable for Western
scientific thought. Toynbee's theodicy is out of date by at least a century
or two; in this respect it belongs to what he himself calls the Epimethean
as against the Promethean system.46 The great age of theodicies, in our
own Civilization, made its beginning with St. Augustine's Civitas Dei;
it came to an end more than a millenium later with Bossuet's Discours
sur l'Histoire universelle. Hegel's titanic construction betrays much of
the tragic struggle of the late epigone for a forlorn hope. For, even
prior to his time, for centuries the wave of secularization and scientifica-
tion had been surging on against the bulwark of Christian faith. We have
seen that Hegel's superhuman attempt to secularize the theodicy and to
intellectualize the faith had come to naught. For much the same reason,
Marx's edifice has crumbled: the flood of rational skepticism drowned
his efforts to bring harmony and perfection down to earth and to replace
43Toynbee, op. cit., Vol. 5, p. 379 ff., Note 3. Bergson contradicts Aristotle by maintaining
44The extent of Toynbee's confusion in re- that most frequently psychic dimorphism
gard to the nature of creativeness is evident makes, at the same time, both masters and sub-
from his attitude towards Aristotle's thesis of jects of all of us.- For a critique of Bergson's
the natural difference between slaves and free- "vagueness" on this point, cf. Coulborn, op. cit.,
men (Politics, book 1, chapter 5). Toynbee, p. 136.
op. cit., Vol. 3, p. 106, rejects this conception. 45Toynbee, op. cit., passim, especially Vol. 3,
In Note 1 on the same page he quotes "a great p. 239 ff., 375, Note 1; Vol. 4, p. 15 if., 133 ff.,
Western philosopher" (Bergson) as giving "a 245 ff.; Vol. 5, p. 26, p. 29 ff.; Vol. 6, p.
certain measure of support" to Aristotle. The 176 if.
quotation itself, however, reveals that for once 461bid., Vol. 3, Note 1 on p. 375 ff.
256 PHYLON
47Ibid., Vol. 4, p. 300 ff. Parsons, op. cit., pp. 500-686, gives the best idea
48Karl Jaspers, Max Weber. Deutsches of the greatness of the man and his work. Cf.
Wesen im politischen Denken, im Forschen und also H. Speier, "Max Weber," Encyclopedia of
Philosophieren, 1932, p. 78.-In English, T. the Social Sciences, Vol. 15, 1935, p. 386 ff.
TOYNBEEAND THE WEBERS 257
of our and future generationsto face it and to search for the kind of
freedom compatiblewith such a world.49
It may be said that Max Webernever tries to escape from the tragic
aspect of all existence, nor does he ever attemptto make the relative
appearas the absolute. Science,he believes, has no access to the absolute
and transcendent.It is of its essence to remain within the limits of the
immanent.Still it recognizesits ownlimitation,it concedesthat theremay
be "something"beyond knowledge and experience and reason, but, at
the same time it affirmsthe absolute impossibility for itself to fathom
that "beyond." Accordingto Max Weber,it is the all-pervadingrational-
ization and disenchantmentwhich have shaped our mind in such a way
that it has becomeimpossiblefor us to breakthroughthe shell of secular
historyand society and clasp the hand of a transcendentGodhead.
Scientificskepticismof this kind must not serve, in Weber'sopinion,
as an excuse for commonplacesuperficialityor philistine banality. The
scope of his researchesis immenseand the radicalismof his questioning
unsurpassed.Still he confinedhimself to studyingcomplexesof concrete
historical relations and actions. He offered no closed system, no final
statement,no definitiveanswer, knowingthat, because of the nature of
science itself, his workmust remainfragmentaryand provisional.
In the world of man, therewill always exist a variety of problems,of
possibilities, of value attitudes.Max Weber refers to John Stuart Mill
for the paradox situationthat, if we start our investigationsfrom pure
experiencewe must find a kind of polytheisticworld. What held true
for ancienttimes with their gods and demons, is still valid today, only
divestedof its mythical appearance. The many gods struggle with each
other forever, and above them hovers fate, not "science."50Therefore
the universe appears pluralistic, and we have to separate clearly the
various spheresand attitudes. Science is to be kept apart from religion,
politics, and art. These take side in the strugglefor final goals, whereas
the former is not concernedwith the ends, but with the means solely.
All thatsciencemay and mustofferis rationalclarificationof the innumer-
able viewpoints. Thus it can bring about immanentunderstanding(Ver.
stehen) of humanactionsand meaningsthoughtby men (gemeinterSinn).
Free from partialityit can explain historicaltrendsand social tendencies
in their origin, function, and consequences.To enable us to seize upon
the decisive aspectsof the socio-historicalreality, Max Weber constructs
his famous "ideal-types"which "are neither average types nor ideals
52Barnes and Becker, Social Thought .. . Century, tr. by J. Less, 1914, Vol. 2, p. 234 ff.;
p.772. cf. also A. Niceforo, "Masstaebe der Ueber-
53Alfred Weber and those authors who follow legenheit des Fortschritts einer Zivilisation,"
him name Toynbee's Civilizations "'Geschichts- Jahrbuch fuer Soziologie, Vol. 1, 1925, p. 249).
bezirke," "'Hoch-Kulturen,"or sometimes simply J. W. Woodward's classification (quoted by
"Kulturen" (as for example does Spengler). Reuter, "Race and Culture," An Outline of the
The terms culture and civilization, as used in Principles of Sociology, ed. by Robert E. Park,
the compounds cultural process and civilization- 1939, p. 197) of what he calls a culture into
al process for Alfred Weber have a completely the three categories: inductive, control, and
different meaning since they refer to two di- aesthetic culture, and Ralph Turner's (The
verse processes going on at the same time Great Cultural Traditions, 1941, Vol. 2, p. 1242
within the same Historic Civilization (this term ff.) division of a culture into the three major
now used in the sense of Toynbee) and to two elements, namely the technological, or the
different spheres of life existing side by side integration of the carrying group with its en-
within the same society and typical for all vironment, the institutional, or the organiza-
civilized societies. For Alfred Weber culture tion of social relations within the carrying
means the "higher" symbolic expressive activi- group, and the intellectual, or the interpreta-
ties and achievements of the human soul, espe- tion of the experience of the carrying group,
cially religion and art, whereas civilization come both rather close to Alfred Weber's
stands for the technical, scientific, utilitarian, trinity. On the other hand, R. M. Maclver's
material side of human activity.- We do not "utilitarian or instrumental systems" combine
know whether in his three-fold distinction Al- Weber's civilizational and societal processes;
fred Weber was influenced by H. St. Chamber- Maclver's concept of "culture" is broader than
lain. At any rate, Chamberlain in much the Weber's cultural process; Maclver's third ele-
same manner distinguished between "Knowl- ment, the material (biological and environ-
edge" (including discovery, science, and even mental) factors, have no counterpart in Weber's
industry) (Weber's civilizational process), trinity (Maclver, "The Historical Pattern of
"Civilization" (including economy, politics, and Social Change," Journal of Social Philosophy,
church) (Weber's societal process), and "Cul- Vol. 2, 1936, p. 35 ff.) A critical evaluation
ture" (including Weltanschauung, religion, of Alfred Weber's, Maclver's, and Turner's
ethics, and art) (Weber's cultural process). theories will be attempted in a later article.
(Chamberlain, Foundations of the Nineteenth
260 PHYLON
54Alfred Weber, "Prinzipielles zur Kultur- good summary of Weber's theory in English is
soziologie (Gesellschaftsprozess, Zivilisation- to be found in Barnes and Becker, Ibid., pp.
sprozess und Kulturbewegung)," Archiv fur 771-777 and their Contemporary Social Theory,
Sozialwissenschaft und Sozialpolitik, Vol. 47, pp. 522-524.
1920-21, pp. 1-49, especially p. 9 ff. A short but "5Alfred Weber, "Prinzipielles .. ", p. 5,
Kulturgeschichte .. ., p. 9 ff.
TOYNBEEAND THE WEBERS 261
close connectionwith the societal process. For both (the societal process
as well as the cultural process) are only two aspects of the life cycle of
a Civilization. While the category"societalprocess"is meantto express
the material side of a HistoricCivilization,the ideal type "culturalpro-
cess" is constructedto grasp its more spiritual aspect. The cultural pro-
cess thus is identicalwith the rangeof creationsthroughwhicha Civiliza-
tion manifests its inner self and with the series of symbols in which it
makes evident its psychic essence. Whereas through the civilizational
processthe intellect aims at rationalcontrolover the world, the cultural
processis the work of the soul whichstrivesto portrayitself or to escape
from itself. Culture,in Weber'smeaningof the term, is "the respective
form of expressionand redemptionof the psychic in the materially and
spiritually presentedsubstanceof existence."6 All cultural emanations
as creationsare unique and not transferable. The culturalprocessknows
of no stages of evolution,but only of reversals,periods of productivity
and unproductivity,decline and standstill. It resemblesa troubled sea
which does not flow towardsa goal.57 "There is no 'march'of culture.
It is subject to retrogressionas well as to advance. Its past does not
assure its future."58 In so contrasting the march of civilization with the
"eternal" recurrence of cultural and societal life of the Historic Civiliza-
tions, Alfred Weber is developing a theme touched upon by Max Weber
who had emphasized the difference between science harnessed to the run
of progress and art finding its perfection within itself.69
With the publication of his latest book, Alfred Weber has given us a
panorama of universal history within the frame of reference of the three
processes just sketched. Now at least we can imagine to a certain degree
how the "progress" of the human race through the civilizational process
can be brought into agreement with the cyclical up and down of the many
Civilizations which is manifested in their societal and cultural process.
At long last we see how in the Fourth Millenium B.C. the primary Civi-
lizations in a few places originate out of the stagnate magic agricultural
culture of the Neolithic age. For the first time in those Civilizations, a
third type of man, the equestrian master man (Reiterlicher Herrenmensch)
makes his appearance within the ruling class (the first type, according to
Weber, being the Neanderthal man, the second being the Neolithic man).
That class overcomes a servile, magic attitude towards nature and begins
to establish state government and to organize society rationally. Only
with the appearance of this new type of man, real history finds its begin-
ning as a great epic, as the tragedy of the struggle for power-a drama
56AlfredWeber,"Prinzipielles.. .", p. 30. p. 275, quoted here from Barnes and Becker,
567bid.,p. 28 ff. Social Thought.. ., p. 775.
58R.M. Maclver,Society: A Textbook,1937, 59Max Weber,op. cit., p. 14.
262 PHYLON
of which we seem to witness the final act today.6 Yet all the primary
Civilizations-consisting mainly of the four "supporting pillars" of
history, i.e. Egypt, Babylonia, China, India-remain essentially magic
representinga wedlockbetweenprimitivemagic and rationalorganization
of economy,society, and state.6' In spite of numerouscontactsthrough
commerce, spiritual intercourse, and attempts at unifying organization,
they remain widely separated, self-contained unities only loosely con-
nected because of the pressure brought upon them by the migrations of
the nomadic tribes who, time and again, break forth from the wide steppes
of the Eurasian-African block that surrounds the primary Civilizations.
Consequently, they communicate with one another, so to speak, only by
way of "narrow pipes.""6 Within the group of primary Civilizations,
Alfred Weber rather sharply contrasts the oriental with the occidental pair.
There the primary Civilizations survive in their essence through the whole
of human history, striking forth and back like a pendulum. Thus in
China and India we witness the repetition of a process unrolling vertically
from the social bottom to the top and, time and again, manifesting the
eruption of the powerful and primitive magic substance.63 In the West,
on the contrary, we can discern a sequence of periods running through
history horizontally. Here the primary Civilizations break down com-
pletely, the centres of gravity of the Civilizations shift considerably.
Out of the primary Civilizations develop entirely different secondary
Civilizations which are of two degrees (stages).64
Within the group of secondary Civilizations of the first stage, it is the
Jews and Persians in the Hither Asiatic sphere and the Greeks and Romans
in the Mediterranean sphere (both spheres, based upon Egyptian and
Babylonian Civilizations) who gain the greatest importance for the sub-
sequent development of the West. The former do so since Judaism and
Parsism, for the first time, brought into history the idea that the true
greatness of the master man consists in the ready and proud acceptance of
his humiliation and agony; the latter stand out for the reason that they
were the first to discover the aristocratic man and the Promethean man
demonstrating at the same time that a culture based upon this type of man
was inwardly threatened by its own self.65 In addition to this outstanding
achievement of Classical Civilization we have to remember the equally
important transformation of the magic world view into a mythic-symbolic
world interpretation, further the rise of systematic science in the modem
meaning of the word, and, last but not least, the birth of the idea of
By W. 0. BRYSON, JR.
'Characteristicsof the Population of Mary- statistics used in this report are from this
land, Sixteenth Census of the United States: source.
1940. Unless otherwise credited, population