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Abstract. A new approach on the functioning of an irrigation scheme has been presented. A mathematical
representation of the irrigation system based on measured system properties, such as losses due to
percolation and to poor management, in only a part of the system is used. This mathematical representation
is termed an equivalent irrigation network. The merit of this approach is that it reduces the number
of required streamflow measurements.
When water amounts are measured for a number of paths in the irrigation network, so-called path
efficiencies are obtained. The path efficiency is a measure of the amount of water lost along the way.
The numerical model that simulates the operation of the irrigation system is based on the path efficiencies.
This simulation model in turn is used to calculate different objective functions, corresponding with
different optimization goals, like uniform water distribution, minimum groundwater extraction, minimum
cost of water supply.
This paper gives the theoretical background of the approach. The application to an actual irrigation
scheme will be discussed in a second paper.
Key words. Irrigation, mathematical model, path efficiency, percolation, water flow, water extraction,
water supply.
1. Introduction
M o n i t o r i n g the p e r f o r m a n c e o f an i r r i g a t i o n system is difficult b e c a u s e a n a c c u r a t e
a p p r a i s a l o f the s y s t e m ' s o p e r a t i o n is quite c o m p l i c a t e d , as for e x a m p l e s h o w n
b y C l a y t o n (1981). M a n y a n d quite different f u n c t i o n a l units o f the system have
to be assessed, while for m a n y o f t h e m it is n o t o b v i o u s which m e a s u r i n g p r o c e d u r e
s h o u l d be a p p l i e d ( C l a y t o n a n d Petry, 1981; Bottrall, 1981; F A O , 1982). L e n t o n
(1982) a n d B h u i y a n (1982) p r o p o s e d p e r f o r m a n c e indices t h a t involve m e a s u r e m e n t s
o f the a m o u n t o f w a t e r d e l i v e r e d a n d c r o p yield only. U n s a t i s f a c t o r y p e r f o r m a n c e
o f p r o j e c t m a n a g e m e n t o r g a n i z a t i o n o r o f o p e r a t i o n a n d m a i n t e n a n c e will be
disclosed b y m e a s u r i n g w a t e r d i s t r i b u t i o n a n d c r o p yield. These m e a s u r e m e n t s ,
h o w e v e r , will n o t necessarily p o i n t o u t the a c t u a l b o t t l e n e c k s .
A t present, the m a n a g e m e n t o f i r r i g a t i o n w a t e r in i r r i g a t i o n p r o j e c t s larger t h a n
10 000 h a is b a s e d u p o n r e l a t i v e l y little i n f o r m a t i o n . G e n e r a l l y , very little i n f o r m a t i o n
a b o u t v a r i a t i o n in space a n d t i m e o f o n f a r m w a t e r r e q u i r e m e n t s is available.
I n f o r m a t i o n o n the f u n c t i o n i n g o f the different sectors o f the i r r i g a t i o n n e t w o r k
186 M. MENENTIET AL.
is often lacking. The managing body therefore cannot attune irrigation water
allocation to the actual water requirement. A widely applied solution to overcome
this difficulty is to give more water than necessary and to leave the responsibility
for actual management of the water to the farmers. On-farm irrigation scheduling
is therefore regarded by many authors as the solution to irrigation management
problems (Zimbelman, 1987). Improvement of on-farm irrigation, however, will
not necessarily improve the overall efficiency of an irrigation scheme.
In this paper a new approach is presented to assess the performance of an irrigation
scheme. The approach is basically a three-stage procedure:
The measurements along each path include both percolation and operational losses.
Improved water management should therefore be designed by taking into account
all system characteristics, including the permanent causes of operational losses.
The present approach was developed while studying two large irrigation schemes
in Argentina and the irrigation infrastructure of the Po river plain in Italy.
The first paper will discuss the theoretical background while a companion paper
will give the application of the theory to actual irrigation projects. In the second
paper (Menenti et al., 1992), the results for the Argentinian schemes will be discussed.
A detailed synopsis of the study in Italy has been presented by Bernardi et al.
(1985).
In our notation, superscripts i or j give the order of the canal and subscripts k
or h give the number of the canal. The orders used were: project intake (0), primary
(1), secondary (2), tertiary (3) canals, farm gate (4) and furrows (5).
A sample of an irrigation scheme is presented in Figure 1. Equivalent water
depths are defined by w i = V~/A~, where V~ is the amount of water flowed past
the head of canal number k of order i per unit time (m 3 t -1) and A~ (m 2) is the
irrigated area downstream. The head of canal k of order i has been labelled x~.
The head x~ of the primary canal number 3 is connected to the head x~ of the
f
' /, ~. r(/
//x0,w 0 x3,w
1 31 Primarycanal no 3
i / ..%~/ , A \ \ \ \ \ \ \ \ / ~ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ \ /
~ ~ - - ~ ~ Terdarycanal no 2
×23,w
Farm
Fig. 1. Scheme of sampling points to measure irrigation water depths at different hierarchical orders
and to determine the path efficiencies of an irrigation system. Water depths are indicated by w~ with
i = 0, 1, 2, 3, 4, 5 being the order and k being the canal number in the group of canals of order
i. For example, w~ expresses the water depth at the head of canal number 3 of order 1 (= primary
canal), with its head indicated as xl.
188 M. MENENTI ET AL.
secondary canal number i, and to the head of other canals of order 2. A portion
of the water flowing past x] is actually allocated to Xl2. So there is a connection
between heads x~ and ~ , termed a link. The sequence w°, w], w2, w~, w4, w~ in
Figure 1 indicates that a set of links is involved in water transfer from project
intake to the root zone. Such a sequence of links is termed a 'path'.
Consider first the case of a uniform water allocation policy. The general case
will be discussed later.
In the uniform case, the efficiency of the link between x~ and x 2 is
e~ = (V~I/A~)/(V~/A~) = w 2 / w ~ . (1)
When a path is considered, the order of the first and last heads will not be
contiguous, e.g. a primary and a tertiary canal. We define the efficiency of a path
as the product of the efficiencies of its links. So the efficiency of the path starting
at xj and ending at x~, with j < i, is
e~, hj = ( V ~i / A ki) / ( V ~j/ A h j) ; j < i . (2)
The procedure to construct the equivalent irrigation network can be explained
with the aid of Figure 2. In this figure, flow measurements are assumed to be
carried out at the head of a primary (P) and of a secondary (S) canal. If A P and
JT3 rl =x 3
Fig. 2. Relationship between an actual irrigation infrastructure and the equivalent irrigation network:
(A) actual irrigation infrastructure within the command area of a secondary canal; a partition into
three tertiary units (T1, T2 and Ts) is indicated; the area denoted by F is any farm within a tertiary
unit; (B) equivalent network resulting from the indicated partition superimposed on actual infrastructure;
(C) final equivalent network.
AGRICULTURAL WATERUSE IN LARGE IRRIGATION SCHEMES: I 189
A s denote the corresponding irrigated areas then the equivalent water depths are
W p = (VP/A P) and w S = (VS/AS).
Tertiary units are dealt with in a different manner. First they are grouped into
homogeneous sub-areas (e.g. T1,/'2, T3 in Figure 2A). This leads to the equivalent
network depicted in Figure 2B. Flow measurements are assumed to be carried out
at some heads of tertiary canals within each sub-area (Figure 2A). In this way,
the construction of the equivalent network in Figure 2C is completed and the
following path efficiencies are accordingly obtained:
where w~, w~ and w] are the mean values of the equivalent water depths measured
at the heads of the sampled tertiary canals.
To complete the equivalent irrigation network, nodes of the order 4, 5, and 6
are added. Links originating at nodes of order 4 (farm gates) and terminating at
nodes of order 5 describe water transfer from farm gate to furrows (or groups
of them). Links from nodes of order 5 to nodes of order 6 describe water transfer
from furrows to crop root zone. By crop root zone, we mean the soil depth where
crops can directly extract water through the roots.
The definition of irrigation efficiencies for the uniform case was first applied
by Chambouleyron (1969) for practical reasons. In our notation, irrigation efficiencies
(Bos and Nugteren, 1978) are defined, for the uniform case, as
2.2. EQUIVALENCETHEOREMS
Equivalence theorems can be derived to relate our path efficiencies (Equations (1)
and (2)) to the usual definition of irrigation efficiencies (Equation (4)). Let us take
a set {xf . . . . . x/} of N heads of order i, leaving the head of a canal of order i-
1, such as the node x ki-1 in Figure 3. Each link from nodes of order i-1 to nodes
of order (i), such as the links originating at x ki-1 (Figure 3), has a link-efficiency
given by
it
,,•0 • X~
.
Fig. 3. Schematic illustration of a tree-shaped part of an equivalent irrigation network having N nodes
x~,• ..., x~ of order
i originating from the kth node x~i-1 of order i-1.
•
w~ = V~/A~ and w/~-1 = ,,i-l,A
Vk ' ~ k
i-1 "
i7~ _ A--~I
A~ V/~i-1 , with V~• = V~"
~i e~', ki-1 (6)
representing the fraction of the total volume available at x ki-1 proportional to the
ratio of the irrigated areas downstream of the node x[ and node x/-1 , respectively.
Equation (6) represents a uniform diversion law.
Although a uniform water allocation policy is applied in many irrigated areas
(see Part II of this paper, Menenti et al., 1992), many different policies are feasible
(Barrow, 1987; Clemmens, 1987; Merriam, 1987). In our notation, a nonuniform
water allocation policy is represented by a general diversion law of the form
I~/~ = J~, /~-1 (V/~-I) (7)
Each policy then (Menenti et al., 1989, 1990) leads to a set of values of the
volumes I~ different from those given by Equation (6), but related to the V/~-1
by the constraint
AGRICULTURAL WATER USE IN LARG E IRRIGATION SCHEMES: I 191
N~
Accordingly, a definition of the link efficiency which does not assume a uniform
water allocation policy is given by
i
i i-1 Wh
eh, k - (8)
~h~i i- l '
'k
where
~"
I~,/_1 _ V~ j~, i-lt'r/-i-l'~
_ k ~Vk ) .
_ ~ Ni w i A i "~ Ni , i A i X Ni i i
XhN_/I VA _ ~'~h=l hZah _ "a-ih=lWheah h=l WhAh (9)
v/-' Xh=l ~'~h" XhNi_l,~i
- ~ h , k i-1 AA" Xh=l(Wh/e~,k
i i i-m) A hi
This is the most general relation between link efficiencies (Equation (8)) and irrigation
efficiencies (Equation (4)).
If a uniform water allocation policy is assumed then Equation (9) is changed
to
~N i . ~N~
h=l V~ h=lW~A~ XhNi=lAhW~i i Ni
= X h ~.~h
IAi/A
/ ~aki - l)Oh,
~ i ki-1 (10)
V~-I X Ni i-1 A~) w i - l r ~ N i .A~) 1
h=l (Wk • k t~"th=l
In this particular case, the irrigation efficiency is simply the weighted average
of the link efficiencies.
As both the actually delivered quantities of water {V i, ..., V~ ..... V~} and the
quantity of water available at the node x~-1, V~-1, do not depend on the set {I~[,
. . . . .r;~ •.., V~
-i }, the ratio ~N/1 rli/rli-1
" h ' " k (the irrigation efficiency according to Equation
(4) will be the same for any water allocation policy, expressed by means of the
set {V/, ..., V~ ..... ~ } .
192 M. MENENTI ET AL.
It is worthwhile emphasizing that Equation (10) indicates that it is possible to
obtain an estimation of the irrigation efficiency by measuring only a part of the
series {V~..... V~, ..., V~}. This is because an estimation of the value of the weighted
average in Equation (10) can be obtained (see also Figure 2) as
where M / < Ni, Est [-] means estimation of the variable within brackets and
A/-1 = 1~j A j .i
An equivalence theorem can be derived when more than two orders (as i and
i-1 in Equation (8)) are considered. By connecting adjacent links, a path is constructed
(Figure 2c) from project intake to furrows and crop root zone.
To recall the practical meaning of the orders, we give an example of calculation
of a path efficiency as a product of link efficiencies.
Consider a path from project intake x~ to the crop root zone at an arbitrary
location x RO in the command area of the network. If x~ xS4, x F, x FU are the remaining
nodes of the path, then path efficiency reads:
eRO, I = eRO, FU. eFU, F. _F,T. _T, S. S,P. ~P, I (12)
7,1 7, 1 1, 3 ¢3,5 e5,4 e4, 2 e2, 1 '
where RO = crop root zone (the soil layer from where plants can withdraw water
through the roots)
FU = furrow
F = farm
T = tertiary
S = secondary
P = primary
I = intake.
Equation (14) is analogous to Equation (10), which applies to links between nodes
of adjacent orders.
In the case of a nonuniform water allocation policy, sets o f {I~, ..., I~ .... , ~ }
must be set beforehand. Then an equivalence theorem which is analogous to Equation
(9) can be derived.
A thirds equivalence theorem, proof of which can be found in Chambouleyron
e t a l . , (1983), pertains to the irrigation efficiency between orders i and i-2:
e i, i-2 _ Vi
- (15)
where U' i-l, ~i-1, i-2 are mean path efficiencies between orders i and i-1, respectively,
i-1 and/-2.
To obtain the path efficiencies, field measurements of the amount of water reaching
every order appearing in Equation (12) are required.
A major advantage of the theory presented in this section is that it requires
collecting data relating to only part of the irrigation network.
The quantities of equivalent water depth and the network characteristics (expressed
here as link and path efficiencies) can be time dependent. The theory presented
applies to the irrigation network at any particular time.
3.2. OPTIMIZATIONPROCEDURE
The equivalent network model can also be used in combination with an optimization
procedure to obtain an optimal water allocation scheme.
Methods to optimize flows in networks are specially suited for this purpose. The
first well-known book on network flow theory and optimization is of Ford and Fulker-
son (1962); for the linear case, see Bazaraa and Jarvis (1977) and Jensen and Barnes
(1980). See also Nemhauser and Wolsey (1988) for additional references. For the
dynamic programming approach, see Denardo (1982) and Dreyfus and Law (1977).
The method described here can be applied to determine which combination of
the outflows at the terminal nodes is required to achieve a given objective. Different
practical objectives are: uniform allocation of surface water: allocation of surface
water to meet crop water requirements: conjunctive allocation of surface and
groundwater to minimize total cost; etc:
The target function to be optimized is a combination of nonlinear functions
of the outflows at the terminal nodes, which are, in general, place and time dependent.
Examples of target functions, all node dependent, include:
- difference between crop water requirements and supply of surface water, giving
the requirement of additional groundwater;
- cost of irrigation water (surface and groundwater);
- benefit of irrigation water use;
- crop yields;
- utility of irrigation water, i.e. a farmer-dependent table or function giving a
score on irrigation water use (English, 1981; Herath, 1981).
The optimization procedure will now be described in some detail. For practical
application of the optimization algorithm, it is convenient to redefine the indices
of the nodes of the tree shaped network representing the equivalent network in
the following way: let
nodes and Xn+l, ..., Xn+m are the terminal nodes. The links are denoted by (x i,
xj), where xi, is the starting and xj, the ending node. For a tree-shaped network
it is possible to assign the indices to the nodes so that for each link i < j.
Each link is characterized by an efficiency eO{w), depending in general on the
equivalent water depth w. Each terminal node x k with k ~> n+ 1, has a target function
Ck(W).
The optimization algorithm, which is based on dynamic programming, can handle
any kind of function, both for the e#{w) and for the Ck(W). The nonlinearity of
the link efficiencies and of the target functions allows for a number of aspects
of field irrigation to be taken into account. Examples are water application technique,
soil water balance, and the interrelations between the cost of groundwater extraction
and the groundwater table depth. The latter is specially relevant when dealing with
conjunctive use of groundwater and surface water. The functions ei, j(w) and Ck(W)
can be estimated either from data or by means of submodels. Part II of this paper
(Menenti et al., 1992) will describe these aspects. For the moment, we assume that
they are given functions.
As we have explained in the preceding section, the equivalent network is tree-
shaped. An immediate consequence of this is that
(i) each node (except the first) of the network is the ending node of exactly
one link; and
l
jJ ./I~
/ /
/ /
/ Ix
// ,¢~ iI
// /" \\'-. Si
// ~ tI/
l /" ~o xi
wi
xj "-x.7~.~e~. \.. S.
't "-"
\ \ "C'~o
\\ ~ iI/
\\ \ ~\XiNi
Si \ ~ -~ \\'--~_SiNi
Fig. 4. Schematic illustration of a tree-shaped part of an equivalent irrigation network; S i is the sub-
network originating at node xi; w is the equivalent water depth entering node xi; there are iV/nodes
down-linked to x i and N. sub-networks each one originating at one of the AT/nodes.
196 M. MENENTIET AL.
(ii) each intermediate node x i (i = 1, 2, ..., n) is itself the first node of a tree-
shaped subnetwork (see Figure 4).
Let S i denote the sub-network having x i as the starting node and let xil, xi2, ...,
XiN" be the higher order nodes linked to it. Each node x i has an associated area
l
A i (corresponding to the irrigated area surrounding the sub-network originating
at it) and a volume V i of water entering the (unique) link having x i as its end,
say (xj, xi).
The equivalent water depths are defined by w i = V i / A i and Wik = Vik/Aik and,
at each intermediate node x i of the network, we have the following constraints
Ni
Ai = ~ l k A i k (additive areas)
where Wi(wi) , for any value of Wi, is the set of all possible Nrvectors (Wi, , Wi2,
.... WfNi) for which the wik are feasible equivalent water depths in the links (x i,
Xik), li = 1, 2, ..., N i .
F u n c t i o n C f w i ) is the optimum response function of the subnetwork beginning
AGRICULTURAL WATER USE IN LARGE IRRIGATION SCHEMES: I 197
Ci1
Ci
w 1
¢
xj
W• ~ ~
..~. ~
~ ~ "-"h'-0•12 ~" N
c
~ l JNi~
XlNi , ~ ~.
WN|
Fig. 5. Illustration of the procedure to calculate the response function Ci(wi) associated to a sub-network
Si; a recursive procedure is applied to the response functions Cit (wl) ..... CiNi (wNi) of the sub-networks
Si ... Siui to obtain Ci (w).
at the node x i. Since the algorithm gives the relationship between any given value
of Cfwi) and the corresponding combination of the (w/k), the best allocation scheme
for any w i reaching node x i is obtained (Figure 5).
After the first stage has been completed for all the nodes x i to which the terminal
nodes are connected, we have computed the functions Ci(wi) needed to start the
second stage: we are in a situation similar to the previous one, with the nodes
of the first stage instead of the terminal ones. After the second stage is completed,
we continue by subsequent stages of the recursion, until the origin of the network
is reached. We then have the o p t i m u m response function of the entire network
Co(wo), for all values of the equivalent water depth w0 entering it.
In case of conjunctive use of groundwater and surface water, the target function
Ck(Wk) at the terminal nodes (k = n+l, ..., n+m) is a function of the requirements
of groundwater, i.e. the difference between water requirement r k and the equivalent
water depth of surface water reaching node x k through link (xi, xk) of the irrigation
network and given by eik(wk) "wk:
4. Summary
On the basis of the theory presented in this paper, a formal representation can
be constructed of the available information on irrigation water use which describes
the functioning of an irrigation scheme. As regards the appraisal of the scheme's
performance, the advantage of the proposed approach is that it can be applied
with data collected in parts of the scheme at different orders (in the sense they
are defined in this paper).
The equivalent irrigation network can accommodate quantitative descriptions
of processes affecting irrigation water use in the form of functions describing the
path-efficiencies.
The optimization algorithm presented in this paper can be applied to solve a
variety of optimal irrigation water use problems which can be cast in terms of
target functions depending on the amount of surface water delivered at the terminal
nodes. The solution found by means of the optimization algorithm is the optimum
allocation scheme for the terminal nodes Xn+ 1..... /Xn+m.
In the appraisal of water losses and of system performance in general, the
application of the path-efficiency concept is an improvement in comparison with
the usual definition of irrigation efficiencies since:
Acknowledgements
The authors are grateful to Dr Ir J. Wesseling and to Prof. R. Soncini-Sessa for
their very valuable comments which substantially improved this paper. Mrs M.
J. van Dijk-Janssen is very sincerely acknowledged for her trademark skill and
patience in typing the subsequent versions of this paper.
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