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K E M P S O N A N D A N N A B E L C O R M A C K
1. PRELIMINARIES
Quantified sentences such as (1) have been recognised for a long time as
providing problems of ambiguity.
(1) Every linguistics student has read a book by Chomsky.
It is of course familiar that in logic the alternative interpretations of a
sentence of this form are expressed as the distinct propositions ~I and II,
which differ in the scope of the quantifiers: 2
(I) ((Vx)(Lx ~ ((::ly)By & Rxy))
(II) (::ly)(By & (Vx)(Lx ~ Rxy))
On the grounds that the concept of logical form applies to sentences as
well as propositions (a problem we return to in section 10), it has been
widely assumed in the linguistic literature that the fact that such sen-
tences may be used to express distinct propositions is a sufficient
condition for claiming that they are ambiguous. In other words, it is
assumed that a sentence-string such as (1) is ambiguous just as (2) and (3)
are
The purpose of this paper is, however, to question this assumption that
the expressing of distinct propositions is grounds for postulating sen-
tence ambiguity. This paper seeks to demonstrate that, on the contrary,
significant generalisations can be captured naturally only if sentence-
strings containing more than one quantifier are analysed as having a
single semantic representation 3 from which the particular interpretations
2. A M B I G U I T Y AND V A G U E N E S S
(6) John saw her duck but he didn't see her move.
(7) John saw her duck but she didn't move.
(8) John saw her duck but she didn't lower herself at all.
(9) John saw her duck but she was at that moment stretching up
to the light-switch.
(10) John saw her duck but he didn't see her ducking.
(11) John saw her duck but she doesn't have a duck.
(12) John saw her duck but she hasn't got a duck.
(13) John saw her duck though she hasn't got any possessions.
(14) John saw her duck though she hasn't got any animals.
(15) John saw her duck but he didn't see anything.
(16) John saw her duck though there is no such man as John.
(17) John saw her duck though there is no female person.
(18) John saw her duck but he didn't see her ducking, and she
hasn't got a duck.
(19) John saw her duck though she didn't move an inch, and she
hasn't got any animals.
(20) John saw her duck but he didn't see her move and she hasn't
got any possessions.
to those distinct interpretations, and (c) that it will only be false if both
disjuncts are false. By way of contrast, an ambiguous expression cannot
be characterised by a single disjunctive set of possibilities, for the
grammar must be designed to predict that the negation of an ambiguous
sentence-string has two independent sets of truth conditions as does the
corresponding positive sentence-string. 12 That is to say, John's car
didn't hit the bank and John didn't see her duck are ambiguous in the
same way as their respective positive congeners (ignoring for the
moment the question of whether negation itself creates further am-
biguity). 13 Unlike the case of brother-in-law, these negative strings may
be used to make a true statement if either one of the interpretations of
their corresponding positive sentence-strings is false) 4
None of these tests is as familiar as the verb-phrase anaphora test
proposed by Zwicky and Sadock (1975) as a criterion for distinguishing
ambiguity from vagueness (non-ambiguity), a test which they argued is
only partially successful. The test itself can be summarised as follows. If
a sentence-string is ambiguous between two distinct semantic represen-
tations, then any anaphoric expression, such as a VP pro-form, must by
the condition of identity be restricted to the same interpretation as its
antecedent. On the other hand, if a sentence-string is unspecified with
respect to some contrast, then since the semantic representation itself
does not constrain the interpretation of the string along that parameter,
the requirement of identity imposed by anaphoric processes is not
sensitive to it, and the so-called "crossed interpretations" may arise. The
cases which Zwicky and Sadock argued were problematic are examples
where a sentence-string has two interpretations which are not in-
dependent, but where rather one entails the other, since in such cases
"crossed interpretations" are available on the more general of the
interpretations, this in their view vitiating the usefulness of this test as a
criterion for ambiguity when applied to such examples. 15 There are,
however, independent reasons to think that cases where one inter-
pretation of a string entails a second, more specific, interpretation of that
string are indeed not in general semantically ambiguous between distinct
sentential characterisations in the grammar. We have already seen that
in the case of the sentence string John saw her duck where the sets of
truth conditions are logically independent of each other, a semantic
description representing only those entailments which are common to
both interpretations would be very much too weak. However in all cases
where a sentence-string which is purportedly ambiguous between inter-
pretations one of which is more general than the other, the contrast
between them is a restricted set of entailments-just those that are
264 R. M. K E M P S O N A N D A. C O R M A C K
entailments of the stronger but not of the weaker. If then this set of
entailments can in all cases be predicted by some general rule, whether
semantic or pragmatic, operating upon the logical form corresponding to
the weaker of the two interpretations, then it is not only unnecessary to
invoke ambiguity, but it is also failing to recognise the general principle
operating.
Furthermore, if we look at the formal properties of the alternative
logically dependent interpretations of a sentence-string, it becomes clear
that they have more in common with cases involving lack of
specification than they do with cases of ambiguity. That this is so can be
demonstrated by making the counterfactual assumption that there is no
ambiguity in natural languages. Accordingly each sentence-string is
assigned a single logical form to predict the set of contradictions which
can be formed by conjoining that string with others in the language. In
many cases, the unambiguous ones, there will of course be no problem.
But in the case of John saw her duck, where, as we have already seen,
the sentence-strings (6)-(14) are not in fact contradictions but only
contradictions upon one interpretation, the analyst has no option but to
agree that the strings (25)-(30) are not entailments of John saw her duck.
With these criteria in mind, let us turn to quantified sentences. This type
of sentence is notorious for providing problems in almost all areas of
syntax and semantics. They are subject to a range of interpretations
which are often hard to pinpoint; and the empirical evidence in con-
nection with quantifiers is invariably hard to assess, as we shall see.
Since the standard logic is set up to describe scope variations in terms of
distinct logical forms, an analysis in terms of sentential ambiguity may
appear to be both plausible and natural. Our first task is therefore to
explore both the feasibility and the plausibility of the alternative, more
radical, view that the distinct propositions expressed by quantified
sentence-strings are not matched by distinct semantic representations of
the sentence-string.
266 R. M. K E M P S O N AND A. C O R M A C K
Various views have been expressed in the literature about the numbers
of interpretations these sentence-strings have, but given the non-con-
tradictory nature of (38)-(41) we assume that any account of the truth
conditions of strings (34)-(37) must predict that each of them is com-
patible both with only one book by Chomsky being read, and with more
than one book by Chomsky being read.
second group, though any member of the first group must bear the
relation in question to at least one member of the second group, and vice
versa. The complete group interpretation is stronger than this: each
member of the first group on this interpretation does bear the ap-
propriate relation to each member of the second group.
There are several entailment dependencies here which, according to
the ambiguity restriction of Kempson 1979 would suggest that at least
not all of these interpretations are sufficiently distinct to warrant an
analysis in terms of ambiguity. In particular, (iv) separately entails each
of (i), (ii), and (iii); and could therefore be analysed as a special case of
any one of (i), (ii) or (iii). However (i), (ii) and (iii) are logically
independent of each other. Why then, it might be asked, should there be
any doubt as to the three-way ambiguity of (42)?
The first problem arises with the VP pro-form test, which if so
manipulated as to contain two quantified expressions within the verb
phrase appears to allow a difference in interpretation between the
antecedent and the pro-form, yielding data inconsistent with an am-
biguity analysis. Take for example (43):
This can bear the interpretations (i) six students each had two separate
projects, (ii) the group of six students were working on a total of two
projects, (iii) two projects each had six students working on them, and
(iv) six students were working together on a total of two projects. But in
a construction containing a conjoined verb-phrase pro-form, mixed
interpretations are available, as is shown by (44):
(45) Three fanatics have submitted four articles on the race issue
to five dailies.
Under an ambiguity account, this sentence-string will be at least
nineteen ways ambiguous, the majority of the interpretations pairwise
logically independent. In linguistic terms, this means that a sentence-
string with three noun phrases containing number expressions will
correspond to about nineteen distinct sentence outputs of the grammar.
For a sentence-string containing four numerically quantified noun
phrases, the prediction will be even worse, so much so that it is too
confusing to calculate. Such a prediction of sentential ambiguity is, we
suggest, at least implausible. In contrast to this, if a sentence-string with
two numerically quantified noun phrases could be assigned a single
semantic representation which did not specify in detail the relation
between the members of the two sets in question, the large increase in
potential interpretative possibilities as the numbers of quantified
expressions increase is independently predictable. In sum, there are
three independent pieces of evidence which suggest that an analysis of
mixed numerical quantification should be in terms of a weakly specified
semantic representation which is common to each of the possible
distinct interpretations of any such sentence.
4. THE ANALYSIS
What is needed for all strings of this type is a logical form which while
specifying the numbers of the entities involved in each noun phrase does
not allow the inference that the specified number of participants was
involved in each instance of the relation in question. 2° We wish to say
for example that (42) is true if for at least two examiners there is some
relationship between them and at least six scripts that were marked but
without specifying that there is a necessary relationship between any
particular members of the set of examiners and any particular members
of the set of scripts. Consider therefore the following as a tentative
initial characterisation of (42).
Let the set of examiners be X.
Then we define a variable set of two examiners:
Informally, this reads as: there are at least two examiners of each of
whom it is true that he marked a script and there are at least six scripts
of each of which it is true that an examiner marked it. 22 The inter-
pretations that We outlined above (p. 267) are formalised in a similar
manner. As with (III), let X be the set of examiners, S the set of scripts,
X2 the variable which ranges over any pair of examiners, $6 the variable
which ranges over any sextet of scripts. We then have (IV)-(VII):
Informally, (IV) reads as: there is a set of (at least) two examiners of
each of whom it is true that there is a set of six scripts, each of which
that examiner marked. (V), conversely, reads as: there is a set of (at
least) six scripts of each of which it is true that there is a set of two
examiners, each of whom marked that script. (VI) and (VII) are the
incomplete group and complete group interpretations respectively (cf. p.
267 above). (VI) reads as: there is a set of two examiners and a set of six
scripts such that for all members of the set of examiners there is a
member of the set of scripts that he marked, and for all members of the
set of scripts there is a member of the set of examiners that marked it. z3
The complete group interpretation is the limiting case of this where each
examiner marked each script.
Now there is an interesting connection between (VI) and (VII), which
is relevant to the other interpretations. Despite the widespread use of
sentences of this form with an understanding corresponding to (VII), it
is often not identified as a separate reading from (VI), because it is a
special case of (VI). Further when we say that (VII) is a special case of
(VI) (say), we do not mean simply that we can see or prove that (VII)
entails (VI). We mean rather that as we envisage the varying situations
under which (VI) might be used, we see how there arises a subset of
these situations which could be described by (VII). In the case of (VI),
the relevant variety in the situations arises at the point where
' 3 x M x s 'or' 3 s M x s " a r e true. In the case that 'at least one of
xEX 2 s~S,~
The same procedure applied to ' 'v" s :IX2' in (V) will yield (VII). Thus
sES6
we have a procedure for showing (VII) to be a special case not only of
(VI) but of (IV) and (V).
We have not yet discussed the relation between the proposed general
form (III) and the logical forms of the various interpretations, in parti-
cular (VI). If we now take the tentatively proposed general form (III),
and apply both of the procedures of uniformising and generalising to it,
we have several possibilities: to apply generalisation to the first or
second conjunct of III; to apply uniformisation to either of the con-
juncts; or to apply more than one of these four successively. If we apply
generalisation (to '3 s') in the first conjunct of (III), we obtain the logical
AMBIGUITY AND QUANTIFICATION 273
3S 3Bj V s V b Rsb
sES b~!B 1
this being a logical form equivalent to the earlier form in the standard
notation, (II) c.f.p. 259 above). By the use of this procedure, we are
again able to give a formal characterisation not only of why there are
two separate understandings of the examples (34)-(37) (cf. p. 266 above),
but also of why one is a special case of the other, more general
understanding. What the theoretical status of this procedure is, and how
this analysis yields different preferred interpretations for such sentence-
strings are questions we shall take up in due course. For the present, it is
sufficient that a procedure set up to explain one set of facts automatic-
ally applies to explain a second set.
AMBIGUITY AND QUANTIFICATION 275
Thus there is evidence that the logical form of Two examiners marked
six scripts, (42), should be (XIII). Indeed all the required readings
AMBIGUITY AND QUANTIFICATION 277
(IV)-(VII) can be obtained directly from (XIII) using just the generalising
procedure. 33 And thus it is that (XIII) could be argued to be the
appropriate logical form for sentence (42), with a corresponding general
argument that all sentences of this form should have a weak logical form
along these lines.
So, even granting the vagueness analysis of quantified sentences, there
are at least two alternatives: either the logical form assigned is weak
enough to be compatible with all uses of the sentence, or it is one from
which only the two scope-differentiated interpretations plus the in-
complete group interpretation can be derived. In the former case, all the
procedures required are strengthening procedures; in the latter case one
requires both strengthening procedures as before, plus a weakening
procedure to explain why it is that a form with universal quantification
over members of a set can appropriately be used to characterise cir-
cumstances where this condition is not met. Since the procedures of
uniformising and generalising have motivation independently of this
particular case, we shall assume for present purposes that the former
alternative (to be called hereafter the radical vagueness account) has
some initial plausibility. What of the second alternative of postulating a
procedure of weakening? There is some indication that such a strategy is
used in other areas. We can for example use the sentence That is square
to describe shapes which may only approximately be said to have four
equal sides and four right angles (as for example in a drawing); yet
despite this appropriate use of the sentence, we would not wish to
weaken the definition of square so as to be compatible with such
approximations. But in order to generalise from this case to the case of
mixed quantification we would have to be content with a pragmatic
principle as vague as 'Speakers may be sloppy: inaccurate represen-
tation is tolerated as long as the inaccuracy is not relevant.' Not only is
this principle extremely general, but it is not obvious that the ap-
proximate use of square is parallel to the case of quantifiers. For in the
case of square the incorporation of some concept of approximation into
the definition of square would complicate the definition of square
considerably; but in the case of the quantifiers, the required adjustment
simplifies the semantic characterisation.
The alternative of specifying the non-co-ordinate logical form (XIII)
as the semantic representation of (42) is however not without its prob-
lems. First, it must be recalled that the general methodological principle
has normally been to postulate the strongest logical form that is com-
patible with the evidence, and the existence of strengthening principles
is not in itself justification for postulating a weaker form. Second, if
278 R. M. K E M P S O N A N D A. C O R M A C K
But data of this type can adduced for all examples of numerical
quantification, and one could therefore provide arguments for a cor-
respondingly weak logical form for all numerically quantified sentences.
This would result in the claim that all numerically quantified sentences
containing the same predicate items were logically equivalent so far as the
predicate is concerned, at the level of semantic representation. In order to
remedy this, we would have to postulate the obligatory use of a pragmatic
axiom which has the effect of guaranteeing that any utterance of a sentence
containing numerical e~pressions must be used so that the numbers are
relevant to the arguments of the predicate in that sentence (cf. section 9
below). Finally, we have the problem that the greater the interaction of the
procedures, the greater the number of possible interpretations predicted.
And too many interpretations are predicted from this weak logical form,
with no apparent independent explanation of why the additional form
predicted is not a possible understanding of the sentence. Not only are the
required interpretations derived by the procedures as we have seen, but so
is (XX):
postulating a filter (cf. p. 297f. below) to explain why this not a possible
interpretation.
So far then we have three different possible points of comparison in
connection with the mapping problem:
(i) If the logical form for a sentence such as (42) is (III), and if the
ambiguity analysis involves a maximal prediction of ambiguity, including
at least the incomplete group interpretation as a reading, then both
analyses face the same mapping problem, viz. stating the relationship
between a syntactically simple sentence structure and at least one
co-ordinate logical form.
(ii) If the logical form for (42) is (XIII), i.e. the radical vagueness
analysis, then it compares favourably with the maximal ambiguity ac-
count since, though it may be implausibly weak, its relation to all
available interpretations can be captured by independently motivated
principles, and the mapping problem is reduced to a familiar mapping
procedure.
(iii) The proposed logical form (XIII) also compares favourably to the
possible logical form (III) in two respects; not only does it provide a
more satisfactory solution to the mapping problem, but all the steps
involved in predicting the available interpretations can be given a precise
formal characterisation. In the case of the alternative logical form (III)
put forward earlier, we have to resort to a strategy of approximation in
order to account for cases where none of the logical forms proposed
under this analysis are appropriate.
Before leaving the mapping problem, there are two further hypotheses
to consider, one involving ambiguity, one vagueness. The remaining
ambiguity alternative (which Jay Atlas informs us is due to Jerry
Sadock) incorporates the claim that strings with more than one
quantified noun phrase are ambiguous with respect to scope (i.e. with
logical forms of the type represented by (IV) and (V)) but not in respect
of the incomplete and complete group interpretations (parallel to logical
forms (VI) and (VII)). These are to be derived by pragmatic principles.
Under this analysis (which we shall call the restricted ambiguity analysis),
the mapping problem is the familiar one of predicting scope distinctions
from a single surface string: the mapping on to a co-ordinate logical form is
avoided, since the interpretation which requires this complexity is not
granted the status of an independent interpretation. The pragmatic
principles required under this analysis would be the strengthening prin-
ciple of uniformising (to produce the complete group interpretation as a
special case of each of the scope-differentiated readings (cf. p. 271f.
above), and some weakening principle of approximation, allowing one to
280 R.M. KEMPSON A N D A. C O R M A C K
quantification. For in these cases, as we have already seen (p. 274 above),
the co-ordination in the form (XI) is invariably completely otiose and
reduces to the single conjunct. Thus the form (XI) reduces to (XII).
lowing discussion is that the maximal ambiguity analysis and the radical
vagueness analysis come together at this point, in placing the greatest
burden of explanation within the semantic model (though in different
ways).
The maximal ambiguity analysis is by now familiar: there is assumed
to be a one-to-one correspondence between the representation of a
proposition and the representation of a sentence. Accordingly, a sen-
tence-string such as (42), Two examiners marked six scripts, which
expresses three, four, or five propositions (depending on whether the
forms (VII) and (XIII) are taken to be separate propositions) is assigned
three, four, or five distinct sentential analyses. A pragmatic theory is
only invoked to explain the non-availability of some of the sentences to
which each sentence-string corresponds. For example (47)
(47) Six kids drank five sips of my beer.
will be predicted by the semantics to have three, four or five distinct
sentential derivations in the grammar, distinct in having the requisite
number of logical forms-the two scope-differentiated representations;
the third the incomplete group reading; possibly a fourth, the complete
group reading, in which each of six kids is said to have had the same five
sips of beer; and even posibly a fifth, in which only one of them actually
drank the beer. It is then the pragmatics which determines why all but
one of these readings are never available for this string.
If the fourth of these interpretations is thought not to be importantly
distinct from the other three, and hence to be derived from one of them
as a special case, we have immediately to incorporate into the maximal
ambiguity analysis either the principle of uniformising or generalising as
subcases of pragmatic strengthening. For to convert either of (IV) or (V)
into (VII) requires uniformising, and to convert (VI) into (VII) requires
generalising. Thus even the analysis of quantifiers which conflicts most
sharply with our proposal of lack of ambiguity at the level of semantic
representation may make some use of our procedures. Moreover if the
very weak use of mixed quantification sentences is recognised as a
distinct (pragmatic) interpretation but not given an independent sen-
tence, then the principle of approximation has also to be incorporated.
Since the simultaneous incorporation of scope ambiguities, the prin-
ciples of uniformising or generalising, and a pragmatic principle of
approximation, is unattractive, we shall assume in what follows that the
maximal ambiguity analysis characterises all truth-conditionally dis-
tinguishable uses of such sentence-strings as distinct sententiai
representations of the sentence-string.
284 R. M. KEMPSON AND A, CORMACK
Our initial string, with a logical form which predicts an 'at least'
interpretation, is P:
P Justin ate three carrots.
P Jo bought a cat
Q Jo bought a cat & -(Jo bought a kitten)
We then have
R -(Jo bought a cat & -(Jo bought a kitten))
= -(Jo bought a cat) v Jo bought a kitten
S -(Jo bought a cat)
T -(Jo bought a cat) & Jo bought a kitten
Again, the form R is needed, contrary to the Gazdar and Butterworth,
and Gazdar prediction; and T is incorrect.
If we now turn to the principles of uniformising and generalising, we
find a similar pattern: it is only if the procedures apply before negation
that they yield the correct results. Consider example (49):
ONE }
(49) It's not the case that every linguist has read [SOME article on
quantifiers, because they can't possibly all have read the same one. 44
This example requires the interpretation of the negation as a denial of
the stronger interpretation (derived by uniformising) for the explanation
is compatible with the weaker interpretation. In other words, it is the
interpretation in which the numeral, or some, is used to indicate a
specific book, which is denied. The formalism predicts this in the
following way, if we extend our schema of P, Q, R and S to logical
forms. Assuming an alphabetic notation (A: articles on quantifiers,
a E A, L: linguists, l ~ L, R: the predicate corresponding to read), we
have for the positive string Every linguist has read an article on
quantiliers, as before, the initial logical form 45
P 3 L V I 3 A j V a Rla
Q 3L 3AiVlVaRla
R -3L 3A)VlVaRla - V L V A I 31 3 a - R l a
S -3LVl 3 A i V a R l a = VL 31 VAt 3a-Rla.
T, the form which is the result of applying strengthening rules to S is
unobtainable here on the form with negation inside the quantifiers. And
if we apply uniformising to the form of S in which the negation is
external, then this trivially reduces to the relationship between P and R
(viz. applying the procedure first, and then negation). S reads informally
as 'it is not true of all linguists that there's a book that each has read', R
as 'it's not the case that of all linguists and a certain article on quantifiers
A M B I G U I T Y AND Q U A N T I F I C A T I O N 289
that they've all read it'. 46 Thus in the case of uniformising, the only
possible order of application is to apply the procedures, and then
negation. Consider, further, the case of uniformising to relate the scope-
differentiated interpretations of mixed quantification sentences to the
complete group interpretation. If we take a sentence which explicitly
indicates a scope-differentiated interpretation (by the use of each) we
can form an example where the negative sentence is denied on the basis
of the complete group interpretation for a specified reason which is
compatible with the scope-differentiated interpretation:
(50) It's not true that three students hit four girls: because when I
asked who had been hit by three people, there was only
Tanya.
We can see informally in this case too, then, how the procedure of
uniformising must apply first to predict this as a possible interpretation.
In the case of generalising, we have the possibility of an extremely
simple case. Suppose we analyse a generic sentence-string such as A
yellow-hammer sings beautifully as having an initial semantic represen-
tation: 47
P 3Y 3 y S y
One might say that this, on the weakest interpretation, is to be regarded
as a piece of present-tense description (add for example the adverb
outside). The generic interpretation is then derived from it, let us
suppose, by generalising. We then have
Q 3YVySy
R -3Y Vy Sy ---VY 3 y - S y
S -3Y 3y Sy -VYVy-Sy.
In this case, T again is unobtainable; while S and R yield two inter-
pretations of the negative string A yellow-hammer doesn't sing beauti-
fully either as 'if there are any yellow-hammers, there is a yellow-
hammer who doesn't sing beautifully' (R) or as 'of all yellow-hammers,
it is the case that they do not sing beautifully' (S). This example is
hypothetical in so far as this analysis of generics is not independently
motivated here (and may well be incorrect). However if we apply the
results to the relation between the complete and incomplete inter-
pretation of mixed numerical quantification, we find a similar result.
Consider (51):
(51) It's not true that three University College students exchanged
addresses with four Birkbeck College students because no
290 R. M. KEMPSON AND A. CORMACK
Q 3C33B4VcVbEcb.
As before, the negation of Q is R, and the negation of P is S.
R -3C33B4Vc Vb E c b - V C 3 V B 4 3 c 3b -Ecb
S -3C33B4(Vc 3bEcb & Vb 3cEcb)
- VC3 ¥B4(3c Vb
-Ecb v 3b Vc-Ecb)
T is the result of applying generalising after the application of the
negation rule:
T VC3VB4Vc Vb -Ecb
R reads informally as 'it's not the case that there is a set of three
University College students and a set of four Birkbeck College students
of whom it's true that they exchanged addresses'. S reads as 'for all sets
of three University College students and four Birkbeck students, it's
either the case that there's one University College student who didn't
exchange addresses with any Birkbeck College student, or it's the case
that there's one Birkbeck College student who didn't exchange ad-
dresses with any University College student'. T on the other hand reads
as 'for all sets of three University College students and all sets of four
Birkbeck College students, none of them exchanged addresses'. T is not
the strengthened reading we require; R is.
The general trend of the results then is to show that (i) there are
strengthening procedures which must operate after negation, which
appear properly to belong in pragmatics since they cannot be generated
without access to background sets of beliefs, (ii) there are further data
which can be explained in one of two ways. Either we adopt a vagueness
account, invoking procedures as we have outlined, or we might invoke a
A M B I G U I T Y AND Q U A N T I F I C A T I O N 291
where ' S f is the logical subject, and P any suitable predicate. Now there
is no restriction on the particular number involved. So it is always
possible to have a statement of a similar form, where a larger set of
items each individually satisfies the same predicate. This is written
(XXIII) 3S~ Vs Ps where n is a natural number.
The sentence corresponding to this larger set, when its elements are not
specified further as to class-membership, will contain a number in the
noun phrase of the logical subject. For example, if we have An examiner
walked out of the room we can also have Five examiners walked out of
the room; and from the well-formedness of The examiner walked out of
a meeting we can infer the well-formedness of The examiner walked out
of six meetings. In other words, if (XXII) is appropriate as a logical
representation for a one-member set case, we can expect to be able to
use (XXIII) as a representation for a corresponding plural case where the
number involved is some number other than one. Suppose we now apply
this pattern of argument to the logical form (VI), which we have already
argued is the appropriate representation for the incomplete group inter-
pretation for sentence (42):
8. P R E F F E R R E D INTERPRETATIONS: T H E PRAGMATIC M E C H A N I S M
In (54) the interpretations which are unmarked (i.e. preferred) are the
subject having wide scope, the incomplete group and the complete group
interpretations, and these might be represented as follows:
(56) As for two journalists, they have each written three books.
(57) As for three books, they have each been written by two
journalists.
(58) As for three books, they have as a set been written by two
journalists.
(59) As for two journalists, they have between them written three
books.
(60) As for some recipe for cooking chicken, it's known by
everyone.
9. THE FILTERS
10. CONCLUSIONS
FOOTNOTES
* This paper has been transformed through several versions. The critical comments which
have triggered these transformations have been provided by J. Atlas, C. E. Bazell, G.
Gazdar, F. Heny, R. A. Hudson, H. Kamp, R. Kibble, E. Klein, A. Mittwoch, G. K.
Pullum, R. H. Robins, N. V. Smith, N. Tennant, D. Wiggins, D. Wilson, and two anonymous
reviewers. To each of these we offer many thanks. We are particularly grateful to Jay Atlas for
his extensive discussion by post of many of the issues raised in this paper.
302 R. M. K E M P S O N A N D A. C O R M A C K
t We are taking the term proposition to correspond to that which is asserted on some
occasion of use, and not to the definition in which it corresponds to the sense of a
sentence. In other words, we are assuming that reference is assigned to all referring
expressions at the level of propositions. The theoretical term sentence we distinguish from the
pre-theoretical term sentence-string. A sentence is an output of the grammer, a triple complex
of syntactic, semantic and phonological information. A sentence-string is an uninterpreted
surface sentential sequence.
2 For convenience, the logical notation of lexical items such as student, book, read, etc.,
will be taken to be a predicate represented by the initial letter of a word from the phrase in
question. Thus in this case, L denotes the set of linguistic students, B books by Chomsky,
R predicate corresponding to read.
3 For an independent argument that mixed quantification sentences are not ambiguous, cf.
Katz 1977, pp. 127-9.
4 A similar account of belief contexts, in which a unitary logical form is assigned to the
sentences in question, with truth conditions partly determined at the level of logical form,
and partly at the level of contextual interpretation, is given by Gee 1978. A two-level
model of semantics is furthermore advocated in recent work by Chomsky (cf. Chomsky
1975), and our analysis is directly compatible with such an approach.
5 A consequence of this definition of sentence is that linguistic ambiguity arises in one of
three ways: (i) where a single phonological representation requires two syntactic charac-
terisations, each with a distinct semantic characterisation, (ii) where a single phonological
representation requires only a single syntactic analysis, but two distinct semantic
representations, (iii) where a single phonological representation requires only a single
semantic analysis, but two distinct syntactic characterisations.
Our use of the term vagueness is for convenience only. This use is not to be confused
with the application of the term vague to indeterminacy at borderlines (fuzzy sets, etc.).
7 We are assuming for simplicity that (2) is only two-ways ambiguous.
8 We are assuming, at least initially, that the semantic representation of a sentence can be
associated with the logical form for that sentence.
9 It might be suggested that using contradiction data as even partial evidence of semantic
ambiguity is entirely circular since the decisions about contradictoriness are no less
theoretical than those about ambiguity. However, even if we assume for present purposes
that such a criticism is not based merely on Quinean scepticism (cf. Kempson 1977 for a
discussion of Quine's critique of linguistic semantics), we would maintain that such an
approach is no less nihilistic than Quine's own attack. For if all the data the theoretical
model is set up to predict are themselves merely theoretical constructs then we would be
forced to say that whether the data the theory predicts themselves exist at all depends on
the theory and varies from theory to theory. This reduction of semantics to a branch of
theoretical aesthetics seems to us quite unjustified. In order for a sentence to be
contradictory it must not only be false but necessarily false. And about this, we would
claim, speakers can (be led to) have clear intuitions. This is not to say that the data are
always clearcut: indeed one would anticipate a cline of responses varying from clear
non-contradictoriness and non-ambiguity at the one end of the scale, to clear contradic-
toriness upon an interpretation at the other, with unclear judgments arising in precisely
those cases where a sentence-string expresses distinct propositions without involving
sentence ambiguity. Consider for example sentences containing indexical expressions, and
the problematic semantic status of He is ill and he is not ill. Hence any indeterminacy over
the data of contradictoriness is in our view not grounds for reducing contradiction to a
concept which is not open to direct empirical test.
~0 We do not wish in our use of this example to imply any commitment to decomposition of
lexieal meaning.
i1 Cf. Gazdar 1979b for one specification of the mapping from lexical disjunction into
sentential disjunction.
AMBIGUITY AND QUANTIFICATION 303
12 Cf. Gazdar 1979a, pp. 81-3 for an application of this test to the putative ambiguity of or.
~3 Examples such as Not all banks are riverbanks we consider to be special cases, since
any analysis which treated them as not exceptional would make incorrect predictions
about every sentence containing an ambiguous lexical item invoking only one inter-
pretation at a time, which is the normal case.
~4 We can in fact show that such ambiguity must consist in a correspondence between one
sentence-string and more than one sentence output of the grammar. For it is not possible
to use any of the logical connectives to create a single logical form out of the logical forms
of the two interpretations, from which to predict the contradiction data of an ambiguous
sentence-string, while also satisfying the negation facts. If we were to provide a single
logical form to characterise ambiguous sentence-strings, we would be asking for a
connective'*' such that if S is assigned a logical form 'A*B', then -S must be assigned a
form '-(A'B)'. Of the eight possible truth-tables, two have this property, but they are those
corresponding to A (independent of B) and B (independent of A).
~5 Cf. Atlas 1977 where it is argued that these cases do fall under the general rule.
~6 We are using 'fi' as the symbol for exclusive disjunction.
~7 The truth conditions of P v Q if P entails Q are identical to the truth conditions for Q
alone, as witness the following truth-table:
P Q PvQ
l T T T
2
3 F T T
4 F F F
The second line of the standard table is ruled out by the entailment relation.
18 For our notation, cf. p. 274.
~9 Though the notation we employ is non-standard in employing restricted variables, it
could in all cases be reduced to the standard calculus employing only unrestricted
variables. The disadvantage of so doing is that the formulae become inordinately long; and
any such form is so cumbersome that it becomes extremely hard to understand the relation
between the logical form and the interpretations that entail it.
2o Numerical expressions sometimes allow an 'at most' interpretation, as in Jo got three
coconuts in five shots. Such interpretations have not been taken into consideration in this
paper, since their formulation seems to require the use of ordered sets, which suggests that
such interpretations have to be handled separately.
21 We shall shortly see that there is evidence to suggest that a non-co-ordinate logical form
is plausible as the semantic representation of sentences of this type, but it is even weaker.
(III) is the strongest form available which is compatible with each of the interpretations
(IV-VII).
22 The general form has been cast to correspond as closely as possible to the various
interpretations. There is an equivalent formulation which appears to correspond more
closely to the gloss given:
:tX2 V x 3 sMxs & 3S6 ¥ s 3 xMxs.
xEX 2 sES 6 sES 6 x~X 2
This notational variant seems less amenable to explanations of how the readings are
obtained; and provided that a notation is well adapted for expressing what is required, it
seems reasonable to demand uniformity of representation, even where simpler versions of
some expressions exist. Furthermore, it is not obvious that this variant should be
considered well-formed.
23 For (IV), (V) and (VII) the paraphrase may contain 'at least'. For (VI), it may not. This
can be deduced from the logical forms; 'at least' is available as an entailment for some
304 R.M. KEMPSON AND A. C O R M A C K
proposition 'P~' with numerical quantifier ' n ' just if 'Pn+: entails 'P~'. The condition does
not hold for (VI).
24 We might in fact use the sentence T w o examiners marked the same six scripts to express
(VII). Intuitively, same asserts the identity of a set of six scripts marked by the first
examiner and a set of six scripts marked by the other. In other words, even where the
logical form is undoubtedly (VII), there could be arguments for deriving it from (IV).
25 The concept of reference we are invoking is somewhat broader than the classical
restriction that reference can only be said to hold between logical proper names and the
objects they are used to make assertions about. Reference, in the sense required for our
purposes, is the relation which holds between a noun phrase and the object (or set of
objects) denoted by that noun phrase that the sentence could be taken to be making an
assertion about, on any occasion of use.
26 In fact the constraint is not quite as simple as stated. In order to exclude all of (VIII-X),
and (III) itself, as possible understandings of sentence (42) as predicted by the procedures
in question, we have to stipulate that a single quantified noun phrase must be understood
as having a single logical interpretation. In these cases, it either has one simple reference
assignment, or it has a single distributed application (whose exact extension is dependent
on some other quantified expression of the sentence into whose scope it falls). A noun
phrase cannot have two separate reference assignments ($6 in (VIII), X2 and $6 in (X), X2 in
(IX)), nor can it have a mixed interpretation (3(2 in (VIII), $6 in (IX)). In all these cases the fact
that the representation (III) is a representation of a sentence with single noun phrases (for X2
and $6) requires the hearer to apply the procedures until he has a representation which is a
possible representation of the use intended of the sentence. It is not sufficient that he has
representation of a proposition derived from the sentence.
27 It has been suggested to us that the fact that surface structures containing a lexical item
such as every are invariably assigned a representation in which the set whose members are
universally quantified over is always to the left of a set whose members are existentially
quantified over, implies that the logic not only incorporates scope distinctions but also that it is
itself restricted to generate only this sequence of quantifiers. It cannot therefore be equivalent
to standard logic. This is not so. The logic allows free combination of quantifiers, and in all
cases, the formulae can be restated in the much more cumbersome standard form. In the case
of the universal quantifying expressions every, each, all, etc., a mapping restriction can be
stated in the lexical characterisation of each of these items to guarantee the position of their
associated universal quantifiers in any logical form. In the case of numerical quantifiers, we
shall find that the sequence
29 There is an alternative ambiguity account which does not grant this: cf. p. 279f. below.
3o In our terms, this is straightforward. For each quantified expression in the string, there
is a conjunct in which its logical quantifier is both initial in that conjunct and takes the form
"3X, Vx', with all other quantification taken to be existentially quantified, i.e. '3 Y, 3y'. This
extends to three or more quantified expressions.
3~ The question remains as to whether it is true. This is taken up again on p. 298f. below.
32 S = set of students, as before s E S; P = set of papers, p ~ P; T is the predicate letter
corresponding to took.
33 We can obtain form (VII) directly by using the generalising procedure twice on the form
(XIII), readings (IV) and (V) by using it twice on forms (XIV) and XVII respectively,
which are equivalent to (XIII),
(XIV) 3X~ 3 x 3S~ 3 s Mxs
xEX 2 ~ES 6
and reading (VI) by generalising twice at the quantifiers marked with a star on the
equivalent form (XVIII):
34 It may also be suggested that the semantics should produce just the two scope-
differentiated readings by one kind of procedure, and the complete and incomplete group
readings plus any weaker interpretations which are taken to be required, by the use of
some device whereby the predicate takes groups (i.e. sets) as arguments. That sets are
needed for some predicates is indisputable (e.g. extinct, similar), and there are also
predicates where there is a "together" understanding, e.g. These three pots of jam
(together) weigh more than three pounds. But even for these cases, some analysis in terms
of individuals will be necessary to predict the difference between the sentence-pairs Three
of my chairs are similar, Two of my chairs are similar and Three of my pots o[ jam
(together) weigh more than three pounds, Two of my pots of jam (together) weigh more
than three pounds. We consider that in all cases, in principle it will he necessary not just to
give a set as an argument but to show just how the predicate as applied to individuals
contributes to the truth value of the predicate as applied to sets. And for the examples
considered in the main text, this is just what the incomplete group reading does, for it is
essentially a statement about sets, and is not reducible to a conjunction of statements
about the individuals of the set as the other readings are. In the case of predicates such as
extinct and weigh, it might be argued that any such further analysis should be by meaning
postulates rather than within the logic, but in the case of numerals this lexical option
would be quite unjustified. It has been suggested to us that a sentence such as 5 boys
destroyed 6 flower-beds has a group interpretation which poses a serious problem for
the radical vagueness analysis, since we cannot necessarily infer from this sentence even
that one boy destroyed one flower-bed. All we can infer is that at least some boys
contributed to the destruction of some flower-beds. Thus even the very weakest of the
logical forms proposed under this analysis (parallel to (XIII)) appears to be in some sense
too strong. This phenomenon is common to a set of verbs (linish, destroy, write, paint, kill,
etc.) which we might loosely term "agent-accomplishment predicates". In our view, these
predicates do not lead to the conclusion that quantification over individuals should be
abandoned in favour of quantification over sets taken as primitives. On the contrary, we
suggest that a predicate paraphraseable as "contributed to the destruction of" (given
above) provides the correct basis for the semantic analysis of destroy, even for singular
cases. More generally, there is evidence to suggest that all such predicate expressions should
306 R. M. K E M P S O N A N D A. C O R M A C K
have a semantic analysis not in terms of the agent carrying out the action in question, but,
rather, in terms of the agent contributing to the effected action. Consider the verb write, a
paradigm example of this class of verbs:
(i) Hans wrote the article.
(ii) Hans wrote the article, with Jerry's help.
(iii) Hans was the sole author of the article.
(iv) Hans was the sole author of the article, with Jerry's help.
If the verb write is given a semantic analysis such that (i) and (iii) are predicted to be
mutually entailing, then (ii) and (iv) are incorrectly predicted to be synonymous and both
contradictory. If on the other hand we analyse a string of the form X wrote Y as implying
' X contributed to the action of writing Y', we have available a straightforward Gricean
explanation for why the expression is normally understood as implying that (when X is
singular) the object denoted by X is the sole contributor towards the action of 'writing Y'
(cf. Harnish 1976 for a detailed defence of this view). It might be argued against this
analysis that Hans didn't write the article has similarly distinct uses, thus suggesting
genuine ambiguity. For this sentence has not only the interpretation corresponding to the
standard external negation paraphrase, but also a paraphrase 'It was not Hans alone who
wrote the article', as in Hans didn't write the article: it was Hans A N D Jerry that wrote it.
But, as we shall see in section 6, this behaviour under negation is identical to the behaviour
of quantifiers under negation and is subject to exactly the same explanation as offered
there.
35 Deirdre Wilson and Dan Sperber have pointed out to us (personal communication) that
one might treat some of these examples as sub-cases of hyperbole, for which they have
proposed an explanation in terms of the expression in question being mentioned rather
than used (cf. Sperber and Wilson forthcoming (b)). Such an analysis might indeed explain
why there is no logically recoverable route from the strong interpretation to this very weak
use.
36 We are not extending the discussion of approximate uses of sentences containing
quantifiers such as every, all and each, whose lexical entry dictates the use of universal
quantification in the propositions. In cases where only such quantifiors are used, weak uses
of the quantifiers corresponding to the extremely weak use of numerical quantification
seem to be excluded. Every/each student knocked at my door can only mean that they all
individually knocked at my door. All students knocked at my door is scarcely acceptable,
suggesting that it is necessarily genetic. In our terms, one of several alternative pos-
sibilities might be to assign all a lexical specification which contains universal
quantification without existential quantification over a set. Hence the possibility of
combining all with a definite noun phrase which involves quantification over a set-that we
have all the men but not every the men. Whatever the correct analysis, weak uses only
arise in such cases, when the quantifiers are able to combine with definite noun phrases.
Thus (i) and (ii) contrast with (iii):
(i) Each student organised a party.
(ii) Every student organised a party.
(iii) All the students organised a party.
It is only in the third case that interpretations arise corresponding to the group inter-
pretations and the very weakest use of all, in which not all of them need have done the
organising. Since we have not included any discussion of definite noun phrases, we shall
have nothing more to say about this here.
37 Cf. Kempson 1977 for a detailed attempt at justifying the extension of the term logical
[orm to sentences.
3s The temporal sequence is of course not to he taken necessarily literally.
AMBIGUITY AND QUANTIFICATION 307
39 It has been pointed out to us that there is no reason in principle why pragmatic and
semantic procedures should not alternate. However. since procedures must (as we shall
see below) be distinguished into those applying before and those applying after negation.
we shall assume that it is proper to label the former semantic, and that all pragmatic
procedures fall among the latter.
40 This "strengthening" can be derived from an appropriate set of background assumptions
by normal logical procedures: cf. Sperber and Wilson forthcoming (a).
4~ This pattern for strengthening after negation, viz. from -P to -P & -Q, is adopted for
two reasons: (i) just as a strengthening before negation gives an interpretation with a
greater number of entailments, so a strengthened interpretation after negation should exclude
more: (ii) the alternative of strengthening negation by transforming -P into -P & Q gives
incorrect results in all cases.
42 An account of this type of strengthened use of a sentence to give a more restricted
interpretation is formulated by Butterworth and Gazdar (1977) as a sub-specification of
Grice's (1975) maxim of quantity in the following terms: "'Utterance of a sentence d,
typically implies that the speaker thinks that it is not the case that tp if (i) ~ is the result of
substituting an expression ~ for one occurrence of an expression/3 in d,, (ii) a and/3 are
intersubstitutable i.e. they have exactly the same selectional restrictions, (iii) ~ entails d,,
and (iv) ~ does not entail ~." In Gazdar's more precise formulation (1979: p. 58f), negative
environments are explicitly excluded. We take it that this is intended to predict that in
negative environments, there are no scalar implicatures. There are three alternative
approaches to the inter-action between scalar implications, pragmatics and negation:
(i) In negative environments, the Gricean principle itself would suggest that where
entails 4~, ~b implicates neg-~0; and on the same basis, since neg-~b entails neg-~, neg-~
should implicate neg-neg-dp-i.e. ~b. On the one hand, this prediction is in general incorrect;
and on the other hand it predicts that Justin didn't eat three carrots might implicate that
Justin ate two carrots, whereas what is required is an implicature relating to four carrots.
(ii) Apply the strengthening procedure before negation. This yields what we have as R.
(iii) Allow the strengthening procedure to apply "blind" in negative environments. In other
words, in any environment with ' . . . :IS,(...)', the sentence is predicted to have an
interpretation ' . . . 3 S , ( . . . ) & -... 3S,+~(...)'. This is what we have used for T, parallel to
the construction of T in the 'I am tired/l want to go to bed' example.
43 The only remaining alternative is to postulate for such data a new pragmatic negation
operator (as suggested informally by Horn (1976 p. 70f. and Wilson 1975 pp. 149-151). In
our view, this solution is an admission of defeat: in our analysis, the required predictions
can be made using one operator, standard negation. If our analysis is correct, any
exclusively pragmatic account of scalar implicatures must be incorrect.
Capital letters are used to indicate heavy stress. Cf. p. 296f. for a pragmatic explanation
of why this interpretation is hard to iso/ate. It appears to be possible only if heavy stress is
assigned to the quantifying expression itself. In any case, if this assertion is judged
unacceptable, the problems posed for the various ambiguity and vagueness accounts are
identical.
4, For clarity, in all the logical forms that follow, we have omitted the restriction under the
quantifier. In any case the variable is to be taken to range over the set indicated by the
matching upper case letter.
It "s easiest to read off the understanding of R from the form in which the negation is
external to the quantifiers.
47 y : the set of yellow-hammers, y ~ Y; S: the predicate corresponding to sing.
48 This is to use this particular test at an arbitrary point so far as our main contentions are
concerned. However, it should give valid results as far as identifying logical ambiguity is
concerned. If negation precedes strengthening, here, there would be an anomaly to explain,
since on our hypothesis either generalising or uniformising has taken place already.
308 R. M. K E M P S O N A N D A. C O R M A C K
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