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ABSTRACT
Spaceborne Interferometric Synthetic Aperture Radar (InSAR) is a well established technique useful in many land
applications, such as landslide monitoring and digital elevation model extraction. One of its major limitation is the
atmospheric effect, and in particular the high water vapour spatial and temporal variability which introduces an unknown
delay in the signal propagation. However, the sensitivity of SAR interferometric phase to atmospheric conditions could
in principle be exploited and InSAR could become in certain conditions a tool to monitor the atmosphere, as it happens
with GPS receiver networks. This paper describes a novel attempt to assimilate InSAR derived information on the
atmosphere, based on the Permanent Scatterer multipass technique, into a numerical weather forecast model. The
methodology is summarised and the very preliminary results regarding the forecast of a precipitation event in Central
Italy are analysed. The work was done in the framework of an ESA funded project devoted to the mapping of the water
vapour with the aim to mitigate its effect for InSAR applications.
Keywords: Synthetic Aperture Radar, Numerical Weather Prediction, water vapour, data assimilation, atmospheric path
delay
1. INTRODUCTION
SAR interferometry (InSAR) is based on the measurement of the difference in phase of the signal backscattered by each
land surface element observed from different points and/or at different times [1]. The atmosphere, particularly due to the
high water vapour spatial and temporal variability, introduces an unknown delay in the signal propagation. This effect
might be also exploited, so as InSAR could become a tool for high-resolution water vapour retrieval. The ingestion of the
latter into weather prediction models is very promising, since water vapour is one of the most significant constituents of
the atmosphere, and its state change is responsible for cloud and precipitation. The interaction of water vapour with
radiation is a crucial factor in climate change. Yet water vapour remains one of the most poorly characterized
meteorological parameters. Improving knowledge of the water vapour field is needed for a variety of atmospheric
applications and for studying the propagation of microwaves as well [2].
This paper is related to the ESA project METAWAVE (Mitigation of Electromagnetic Transmission errors induced by
Atmospheric WAter Vapour Effects), where the above mentioned problematic was deeply investigated by a large team
composed of SAR experts, meteorologists and atmospheric remote sensing experts. In the frame of such project the local
circulation in the urban area of Rome was studied using a high-resolution Mesoscale Model version 5 (MM5), a
microwave radiometer, and Global Positioning System (GPS) estimates of Integrated Water Vapour (IWV). Few
radioundings were also launched during a 15 days experiment and spaceborne estimates of IPWV were also collected for
comparison. The results of the multiplatform experiment are shortly summarized in the paper, together with a survey of
methods and tools we have exploited in order to predict maps of the water vapour field and related characteristics at
Figure 2: APS from InSAR related to the acquisition of ERS-SAR on February 3, 1994 with respect to a master acquisition on March 5, 1994 at 9:55
UTC.
Figure 3: MM5 domains configuration. Domain D1 has resolution of 27km; D2 has resolution of 9km; D3 has resolution of
3km; D4 has resolution of 1km.
σ IWV
2
= σ EXT
i
2
+ σ APS
2
i
(4)
If we have a suitable sequence of external data, in parallel to the sequence of SAR images used to estimate the APS, we
can adopt another strategy. By averaging many APS’s and relying on the external source to estimate the expected value
of the atmosphere signal instead of the master, one can reliably estimate the absolute atmospheric delay from APS:
Note that for each time there is still an unknown constant which can be estimated from the external source in that
specific time, so that we have introduced the term constEXTi. The advantage to derive from the external source only the
mean (i.e., climatological) value is the less influence of the errors of the external source, since the variance of the
estimation of the mean is reduces by a factor equal to the number of available observations:
σ IWV
2
= σ MeanEXT
i
2
+ σ MeanAPS
2
+ σ APS
2
i
(6)
In our experiment, described in the sequel, we have adopted as external source the estimates of IWV provided by MERIS
aboard of Envisat, that are contemporaneous to the Advanced SAR (ASAR) acquisitions when considering the satellite
descending passes (daily passes). Some problems were associated to the presence of cloud cover which affect MERIS
estimations and to the presence of the orbital phase ramp into the interferograms, which has to be estimated for a better
evaluation of the bias term.
From the absolute path delay, the IWV can be derived and assimilated into NWP by the following:
IWV = ΠL = Π(λ / 4π )Φ (6)
Note that the APS's bring into the assimilation process only the space variable term of the require quantities, whereas
they still have an undetermined bias. In other word, they provide the high spatial frequencies of the path delay or IWV
horizontal field, being the low frequency components still furnished by the traditional sources of information (like for
instance ECMWF analysis or EO products).
3.2 Results of APS assimilation
A preliminary assessment of the impact of InSAR assimilation is performed by comparing the vertical distribution of
water vapour at the lower atmospheric layers with and without assimilating the InSAR data. A cross-section on the MM5
domain 4 (Figure 5) is taken crossing the urban area of Rome.
Figure 5: Left panel shows MM5 domain 4, the red line indicates the cross section to which the other panels refer. Central
and right panels a) and b) show water vapour vertical distribution along the cross section from the surface to 900hPa at
1100UTC on Oct. the 3rd. a) MM5 simulation without InSAR assimilation (MM5_NOVAR); b) MM5 simulation with
InSAR assimilation (MM5_VAR).
Figure 6: Comparison between radiosounding over Rome on October the 3rd 2008 at 1230UTC (red line) and MM5 profiles
with and without InSAR assimilation (yellow and blue solid lines respectively) at the same time and coordinates.
Dashed lines show biases between observed and simulated data. The three panels represent: relative humidity (top left),
dew point temperature (top right) and temperature (bottom); on each panel the minimum and maximum bias along the
whole profile is indicated.
1
The bias is calculated as a difference between the observed data and the simulated ones.
Figure 7 Comparison between radiosounding over Rome on Oct. the 3rd 2008 at 1230UTC (red line) and MM5 profiles with
and without InSAR assimilation (yellow and blue solid lines respectively) at the same time and coordinates. Dashed
lines show biases between observed and simulated data. The two panels represent wind speed (left panel) and direction
(right panel); on each panel the minimum and maximum bias along the whole profile is indicated.
Finally, to assess the impact of the InSAR data assimilation on the forecast, the most difficult field to predict is now
analyzed, that is the hourly precipitation. A comparison between the model hourly precipitation, 8 hours after the start
time with (MM5_SAR) and without (MM5_NOSAR) InSAR data assimilation is performed. Furthermore, the outputs
are compared with observed rainfall to better verify the impact.
The MM5_NOSAR clearly shows a precipitating cell in the south east corner of the domain, producing more than
18mm/h (Figure 8A); a similar structure is produced by MM5_SAR (Figure 8B), but a reduction of the rainfall is clearly
produced by the InSAR assimilation mitigating the model error. The comparison with the observation (Figure 8C)
clearly suggests that the cell position is well reproduced by both MM5 simulations, but a 3 hour anticipation is found.
Moreover, an overestimation by MM5_NOSAR is produced: the maximum observed precipitation is approximately
16mm/h (Figure 8C). Moreover, both MM5 simulations miss the precipitation in the eastern part of the central domain.
The time shift is a well known MM5 structural problem that barely would be corrected by the InSAR assimilation; on the
contrary, the IWV assimilation clearly reduces the rainfall overestimation by lowering it to 16mm/h (Figure 8B).
4. CONCLUSIONS
The paper gave a short overview of the contribution of Numerical Weather Prediction systems in the frame of SAR
interferometry, as exploited in the METAWAVE project. NWP can help to mitigate the disturbing effect of the
atmosphere, and especially water vapour changes, on InSAR. The main focus of the paper was however a novel but still
very preliminary investigation on the possibility to use the Atmospheric Phase Screen produced by multi-pass InSAR
technique, and specifically the Permanent Scatterer technique, to provide useful information on the atmosphere to be
assimilated into NWP systems. The problem of the APS differential nature, hampering a direct assimilation by 3DVAR
techniques, has been faced and solved by relying on temporal series of water vapour maps from external sources. It has
finally demonstrated that by using APS the NWP forecasts can be improved, albeit slightly. This has been demonstrated
at the moment for a single case study and more must be done to draw final conclusions. However, we also expect that the
APS assimilation approach can be further improved, thus exploiting the high spatial resolution of the APS even better. In
particular the following could be further investigated:
3DVAR adjustment of the meteorological fields to the large scale may remove InSAR high resolved features. More
effective techniques have to be considered, including Kalman filter.
A higher resolution model would allow one to better retain the high frequency structures of the InSAR data to
correct the forecast.
The warm start used for initializing the forecast at the time of the Envisat passage should envisage the use of local
observations to ensure a reliable Initial Condition.
5. ACKNOWLEDGMENT
The project was funded by the European Space Agency under contract N. ESTEC-21207/07/NL/HE. We would like to
thank all the METAWAVE team for their valuable contributions and discussions.
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