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PERFORMANCE AND PERCEPTION
FRANK COPPIETERS
Theater, Antwerp (UIA)
0. INTRODUCTION
Since 1975 I have directed a research program in order to investigate the nature
of the interaction that takes place in and around (theatrical) performances.
Both for obtaining and analyzing empirical data I rely heavily on the ethogenic
method as it has been developed by Rom Harr6 and his associates in Oxford.
Three large-scale projects have been set up so far in Belgium:
(i) an analysis of audience reactions to two performances by the London
"fringe" theatre group The People Show (cf. Coppieters, 1977);
(ii) an analysis of audience reactions to five performances of the English
"performance" ("behavioral"/"body art") group Reindeer Werk (cf. Goossens,
1978; Wuyts, 1978; and Pattoor, 1980);
(iii) an analysis of both the intentions of the makers and the reception by the
public of a series of performances of a "well-made play" by a Flemish author
(Hugo Claus) in a municipal theater (cf. Michielsen, 1978).
My present project centers around performances in Amsterdam and New York
by The Performance Group (1978-79): the trilogy Three Places in Rhode
Island composed by Spalding Gray and Elizabeth LeCompte and Cops written
by Terris Curtis Fox. In 1979-80 two new projects are scheduled.
1. THE ETHNOGENIC APPROACH (cf. Harr6 and Secord, 1972; Harr6, 1974,
1976, 1977; Marsh, Rosser and Harre, 1978; Brenner, Marsh and Brenner,
1978)
1.1 The discontent of ethnomethodologists, phenomenologists, Marxists and
many others with traditional research methods in use in sociology, social
psychology and psychology mainly boil down to the feeling that the study of
people and their everyday social world requires methods which are different,
and especially more refined, than those narrowly or blindly borrowed from the
scientific study of things. It is obvious, for instance, that many early and still
prevalent attempts at legitimizing the social sciences as sciences led to an
almost exclusive reliance on mass methods and statistical analysis in the hope
? Poetics Today, Vol. 2:3 (1981), 35-48.
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36 FRANK COPPIETERS
that these would lead to nomothetic results. But, it can be argued, a social
collective is not merely a statistical aggregate of individuals. Rather, it is a
supra-individual, having a distinctive range of properties. How are these to be
got at? For general principles to emerge it is necessary to carry out detailed
particularistic studies. The example of chemistry is suggestive. Chemical laws
have emerged only after intensive study of hundreds of thousands of individual
compounds to determine their composition, structure and mode of preparation.
That is, as a result of both quantitative and qualitative work. Relatively little
qualitative work has been done in the social sciences. Consequently the design
to be favored here should be the intensive (or qualitative) over the extensive
(or quantitative), that is, detailed studies of individual people selected as
typical members of social collectives, and of particular occasions identified as
typical examples of kinds of social events are to be preferred to studies of large
numbers of individuals and of social occasions based upon external manipula-
tions of only one or two variables. It is a difficult hermeneutic problem to
decide what is "typical." Another hermeneutic point is that the emphasis on
the intensive design implies an interest in how poeple understand the social
worlds they are creating. This also leads to a change in the role given to
indivduals under study and a quite new attitude to their contribution to the
study.
1.2. It is possible to make a distinction between speech which accomplishes
action (identified first by Austin, 1965, in his category of performative utter-
ances) and speech which accompanies action and has the general role of
making action and the speech which accomplishes action, intelligible and
warrantable; such speech is accounting. When I take it that going to the
theater, witnessing a theatrical event and afterwards discussing and remembering
it is nested in one's social life, I can also see how a person's social life involves
two kinds of performances. There are the actions he or she contributes to the
total social process, and there are the accounts in which action is interpreted,
criticized and justified. The fundamental ethogenic hypothesis that links acting
and accounting is the idea that an individual's ability to do either depends upon
his stock of social knowledge. And since it is the very same social knowledge
and skill which is involved in the genesis of action and of accounts, we should
record and analyze each separately so as to have two mutually supporting and
reciprocally checking ways of discovering the underlying system of social know-
ledge and belief. A corollary of this is the idea that the best, though not
necessarily the ultimate authorities as to what the action "actually" is, are the
participants themselves.
In dealing with accounts it is the task of the investigator to reveal how
situations, events and actions are rendered meaningful within the terms of
reference of the person giving the account. In doing this, however, one is not
trying to see how what is said fits with what has been the objective fact of the
situation one describes. Rather, objective data (such as the videotape of an
event) allow for a contrast to be made when the terms of reference being used
are examined. In listening to accounts one should not be trying to find the
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PERFORMANCE AND PERCEPTION 37
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38 FRANK COPPIETERS
spectators at a time to the third floor, where they are led through a black
draped corridor lit by small blue floor bulbs to the acting area.")
(iv) transference to play area ("They move through the audience and lead
them to the first performance area in the hall, which is divided by a black
curtain.")
(v) "environmental appetizer" ("In a dark hallway, their feet encounter a
bed of fine, pure sand.")
(vi) obtaining a place in an environment ("The audience was free to wander
through the open areas, stand in front of the booth of platform to watch
specific events, or perch themselves on iron scaffolds that were placed in
strategic positions throughout the grand ballroom at the Union.")
(vii) witnessing ongoing activities ("The performers warmed up in full view
of the audience.")
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PERFORMANCE AND PERCEPTION 39
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40 FRANK COPPIETERS
Examples:
(assembling)
[...] and to walk to the Fort is pleasant [...] and then you had completely
different surroundings to go to see theater I.. .]I what it is about is not announced,
what it precisely is - that is not on the poster I[.. . so now you get a specific public
that came there to see, and somehow that corresponds with its not being ordinary
theater, that it is something different, and it is also different surroundings [. . .] and
I also don't think that the average man, you see, they don't go to see the K.N.S.
(=local established playhouse), but they won't go either to that play I think, I
mean, that is not something ordinary, to come and see in that shed, that's more for
people who know something of the UIA (=university) and who already have been
there or something, or from hearsay.
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PERFORMANCE AND PERCEPTION 41
The actor can enjoy the fact of being observed by other people but without letting
their gaze penetrate to what he thinks of as the weak spots in his private identity
[. ... There is also, probably, an element of voyeurism, as Edmund Bergler has
suggested: the actor is narcissistically peeping at himself through the audience's
approving eyes [. .. The actor is choosing to realise himself by making himself into
an object of other people's observation [. . ..
Obviously, when the territories of performers and public are not explicitly
separated a rather fundamental theatrical rule is broken. This is what happened
in some of the performances studied. Some people feel their "personal space"
(in the proxemic sense) violated. Interestingly, in the second People Show
performance the public's area was as well lit (by daylight) as the performer's
area and all the specific gaze quotes come from 2nd performance respondents:
I.: What did you think of this?
R.: Well, it was rather painful for the spectators, it was very quiet, there was no
music and they looked at us and we looked at them, and it lasted extremely
long, I think that it simply lasted thirty seconds or so in reality but it lasted very
long and one didn't know where one should look and they watched you and
you didn't know if you had to look at them or if you had to look at each other
and you didn't feel at home, that I do know, and it lasted long, that I do know.
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42 FRANK COPPIETERS
there are no relevant task objects, no interesting background, etc. All of this is
very well illustrated in our data.
(ii) To be on. Grotowski (1968:20) has said that "it is particularly significant
that once a spectator is placed in an illuminated zone, or in other words
becomes visible, he too begins to play a part in the performance." This is what
seems to have happened with quite a few of our spectators, especially when
they were sitting in a circle (as in the Reindeer Werk performances): there is an
interesting switch of attention from audience to performance and back in the
course of which some of the audience feel themselves to be under scrutiny as
performers. Many audience members check their reactions against fellow
members of the audience and "opinion leaders" play a special part in this.
Example:
R.: [. . .] I was, for that matter, looking at you as well, you were sitting watching
so intently, this may have been because of your intended analysis, but X (=a
theater professor) as well, I don't know, I probably did spend a fifth or sixth
of my time keeping an eye on the public [.. .]
(iii) Flooding out. When people expect to take up a position in a well framed
realm and find that no particular frame is immediately applicable or the frame
one thought was applicable no longer seems to be, or when one finds that one
can no longer bind oneself within the frame that does apparently apply, one
can lose command over the formulation of viable response. "Flooding out" is
the most common effort to suppress laughter, sometimes called "breaking (or
cracking) up" (cf. Goffman, 1974:450-59, 378f.).
Example 1:
R.: [. . .] and in the beginning I always felt like laughing
I.: Why?
R.: Well, that I don't know, I had to laugh, eventually that passed away [.. .]
Example 2:
R.: [...] sometimes I had to laugh with it, not because I found it a stupid
performance, but simply because I ...
I.: because you had to?
R.: . . . I cannot really explain it [. . .
[iv] Participation. In an essay on "Embarrassment and Social Organization"
Goffman (1972:97-112) discusses the matter of "role segregation" in his analysis
of the causes of embarrassment.
Each individual has more than one role, but he is saved from role dilemma by
"audience segregation," for, ordinarily, those before whom he plays out one of his
roles will not be the individuals before whom he plays out another, allowing him to
be a different person in each role without discrediting either (108).
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PERFORMANCE AND PERCEPTION 43
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44 FRANK COPPIETERS
form of one continuous FR. A whole series of fr's may be distinguished, which
are pieces of the text continuous in some respect, in space, in time, or in ideas.
There is a whole range of "shifters" which transfer the reader's attention from
one small fr to another, from one space or time to another. Two contiguous fr's
may be constructed by the reader as belonging to one large FR, e.g., separate
episodes in one person's life, two places in a space continuity, etc. In some
cases such a continuity cannot be established by the reader in the immediate
context and creates two separate sets of FR's, to be linked at a later stage or to
be linked by some larger principle.
In the People Show accounts we find quite a few people venting their feelings
of frustration because they have not seen any way of establishing what they feel
to be an adequate meaning. Due to the nature of discursive talk most comments
are too vague to enable one to decide which level or combination of the levels
of the tri-stratal construct is especially responsible for this, but we can see the
process at work.
Another recurrent trace of a perceptual strategy is that a respondent has
temporarily constructed a pattern, "zeroed in" on a FR or fr but then has to
reject it, sometimes without being able to replace it by something which is felt
to be adequate. In the following quote, for example, the respondent has
difficulties in deciding which kind of theater (categorization, FR) he is con-
fronted with, one of the factors being the lack of information provided during
the "gathering episode," and hence does not know which perceptual strategies
to try out; some of his attempts - felt to be inadequate - are reported:
Well, you don't know with what kind of theater you are confronted. This scene -
in fact it is a bit confusing, I mean you don't know who they are, I mean I had no
idea - I mean they are called "People Show," that is an association which,
certainly in America - they talk of "the people's theater, people's art," and so on,
that usually has a direct socio-political meaning, so when you enter and you expect
something in that direction, some sort of social protest theater or something, and
then you see as first scene a torture scene, which you immediately associate with
what you already expected, with the whole socio-political situation at this moment,
I mean that begins then in a very classical way, like the Living Theater, they also
have such a scene, about Chile and Brazil, and then suddenly that girl comes on,
and she plays so suddenly those tricks around that figure, and then maybe you first
still think that it is the intention to create contrasts, and then the egg is found and
that is unclear - somehow it is born from that man, the tortured, what that means
remains unclear, then the egg is placed at the center by that man and somehow you
then have the impression of, well, that egg, that becomes important, because you
know where it comes from; it has something to do with the first scene; when those
other scenes occur it is no longer so clear what it means [. . .]
The following quote should give the reader an idea of what kind of material has
been obtained. It deals with roughly the same aspects as the previous one. The
respondent uses some of the phenomena treated above as explanatory for the
public's reactions; the FR he has had to reject was "guerilla theater."
[. .. J It was a very confused situation since the very beginning of the show had
raised the surmise that it would be about a kind of guerilla theater. That's why
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PERFORMANCE AND PERCEPTION 45
during the entire show it was as if people weren't very sure where they were with it
and then they didn't react strongly which is afterwards, curiously enough, exper-
ienced as surprisingly by some of the players. The day afterwards I met that boxer
here and he said that he did find it a bit odd that the public remained so passive.
But, if they start with putting next to each other all sorts of fragments without any
transition, then it is also difficult to elicit specific reactions from the public. [. . .1
The public's expectation patterns are gradually frustrated. Right after the first
sketch. Continuously different modes are evoked and another symbolism was
involved. So there was no opportunity for the public to let itself be carried away in
some sort of heavenly intoxication or something; all the time they were forced to
engage in a confrontation between what was happening now on the scene and what
could be the reality, and the whole time they had to look for other points of contact.
2.3.4. Memorial experience. Beckerman (1970) has made the distinction be-
tween theatrical and memorial experience.
The memorial experience is not distinct from the theatrical but merely a continua-
tion beyond direct contact with the presentation. The form of action induces the
theatrical experience directly but has an indirect effect upon the memorial experience
[. . .J Once removed from his fellow spectators, he gains a new perspective of the
work. Responses elicited in performance may seem alien in retrospect. The process
of rumination alters the work [. . I Memory plays tricks. We think we saw actions
which were merely described or remembered by the characters, and we fill in the
details of the skech of life shown to us (Beckerman, 1970:157).
Data about the experience as lived were only represented ambiguously and
dubiously by the video-record, my memory, etc. All the material from the
accounts points to the "residue" of the performance in the "memorial
experience" but gives reliable insight, in some instances, into the public's
"theatrical" experience as well.
Many reactions that were liable to yield some insight into the public's
memorial experience were obtained as follows. At one moment in the interview
the respondents were shown a video fragment without the sound (question: Do
you still remember what happened then?) and then they saw the fragment with
the sound. The sound used was the James Brown song "It's a Man's World,"
one of the well-known hits of the sixties, which was - with a slight sound
effect in the beginning added to it - part of the tape material used in the
People Show's production. It was a very distinctive sound element, and the
action tied to it was quite specific.
Careful analysis of the data allowed one to draw the following conclusions:
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46 FRANK COPPIETERS
I would like to give one extensive example only, an illustration of (i) and (ii)
with some reactions to the "James Brown" question. Two respondents state
that they cannot possibly remember that the sound fragment they were con-
fronted with had been part of the show. One respondent cannot even remember
it when she is confronted with the visual material as well. A few respondents,
on the other hand, have no trouble at all with this question and start giving
comments without awaiting the interviewer's questions. The reason why their
memorial experience is so intact in this respect also appears from their com-
ments. They have been able to establish a meaningful link betwen the music,
the action and the element of sex-appeal (quote 1) or even to integrate the
fragment into the "frame of reference" the respondent had built up (quote 2).
Fragment 6a
R.: Personally I really found that one of the easiest and also one of the best
moments, in fact. So that is the moment, immediately before the boxing
match, that the woman enters, with her fur, and that in one corner that boxer is
already warming up, I think, and that is, I mean, being mimed by the man with
the vacuum-cleaner with a microphone, you see, just as if, and that contrast:
"It's a Man's World," I mean after him that boxer, and then that woman
entering, that is, I mean to clearly show the difference between the man, who is
extremely virile, and who is extremely aggressive, and then that woman who is
nothing else but in fact a little puppet, yes, who likes to show off and things like
that, so I found that an easy moment, but also a positive moment, maybe, I
don't know.
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PERFORMANCE AND PERCEPTION 47
3. GENERAL PERSPECTIVES
From the previous section it will have become obvious that the "results" of the
research so far are fragmentary and of a rather rudimentary nature. Much
remains to be done and the empirical data do not yet conform to all the
methodological considerations as formulated in the theory of ethogenics. Dia-
chronic research, for instance, has not yet been carried out. Much longer and
repeated talk periods should be organized, etc. What we need, clearly, are
different series of accounts separated from each other in time and space. A
performance analyst should have a good survey of the theatrical scene so as to
be able to pick out those performances as study objects which one can argue to
be heuristically promising. Some theater groups have the "same" production
on their repertoire for several years, some productions travel all over the
world, and may be performed in "environmental" or "traditional" theater
circumstances. Performances are always different from each other on some
points and therefore it is in principle very difficult to organize empirical
research which could validly be said to test isolated propositions. Instead,
whole pieces or stretches of reality should be tapped and taped, analyzed and
compared to each other. Is it too far-fetched to see the role of this researcher as
somewhat similar to the position of the atomic physicist? He too can no longer
play the role of a detached observer, but is forced to be a participant as he
becomes involved in the world he observes to the extent that he influences the
properties of the observed objects (cf. Capra, 1976; esp. 122f.).
It would be a good thing for performance theory if its results could find some
feedback in the practice of the performance arts. Actors and directors should
hear the voice of the many people who are not writing reviews or staying in the
bar afterwards. Performance analysts, on the other hand, should be interested
in tapping the experience of people who, without being aware of the literature
or the models, are day by day (experimental) social psychologists. The different
stages of an actor working on a role, or of a director on a production, are full
of explicit and implicit hypotheses about how to project social behavior on
stage and what this behavior is like in real life. Performance analysts - preferably
trained in semiotics - should sit in on these sessions, and so should social
psychologists and anthropologists. These are some of the ideas I am working at
in the research projects I am presently engaged in.
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48 FRANK COPPIETERS
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