Professional Documents
Culture Documents
EIVIND KAHRS
C A M B R I D G E
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In memoriam Nils Simons son
CONTENTS
An outline of strategies 1
Nirvacanasastra 13
Praxis: Saiva Kashmir 55
The universe of Yaska 98
Substitution 175
Epilogue 268
Indexes 295
PREFACE
An outline of strategies
2
Perhaps most notably within the field of social anthropology, the methodological shift from
function to meaning brought to light the important epistemological questions this raises; see,
for example, Parkin 1982:xvi. There are other views. According to E. Gellner (1993) 'anthro-
pologists are the anti-scripturalists of the social sciences. Obviously they are not given to the
idea, tempting to at least some historians or orientalists and classicists, that there is no reality
without some document or text.' In this article, which is a feature article in the TLS on the state-
of-the-arts and future of anthropology, Gellner goes on to claim that 'one specific weakness in
current anthropology is an excessive attention to "meaning", equivalent to the "interpretive" or
hermeneutic turn in philosophy. This is the view that meaning rather than structure is the key
notion of the subject.' Apart from the fact that static notions of structure are rather irrelevant,
this excludes from his material the vast bulk of literary sources and the fact that human beings
communicate by means of language. 'What do we need?', Gellner asks, and replies: 'We do
need a language, a typology of societies and institutions' (my emphasis). Can there be a lan-
guage without meaning? To focus on language and meaning is not to treat a culture as 'a self-
sustaining, self-validating system of meaning'. My point is indeed the opposite: there cannot
be determinate meanings, so we have to search for structures and models which take this fact
4
into consideration. 3 For the example, see Quine 1960:51 ff.; 1969:30 ff.; 1990:42, 51.
Quine 1969:33 ff.
One possible source for this indeterminacy of meaning and translation has
been suggested by Quine in the form of what he calls the inscrutability of refer-
ence/ The meaning of a sentence is intimately connected with whether it is
true or false. One may even argue that to know the meaning of a sentence is to
know the conditions under which it is true. The sentence 'Snow is white' is
true if and only if snow is white. Inscrutability of reference is the thesis that if
there is one way of connecting words with objects which gives an account of
truth conditions of sentences, then there will be endless ways. This theme has
variants, but in its simplest form it amounts to stating that you can give exactly
the same truth conditions in a language by making systematic shifts in what
the singular terms refer to and what satisfies the predicates. You get a differ-
ent thought if you get a different sentence to represent it. Reference, then,
becomes a theoretical construct to explain how parts of sentences contribute
to their truth conditions, but there is no unique relation between single exter-
nal objects and words which is the relation of reference.6
This links up with a kind of holism, stressed from the beginning of Quine's
work, which points to another source of indeterminacy.7 Different aspects of
the mental have to fit together into large patterns, and these patterns involve
normative elements. No belief can exist without being surrounded by a whole
•? See, in particular, Quine 1969. The theme has been developed by Donald Davidson (1979). In
more recent work, Quine prefers to call what he is talking about 'indeterminacy of reference'
0
(1990:50).
This, incidentally, deals a blow to correspondence theories of truth. Note that the view of refer-
ence outlined above is not the only prevalent view of reference in philosophical semantics. The
view presented is, roughly, the position of a semantic holism advocated by Quine and later crit-
ically developed by Donald Davidson (see, in particular, Davidson 1984 and 1986). Instead of
proclaiming the concept of reference as the cornerstone in a theory of semantics, Davidson sug-
gests that a theory of semantics is an empirical theory in as much as it is a theory of truth, or,
rather, that it is a theory of semantics based on truth, relying here at the outset on a Tarski-Iike
concept of semantic truth for artificial languages. Roughly, A. Tarski (e.g. 1935; 1956) demon-
strated what it is to call a sentence in a language L true by defining another language, a meta-
language ML, that does not have a truth-predicate but which is a truth-predicate for the first
language L. According to Tarski it is not possible to extend this to natural languages because
these are universal, and one will accordingly end up with the problem of self-reference. Still
Davidson makes use of Tarski's concept of truth in the realm of natural languages. He
renounces the claim that we must have a consistent definition, staying content with a theory of
truth instead of a definition of truth. ML must still be richer than L in that it must always contain
the predicate 'is true in L\ It is no longer necessarily ontologically richer, only ideally richer.
Presupposing meaning, Tarski wanted to throw some light on truth. Davidson wants to throw
some light on meaning, and has admirably succeeded in this although there is still a long way
to go, for example with regard to the adaptation of quantificational logic, or the substitution of
co-referential terms which does not retain the truth-value of sentences. Other philosophers,
such as S. Kripke, K. Donnellan, H. Field, and J. Fodor retain the concept of reference as the
central one in semantics. What they have in common is, roughly, an effort at giving a seman-
tic theory empirical content by linking words and the world by a causal chain through the rela-
tion of reference. This relation between words and the world must be described without the use
of intensional terms. For Davidson it is truth, for others it is reference. That it might be possi-
ble to criticise the position that the concept of reference is the central one in a theory of seman-
tics without resorting to the almost dogmatic idea of indeterminacy or inscrutability of
reference, I shall not enter into here, since the very idea of indeterminacy is instrumental in
bringing forward the points I wish to make. 7 Quine 1951; cf. Davidson 1974.
4 Indian semantic analysis
galaxy of beliefs, and these beliefs fit together according to the rules, of a
certain logic in as much as people try to get as consistent a picture of the world
as possible. But if someone deviates from the normative pattern too much,
you have reason to say that this person does not hold that belief at all.
Moreover, words have semantic properties, that is to say, they do refer to
things in the world. But the meaning of most words depends systematically
on their relations to other words in sentences. Indeterminacy of meaning and
translation may thus arise because someone means different things by the
words than someone else, or means the same things but holds different
beliefs. And even if the facts should happen to lead to a unique way of
working matters out, you have indeterminacy in the form of inscrutability of
reference.
It should be pointed out that this indeterminacy of meaning and translation
applies not only to translation from, say, Sanskrit into English. It applies even
to meaning and 'internal translation' within the same language, even with
regard to one and the same speaker. We often discover - and indeed accept, for
the sake of communication - that other speakers of our language use words in
ways that differ from our own. In this case we carry out 'homophonous' trans-
lation.8
Since meaning is a property which relates words and the world, then, the
most striking variables in interpretation are language and ontology, the
apprehension of what there is for words to mean. The inner dependency of
what words mean and how the world is ordered implies that changes in one
may entail changes in the other.
In as much as meaning exists,.is meaning, within a social context, it is by
definition something shared and, accordingly, subject to negotiation within the
limits of the social context. Although meaning is subject to negotiation, then,
there is nonetheless a strong element of intersubjectivity involved if meaning
is to be socially accessible, which it necessarily is. This makes meanings and
beliefs two sides of the same coin. There has to be a certain overlap in beliefs
for people to talk about the same things, although these beliefs do not have to
be identical. Still, the contents of thoughts, that is, the way beliefs, desires, and
other so-called propositional attitudes are correctly described, do not depend
solely on what goes on inside the head of an individual. Meaning is intimately
related to usage. For example, the causal history of a word becomes part of the
meaning of that word, that is, the causal relationship counts in the sense that a
person's concept of a word depends on the kinds of things by which his use of
words has been conditioned.
8
See Quine 1969:46. More recently Quine seems to have modified his position somewhat on
this point. Having clarified his thesis of ontological relativity (see Quine 1969) by saying that
what this ontological relativity is relative to is a manual of translation (Quine 1990:51), he states
(ibid.:52): 'But if we choose as our manual of translation the identity transformation, thus
taking the home language at face value, the relativity is resolved. Reference is then explicated
in disquotational paradigms analogous to Tarski's truth paradigm . . .; thus "rabbit" denotes
rabbits, whatever they are, and "Boston" designates Boston.'
An outline of strategies 5
Now, if you hold a belief, you will be surprised if you recognise that things
are not as you have hitherto believed them to be. For example, if you cross the
threshold between one room and another, you will be surprised if the room you
enter no longer has a floor, provided it used to have one. This surprise requires
some experience of a contrast between your previous belief and your sub-
sequent belief. In other words, the surprise involves a belief about the correct-
ness of the belief, and this belief - the concept of belief - you would not hold
without language. One may argue with D. Davidson, then, that the very fact
that you hold a belief requires some contrast in your mind between what you
previously thought and what you find, so that holding a belief entails the
concept of belief, and this contrast necessarily requires language.9
It is however crucial that we distinguish the holding of a belief from reality
being different from the belief held. It seems hard to imagine a concept of
belief without some concept of truth and falsity, that is, that there are both true
and false beliefs. Meaning has to be intersubjective, and that is sufficient but
also necessary for this contrast to arise. In some way, then, we must have an
idea of intersubjective truth. The notion of truth independent of beliefs cannot
exist unless there is something intersubjective, a shared standard acquired
through linguistic competence. An idea of objective truth is thus an idea of
intersubjective truth, and so there has to be communication if there is to be the
contrast necessary for there to be beliefs. This communication is made possi-
ble by language which is thus a fundamental means of negotiation at the same
time. When people share a language, they share some picture of a common
world. Communication to a great extent depends on the same things being
salient, but these things may be interpreted in different ways, since meaning is
a negotiable entity. At the same time meaning is determined by the commu-
nity in as much as there is a common language only to the extent that there is
a common method of interpretation within a community.
On the one hand, then, meaning is an intersubjective enterprise, while on '
the other it is always subject to negotiation and interpretation. Accordingly, a
culture is not simply a set of fixed patterns of meaning, it is a web of meaning
which is semantically creative and therefore rather to be described as a uni-
verse "of discourse within which there will be different interpretations of the
world. It is this discourse we set out to interpret in some way or other when we
set out to study a culture. Thus the object of our inquiries is nothing fixed, but
rather a pattern of relationships. In order to arrive at qualified interpretations
it is therefore crucial that we draw upon sources that are as wide as possible
and that we look for constants within these.
In order to highlight the importance and validity of the discourse metaphor,
let me take one step further. If we move from the observation of, logically
speaking, fairly simple things to the postulation of relatively more complex
9
See, for example, Davidson 1975. Davidson differs at this point from other philosophers of lan-
guage who consider language a sufficient cause for this contrast to arise. According to
Davidson it is a necessary cause.
and sophisticated things, there has to be a pattern among the simpler things.
So we have to find that pattern. So-called propositional attitudes are theoret-
ical concepts from the point of view of the interpreter. He or she can only
observe the simpler things such as actions and choices, and go from there to
the more complex. But no piece of logic says that if a person holds a certain
belief or has a certain desire he will act in a certain way. He may even prefer
not to act at all. The power of propositional attitudes to underpin and ration-
alise some specific way of acting may thus be merely potential until it is even-
tually actuated in discourse. This also implies that it is impossible to separate
discourse from the notion of power, in particular the power to be semantically
creative. The way we deal with this notion, however, calls for some caution.
It is crucial to differentiate the notion of semantic or philosophical power
from the notion of social power in as much as we are here dealing with power
at two very different levels. On the semantic level we are dealing with
meaning which is social and hence intersubjectively accessible. At this formal
level power has nothing to do with social rules or the power to define or
execute such rules. Still, if a person within a specific culture has the power to
determine the reference of the words of a shared language, then that person
has the capacity to interpret and determine the contents of thoughts. In one
respect he or she may then have the power to define the meaning of objects
and actions, even the power to define others, for this capacity rests not only
on a person's ability to be semantically creative, but also on the same person's
social position to be so. In this way the two notions and levels of power are
linked. If there is no clearly codified system in a community, then it is possi-
ble for those who have the power to do so to reconstruct, reinterpret, and make
existing data fit in as desired. In a ritual, for example, where the purpose or
meaning to some extent has been lost or blurred, it is possible to encode new
meaning into it; so also with scripture. A person possessing both functions of
power, the social as well as the linguistic, may thus be able to orchestrate and
synchronise even the syntax, the very rhythm of life in a community through
such means as narrative events or ritual, or through exegesis of authoritative
texts.
In line with the arguments presented so far, it is clear that our object of
study comes to be the universe of discourse itself, and that it is in the consis-
tency of this discourse that it becomes possible to capture certain constants
within semantically creative patterns of meaning. Now, the recognition that
our matrix is the consistency of discourse does entail a basic shift in our
fundamental question. Instead of asking what something means, we have to
turn to a logically more fundamental question: how do we figure out what
something or someone means or believes etc.? This shift from what to how is
epistemological in nature, and not very different from hermeneutics con-
ceived of as the elucidation of the conditions which make knowledge possi-
ble. It also implies that our investigation will move within the realm of
cognition.
The Indian tradition and its means of interpretation
Given this background it seems justified to claim that it is important to inves-
tigate the methods of interpretation employed in a specific culture and the
models upon which these methods rest. The extent to which such an investiga-
tion is helpful for our understanding or, indeed, possible to carry out at all, may
of course vary from culture to culture. In the case of the Indian tradition the
conditions for carrying out such an investigation are remarkably favourable.
Whereas the Brahmanical tradition basically is ritual and exegesis of ritual,
Buddhism and Jainism present themselves as doctrines. They all represent
certain conflicting ideologies and values, but they have one more thing in
common: they all get their authorisation from scripture. This puts scripture in
a crucial position when it comes to negotiation of meaning and authority.
At the core of mainstream Brahmanism is the Veda, a corpus of scriptures
considered to be revealed; at its fringes are the Agamas (lit. 'received [know-
ledge]'), Puranas ('old [stories and expositions]'), and the groups of heterodox
texts known as Tantras. For the Mimamsaka, the extreme Vedic ritualist, even
myth is arthavada, a rhetorical elaboration of topic-matter coming up in ritual,
designed to encourage or to dissuade. Myth is thus part of religious discourse,
its purpose being to explain and promote a rite. Jainism and Buddhism devel-
oped a canonical literature. With the rise of the Mahayana, Buddhism even
produced an entirely new corpus of Sutra texts which were claimed to have
been assembled by Bodhisattvas at a council of their own and therefore to be
considered as genuinely presenting the Buddhist doctrine on a par with the
earlier Sutra texts attributed to the historical Buddha Sakyamuni. And within
the frame of the Mahayana concept of updyakausalya 'skilful means [of teach-
ing the doctrine]' it was held that there is no right doctrine per se: the doctrine
may be taught in any way that would make people understand the message, the
only important things being the intention of a text and how that intention suits
a particular context. All this involved exegesis and the processing of texts.
When people share a belief system, then assurance of a change in belief
cannot come from outside the system, nor can something inside it produce
support except when it can be shown to rest on something independently trust-
worthy. To some extent such a trustworthy entity exists in the Indian tradition
in ffrerform of established and widely accepted methods of interpretation. In
fact, they have left their traces in several Asian languages far beyond the Indian
borders through the translations of Sanskrit texts which accompanied the
spread of Buddhism. They have permeated the Tibetan translations from
Sanskrit completely, and as recently as the eighteenth century these techniques
were still alive in Manchuria when the Buddhist dictionary Mahdvyutpatti was
translated into Manchu.
But even within such a context of fairly well-established methods of inter-
pretation it would be a mistake to think that we study material which consti-
tutes a logically connected whole. It is therefore important to look for
8 Indian semantic analysis
structures at a level deeper than the material taken at face value, namely to
search at one remove for the models underlying these means of interpretation
through a detailed examination of texts composed by those who were directly
engaged in the study of scripture and performance of ritual. If we can trace
such an underlying model, then we have a constant which can be investigated
further in its own right in order to see how it fits in with models and patterns
emerging from other parts of our material.
One way to execute this task is to focus upon fixed technical methods, that
is, upon systematically ordered ways of interpretation met with over and over
again in the texts, and then see what patterns emerge. In this work I shall con-
centrate on one such consistent means of interpretation, namely the device of
nirvacana analysis. By suggesting a model of thought underlying it, I hope to
show how this method worked - consciously or unconsciously - in the minds
of those who employed it, and how it could become such a powerful tool in
negotiating and defining meaning.
10
For example, P. Thieme (1961:x), R. Rocher (1968:339), C. Cardona (1969:3). The issue and
the controversy arising from it have been sensibly discussed by Cardona (1976:236-7).
An outline of strategies 9
in fact block the way for a clear understanding of Indian grammar. How can
any comparison be carried out before there is anything to compare?
If one is to investigate systematically applied means of interpretation, it is
obvious that this can only happen through an extensive study of texts. My
method is therefore simply philological in that I shall - as far as possible - let
the texts speak for themselves. I shall use texts as anthropologists use infor-
mants, with the additional advantage that the textual material stems from
various points of a time-span covering roughly 2,500 years. If in that landscape
one finds patterns that are repeated over and over again, it seems to me likely
that one has detected certain basic features of classical Indian traditions, fea-
tures which may then be considered stable points in our understanding and
interpretation of that culture. In ordering and analysing the material I shall, of
course, have to classify and arrange it according to what seems to me consis-
tent and relevant, but I shall invariably proceed on the basis of textual material
and models emerging from it.
Now, if the method of nirvacana analysis is eventually to be understood only
through a model revealed by the patterns that have emerged from its study, the
model is inherent in the material itself. The model is thus not validated until it
has emerged from an analysis of textual material which draws upon sources
that are as wide as possible and then been tested on the same material from
which it emerged. Although this poses some problems, among them a problem
of circularity, I see no real obstacles here.
For practical reasons alone only a limited number of texts can be taken into
consideration. To get around the problem of having to present endless source
material, I shall offer a limited range of suitable sample material from sources
wide apart in time and content. In investigating further the model that emerges
from the fundamental source material, I shall stick to technical literatures since
this is where such models may be expected to stand out most clearly and be
presented and discussed in a 'neutral' manner. Moreover, the very topic of this
investigation - the study of indigenous means of interpretation and their under-
lying models - calls for more than a superficial study of texts. Details are what
counts here. I shall therefore not only let the texts speak for themselves but in
some cases let them speak at great length and provide discussion in extreme
detail. This may make the book tedious to read, but I can see no other way of
getting sufficiently close to the core of the textual material. Only thus will con-
sistent patterns emerge and provide us with a model, and only thus can this
model be investigated further. However, I have deliberately tried to make the
book as short as possible by choosing to present - in relevant contexts - only
exemplary material, that is to say, only whatever evidence I consider sufficient
to make a case even where examples could be multiplied infinitely or where a
case is considered inconclusive in spite of the wealth of material.
The problem of circularity is solved by first exploring what tenets and models
emerge from the textual material and then investigating whether - and how -
these eventually link up with and make sense in the light of tenets and models
10 Indian semantic analysis
known from other parts of Indian Sastric literature, the technical literatures of
ritual and grammar in particular. If it is seen to fit into and link up with such pat-
terns, this test will give the model a platform and justification outside the circle
from which it emerged. At that stage it becomes possible to see how it fits the
original material and my hypothesis for interpreting the device of nirvacana
analysis.
Then, when the Mahdbhdsya, the foundation for all justifications of principles of
interpretation, was composed by Patanjali, the Guru, Master of the (various]
systems [of received knowledge] . . .!1
For the present investigation it is precisely the constant factors and the
indigenous interpretations of them at various points in time which are of
interest. The information provided by commentaries is accordingly essential.
My own position in general is that commentaries should be assigned a
central role in our philological investigations. For Sutra texts there is every
reason to believe that oral commentaries existed alongside the texts them-
selves, although this is of course hard to prove. The explanations of a teacher
would fulfil the same function as an oral commentary if they were trans-
mitted regularly from teacher to pupil. And the distinction between a text that
contains or embeds an afterthought - not necessarily articulated very clearly
- and a text with a separate commentary seems to me quite arbitrary. Any
text contains numerous levels of thought made more or less specific. The
difference between some of these invariably latent but vaguely expressed
levels and a commentary may accordingly turn out to be such that the com-
mentary is closer to 'the text'. We have only to be clear about what questions
we have asked on what basis and what is the textual evidence for our
answers. • .-•-••"~>' "' •"*'-•.•- •-•.- ---~-> ---'-"•••-
One may also argue that our motivation for a study of commentaries is not
in the first place linked to the interpretation of beliefs, but rather to the way in
which commentaries, express cognition. A commentary is, of course, a work in
its own right and rooted in its own milieu. Accordingly, it may be fairly unin-
teresting whether Patanjali asks questions which we consider 'intelligent'. In
an investigation of the present kind it may prove more fruitful not to focus so
much on the purpose of a commentator, but rather consider the methods he
applied.
11
For pdtanjalind of the edition I read patanjalind; the same form pdtanjalind, although not in
the context of this verse, is met with in the MSS. of Aggavamsa's Saddaniti and retained by
the editor of that text, H. Smith (1928-30:710,6). However, I would also there emend to patan-
jalind; cf. Kahrs 1992:190, note 2. Cardona (1978:81) loo quotes the verse with the form patan-
jalind without further comment. I follow the interpretations of nydyabijdndm and nibandhane
suggested by Cardona (ibid.:83, note 4; 87-93), partly based on the commentary of Punyaraja;
tirtha 'where one goes down into water' normally refers to a religious doctrine, but seems here
to be used in a broader sense.
12 Indian semantic analysis
Only thus can a reader follow the arguments presented and unambiguously
judge their foundation, and only thus will my interpretations of text passages
appear in an undisguised form, revealing weaknesses and preferred choices.
Necessary supplements of words in the English translations which are not in
the Sanskrit original are indicated by square brackets. All references to text-
places are given as indicated in the list of abbreviations and bibliography.
Nirvacanasastra
Yaska
Yaska is attributed with the authorship of the Nirukta; apart from that nothing
is known about him. His date is uncertain, and shall probably remain so. A
good summary of the rather bleak scholarly debate on this issue, which above
all centres around the question of whether Yaska was prior or posterior to
Panini, has been given by G. Cardona (1976:270-3). He reasonably concludes
(ibid.:273): 'After all the arguments and evidence adduced in support of both
1
See Cardona 1976:260-7.
14 Indian semantic analysis
views, I think the only reasonable conclusion that can be reached at present is
. . . that the question of priority remains open.'
It is generally assumed that Yaska is older than Panini, but among those
who have suggested arguments in favour of Yaska's posteriority we find some
of the scholars most intimately acquainted with both vydkarana and nirukta?
This, of course, is not intended as an argument. My own inclination is that
Yaska's date falls within the later period of a possible timespan between the
seventh and third centuries BCE. For most purposes the exact date is not
crucial, but we would certainly get an unfocused intellectual picture if we do
not pay some heed to matters of dating and relative chronology. Of some sig-
nificance is the fact that Patanjali clearly attaches great importance to the
Nirukta. In particular, the Nirukta plays a considerable role throughout the
Paspasdhnika, the introductory chapter of the Mahdbhdsya?
Durga
There are three extant commentaries on the Nirukta, and the problem of dating
pertains to them as well.4 Durga or Durgasimha, author of a Vrtti known as the
Rjvartha, was first assigned by L. Sarup (1920:50) to the thirteenth century,
but on the basis of a more thorough discussion he later concluded that 'Durga
can thus be appropriately assigned to the first century A.D.' (Sarup 1934: intro-
duction, p. 101). On the evidence provided by Sarup, C. Kunhan Raja
(1936:266-7) also places Durga 'long before 600 A.D.'. I have suggested else-
where that Durga lived in the sixth century or earlier.5 My view was based on
an impression of the style of Durga's philosophical language. I would certainly
not object to placing him considerably earlier, but there is no conclusive evi-
dence for doing so. Whatever the exact date of Durga may be, his work is the
earliest, the most independent, and the most informative commentary on the
Nirukta known to us.
Skanda-Mahesvara
The date of the NiruktabhdsyatTkd attributed to Skandasvamin and Mahesvara
is even more problematic because its authorship raises severe difficulties too.
Sarup (1934: introduction, p. 65), who worked with the only extant manu-
scripts of this commentary, assigned Skandasvamin to the end of the fifth
2
For example, P. Thieme (1935; 1958:41), S.D. Laddu (1967), and M.A. Mehendale (1968).
None of their arguments is conclusive, though, and several are refutable; see Cardona
3
1976:270-3, and S. Bhate 1968.
4
This is pointed out also by S.D. Joshi and J.A.F. Roodbergen 1986:11.
The dating and other information provided by H. Scharfe (1977:117-18) is extremely unreliable
and provides a good5 example of how information which has been refuted a long time ago is still
in circulation. See Kahrs 1986:140-1.
Nirvacanasastra 15
century or the beginning of the sixth century CE, and Manesvara (ibid.:80) to
the twelfth century. In a later article Sarup (1937) merely repeats this conclu-
sion. Sarup's argument for this is as follows. Harisvamin, the commentator on
the Satapathabrdhmana, mentions in this commentary a Skandasvamin,
author of a commentary on the Rgveda, as his teacher:6
yah samrdt krtavdn sapta somasamsthds tatharkksrutim I
vydkhydyddhydpayan1 mdm snskandasvdmy asti me guruh II
My teacher is the sovereign Sri Skandasvamin who performed the seven basic
Soma-sacrifices, and who taught me the Rgveda after he had composed a com-
mentary thereon.
This could well refer to our Skandasvamin. As for Sarup's dating of
Skandasvamin, it rests on the interpretation of another verse found in a manu-
script of Harisvarnin's commentary at Queen's Sanskrit College Library,
Benares, which gives the date for the composition of Harisvarnin's work as
3740 of the Kali era. The verse runs as follows:8
yaddbddndm9 kaler jagmuh saptatrimsac chatdni vail
catvdrimsat sarrids canyas tadd bhdsyam idam krtamll
When three thousand seven hundred and forty years of the Kali era had passed, this
commentary was composed.
It should, however, be noted that Sarup (1929: introduction, p. 30) remarks
on this verse as follows:
The stanza giving the date of Harisvamin is not found in the edition of Samasraml.
Dr. Mangal Deva, who has examined the Benares MS. describes it as 'unique' and
says 'there is no reason why it (the verse giving the date) should not be regarded as
genuine'. I have not seen the MS. myself and have nothing to say with regard to its
genuineness or otherwise of the stanza mentioned above. I am, however, inclined to
accept the stanza, recording the date, as genuine for Harisvamin can be shown to be
an old commentator by independent evidence.
Not only is Sarup willing to accept this as evidence, he goes quite a bit
further. The verse in question informs us that Harisvarnin's commentary was
written in 3740 Kali era, that is, in 638 CE. But Harisvamin also states that his
ruler is a Vikramaditya, king of Avanti or Malava:I0
srimato 'vantindthasya vikramasya ksitlsituh I
dharmddhyakso harisvdmi vydkhydm kurve yathdmatill
I, Harisvamin, departmental head of Law for the illustrious ruler of Avanti, emperor
Vikrama, am composing a commentary in accord with my own views.
6
7
Quoted from Sarup 1929:29. 0
Emended from the metrically impossible vydkhyd krtvddhydpayan given by Sarup. I suggest
9
that krtvd is an interlinear gloss10which can be removed. 8 Quoted from Sarup 1929:29.
Emended from yadddindm. Quoted from Sarup 1929:29.
16 Indian semantic analysis
The problem is that there was no such ruler of Avanti in 638. Sarup (ibid.:29)
solves the problem in a simple manner: 'This gives 538 A.D. as the date of the
commentary of Harisvamin, for the Kali era began on the 18th of February,
3202 B.C. The Vikrama mentioned in verse 9 [=our verse] was evidently
Yasodharman of Malwa who defeated Mihiragula in 528 A.D. and assumed the
title of Vikramaditya.' Now, it is generally accepted that the Kali era began in
3101 BCE, not in 3202. This would give us 638 CE and not 538. As a matter of
fact, in my copy of Sarup's work (1929) the number 3202 has been meticulously
corrected in black ink by hand, on a close look from 3102. This curious fact
made me suspicious, so I looked up two other copies in different libraries, and,
indeed, the printed numeral 1 has been carefully changed by hand to the numeral
2 in both of them as well. This is too much of a coincidence. Sarup must have
realised, however, that this way out was not very satisfactory, for later (1934:
introduction, p. 57) he 'solves' the problem by emending saptatrimsacchatdni
of the verse in question to sattrimsacchatakdni, an emendation which is not only
totally unfounded but also highly unlikely in as much as he has to insert a -ka
to balance the loss of a syllable created by emending sapta- to sat-. This is the
way in which he changes 3740 to 3640, thereby landing at his desired 538 CE
as the date of the composition of Harisvamin's commentary.
C. Kunhan Raja (1936:261) claims that 'the date of Skandasvamin can
easily be decided by the mention of a date of his disciple Harisvamin', refer-
ring to the verse put forward as evidence by Sarup (1929:29). Unimpressed by
Sarup's attempts at getting what he wanted, Kunhan Raja concludes
(1936:262): 'Such tamperings with dates and facts do not much affect the posi-
tion of Skandasvamin; and he lived about the year 600 A.D. (or 500 A.D.
according to Sarup).' At least we know how he arrived at this date. No mention
is made of the Vikrama king. Kunhan Raja (ibid.:266) considers Mahesvara a
disciple of Skandasvamin and assigns him to the seventh century.
A. Venkatasubbiah (1936), on the other hand, has argued that Sarup's date
for Skandasvamin must be incorrect, and concludes that he must have lived
before 1350 CE, since he is mentioned in Sayana's commentary on the Rgveda,
and after ca. 1060 CE, since in his commentary on the Rgveda Skandasvamin
has borrowed expositions from the commentary of Uvata who,
Venkatasubbiah claims, can be dated with reasonable certainty.
J. Gonda (1975:40) states that 'Indian scholars11 have attempted to deter-
mine the date of Skandasvamin, who left us a fragmentary commentary,12 at
±600 or 650 A.D.', and adds (ibid., note 12):
A relative chronology can in cases such as that before us be established on the basis
of quotations, references and polemics in the pertinent works: an author who is
quoted by nobody else stands a good chance of being the youngest. However, these
commentators do not always indicate that they are quoting from their predecessors.
11
Specifically, two of the three sources he mentions are Kunhan Raja 1936 and Venkatasubbiah
1936. 12 That is, on the Rgveda.
Nirvacanasdstra 17
in the form we have it is later than Durga, whom it quotes repeatedly,'3 and
earlier than Devarajayajvan, the commentator on the Nighantu, who is later
than Sayana14 whom he quotes.l5
The vdrttikakdra
Since the publication in 1931 of Mandanamisra's Sphotasiddhi with the
Gopdlikd commentary of Paramesvara,16 it has been known that a metrical work
entitled Niruktavdrttika existed. Paramesvara refers to it by name and quotes
repeatedly from it. The thought that these quotations must stem from a com-
mentary on the Nirukta earlier than those of Durga and Skanda-Mahesvara who
sometimes attribute verses to a vdrttikakdra was first forwarded by
Bhagavaddatta (1931:215). Kunhan Raja (1940-1) collated such possible quota-
tions and suggested that since Durga quotes verses without mentioning their
source and sometimes attributes them to a vdrttikakdra, and since many of them
cannot be traced to any known work, they were from a hitherto unknown
Niruktavdrttika. He notes (ibid.:7) that among some verses met with in Venkata
Madhava's commentary on the Rgveda, three also occur in Durga's com-
mentary on the Nirukta. However, two of these are found in the Brhaddevata;
so are two verses Durga explicitly attributes to a vdrttikakdra.17 Kunhan Raja
declares that the Brhaddevata is not a vdrttika, and states (ibid.:9):
It is very likely that both in the Niruktavartika and in the Brhaddevata there are
similar passages. In this connection it must be noticed that the passages found in
Madhava are not identical with what is found in the Brhaddevata and in Durga. This
may be only a recensional variation and need not lead one to conclude two separate
sources. But I have to hint at various possibilities.
The possibility that there might have been different recensions of the Brhad-
devata and that the quotations by Durga accordingly could be from a longer
recension of that text, had already been pointed out by Rajavade. Remarking
on a verse attributed by Durga to a vdrttikakdra,18 he states (1921: tippani, p.
221): ayam sloko brhaddevatdydm nopalabhyate I brhaddevatdkdrdn ndnyo
vdrtikakdrah, 'this verse is not found in the Brhaddevatd; there is no other vdrt-
tikakdra than the author of the Brhaddevata'. Similarly, Rajavade (1926:
tippani, p. 221) remarks: ayam sloko 'dhunopalabdhabrhaddevatdydm na
vidyate, 'this verse19 is not found in the extant Brhaddevata". Introducing the
13
Cf. Sarup 1934, appendix I, part IV, pp. 161-311): 'Parallel passages from the commentaries
of Skanda-Mahesvara and Durga.' These are more than parallel passages; they are borrowings
14
from Durga.
15
Sayana, the well-known commentator of Vedic texts, died in Vijayanagara in 1387 CE.
The problems of dating and authorship as well as the condition of the extant editions of the
commentaries of Durga and Skanda-Mahesvara, I have discussed in some detail elsewhere
16
(Kahrs 1980:33-44).
18
Ed. by S.K. Ramanatha Sastri, Madras University Sanskrit Series 6. 17 See below.
D 1:705,5-6; Rajavade 1921:600,2-3. 19 D 11:855,14-15; Rajavade 1926:740,12-13.
Nirvacanasastra 19
quotation of a verse with the words uktam ca vdrtike, 'and it has been stated in
avdrttika, Durga (D 11:1050,2-4; Rajavade 1926:897,15-16) quotes a verse in
the following form: madhyamd vdk striyah sarvdh pumdn sarvas ca madh-
vainah / gands ca same maruto ganabheddh prthak krteh. In the Brhaddevatd
(BD 5.49) we find it in a slightly different form: madhyamd vdk striyah sarvdh
pumdn sarvas ca madhyamahl gands ca sarve maruto gunabheddt prthak
prthak. This made Rajavade remark (ibid., p. 189): durgakdle brhaddevatd-
aranthe bhinndh pdthd dsan, 'at the time of Durga there were different read-
ings in the text of the Brhaddevatd'. Although he was aware of these problems,
Kunhan Raja (1940-1:16) nevertheless concluded that Durga is earlier than
600 CE, and that the Niruktavdrttika must be earlier than Durga.
Enthusiastically searching for manuscripts of this work, Kunhan Raja
located in Kerala a manuscript of a Niruktavdrttika, or the Niruktavdrttika as
he called it when he announced the discovery of the manuscript (Kunhan Raja
1943). This is the manuscript which has been edited by Vijayapala (1982)
under the full title Niruktaslokavdrttika. Its author was identified by K.
Kunjunni Raja (1964) as Nllakantha, to whom I shall return below. Vijayapala
(1982:49) dates his work to the twelfth or thirteenth century CE. In other
words, we are dealing with a work several centuries later than Durga.
Arguing against Rajavade (1921; 1926) and apparently unaware of the writ-
ings of Kunhan Raja (1940-1; 1943; 1944) and his discovery, B. Bhattacharya
(1950= 1958:96-109) again postulated that Durga quoted from a lost treatise
entitled the Niruktavdrttika. He claims (1958:105-6):
Professor Rajawade states in his edition of the Nirukta ... that the Vdrttika cited by
Durga is identical with the Brhaddevatd of Saunaka. The ground for this assertion
is that some citations of the Vdrttika correspond exactly with the Brhaddevatd
verses. That some verses attributed to the Vdrttikakdra are not to be found in the
present Brhaddevatd can be explained on the hypothesis that Durga had access to a
different recension of the Brhaddevatd which contained some additional verses and
was apparently larger than the extant text. . . But all these arguments of Professor
Rajawade cannot stand in view of the fact that verses are quoted in a commentary
called Gopdlikd on the Sphotasiddhi of Mandanamisra, the great MImarisist
teacher, which are all ascribed to the author of the Niruktavdrttika, none of them
being traceable to the extant Brhaddevatd.
That they are not traceable to the extant Brhaddevatd has a simple explana-
tion. In 1964 K. Kunjunni Raja, who was then in possession of the
Niruktavdrttika manuscript discovered by the late Kunhan Raja, made it clear
that the verses quoted by Paramesvara in his Gopdlikd were identical with
verses of the manuscript, whereas the vdrttikas quoted by Durga were entirely
different.20
20
Kunjunni Raja 1964:251. Since the edition of Vijayapala (1982) it is possible to give exact
references to the Niruktaslokavdrttika. The verses quoted in the Gopdlikd are, in order of
appearance, NSV 1.6.192, 204, 205cd-6ab, 209-10, and 198cd-9ab.
20 Indian semantic analysis
21 22
23
YD 38,9. DI 288,9
GJ Larson gives ca 600-700 as the date of the Yuktidipikd (GJ Larson and R.S
Bhattacharya 1987*16), and the introduction to the summary of the Yuktidipikd in the same
volume (ibid *228) states There are quotations in the Yuktidipikd from Dignaga (ca, 480-540
C E., according to Frauwallner and Hatton) and from Bhartrhari (ca., 450-510, according to
Frauwallner), and it would seem that the text overall is older than Vacaspati Misra (who can
be placed m the ninth or tenth century)' Mention is made of the negative evidence that the
Yuktidipikd does not quote the views of Dharmaklrti concerning perception, and that it does
not seem to be aware of the critique of Samkhya by Sankara The conclusion presented is that
'one is tempted to think that Yuktidipikd cannot be much later than the late seventh or early
eighth century R C. Pandeya, on the other hand, cautions against accepting such negative evi-
dence and suggests simply that the Yuktidipikd be placed somewhere between the time of
Dignaga (the
24
sixth century) and the time of Vacaspati Misra (the ninth or tenth century)'
(ibid) D 1.34,8-9=BD 2 102, D II 1050,3-4 = BD 5 49
Nirvacanasastra 21
(1904:xviii) points out that the longer recension contains 133 slokas not to be
found in the shorter, whereas the shorter has eighteen not to be found in the
longer. Macdonell's text contains 1224 slokas, of which 1073 are common to
both recensions; the longer has 1206, the shorter 1091. Macdonell (ibid.)
remarks: 'Continued study has, however, convinced me that the additions of
the longer recension belonged, on the whole, to the original text, and that A [=
the shorter recension] is an abridgement.' As for the authorship of the Brhad-
devatd, Macdonell (ibid.rxxiv) concludes 'that the writer was not Saunaka
himself, but a teacher of his school, who was not separated from him by any
great length of time'. These circumstances do at least allow for the hypothesis
that at the time of Durga there were various recensions in circulation which
belonged to a tradition that goes back to Saunaka but which are not met with
in the Brhaddevatd as we know it today.
The question remains, however, whether the Brhaddevatd or works in a
tradition that goes back to Saunaka, could fall under the label 'vdrttika\ In the
classical period the term applies to two types of commentaries, either in verse
or in a particular prose style. Bronkhorst (1990:142) makes the following
observations:
The name ' Varttika' did not only come to denote works like the Yuktidlpika and the
Tattvarthavarttika. In fact, among the early works called 'Varttika' there are far
more which are of a different type altogether. Most seem to follow the example of
the verses quoted in the Mahabhasya, often called slokavdrttika by the commenta-
tors . . . Indeed, several works are called 'Slokavarttika'. The most famous among
them was composed by the Mlmamsaka Kumarila Bhatta. Another Slokavarttika
was written by Vidyananda and comments on the Tattvartha Sutra. There is also a
Niruktaslokavarttika. Besides the self-styled 'Slokavarttikas' there are many
'Varttikas' which consist of verse.
Bronkhorst goes on to list a series of examples, and concludes (ibid.: 143):
I t is clear from this enumeration that "Varttika" came to designate primarily
a commentary in verse-form.' But this is not always the case. For example,
Kumarila's Slokavdrttika is not a commentary. The Brhaddevatd is also a more
independent kind of work, more in the style of an Anukramanl. The fact that
the Sarvdnukramani borrows heavily from the Brhaddevatd testifies to this.
But the Brhaddevatd is not an entirely independent work either. Its introduc-
tion contains a classification and enumeration of the Vedic deities, and a lin-
guistic discussion which is closely related to the Nirukta. The main body of the
text is a presentation of the Vedic deities in the order of the hymns of the
Rgveda. And, in the words of Macdonell (1904:xxvii), 'it contains a consider-
able amount of other matter, notably about forty legends, meant to explain the
circumstances under which the hymns they are connected with, were com-
posed'.
On the basis of the available evidence, then, it is not possible to identify
Saunaka as the vdrttikakdra with any certainty. However, there is no other
likely candidate, and certainly no compelling evidence for postulating the
22 Indian semantic analysis
Nilakantha
As noticed already, the Niruktavdrttika manuscript discovered by Kunhan Raja
has been edited by Vijayapala (1982) under the full title Niruktaslokavdrttika.
Kunjunni Raja (1964:251-3) identified its author as a Nilakantha Gargya from
a Yajurvedin Brahman family of Kontayur in Kerala who later became an
ascetic under the name Padmapada or Padmabhagavan. Kunjunni Raja
(ibid.:254-5) also makes it clear why Kunhan Raja (1944) thought the author's
name was Sankara Bhagavan. Kunhan Raja had at that time not seen the manu-
script in full, and the reference to Sankara Bhagavan is easily explained by the
fact that Nilakantha took the ascetic name Padmapada or Padmabhagavan and
as an ascetic would be referred to as Sankara; thus Sankara Bhagavan.
Regarding the date of Nilakantha, Kunjunni Raja (ibid.:261-2) pointed out
that all that we can definitely say is that he is earlier than Paramesvara who
belonged to the close of the fourteenth century. He goes on to state that
'Nilakantha does not seem to be older than Durga or Skandasvamin, though he
does not quote them', and concludes (ibid.): 'Probably Nilakantha may be one
or two centuries earlier than Paramesvara.'
Nllakantha's date is also considered by Vijayapala (1982: upodghdtah, pp.
45-9). Referring to Kunjunni Raja, Vijayapala places Paramesvara towards the
end of the fourteenth century which is thus the upper limit for Nllakantha's date.
Pointing out that the mention in the manuscript of Godavarman as the ruling
king is of no avail in dating Nilakantha since it is such a common name for
Kerala kings, Vijayapala instead makes an attempt to establish the lower limit
by comparing passages from the commentaries of Durga and Skanda-
Mahesvara with corresponding passages in the Niruktaslokavdrttika, He claims
(ibid.:46) that Nilakantha echoes Skanda-Mahesvara, and adduces several
examples to support his claim. Vijayapala concludes (ibid.:49) that there is no
scent of the views presented in the Niruktaslokavdrttika in the commentary of
Durga, and argues that Nilakantha refutes 'with pleasant words' views met with
in the commentary of Skanda-Mahesvara without referring to them by name.25
The upper limit for Nllakantha's date is Paramesvara, and the lower limit is thus
fixed by the date of Skanda-Mahesvara.26 As we have seen, this is not neces-
sarily very helpful, and Vijayapala (ibid.) goes on to point out that there is diver-
gence among the learned as to whether Mahesvara belongs to the twelfth
century or is earlier than that, and that whether Skanda, the author of the
NiruktatTkd, is identical with the author of tht Rgvedabhdsya or is more modern
25
durgavydkhydne tv asya paksasya gandho 'pi nopalabhyate I ato manydmahe - ndma
26
grahanam vinaiva nilakanthah skanda-mahesvarapaksam madhurayd vdcdpratydcas
tatas ca skanda-mahesvarayoh paramesvarasya cdntardle kale nilakanthah sakyate st
ituml
Nirvacanasastra 23
27
mahesvarakdlah khnstiyd dvddasasatdbdi vd tatah prdn veti vidusdm vipratipatt
niruktatikdkdrah skandah rgvedabhdsyakdrdd abhinno bhinno vdrvdkkdhka ity api v
28
padaml
ato 'yam madhyamah paksah sddhiydn pratiyate - khnstiydydm dvddasasatdbdydm
29
trayodasasatdbdydm vd nilakanthah padmapddah samajdyateti I
api ca, venkatamddhavakrtdydm rgarthadipikdydm uddhrtdh saunakiydh slokd niruk
vdrttike samdndnupurvyd samupalabhymdndh, abhiyogddisabdds cobhayatra sa
'rthavisese prayujyamdnd upodbalayanh - amu granihakdrau kdlato ndtiviprakrstdv
ihl venkata-mddhavasya kdlo 'pi khnstiyadvddasasatdbdidesiyah svlkriyata aiti [sic]
avidbhih I
24 Indian semantic analysis
30
See in this respect
31
K Kunjunm Raja (1979), E. Kahrs (1980, 1983, 1984), and J Bronkhorst
32
(1981). See Bhattacharya 1958 62-95 for a survey of these
The ed of Max Muller (1849.39) reads prthivydh prthivitvam as one would expect The
TaittirTyabrdhmana, ed Mahadeva Sastri (1908 17), reads as above
26 Indian semantic analysis
The young woman of the sun, carrier of the prize,33 who bestows dazzling bless-
ings, she rules over riches, over treasures. Praised by the sages, the generous Dawn
shines upon the awakening [world] besung by the performers [of sacrifice].34
The phrase usa ucchati, literally 'Dawn dawns', is a sentence in itself and
establishes too much of a relation between its two elements for this combination
of words to be a coincidence: the name Usas 'Dawn' is associated with the activ-
ity of shining, dawning (^vas/ucch). Fundamentally speaking, this is all there is
to nirvacana analysis. Not postulating any parallels with regard to purpose and
scope, I cannot help thinking of Quine's proposed reform of language with
certain advantages, where a name such as 'Socrates' should be replaced by a
description 'the Socratiser' where 'Socratises' is an invented predicate, and the
description should then be eliminated by Russell's method, implying that a
name really is an abbreviated or disguised definite description 'the x such that
Fx*; Frege specifically said that such a description gave the sense of the name.
The advantage is obvious, although the purposes served for formal logic were,
of course, not at stake for the Vedic Indians. 'Socrates Socratises' is in any case
different from a nirvacana which could certainly be called a definite descrip-
tion, but of a kind where both the name and the description must mean what they
do because we recognise what the explanations mean and that these meanings
are arrived at through the name itself and in accord with metaphysics.
In the Nirukta (2.18) the above analysis appears in a technically more elab-
orate form: usdh kasmdtl ucchatiti satydh, 'Why [is Usas called] Usas?
[Because the name is] of her who really exists so that one says "she
dawns/shines" (ucchati: Avaslucch)' I shall return to the technicalities of this
analysis in due course.
In the later Samhita literature the attempts at creating and clarifying rela-
tions between names and activities, or between nouns and verbs, become more
conspicuous. A good example is provided by the following verse from the
Atharvaveda (3.13.2); consider in particular the narration of events:
ydt presitd vdrunenac chibam samdvalgata I
tad dpnod indro vo yatis tdsmdd apo dnu sthana II
When driven forth by Varuna, you swiftly came rushing along; then Indra got hold
of you as you flowed, hence you are Waters thereafter.
Here the author has noticed a connection between the action (dpnot:
'obtain; get hold o f ) and the term dpah 'Waters'. He has even made an attempt
at giving his explanation a logical form, and made it clear what role is played
in the action by the thing signified, that is to say, as agent, object, instrument,
etc. And, notably, the event is related in the past tense.35
33 34
35
On vajinivatT, see Renou EVP III 21 On vdhnibhih, see Renou EVP III 25.
For further examples, also from the Brahmanas and Upanisads, see J. Gonda 1955, F Singh
1962, M A Mehendale 1978b 66-70, S Dlksa 1989, N Verma 1991, M Singh 1994, and M.
Deeg 1995.
Nirvacanasastra 27
In a more explicit way such reflections are frequently met with in the
Brahmanas. The Atharvaveda example reappears in the Satapathabrdhmana
(6.1.1.9) in a more condensed form: yad dpnot tasmdd dpah, 'that he got hold
of [them], on account of that: dpah\ This is clearly a more technical way of
expressing exactly the same thought. Note that the temporality element is kept,
while the event itself is presented in a more abbreviated manner.
The same analysis is found in the Nirukta (9.26) in the formulation dpah
dpnoteh where the nirvacana is expressed in a technical manner which I will
give considerable attention further on. If the way in which I would interpret an
analysis of this kind is correct (in the present case: 'dpah is of dpnotiK), then
no temporality is expressed at all. In the Atharvaveda and in the Sata-
pathabrdhmana the mythical activity which is given as the ground for using
the name dpah is expressed in a past tense, thus referring to one specific event.
This timelessness of the Nairuktas conflicts with the Aitihasikas, the legendar-
ians, who refer to real events and persons in the past; the Nairuktas prefer alle-
gorical interpretations. A quick example is found in the Nirukta, concerning
the identity of Vrtra who is slain by Indra as laid out in Rgveda 1.32. Yaska
remarks (Nir 2.16): tat ko vrtrahl megha iti nairuktdhl tvdstro 'sura ity aiti-
hdsikdh,36 'but who is Vrtra? A cloud according to the Nairuktas; an Asura,
son of Tvastr, according to the Aitihasikas'. The Nairuktas in general dissolve
historicity. I shall later argue why I think this is so.
What is really important about the Nirukta, then, is that it is the single text
we possess which applies a certain method designed to give a semantic analy-
sis of nouns, in the widest sense of that term. Moreover, the Nirukta contains
lengthy discussions of linguistic and philosophical import. To Yaska a term,
singular or general, is simply equipped with a meaning, and for a language user
it is not necessary to keep this meaning in mind while using the term. The
meaning is embedded in it, hence is objective and can be grasped inter-
subjectively, and nirvacana analysis provides the device for doing so. In other
words, the meaning is secured through the term itself by nirvacana analysis
which is considered an objective way of determining what meaning is ascribed
to each word. In fact, every noun is treated as an information-invoking singu-
lar term.
In Sanskrit terms the word nirvacana has been aptly defined in the follow-
ing way: nirvacanam ndma sabdasya yathdrtham vyutpattih, 'what we call nir-
vacana is the analysis of a word in accordance with [its] meaning' (Vijayapala
1982: upodghdtah, p. 7).
The Nirukta
As mentioned already, nirukta or nirvacanasastra is traditionally considered
one of the six veddngas (lit. 'limbs of the Veda'), the disciplines auxiliary to
36
The last phrase is omitted by several MSS
28 Indian semantic analysis
the Veda, the branches of knowledge designed to preserve it. From the Nirukta
of Yaska it is clear that already by his time there were difficulties in under-
standing Vedic words and passages, a fact which indicates that the tradition had
been broken as far as understanding the meaning of the hymns is concerned.
It is to restore or achieve this meaning that the method of nirvacana analysis
is outlined and put into practice in the Nirukta. Yaska describes the situation
as follows (Nir 1.20):
sdksdtkrtadharmana rsayo babhuvuhl te 'varebhyo 'sdksdtkrtadharmabhya
upadesena mantrdn samprdduhl upadesdya gldyanto }vare bilmagrahandyemam
grantham samdmndsisuh I vedam ca veddngdni ca/
The Rsis ('Seers' of the Vedic hymns) had direct access to Dharma (ritual and social
duty); through [this initial] instruction they transmitted the Vedic hymns to later
generations who did not have direct access to Dharma; later, inferior generations,
being ill at ease with regard to the instruction, compiled this delimited work (= the
Nighantu) for the comprehension [of the meaning of the Mantras] bit by bit;37 more-
over [they compiled] the Veda and the Vedangas.38
In principle Yaska's Nirukta is a commentary on this compilation, a list of
words known as the Nighantu (nighantuh, singular, but also frequently
nighantavah, plural) or the Naighantuka. This is the earliest lexicographical
work that has survived in India. Whether or not Yaska was the compiler of the
entire Nighantu has been a matter of dispute,39 but I do not find this issue at
all crucial in as much as there is reason to believe that the Nighantu available
was not the only one of its kind. The words listed in the Nighantu are mainly
Vedic, most of them occurring in the Rgveda. There are, however, a few
insignificant but puzzling occurrences of non-Vedic words, for example nfrdm,
listed under udakanamdni 'names for water' (Nigh 1.12), which is a word of
Dravidian origin and first attested in the Mahdbhdrata.
The Nighantu contains three kdndas in five adhydyas. The first, known as
the Naighantukakdnda, consists of three adhydyas which give groups of syn-
onyms where one word indicates the meaning of the whole group, as in the
case of udakanamdni mentioned above. But the synonymity met with in this
kdnda is not of the ordinary kind. By way of example, Nighantu 2.5 lists no
less than twenty-two names for finger (angulindmdni). This would be a
remarkably high number in any language, but it is even more remarkable in the
present case in as much as the great majority of these words are feminine and
in the plural, and the only obvious occasion for mentioning fingers would be
the recitation of sacrificial formulas by the officiating priest at the sacrifice.
Moreover, they show curious similarities, for example: svdsdrah 'sisters',
jdmdyah 'siblings', and sdndbhayah 'having the same womb (umbilical cord)'.
37
I am not confident about the meaning of bilmagrahanaya, and, accordingly, about my trans-
38
lation.
Rajavade (1940: notes, p. 290) expresses the view
39
that vedam ca veddngdni ca is an interpola-
tion; I would not be surprised if he is right. See, for example, Skold 1926.
Nirvacanasastra 29
beginning 'gauh gmdjmd ksma ksd ksamd" and ending 'vasavah vdjinah devap-
atnyo devapatnyah\43 in that text the consideration of other [words] does not take
place in order to grasp the meaning of words. For all over this has been expressed
very clearly in the manner of: 'so many are the names of the Earth, so many are
the names of gold'. This very nirukta [=the Nighantu] has three sections. That is
also shown in the commentary on the Anukramanikd:44 First the Naighantuka
section, second the Naigama, and third the Daivata - thus the samdmndya is estab-
lished as threefold. [. ..] The word nighantu is well known with regard to [a text]
that chiefly exhibits a collection of synonymous words signifying a single
meaning,45 since it is common practice to refer to such works as Amarasimha,
VaijayantI, Halayudha, etc. as 'ten nighantavaK. Thus also in the present case the
property of being a Naighantuka pertains to the first section since [this] enunci-
ates a collection of synonymous words. In this section there are three chapters. As
far as these are concerned, names whose scope are substances such as the Earth,
and such as the worlds, the regions (space), and time, are in the first. In the second
are those whose scope are substances such as human beings and their parts. In the
third are those whose scope are qualities such as the property of being thin or
many, or the property of being short.
Sayana goes on to say that Yaska's work too is called nirukta (ibid.):
pahcddhydyarupakdndatraydtmake etasmin granthe paranirapeksatayd paddrtha-
syoktatvdt tasya granthasya niruktatvaml tadvydkhydnam ca ' samdmndyah
samdmndtaK ity drabhya ltasyds tasyds tddbhdvyam anubhavaty anubhavatV
ityantaih dvddasabhir adhydyair ydsko nirmamel tad api niruktam ity ucyatel
The property of being nir-ukta ('stated independently') pertains to this text [=the
Nighantu], since in this text, which consists of three sections forming five chapters,
the meaning (artha) of words has been stated (-ukta) independently (nir-) of other
[words]. And Yaska composed an explanation of it in twelve chapters beginning
Footnote 42 (cont.) ,
The collection of words beginning with gauh and ending with devapatnyah is called a
samdmndyah. When the kdraka karman (object) is to be denoted [the word] samdmndyah
belongs to [the verbal root] mnd which has the meaning of repetition [cf. Dhp 1.976 mnd
abhydse], preceded by [the preverbs] sam and dN (a). It [i.e., the samdmndya] has been
repeated jointly (sam) in as much as [it presents] a limit [maryddd giving the meaning of
dN; cf. A 2.1.13 an marydddbhividhyoh], thus [it is called] sam-d-mndyah. That is to say, in
order that [we shall get] knowledge of the meaning of the Vedic verses, the Rsis have also
made it into a text that serves as an example in the form of a compendium of the Sastra which
consists of five parts in one single (ekasmin glosses the preverb sam; cf. Nir 1.3: sam ity
ekibhdvam) dmndyah - 'repetition within limits'.
A more pregnant interpretation of the genitives in the technical expression samdnpurvasya
mndter abhydsdrthasya samdmndyah than 'belongs to' will emerge in due course later in this
work. Durga accounts for the feature of 'the limit' in the following passage Where he states that
there is no limit to words worth mentioning and that there would be no end to the Sastras if
one were to mention all of these. The Nighantu is accordingly a limited antf unified specimen
collection of Vedic words, a samdmndyah.
43
44
These are the first and last words of the Nighantu.
The passage occurs in Sadgurusisya's commentary VeddrthadTpikd on Katyayana's
45
Sarvdnukramam on the Rgveda, ed. Macdonell 1886:60-1.
The expression ekdrthavdcindm suffers from the same ambiguity as the term artha itself, an
issue to which I shall return below.
Nirvacanasastra 31
Mantras. But, as will be evident further on, the Brahmanical tradition did in no
way delimit the device of nirvacana analysis to the meaning of Vedic texts
alone.
Indeed, as an exegetical tool nirvacana analysis is not even confined to the
Indian tradition and Indian languages. The method permeates the translations
of Sanskrit texts into other Asian languages through the spread of Buddhism.
Suggestive examples from the Tibetan translations have been offered by N.
Simonsson (1957:238-80). I shall confine myself here to a single example from
the Chinese.
In Paramartha's 48 translation of Vasubandhu's Abhidharmakosabhdsya we
meet with a striking translation of the word sdstra 'teaching; doctrine', in this
context the Buddhist teaching and more specifically the Abhidharmakosa
itself.49
The common derivation of sdstra is from the root sds 'instruct; teach' by the
instrumental suffix -tra, in the sense of 'something by means of which one
teaches'. This is no longer Paramartha's basis for translation. Here - and
remember that Paramartha was an Indian who no doubt knew his vydkarana
and nirukta well - the word is rendered by the two characters W* mieand dk
ji. The first means 'extinguish; exterminate; destroy', the second 'to cross a
stream; aid; relieve'. The word mie is commonly used in the translation of nivrtti
or nirodha, the cessation of suffering in the context of the third so-called noble
truth of Buddhism; also of nirvana, as blown out, extinguished; but above all
of nirodha in the sense of the destruction or suppression of the passions, or
klesas - the defilements of the mind by virtue of which actions (karman) gather
force and fruitfulness and necessarily produce retribution, notably a new exis-
tence. An aim in Buddhism is accordingly to destroy these passions and melt
away all traces of them (vdsand).50 The word ji has the double meaning 'cross
over' and 'aid; save' - to cross over the sea of existence to nirvana is a common
image in Buddhist scriptures.
Now, how does this come about? Paramartha has split the word sdstra into
its two syllables sds and tra. The first he relates not to Asds 'instruct' but to
Asas 'destroy'. The second part, tra, he relates either to Atrai (trdyate, trdti)
'save; rescue', or to At? 'cross over' (tarati) and its causative tdrayati 'cause to
48
Paramartha was an Indian Buddhist monk who arrived m China in the year 546 AD He stayed
for two years m Guangzhou (Canton), then went on to the Liang capital where he was well
received by the emperor Wu The emperor wanted to establish a translators' bureau under
Paramartha's leadership, but political turmoil put an end to this plan, and Paramartha spent the
rest of his life travelling around in China, homesick and miserable to the point that he even
attempted suicide Saved by his disciples, he died of illness instead a year later, in 569 But
during his years in China he managed to translate a large number of Buddhist texts into
Chinese, among them the Abhidharmakosabhdsya of Vasubandhu
49
Taisho 1559, vol 29, p 161c That we are dealing with a translation of the word sdstra and not
of (sisya-)sdsana as maintained m the index of A Hirakawa et al (1973 351 sdsana-, 352
sisya-) will become clear from the following exposition Indeed, this is a good example of how
50
important it is to master nirvacanasdstra for any kind of lexicographical work
Cf,eg,E Lamottel974
Nirvacanasastra 35
cross over; save; rescue'. The root Vff (Dhp 1.1018 tf plavanataranayoh) would
neatly carry the same double meaning as ji, but the problem with this root is
that it would not give us tra without some morphological violence. Still, the
parallel double meaning must be more than a coincidence. In any case, we have
here a full interpretation of the sdstra, the Buddhist doctrine as expounded in
the Abhidharmakosa, as that which destroys [the klesas] (basically, impedes
ignorance) and therefore saves, that is, makes one cross over the sea of exis-
tence. No wonder Chinese Buddhist texts can seem hard to Sinologists. Indeed,
any reader of Sanskrit texts who is not familiar with the devices of
nirvacanasastra will soon face textual difficulties.
other form elsewhere. In other words, this rule reflects the situation in which
one is facing a formation referred to by the commentators as paroksavrtti 'out
of sight (unintelligible)'. It is difficult to figure out, but by analogy with similar
phenomena elsewhere in grammar it might be done.54
The situation may be even more difficult, so Yaska continues by laying
down a principle for how one should deal with a form referred to by the com-
mentators as atiparoksavrtti 'completely out of sight (completely unin-
telligible)' (ibid.): avidyamdne sdmdnye 'py aksaravarnasdmdnydn nirbruydt,
'even when [such] a similarity [with a phonetic change accepted by the
grammarians in other cases] is not found, one should analyse on the basis of
[a possible similarity] in syllables or in single sounds'.55 He underlines this by
adding (ibid.): na tv eva na nirbruydt, 'but never indeed should one not
analyse'.
These three basic rules, crowned by the statement that one should never give
up analysing, lay down the most fundamental principles of nirvacanasastra.
They also display an increasing slackness with regard to a strict application of
the rules of grammar, a fact Yaska makes unambiguously clear when he goes
on to remark (ibid.): na samskdram ddriyeta I visayavatyo hi vrttayo bhavanti,
'one should not pay attention to the grammatical formation, for [phonetic]
changes possess a wide range56 [of possibilities]'. That is to say, one should try
to stick to the rules of grammar as far as possible, but if this is of no avail in
bringing out the hidden semantic content of a word one should abandon them
54
This rule too has been subject to a great variety of interpretations and translations. My inter-
pretation of vrttisdmdnya above is the one suggested by Mehendale (1978a) who has discussed
the passage and the various attempts at interpreting it in great detail. Mehendale argues as
follows (ibid.:61—2): 'The word vrttisdmdnya seems to mean "commonness of behaviour (of
a given sound), i.e. the phonetic change undergone by it". What Yaska means to say is that m
cases of difficult words - i.e. words, the accent and the grammatical formation of which are
not regular (ananvite arthe) or in cases of words where the word to be derived is not indica-
tive of any action (aprddesike vikdre), e.g. a word like indra - in such cases one should first
take a root similar in (sound and) meaning with the word to be derived and derive it from that
root on the basis of the commonness of behaviour in undergoing a phonetic change, that is he
should try to see if the phonetic change implied in such a derivation has any similarity with a
phonetic change accepted by the grammarians for the explanation of some other forms in the
grammar.' He adduces the examples of indra and hasta. If indra is related to the root indh, one
would have to account for the change of dh > d\ if this can be observed in acceptable grammat-
ical formations, for example dadhdti and not *dhadhdti in the reduplicated present form of
^Idhd, there is some justification in accepting indra for *indhra as related to ^indh. Similarly,
if hasta is to be related to han, a phonetic change n > s has to be accounted for by finding some
similar change elsewhere in grammar. Mehendale concludes (ibid.): 'This is what is really
meant by vrttisdmdnya, viz, commonness of behaviour (of sounds).' Bronkhorst (1984:4)
reviewing Mehendale (1978a) argues that 'it seems better to translate ananvite 'rthe "when the
meaning is not accompanied [by the right accent and formation]" and apradesike vikdre "when
the modification is not such as fits the [grammatical] derivation"'. What is lost when the
passage is taken in this way (which is what I have done above) is the parallelism between
prddesikena gunendnvitau (or even vikdrendnvitau) of the preceding rule and the wording
55
ananvite 'rthe 'pradesike vikdre in the present one.
Again I follow the interpretation of Mehendale (1978a), assuming sdmdnye = vrttisdmdnye; see
56
preceding note.
Durga (D 1:157,6) glosses visayavatyah by bahusamsayavatyah 'possessing lots of doubt'.
38 Indian semantic analysis
mally approached a teacher, or to someone who does not understand it, for the
disdain of the ignorant towards knowledge is endless; but one should analyse
to someone who has formally approached a teacher, or someone who would be
fit to understand, or to the wise or an ascetic'. The statement is obviously
intended to prevent, in particular, frivolous analysis based on the principle of
aksaravarnasdmdnya 'similarity in syllables or in single sounds'. As will
become clear later on, in this respect Yaska failed.
The results achieved by these means may not correspond to what we regard
as relevant linguistic facts. But they are certainly relevant semantic facts if we
want to understand the texts and traditions that employed these techniques
throughout the centuries and in a most striking manner.
artha
It has already been revealed that nirvacana analysis is concerned with seman-
tics, with linguistic meaning. Meaning is a property in virtue of which a sen-
tence such as 'John cooked the rice' can be used to communicate the
information that John cooked the rice. The Sanskrit term for 'meaning' in this
sense is artha. This term requires a few remarks. First of all, 'meaning' is itself
a slippery term. We may, for example, say 'what's the meaning of all this?', 'I
did not mean it', 'the meaning of this word is ...', etc. As pointed out by Quine
rence, which, though ending in krt suffixes, must be treated as grammatically unanalyzed
words . . . Normally grammatical analysis (including the analysis of the Unadi sutras) helps
him in his endeavour; in the case of the words damunas etc. it does not. These words are aika-
padika "belonging to the unanalyzed words (ekapada)" ? Accordingly, Bronkhorst (ibid)
ascribes the meaning 'unanalyzed word' ('i.e., a word where grammar does not help to reach
at the meaning') to ekapada. His reasoning may be sound, but one crucial question remains:
why should an unanalysed word be termed ekapadal Moreover, Bronkhorst is unfair on
Mehendale when he claims Mehendale would have to offer two different translations of the
word aikapadika in the two different instances where it occurs. Anyone, including Bronkhorst,
would have to do that. At Nirukta 4.1 aikapadika refers to the section of the Nighantu of that
name, and will invariably have to be interpreted as 'the section which deals with ekapadas'
regardless of how we interpret ekapada. With regard to the latter, its occurrence at Nirukta 2.2
serves to distinguish ekapadas from secondary formations and compounds. In a similar
sense ekapada occurs in the Mahdbhdsya of Patanjali (Mbh 1:6,22-3): atha vd santy eka-
paddny apy avadhdrandni, 'or else, there are restrictions even in the form of single words'.
Kaiyata (MbhP I:60b) explains that when one has a restriction where the word eva is explic-
itly used, we have a restriction which consists of two words, but when the restriction is by force
of sdmarthya with no use of the word eva, then the restriction is said to be ekapada, consist-
ing of one word; as pointed out in the Chdyd of Vaidyanatha Payagunda (ibid.), ekapada is
here a bahuvrlhi compound. The term occurs also in the first vdrttika on A 1.1.63 na
lumatdngasya (for which see J. Benson 1990). The vdrttika runs (Mbh 1:165,15): lumati
pratisedha ekapadasvarasyopasamkhydnam, 'in the prohibition regarding [suffixes] with the
element /w, an additional statement [has to be made] of the accent of a single word'. Still,
Bronkhorst may well be right when he says (1984:6): 'Where and when no grammatical analy-
sis is possible, Yaska speaks of ekapada' I do not think the problems are solved, though, by
rendering it 'unanalysed word'.
40 Indian semantic analysis
(1953/1961:9) there is also a gulf between 'meaning' and 'naming' even in the
case of a singular term which is genuinely the name of an object, He takes
from Frege the example of 'Evening Star' and 'Morning Star'. Both of these
terms name the same thing but they cannot be said to have the same meaning.
There is no reason to assume that the Indians worked within a modern frame-
work which distinguishes clearly between meaning and reference. Indeed, the
term artha frequently refers to that which is designated by a term, to the thing
meant.
It might be useful to begin by looking at the entries on the term artha in L.
Renou's Terminologie grammaticale du Sanskrit (Renou 1942/1957; 59-60):
artha 'sens, signification (d'un mot, etc.); chose a exprimer, notion (not. dans
paddrtha, vdkydrtha, q. v.); objet, but' P.; ifc. 'ayant le sens de' ou 'ayant pour effet,
servant a': tadartha 'qui a tel sens ou tel objet, utile a cela, qui existe en vue de' P.
(v. tddarthya); evamartham et kimartham M. 'dans telle intention' et-dans quelle
intention?' yathdrtham M. 'selon le sens'; °arthe 'au sens de' P., ainsi dans mat-
varthe, q. v.; pardrtha 'qui a lieu en vue d'un su. ulterieur' ou 'en vue de qqch.
d'autre' M.; uktdrtha 'dont le sens a ete deja formule' M.; v. encore, svdrtha,
uttardrtha, kriydrtha, ekdrtha, dhdtvartha, anarthaka etc.
'Empechement,=nivrttV Pr. 14 48 DV. VII1 24 (cf. BR. n° 10 et Nachtrag V).
He goes on to list compounds with artha as the first member and various
derivatives. A second entry runs (ibid.:378):
artha 'sens': l'un des elements permettant de realiser unpdda R. XVII25 (975), de
differencier les nipdta XII 26 (708). Le mot est defini par a° V. Ill 1; a° est l'ele-
ment essentiel selon BD. II 99. Pratiquement a° = 'phrase' dans arthddi 'initiale de
phrase' Bhas II2. Ifc. 'qui a le sens de' ainsi nayatyartha toute forme 'ayant le sens
de nf-' R. V 57 (373), i.e. une forme quelconque de la racine rii-. aneka°, v. ce mot;
ekdrtha, v. ekasabda; arthavant 'pourvu de sens' (dit des mantra) opp. a anarthaka
N. 116. Les termes de la langue parlee sont arthapurvaka V. 12, glose prayojanapu0
Uv.; les particules sont en principe arthavdcaka R. XII26 (708) et les preverbes le
sont en jonction avec le nom ou le verbe XII 20 (702); arthiya ifc. N passim (dans
evam° pratisedha0 upamd° etc.). Les phonemes valent sous leur forme authentique
(prakrtyd) au moment ou le sens est en jeu (arthaveldydm, non 1'etude phonetique)
Pratijn. 21. - Le theme nominal est arthavant GB. I 26.
In his review of Renou (1942/1957) P. Thieme (1958:26) is rather critical of
this:
I should not finish but start with the general value 'purpose' (objet, but), from which
all the others derive: the 'purpose' of [the use] of a grammatical element, a word,
and a sentence amounts to what we call 'meaning' (sens, signification), and only
insofar as the 'purpose' of a word may be to name a 'concept' (notion) does artha
amount, in certain contexts, to 'concept'. Proceeding in this way, we have not only
the theoretical advantage of having given a linguistically correct explanation of the
different usages; we have also offered practical help to the non-specialist. He will
now understand the different 'meanings' which must otherwise seem to him an
unorganized aggregate of arbitrary values.
Nirvacanasastra 41
Thieme goes on to claim that his approach succeeds when we are dealing with
certain derivatives, such as anarthaka which Thieme renders 'purposeless'.
This may hit the target in a general way, but I am not at all happy with his ren-
dering (ibid.:27) of samartha as 1) 'of the same purpose' (samdno 'rtho yasya)
and 2) 'furnished with purpose' (arthena sahita-), and the important derivative
sdmarthya- is just mentioned in passing in the expression sdmarthyayogdt (from
Mbh 111:54,4), translated (ibid.:27) 'since it is fitting (yukta; -yogat short for
-yuktatvat) that it [the teaching of Panini] be furnished with purpose'. These
terms are extremely complex and do not easily lend themselves to the 'general
value' of 'purpose'. It is, however, clear that Thieme has a point when it comes
to establishing 'purpose' as a kind of logical semantic continuity, a constant
basis for the rendering of the term artha.5* Indeed, 'purpose' is often the ren-
dering resorted to by Sanskrit authors. For example, Kaiyata, the eleventh-
century commentator on the Mahdbhdsya, glosses anarthaka by nisprayojanam
'without purpose' (MbhP I:32b). These quotations from Renou and Thieme may
suffice to illustrate that the term artha is a slippery one. In the context of nirva-
cana analysis this is important in as much as a nirvacana analysis is an analysis
of words with regard to how they are related to things, and this is where the
semantic range of the term artha becomes crucial. With the above background,
let me now turn to some indigenous discussions of the term artha.
An easy entry into the indigenous discussions of paddrtha, the artha of a
word, is provided by certain sections of the Paspasdhnika of the Mahdbhdsya.
Patanjali introduces the problem as follows (Mbh 1:6,8-11):
58
I take it that Thieme does not mean to say that artha always is to be interpreted as 'purpose'
although this would be in keeping with the method that was advocated by Thieme and H.
Luders in the interpretation of Vedic hymns, namely, that a certain Vedic word should be trans-
lated in one and the same way in all contexts. This has proved an untenable straitjacket. An
example from Vedic is the term rtd, the ordered and regular (and thereby right, natural, and
hence true) structure of the cosmic, human, and ritual course. Luders (1951:13ff. and 1959)
argues that the term should be translated 'Wahrheit' (truth), partly on the basis that the word
dnrta with the negative prefix an- in later language is opposed to satya- ~ 'true; truth'. But
how then does one explain RV 1.105.12: rtdm arsanti sindhavah satydm tdtdna suryah, 'th
floods streamed rtd, the sun spread satyd out' ? The real guardian of rtd is Varuna. Luders and
Thieme strived to explain Vedic deities as developments of rather abstract concepts. Thus,
Luders (ibid.) interpreted Varuna as 'Oath'. Thieme (1957) interpreted the deities Mitra and
Aryaman, both related to Varuna, as 'Contract' and 'Hospitality' respectively, and Varuna as
'True speech' (based on an etymology first suggested by A. Meillet that varuna < I.E. *wer
'speak'). But it is very hard to claim that one has explained Varuna's mythological functions
unless one has succeeded in explaining, for example, the antagonism between him and Indra,
or the image of Varuna and the cask with the bottom up (RV 5.85.3: nictnabdram ... kdvan-
dham). There are many aspects that cannot be explained by Varuna = True speech. Why, for
example, is Varuna related to the night and Mitra to the day? Moreover, we have to ask, what
did words corresponding to 'Wahrheit', 'contract', etc. mean to the Vedic Indian? A concept
such as 'cosmic contract' would already change the picture quite a bit. Thieme considers it
something close to a poetic and religious masterpiece that the Indians were able to colour an
abstract concept so strongly. But the Vedic poets, in spite of their licentia poetica, did not have
a carte blanche which allowed them to do whatever they felt like. The greater context requires
something less narrow than 'true speech'. The same could be said with regard to translating
artha as 'purpose'.
42 Indian semantic analysis
kirn punar dkrtih paddrtha dhosvid dravyaml ubhayam ity aha I katham jndyate I
ubhayathd hy dearyena sutrdni pathitdni I dkrtim paddrtham matvd jdtydkhydydm
ekasmin bahuvacanam anyatarasydm ity ucyatel dravyam paddrtham matvd
sarupdndm ity ekasesa drabhyate II
Now, what is the artha of a word: a class (dkrti) or rather an individual thing
(dravya)!59 Both, he (=Patanjali) says. How do we know? The Teacher (=Panini)
has formulated rules in both ways. Considering a class {dkrti) to be the artha of a
word, it is stated [by A 1.2.58] that when there is designation of a class (jdti 'class;
genus; species') the plural may optionally be used with regard to one single thing.
[And] considering an individual thing (dravya) to be the artha of a word, the [fact
that there should be a] single remainder is taught by [A 1.2.64 which begins]
sarupdndm 'of elements showing the same form'.60
Kaiyata remarks on this as follows (MbhP I:56b):
tatra jdtivddina dhuh - jdtir eva sabdena pratipddyate, vyaktindm dnantydt
sambandhagrahandsambhavdt I sd ca jdtih sarvavyaktisv ekdkdrapratyayadars-
andd astlty avasiyate I tatra gavddayah sabdd bhinnadravyasamavetdmjdtim abhi-
dadhatil tasydm pratitdydm taddvesdt tadavacchinnam dravyam pratiyatel
suklddayah sabdd gunasamavetdm jdtim dcaksatel gune tu tatsambandhdt
pratyayah, dravye sambandhisambandhdt I samjhdsabddndm apy utpattiprabhrtyd
vindsdt pindasya kaumdrayauvanddyavasthdbhede 'pi sa evdyam ity abhinna-
pratyayanimittd ditthatvddikd jdtir vdcydl kriydsv api jdtir vidyate, saiva dhdtuvd-
cydl pathati - pathatah - pathanti - itydder abhinnasya pratyayasya sadbhdvdt
tannimittajdtyabhyupagamahll vyaktivddinas tv dhuh - sabdasya vyaktir evdbhi-
dheyd, jdtes tupalaksanabhdvendsrayandd dnantyddidosdnavakdsah II
This being so,61 those who hold the view that a jdti 'class; genus' [is the artha of a
word] state: it is only a class that is conveyed by a word, for [otherwise] it is not
possible to grasp the relation [between a word arid its artha] because there is an
endless number of individual things. And it is established that there is such a thing
as a jdti since we perceive the cognition of a single shape (akdra) with regard to all
individuals [of the same class]. This being so, words such as gauh 'cow' denote a
jdti which is inherent in different individuals. When this [jdti] has been understood
[as the artha of a given word], we understand an individual thing (dravya) limited
by that [jdti] since it possesses that [individual]. Words such as sukla 'white' signify
a jdti which is inherent in a quality. And in the case of such a quality, cognition
takes place because of [its] relation to it [= to the jdti], [while] in the case of an indi-
59
A word of caution seems necessary here. In Nyaya-Vaisesika paddrtha is the technical term
for a 'category', and dravya and sdmdnya 'universality' ox jdti 'class; genus' figure among
these. It could therefore be the case that Patanjah is playing around with words here in order
to point out various possibilities: we are dealing with something (paddrtha) which could be
dravya as well as jdti and not the one excluding the other.
60
A 1.2.64 sarupdndm ekasesa ekavibhaktau is the rule which teaches that out of a series of
stems showing the same form, only one is retained before one single case ending. In other
words, this is the rule which accounts for the fact that we say vrksdh 'trees', and not vrksas ca
61
vrksas ca vrksas ca, 'a tree and a tree and a tree'.
The context concerns the application of the two views with regard to two panbhdsds, general
rules of interpretation. This need not concern us here.
Nirvacanasastra 43
vidual thing (dravya), cognition takes place because of [its] relation with the
relatum.62 Even words which are proper names express a jdti such as ditthatva
'Dittha-hood', [a property] grounded on an unchanging cognition so that one says
'this is that very same [person]', although there is change of [his] body in the stages
of youth, adulthood, etc. from birth to death. With regard to actions too we find a
jdti; indeed, it is expressed by the verbal root. Because an unchanging cognition is
present from such [verbal forms] as pathati 'he recites', pathatah 'the two of them
recite', [and] pathanti 'they recite', a. jdti is accepted [in the case of verbal forms]
as the cause of that [unchanging cognition]. Those, however, who hold the view that
a vyakti 'individual thing' [is the artha of a word] say that it is only an individual
manifestation {vyakti) which is denoted by a word. But since the jdti is resorted to
by implication, there is no occasion for such error as [having to assume] an
innumerability [of relations].
Patanjali's initial discussion concerns directly only the context of the
AstddhydyT, although Kaiyata places it within a larger frame. Later on,
however, Patafijali puts his initial statement to good use in his discussion of the
compound sabddrthasambandhe in the phrase siddhe sabddrthasambandhe,
traditionally considered the first part of the first vdrttika of the Mahdbhdsya.63
Patafijali states (Mbh 1:7,8-10):
atha kam punah paddrtham matvaisa vigrahah kriyate siddhe sabde 'rthe
sambandhe cetil dkrtim ity aha I kuta etatl dkrtir hi nityd dravyam anityamll atha
dravye paddrthe katham vigrahah kartavyahl siddhe sabde 'rthasambandhe cetil
nityo hy arthavatdm arthair abhisambandhah II
Now, with what artha of the word [siddha] in mind have we analysed [the com-
pound] as siddhe sabde 'rthe sambandhe ca, 'when the word-form, [its] artha, and
the relation [between them] are permanently established' ? He (= Patafijali) says: the
dkrti 'class'. How come? Because the dkrti is permanent (nityd), [while] the dravya
'individual thing' is non-permanent. Now, if the artha of a word is the dravya, how
do we then analyse [the compound]? [As:] siddhe sabde 'rthasambandhe ca, 'when
the word-form and the relation with [its] artha is permanently established'. For the
relation between things which possess an artha and the arthas is permanent.
If the artha of the word siddha 'permanently established' is an dkrti 'class',
Patafijali interprets the compound entirely as a dvandva. If, however, the artha
is a dravya 'an individual thing', he keeps the last two members of the com-
pound as a unit, itself now a tatpurusa compound: arthasambandha, 'the rela-
tion with the artha\ Kaiyata elaborates on this as follows (MbhP I:62b):
dravyapakse dravyasydnityatvdd arthagrahanam sambandhavisesandrtham
updttaml anitye 'rthe katham sambandhasya nityatd - id cet, yogyatdlaksanatvdt
sambandhasya I tasyds ca sabddsrayatvdt — sabdasya ca nityatvdd adosah II
62
The jdti 'class; genus' (such as suklatva 'white-ness', the property of being white) is inherent
in the guna 'quality' which is inherent in the dravya 'individual thing'. In this way the jdti is
63
indirectly related to the dravya through the guna.
The most recent discussion of what constitutes the first vdrttikas of the Mahdbhdsya has been
provided by Bronkhorst 1987; see also Wezler 1994, note 4.
44 Indian semantic analysis
On the view [that a word signifies] a dravya 'individual thing', because the dravya
is non-permanent, the [word] artha has been mentioned for the purpose (artha) of
qualifying [the word] sambandha 'relation'. [But] if [someone asks:] when the
artha is non-permanent, how can the relation [with the artha] be permanent, [we
answer that this is] because the relation is defined as yogyatd 'suitability'.64 And
because the word-form is the substratum of that [relation], there is no fault since the
word-form is permanent.
Patanjali continues his discussion as follows (Mbh 1:7,11-12; 18720):
atha vd dravya eva paddrtha esa vigraho nydyyah siddhe sabde 'rthe sambandhe
cetil dravyam hi nityam dkrtir anitydl katham jndyate I evam hi drsyate lokel... /
dkrtdv apipaddrtha esa vigraho nydyyah siddhe sabde 'rthe sambandhe cetil nanu
coktam dkrtir anityetil naitad astil nitydkrtihl katham I na kvacid uparateti krtvd
sarvatroparatd bhavati dravydntarasthd tupalabhyate I
Or rather, this analysis [of the compound] as siddhe sabde 'rthe sambandhe ca,
'when the word-form, [its] artha, and the relation [between them] are permanently
established', is proper only when the artha of the word [siddha] is the dravya '-
material substance'. For the dravya 'material substance' is permanent, [whereas]
the dkrti 'shape' is non-permanent. How do we know? Because so it is seen in daily
life . . . [But] this analysis [of the compound] as siddhe sabde 'rthe sambandhe ca,
'when the word-form, [its] artha, and the relation [between them] are permanently
established', is proper also when the artha of the word [siddha] is the dkrti 'shape'.
Weil, but it was said that the dkrti is non-permanent. That is not so; the dkrti is
permanent. How? By making out that when it has come to an end in a certain place,
it has not come to an end everywhere, but is [on the contrary] observed as remain-
ing in other individual things (dravydh).
Here Patanjali considers other meanings of the terms dravya and dkrti,
taking them in the completely different senses of 'material substance' and
'shape; form' respectively. He goes on to offer examples of how a material sub-
stance (dravya) such as clay or gold is permanent (nitya), while the shape
(dkrti) of things made from them may vary and is therefore non-permanent
(anitya). Taking dkrti in the sense of 'shape; form' he then turns the argument
around, claiming that the dkrti is indeed permanent in the sense that although
it comes to an end somewhere, it will still remain in other dravyas, thus inci-
dentally resorting to the previous sense of dravya as 'individual thing'. Tired
of the discussion, Patanjali concludes (Mbh 1:7,23-5):
atha vd kim na etenedam nityam idam anityam itil yan nityam tarn paddrtham
matvaisa vigrahah kriyate siddhe sabde 'rthe sambandhe cetil
Or rather, what is the use of our saying 'this is permanent', 'this is non-permanent'?
Thinking that whatever is permanent (nitya), that is the artha of the word, this
analysis [of the compound] is made: 'when the word-form, [its] artha, and the rela-
tion [between them] are permanently established'.
64
That is to say, words are assumed to be permanently suited to signify, that is, refer to the things
meant.
Nirvacanasastra 45
Finally, the following passage from the Mahdbhdsya may serve to illustrate
the intricacies of the term artha (Mbh 1:363,24-8):
apravrttih khalv apy arthadesanasya I bahavo hi sabdd yesdm arthd na vijfidyante
I jarbhdnturphdritull antarena khalv api sabdaprayogam bahavo Wthd gamyante
'ksinikocaih pdnivihdrais call na khalv api mrjhdtasydrthasydnvdkhydne kim cid
api prayojanam asti I yo hi bruydt purastdd dditya udeti pascdd astam eti madhuro
gudah katukam srngaberam iti kim tena krtam sydtll
There will, in fact, be no attempt at instruction in meaning {artha). For there are
many words whose meanings are unknown, such as jarbhdn turphdntu.61 In fact,
many meanings are understood without the use of words, by closing the eyes or by
doing things with the hands. Indeed, there is no purpose whatsoever in explaining
meaning which has [already] been understood. For he who says that the sun rises in
the east and sets in the west, that sugar is sweet, [or] that ginger is pungent, what is
accomplished by him'?
Let these considerations suffice to establish that the term artha is as
complex an entity as its English counterpart 'meaning' which I shall use to
translate it. Let it also be clear that we shall first and foremost be dealing with
linguistic meaning in the sense that we deal with the meaning of singular and
general terms. In that context questions of meaning are primarily questions of
reference. In order to account also for the broader and the more abstract senses
of artha, however, I shall confine myself to saying that words signify. That this
is a sensible safeguarding is also brought out by the related term anvartha
which plays a central role in nirvacana analysis and to which I shall now turn.
anvartha
In the introduction to his Rgvedabhdsya Sayana remarks on the lexicograph-
ical work Nighantu in the following way (Say p. 28): pancddhydyarupakdnda-
traydtmake etasmin granthe paranirapeksatayd paddrthasyoktatvdt tasya
granthasya niruktatvam, 'the property of being nir-ukta (stated independently)
pertains to this text [= the Nighantu], since in this text, which consists of three
sections forming five chapters, the meaning (artha) of words has been stated
(-ukta) independently (nir-) of other [words]'. Sayana gives a similar analysis
of the name of Yaska's Nirukta (ibid.:29): tad api niruktam ity ucyatel
ekaikasya padasya sambhdvitd avayavdrthds tatra nihsesenocyante iti vyut-
patteh, 'according to the analysis: "the presumptive (sambhdvitdh) meanings
of the constituent parts (avayavdrthdh) of each individual word68 are stated
(ucyante: -ukta) fully (nihsesena: nir-) in it", this too is called Nirukta\ Both
these analyses are worked out with an eye to the nature of what the terms
denote. An analysis of this kind as well as a term treated in this manner are
67
68
RV 10.106.6
Or, possibly, ekaikasya could mean 'of one word after the other' with reference to the list of
words constituting the Nighantu
48 Indian semantic analysis
both said to be anvartha: 'in accordance with that which it signifies', or 'in
accordance with the meaning and nature of that which it denotes', or, even,
'purposive'.
So when a term or expression is anvartha, it is inherently significant or pur-
posive so that there is a direct semantic link between the term and the nature
of that which it denotes. Without entering into the complexities pertaining to
singular reference, it is clear that the name 'John' does not in itself tell us any-
thing about the man so named. It is just a label by which he is called. But a
term such as 'Bhairava' is actually descriptive. It conveys the nature of that
which it denotes in the sense that we may learn about Bhairava's nature from
the name 'Bhairava' itself. So such terms are descriptive terms as well as
names. It should be noted that this feature is in no way limited to proper names
within the context of Indian linguistic speculation. It applies to all nominal
words.
The term 'Bhairava' is thus treated as a descriptive name in the sense that
the term itself contains the necessary elements to provide the uniquely true
description. It is thus similar to a name such as 'Jack the Ripper'. In ordinary
English very few names can be considered descriptive names in this sense.
Within the Indian mode of thinking, however, any name, any noun, may in
principle be considered a descriptive name in as much as it is susceptible of
nirvacana analysis, semantic analysis on the basis of the term itself. The
explanatory expression provided through such analysis is thus linked up with
the linguistic item itself; any uniquely true description not so linked would not
do. In other words, it is the very power of nirvacana analysis to give for any
term a unique description of its referent through the term itself, thus forcing
the term to reveal its semantic content. This is fundamental to the way in which
a nirvacana analysis works. Linguistic entities are treated as inherently signif-
icant, and this significance can be arrived at through the linguistic element
itself because the linguistic element is anvartha.
The term anvartha is well known also from vydkarana. On several
occasions in the Mahdbhdsya Patafijali states (Mbh 1:206,24; 11:366,25;
111:409,2): anvartham khalv api nirvacanam, 'the nirvacana 'does indeed
correspond to that which [the term] signifies'. Patanjali also repeatedly states
that the purpose of making a long technical term in grammar, a mahati
samjnd, is that it should be recognised as an anvarthasamjhd, 'a technical
term which is in accordance with that which it signifies'.69 A single example
69
Kiparsky (1979:210) expresses a different opinion when he concludes: 'In any case, such
outside meanings have at most a mnemonic value and are strictly irrelevant within the theory.'
He adds in a note (ibid.: note 1): 'This is against the opinion of Patanjali, who often seeks a
special significance in "long" terms.' This is not only against the opinion of Patanjali, but
against the opinion of the entire vydkarana tradition. Kiparsky is probably right, though, in
claiming that Panini himself coined or viewed a certain term as an anvarthasamjnd. As pointed
out by Cardona (1977:340), if one were to attribute such a view to Panini, one would also have
to consider one rule vacuous (A 1.1.41 avyayibhdvas ca [avyayam 37]). Cardona goes on to
say (ibid.):
Nirvacanasdstra 49
will suffice.70 A 1.4.23 kdrake introduces the technical term kdraka, lit.
'accomplishes doer', as the technical term for participants in actions. This
term plays a considerable role with regard to nirvacana analysis, and as such
I shall discuss it in some detail below. On A 1.4.23 Patanjali remarks (Mbh
1:324,7-10):
kdraka iti mahatT samjhd kriyatel samjhd ca ndma yato na laghvtyahl kuta etatl
laghvartham hi samjhdkaranam I tatra mahatydh samjhdydh karana etat prayoj-
anam anvarthasamjnd yathd vijhdyeta I karotiti kdrakam iti I
[The term] kdraka is made as a long technical term. But a technical term {samjhd)
is that than which nothing is shorter. How come? Because technical names are made
for the sake of brevity.71 In that case, the purpose in making a long technical term
is this that it should be recognised as a technical term in accordance with that which
it signifies (anvarthasamjnd), [according to the analysis]: 'it accomplishes [some-
thing], hence [it is called] kdraka\
Yaska too analyses technical terms in the manner of an anvarthasamjnd.
His analysis of the technical term nipdta 'particle' as presented by Sayana will
serve to illustrate this. Sayana states (Say p. 29):
tatra hi'catvdri padajdtdni ndmdkhydte copasarganipdtds cay iti pratijhdya 'uccd-
vacesv arthesu nipatantV iti nipdtasvarupam nirucya evam uddhrtam - 'neti
pratisedhdrthlyo bhdsdydm ubhayam anvadhydyam nendram devam amamsateti
pratisedhdrthlyaK iti; 'durmaddso na surdydm ity upamdrthiyaK (Niru. 1.1; 4) iti
cat tac ca loke kevalapratisedhdrthiyasydpi nakdrasya vede pratisedhopamdlaks-
anobhaydrthoddharanam asmin granthe 'vagamyate I
For therein, having asserted that 'there are four classes of words: nouns, verbs, pre-
verbs and particles' (Nir 1.1) and having proclaimed (nir-ucya) the real nature of [the
word and that which is referred to by the word] 'particle' (nipdta) through [the analy-
sis:] 'they occur (nipatanti)12 in all sorts of meanings' (Nir 1.4),73 he exemplifies in
Footnote 69 (cont.)
Though this is a small point, its repercussions are not. Let us agree that Panini did indeed
take such terms from earlier grammatical work. Since Panini also formulated rule 1.1.41, it
follows that he did not consider the term avyayibhdva significant in the sense that from this
term alone one knows that an avyayibhava is an avyaya. On the contrary, this term denotes
any compound formed by a rule under the heading of 2.1.5 (avyayibhdvah). Now, we also
knowfromPatanjali that some grammarians defined classes of compounds in terms of their
meanings [...] and that Panini did not. It would be reasonable - though unprovable - to say
that the two things go together: the use of avyayibhdva as an anvarthasamjna and the seman-
tic scheme for classing compounds. One would then have to say that Panini represents a
break with such a system, if indeed this is all pre-Paninian, and a move towards formalism,
towards defining classes relative to operations proper to them.
This, however, does not have any bearing on the fact that the grammarians after Panini
exploited the fact that major technical terms are considered significant.
70
Other examples are found Mbh 1:81,26-9; 88,27-89,3; 96,11-13; 215,7-11; 346,16-18;
71
378,17-19; 11:3,5-8; 76,6-10.
As pointed out by Cardona (1969:29, note 76), the Padamahjarl on the Kdsika at A 2.1.5 (KasP
II: IB) even72claims that a monosyllabic technical term should be coined: ekdksard samjnd
73
kdryd. Lit.: 'they fall into'; glossed vartante by Skanda-Mahesvara (SM 1:46,3).
This nirvacana is quoted by Sayana also at RV 1.124.12, as noted by Sarup (1927:30, note 3).
50 Indian semantic analysis
the following manner: [the particle] na has the sense of negation in colloquial lan-
guage, [but] both [senses, that is, negation and comparison,] according to that which
is to be studied74 [= Veda]; [thus, in] 'they did not consider Indra a god' (RV 10.86.1)
it has the sense of negation, but [in] 'like people drunk on wine' (RV 8.2.12) it has
the sense of comparison.75 And this is an instance met with in this text [=the
Niruktd] of both senses of the syllable na, indicating negation and comparison in
Veda while in colloquial language it has the sense of negation alone.76
It appears to me, then, that just like the meaning of declarative sentences,
the meaning of an anvarthasamjnd or the outcome of an acceptable nirvacana
analysis of any singular or general term, is intimately connected with whether
it is true or false, the sentence as a sentence, the term as to whether it is an ade-
quate name. The sentence 'John cooked the rice' is true if and because John
cooked the rice. The nipdtas are nipdtas if and because they nipatanti 'occur
[in all sorts of meanings]'.
Several of the text-passages I shall turn to later on deal in some detail with
the notion that terms are anvartha.
karaka
Before I turn to text-passages which illustrate the workings of nirvacana analy-
sis in practice, I find it necessary to address one more issue fundamental to
nirvacanasdstra. This is the notion of karaka mentioned above.
In Paninian grammar the term karaka (lit.: 'doer; accomplished) applies to
74
This is how I interpret the word anvadhydyam (Nir 1.4), that is, as karmavyutppttika, as a noun
liable to an analysis as the object of the verbal action involved. Skanda-Mahesvara, on the other
hand, prefer to interpret as karanavyutpattika, as a noun liable to an analysis j
as the instrument
of the verbal action involved (SM 1:46,6):
anvadhydyam ity adhydyasabdah - 'adhydyanydyodydve'ti karanddhikardnayor nip
The item adhydya in anvadhydyam is ready-made {nipdtyate) in the senses of instrument or
location in accordance with [A 3.3.122:] adhydyanydyodydvasamhdrd[dhdrdvdyd]sca.
This rule teaches that also the ready-made or irregular forms (nipdtana) adhydya 'chapter',
nydya 'rule; maxim', udydva 'mixture', samhdra 'destruction', and [according to the Kdsikd
and the editions of Vasu (1891) and Katre (1987) also] ddhdra 'support' and dvdya 'cloth-mill'
(so Katre) are derived with the krt-snffix GHaN to form nouns in the masculine in the sense
of instrument or locus. The example offered by the Kdsikd is adhlyate 'sniinn ity adhydyah
'[something] is studied in it, thus adhydya\ in the sense of 'chapter' or 'lesson', but from the
continuation of the commentary it is clear that Skanda-Mahesvara have the instrumental alter-
native in mind: adhiyate 'nena '[something] is studied by means of it' (ibid.^ 6-8):
vedas ca yady apy adhyayanasya karma, tathdpi karmanah kvacit karanatvena viv
drsyate, odanena bhunkta itil ato 'tra karanatvena vivaksite vede varttatel
But even though Veda is the object of the act of studying, one nevertheless meets with a
desire to speak of the object as an instrument, as in 'he eats by means of rice'. Thus it occurs
here in the sense of Veda which there is a wish to express by [its] property ©f being an instru-
ment [of study].
75
76
Cf. Nirukta 1.4.
In this passage it would certainly be possible to translate artha as 'purpose'; for example, a
nipdta such as na serves the purpose of negation.
Nirvacanasastra 51
Panini is able to account for the relationship between semantics and case
endings, between sentences with finite verbs in the active, passive or imper-
sonal passive (stative) voice, and between sentences containing finite verbs
and nominal sentences. Moreover, he succeeds in accounting for syntactic
problems pertaining to such areas as control81 and ellipsis.82
An example may serve to clarify this. Consider the following sentences:
puruso vrksam chinatti, 'the man is cutting the tree', and purusena vrksas
chidyate, 'the tree is being cut by the man'. To end up at one or the other of
these levels, derivation proceeds through three stages. My intention here is
simply to give the skeleton of the procedure, so I do not list the rules which
map level (1) onto level (2) or level (2) onto level (3), nor do I list the condi-
tions which affect these rules at level (2) and level (3).
(1) Semantic level introducing the participants in the action of cutting:
DUriiSa^svatantra' l^e m(*ependent participant) _j_ yy.^^{ipsitatama, that which is most desired by
the agent) i -\Jrhid + JATivartamdna, present time)
81
That is, the problem of accounting for the implied agents and objects of non-finite verbal form
such as absolutives and infinitives Consider, for example, the shift of agent lathe case of abso-
lutives as illustrated by the two English sentences 'Having arrived in the village, John cooked
82
the rice', and 'Having arrived in the village, the rice was cooked by John'
That is, the problems linguists face as a result of the fact that words may be elided in sentences.
The Piccadilly Line' is a statement one can only imagine would occur as the reply to a ques-
tion such as 'Which line do I take to get to South Kensington9', and as such an incomplete sen-
tence for To get to South Kensington you take the Piccadilly Line.' Panini treats constructions
such as edhebhyo vrajati, 'he goes for firewood', as elliptical, equal to edhdn dhartum vrajati,
'he goes to fetch firewood' For recent discussions of case, control, and ellipsis in Pamman
83
syntactic theory, see P. Kiparsky 1982 and M.M. Deshpande 1985a.
We may at this stage speak of a fourth level of phonetics at which the correct sandhi rules apply,
but that need not concern us here
Nirvacanasastra 53
kdraka analysis. The reader will have to make his own interpretation. It seems
to me to be embedded even within? a condensed version of a more elaborate
expression. If an analysis does not bring out an obvious interpretation with
regard to kdraka, the commentators invariably supply one or, quite frequently,
several. This issue will be addressed at length further on.
However, Yaska frequently formulates a nirvacana in a more elaborate
manner which leaves no doubt with regard to kdraka. A few examples will
suffice to illustrate the point. We meet with a clear apdddnasddhana, an analy-
sis as a noun denoting that from which there is movement away, of the word
dhanvan (Nir 5.5): dhanvdntariksaml dhanvanty asmdd dpah, 'dhanvan, i.e.
antariksa (the intermediate space between heaven and earth): [something]
flows (dhanvanti) from it, [namely] water'. The word ahar 'day' is interpreted
as adhikaranasddhana, as a noun denoting a locus (in this case as the time in
which something is done) (Nir 2.20): ahah kasmdtl updharanty asmin
karmdni, 'why85 ahar! [because] one carries out (updharanti) [something] in
the course of it, [namely] actions'. The word gnsma 'summer' is also given an
interpretation as adhikaranasddhana (Nir 4.27): grismo grasyante 'smin
rasdh, 'grismah: [something] is devoured (grasyante) during it, [namely]
juices'.
Whether or not a nirvacana is explicit with regard to kdraka analysis, one
of its crucial features is nevertheless that the term analysed is linked to some
action, and that ideally it is also specified in what way that which the term sig-
nifies participates in this action, in exactly the same way as nouns formed by
Art-suffixes are assigned to kdraka categories, or participants of actions in the
derivation of sentences in Panimya grammar.
With this background, let me now consider how this framework is applied
in practice.
85
See Kahrs 1983 for this interpretation of kasmat in the Nirukta
3
people interpreting, and of how the capacity of defining meaning and thus the
contents of thoughts rests not only on somebody's ability to be semantically
creative, but also on the same person's social position to be so. It also illus-
trates how there is a tradition in exegesis.
However, to illustrate the role played by nirvacana analysis in exegesis and
metaphysics, I shall not stay with Stein's Purohitas but turn instead to the
learned Sanskrit literature of Saiva Kashmir around the turn of the millennium,
a literature to which similar practices, albeit more sophisticated, are not
unknown. More specifically I shall turn to the exegetical activity focused on
Tantric Saiva scriptures from the tenth to the thirteenth centuries CE. The
reason for this choice is the intensely active exegesis the scriptural revelations
known as Tantras were subject to during this most articulate and formative
period of Tantric Saivism. Moreover, these Kashmirian systems of ritual and
exegesis of ritual became the backbone of Tantric orthodoxy in southern India
from the eleventh century onwards; from there they spread throughout India.
In a narrow sense, the term tantra is used with reference to a set of rituals
or basic instructions and to the texts which teach them. Those who act in
accordance with these practices and the scriptures related to them are known
as Tantric (tdntrika) as opposed to those who hold as authoritative Vedic scrip-
tures (vaidika). For a general introduction to Saivism and the Tantric traditions,
I refer to Alexis Sanderson (1988/90).3
The Saivas were not the only Tantrics, and certainly not the only ones to
make use of nirvacana analysis in their exegesis. One could instead have
turned to the Vaisnava Tantric tradition of the Pancaratra, in particular to the
Ahirbudhnyasamhitd of the Pancardtrdgama, a text composed in south India
in the eleventh century.4 The great prestige of the non-dualism propagated by
the Kashmirian Saivism is evident from the fact that it was incorporated into
the framework of this text, but the reason it makes a special case for nirvacana
analysis is because the Pancaratra tradition felt a need to put on a Vedic image
when it moved south. At first it incorporated Taittirlya material in their ritual,
then it went further in colonising pan-Brahmanical material. The relevant sec-
tions of the Ahirbudhnyasamhitd put nirvacana analysis to use in careful
analysis of Vedic mantras; an absolutely universal mantra such as the Gayatrl
is, for example, forced into a strictly Vaisnava meaning.5
3
I shall use the term Tantric in a general way to cover both Tantric and Kaula forms of ritual;
5
see A. Sanderson 1990, note 1. 4 See Sanderson 1990:34, note 16 for this dating.
ABS, adhyaya 57 ff., the pahcahotrmantra (58), the purusasukta (59); other examples are the
visnumantras in adhyaya 52 and the jitantastotras in adhyaya 53 (where each word is analyse
metaphysically), or adhyaya 54 dealing with the cult of the sudarsanacakra, an aspect of
Narasimha.
58 Indian semantic analysis
Saiva Siddhanta ritual is in general more congruent with the Vedic world. To
the Vedic world itself, from the point of view of the extreme Vedic ritualist, the
Mimamsaka, Bhairava was simply the recipient (sarnpraddna) of a certain set
of dubious rituals.
To the other side of the Saiva middle ground, however, we meet with a cluster
of charismatic cults based on the unorthodox Bhairavatantras. Here we find the
gnostic non-dualism known as the Trika which Abhinavagupta and his follow-
ers tried to expound. Trika Saivism is briefly described as a system of ritual striv-
ing to assimilate the power of a triad (trika) of three goddesses: Para, Parapara,
and Apara, the first mild and benevolent, the other two raging and terrifying. At
the outset the Trika propagated the cult of these three goddesses alone, but this
is not the only triad encompassed by the name. Indeed, it is the wide distribution
of this model of triadic power which facilitates the ambition of Abhinavagupta's
Trika to attain the state of a universal Saiva exegesis by the process of assimi-
lating the older triads to the metaphysical conceptions which it gives to its own.13
This esoteric fringe set itself up as a separate division, offering what it consid-
ered a better way to salvation. It sought to incorporate the doctrines of the wilder
Kaula14 and Krama practices, concerned in ritual with impurity, sex, and death,
and centred around the goddess Kali and her emanations.
At the turn of the millennium, then, Trika Saivism found itself competing
with the dualistic and more conservative Saiva Siddhanta. Hence it tried to res-
urrect the wilder Bhairava within the cult of Svacchandabhairava, and to read
a gnostic non-dualism into a basically dualistic corpus of texts. In other words,
Abhinavagupta's task was to displace the dualistic exegesis of the Saiva
Siddhanta, as well as to incorporate the more heterodox elements of the teach-
ing he sought to propagate, while at the same time offering an exegesis that
was acceptable within a general system of shared beliefs.
Primarily Abhinavagupta's exegesis is a rather narrow exegesis of the
MdlinTvijayottaratantra15 which he takes to be the fundamental scriptural
authority of the Trika. He regards this as the summit and summation of all Saiva
traditions, and develops a theory which accommodates the rest of Saivism
within his own metaphysical system. Through his exegesis of the Mdlinivijay-
ottara Abhinavagupta tries to cover a wide range of Saiva scripture and to estab-
pnvate ritual, normally only in the context of establishing external idols where the Sakti is the
throne. ManonmanI is the highest of the nine Saktis that form his cosmic throne, and is placed
m the centre (see H Brunner-Lachaux 1967 167-75, 1977 590 and note 42) In the later
13
Siddhanta she appears as Sadasiva's regular consort
Sanderson (e g 1988/90 164) suggests that we may speak of at least three major phases m the
evolution of the Trika The second phase sees the triad of the three goddesses subsumed within
the goddess Kali The third phase Sanderson (ibid) describes as follows. 'Finally we have the
Pratyabhyna-based Trika of Abhinavagupta with its two aspects, the first being the Kali-based
cult of the Tantrdloka, and the second the condensed cult of Para as Solitary Heroine'
(ekavird) See Sanderson 1988/90 for a detailed exposition
14
Developing from withm the Yogml cults, the erotico-mystical Kaula Saivism (Jcula, lit
'family; lineage' but later interpreted to mean 'body, totality') carried the Kapahka cult of
power through impurity into the Krama and from there got incorporated into the Trika See
Sanderson 1988/90 147-58 for an exposition of Kaula Saivism.
15
See, e.g , TA 117-18, and Sanderson 1992 292.
60 Indian semantic analysis
lish a basis of hermeneutics. His task in exegesis was first and foremost to incor-
porate into the non-dualist Trika the cult of the goddess Kali or KalasamkarsinI,
Kali as the destroyer of time.
The ritual and metaphysics of the MdlinTvijayottara, however, lack the
Goddess as well as the idea that the universe is a projection in and of
consciousness. Indeed, as A. Sanderson (1992) has pointed out, it also lacks
the doctrine of non-dualism so fundamental to the Trika. Still, it is on this basis
that Abhinavagupta seeks to establish that the various branches of Saiva liter-
ature embody modes of consciousness which collectively form a structure that
perfectly reflects and therefore is the expression of the core of female powers
which is inherent in Siva/Bhairava and therefore constitutes the essence of all
phenomena. It is, however, important to remember that Abhinavagupta wrote
against a ritual background. The Trika Saivism he propagates sought to direct
its sect-defining ritual inwards in such a way that it could be abandoned alto-
gether once the gnostic insight was no longer in need of ritual support. Indeed,
this Saivism is ritual, and in its philosophical form ritual internalised. In its
interiorisation it is thus strikingly similar to the way in which sacrifice was
interiorised in late Vedic times.16
So, when Abhinavagupta's pupil Rajanaka Ksemaraja (fl.c. 1000-1050 CE)
wrote his commentary on the Svacchandatantra Tantra of the Autonomous',
he wrote it to defeat the prevalent adherence to the dualistic Saiva Siddhanta.
The voluminous Svacchandatantra is in form a dialogue between Siva as
Svacchandabhairava 'Autonomous Bhairava' and his Sakti Tower' as
Bhairavl, and is mainly concerned with rituals of initiation and the desiderative
practices of the Sadhaka. It is accordingly not particularly concerned with
metaphysics, and no more non-dualistic than the MdlinTvijaya}1 In order to
displace the dualistic exegesis of the text, however, Ksemaraja enters straight
into its very name Svacchandatantra to demonstrate that its doctrine is non-
dualistic. At the end of his subsequently authoritative commentary, the
Svacchandatantroddyota 'Illumination of the Tantra of the Autonomous',
Ksemaraja writes (SvTU 6[15]: 146,11-16):
ndmnaiva bhedadrstir vidhutd yendsvatantratdtattvd I
srimatsvatantratantram bhedavydkhydm na tat sahate II
bhedadarsanasamskdratantusantatam dditah I
svacchasvacchandacitsvdtmasatattvam neksate janah II
gatdnugatikaproktabhedavydkhydtamo 'panut I
tenddvaitdmrtasphitah svacchandoddyota umbhitah II
This illustrious Tantra of the Autonomous (Svatantratantra = Svacchandatantra)
cannot tolerate dualistic exegesis since dualism, the nature of which is lack of auton-
omy (asvatantratd), is eliminated by its very name. People do not seeihat their iden-
tity is pure, autonomous consciousness, since it is enmeshed from the beginning by
the threads of their deep conviction of the truth of dualism. Therefore this
Svacchandoddyota (Illumination of the [Tantra of the] Autonomous) has been com-
16
A thorough analysis of meaning m Tantric ritual is provided by Sanderson 1995
17
See Sanderson 1986 208 and 1992.306
Praxis: Saiva Kashmir 61
posed, rich with the nectar of non-dualism, m order to dispel the darkness of the
duahstic exegesis propagated by the blind followers of tradition.
Ksemaraja thus leaves us in no doubt as to why he wrote his commentary
on the Svacchandatantra. It is significant that according to him the very name
of the text eliminates heteronomy, and so it cannot be subject to a dualistic
interpretation. Ksemaraja makes a similar statement towards the end of his
commentary on the Netratantra (NeTU 2[22]:343,21-2)18 on which too he
imposed his non-dualistic exegesis.
Enmeshed by the threads created by his dualist view, the Saiva Siddhantin
is unable to see his true identity, to see the infinite autonomy of his own self,
which ultimately is Bhairava, as revealed by Ksemaraja's non-dualist, idealist
interpretation.
With this background we shall see how these non-dualists were able to
reveal the true nature of Bhairava by means of his name alone, so that the cult
of an envigorated Bhairava could arise from its existence on the obscure
boundaries of the Vedic world to its position within the high Brahmanical
culture of Saiva Kashmir.
A mangalasloka by Ksemaraja
Ksemaraja, in the first mangalasloka - auspicious introductory verse - of his
commentary on the Vijndnabhairavatantra,19 encapsulates the nature of
Bhairava by referring in a highly condensed fashion to certain features of the
deity's excellence. These features, as will be seen later, are not picked out at
random, but rest on established explanations of Bhairava's name, explanations
arrived at through the device of nirvacana analysis. It is impossible to appre-
ciate the power of this verse as a statement in religious discourse, indeed to
make sense of the verse at all, unless we are able to place it within its proper
exegetical context. In order to amplify this, I shall first of all present and trans-
late Ksemaraja's verse (VBhU 1,2-5):
hhirundm abhayaprado bhavabhaydkrandasya hetus tato
hrddhdmni prathitas ca bhiravarucdm Tso 'ntakasydntakah I
bheram20 vdyati yah suyoginivahas21 tasya prabhur bhairavo
visvasmin bharanddikrd vijayate vijhdnarupah parah221I
18
19
For the reading utthitah here, read umbhitah as m the SvTU passage above.
20
Ksemaraja's commentary, the Vijndnabhairavoddyota, covers as we have it VBh 1-23.
So read for bhiram The emendation is supported by the reading of the MahdrthamanjarTpari-
mala which quotes Ksemaraja's verse (MMP 180,1-4), further by the nirvacana given at TA
1.98 and TAV 1(1)141,15, as well as by Sivopadhyaya at VBh 130 (KSTS 8:116,4). Last but not
least it is supported by Ksemaraja's own commentary on the Svacchandatantra (SvTU
1[1]3,12 ff) The confusion of e and F is common among Kashmiri-speakers, see G.A
21
Gnerson 1932 41,44-67 * Most Kashmiris seem to be unable to distinguish the two sounds'
So read for svayogf, cf MMP loc cit. The reading of sva° for su° is most certainly caused by
22
the similarity in the Sarada script of -va and -u
MMP (loc cit) reads sivah for parah The two emendations suggested above, but not the present
reading, are supported by an otherwise very corrupt transcription of this verse inserted after
62 Indian semantic analysis
Bestowing absence of fear for those who are terrified, he is the cause of the crying
out from fear of transmigratory existence, and from that [cry] he becomes manifest
in the domain of the heart; he is the Lord of those who delight in their terrifying
roaring, the death of death. Being the Master of that flock of excellent Yogins who
blow on time, he is Bhairava; as the author of sustaining etc., he extends his Power
throughout the universe, the Supreme whose form is consciousness.
What may at first sight emerge as a patchwork of incompatible elements
makes perfect sense when viewed against the background of various nirvac-
anas current among the non-dualist Saivas of Kashmir. Indeed, the verse is a
striking example of how the method of nirvacana analysis developed into an
ingenious device in cultural discourse. All of the nirvacanas embedded in the
verse are contained in Abhinavagupta's discussion at Tantrdloka 1.95-100.
Some of them are even met with in the Vijndnabhairavatantra itself, or at least
grounded on statements met with in that text. What the various nirvacanas
have in common is that they all serve as valid introductions to the name
'Bhairava', thus bringing forth the very nature of the deity. This situation may
serve to remind us that meaning is generated in the same way that language is
generated, and thus subject to change and interpretation, that meaning, in fact,
is created by people interpreting.
This raises the following questions. What are the criteria for considering
something an adequate introduction to a name? How do the explanatory
expressions, whose semantic properties are a function of social practice, act in
the minds of the individuals who use them? I have already argued that no belief
can exist without being surrounded by a whole galaxy of beliefs, and that these
beliefs fit together according to the rules of a certain logic in as much as people
try to get as consistent a picture of the world as possible. The inner dependency
of what words mean and how the world is ordered implies that changes in one
may entail changes in the other. Now, it will be illustrated beyond doubt by the
Tantrdloka passage dealing with the term 'Bhairava' that the nirvacana device
enables those who mastered it to enforce or modify beliefs by encoding
meaning into already existing terms. As pointed out earlier, meanings and
beliefs are two sides of the same coin. There has to be a certain overlap in
beliefs for people to talk about the same things, although these beliefs do not
have to be identical. Still, would any nirvacana make an adequate introduction
to a name simply by fact of its depending on some current belief? In simple
Footnote 22 (cont)
the final colophon of a Malayalam MS of the Isvarapratyabhijndkdrikdvrtti of Utpaladeva
(Umv MSS Library, Tnvandrum, Ser. No 2317, Ace No. 8900 A (See Alphabetical Index of
the Skt. MSS in the Univ. MSS Library, Tnvandrum, Vol 1 (A to NA), p 91))
sitikantham abhayaprado bhavadaydkandasya hetus tato
bhutvdtiprathitas tadiya vacasdm Tso ntakasydntakah I
bheram vdyati yah suyogmivahas tasya prabhur bhairavo
visvasthidabharanddikrd vijayate vijhdnarupah parah//
On this evidence I have retained the reading parah I owe this reference to Alexis Sanderson
Praxis: Saiva Kashmir 63
23
Jayaratha (fl c. 1225-75 AD) was a representative of the Tnka-based Kaula cult of the goddess
TnpurasundarT, or Srlvidya So was the much later Sivopadhyaya (fl c 1725-75) whose com-
ments I shall examine below. For an outline of the cult of Tnpurasundarl, see Sanderson
24
1988/90 156-7
Alternatively, one could take etadabhidhayakanam to be a compound and translate 'and it is
the very possession of many Powers that is the ground for the use of the various [terms] which
denote Him' In this context etat 'this' would mean 'this [absolute]' which equals Paramasiva
'Supreme Siva'.
64 Indian semantic analysis
upa^dis moves semantically within the range of such meanings as 'point out;
indicate; exhibit; teach; instruct'.25
Whatever type of terms or expressions the word sabdaih refers to, these are
clearly said to be anvarthasdstrokta, which I take to be a dvandva. But of what
kind is the relation sustained between the two words anvartha and sdstrokta]
Is there intended to be an opposition here, so that the expressions referred to
are either anvartha or sdstroktal The commentary of Jayaratha does not offer
any clear answer to this at all, although his gloss is of considerable interest. His
remarks on the entire verse run as follows (TAV 1[1] 139,13-14):
anvarthaih vyutpannaih niruktaih sdstroktaih sdmayikaih II
This agrees well with the interpretation as a dvandva compound.
Abhinavagupta states that the deity is fully taught or referred to or fully exhib-
ited by linguistic expressions that are anvartha, in accordance with that which
they signify.
Jayaratha, who glosses anvarthaih by vyutpannaih niruktaih, does not seem
to distinguish sharply between the terms vyutpanna and nirukta. Strictly speak-
ing, a vyutpatti is an analysis in accordance with that process of grammar by
which a form is derived from radical elements by the addition of suffixes etc.,
while a nirvacana or nirukti goes into the tattva of the referent, the 'that-ness'
or unchangeable essence of something by means of which it can be recognised,
and so tells us why something is called what it is called. Words which are
nirukta are thus capable of semantic analysis. A vyutpatti, on the other hand,
does not necessarily help us to the real nature of that which is denoted by a word,
it is just capable of producing the word in grammar with a basic semantic range
thus provided. Accordingly, to say that a word is vyutpanna means that the word
is capable of grammatical derivation. It may be that Jayaratha understands the
term anvartha to include both vyutpanna and nirukta, because a regularly
formed word like pdcaka 'a cook' is certainly anvartha and at the same time
vyutpanna, analysable on a formal level. Not all terms that are nirukta are
however vyutpanna. From the terminology of the present context, it seems thus
reasonable to understand vyutpatti as the narrow term and nirvacana as the
larger one. I consider, then, the terms vyutpannaih and niruktaih in Jayaratha's
commentary to be related by a missing ca 'and' or vd samuccaye, '"or" in the
conjunctive sense'. Otherwise one would have to understand niruktaih as a
further gloss of vyutpannaih, a possibility one should certainly not rule out.
Jayaratha's commentary continues: sdstroktaih sdmayikaih. This brings us
back to the trickier bit of interpretation, namely the relation between the two
* members of the compound anvarthasdstroktaih, that is, between anvartha and
sdstrokta. Jayaratha seems to gloss sdstrokta 'taught in sdstra" by sdmayika
which could be translated 'established by convention'. Now, is he contrasting
25
According to Panmlyas, the root ^dis with the preverb upa denotes the act of uttering, e g
upadista 'uttered'; see Cardona 1988 640
66 Indian semantic analysis
26
Cf the opemngwords
27
of Yaska's Nirukta: samamnayah samamndtah, see p. 29, note 42,
above. TA 1.100 and 102; see below.
Praxis: Saiva Kashmir 67
Because in this system one must always analyse words in accordance with that
which they signify.
Although there are three ways in which words may denote their object, namely
etymologically, by convention, and by combination of the two,33 nonetheless the
etymological (yaugiki) is the predominant among them, because that one is
caused.34 So it is that the other two (rudhd and yogarudhd) should be included
within this, as far as it is possible by whatever means are available so that an analy-
sis in accordance with [that which the term] signifies may be accomplished in all
cases.
Abhinavagupta goes on to elaborate on this. He quotes the Trika scripture
Nisdtanatantra35 on the three categories of words, and asserts that even though
this particular nirvacana of the term adhvan does not occur in scripture, it is
to be understood whenever the word is used, for, he argues, how much can be
contained in any single book? The text runs as follows (TA 6.31cd-33/TAV
4[6]32,3-33,8):
tad aha
uktam snmannisdcdre samjndtra trividhd matdll 3111 j
naimittikiprasiddhd ca tathdnyd pdribhdsikil '
purvatve vd pradhdnam sydt tatrdntarbhdvayet tatah II32 //
ato 'dhvasabdasyokteyam niruktir noditdpi cetl
kva cit svabuddhyd sdpy Whya kiyal lekhyam hi pustake II 3311
l<
prasiddheti, sanimittatve 'pi kva cid eva rudhehlyad uktam tatra
'samjnd hi trividhd jheyd sivasastresu sarvadal
pdribhdsikanaimittT siddhd cdsau prasiddhibhdk 11
iha naimittiki samjhd nimittdt tu samdgatdT
33
As in pankaja 'lotus' - it 34is derived frompanka 'mud' andya '-born' but has a meaning estab-
35
lished by convention. That is to say, its derivation is transparent.
The text is known only from citations. Alexis Sanderson informs me that there is a surviving
MS from the eleventh century in Nepal (NAK 1.1606) which has the title Nisisamcdra in the
colophon. This is one of the names under which this text is cited (Nisdtaha, Nisdcdra,
Naisamcdra, Nisisamcdra), but the work is not identical with the text as known from citations.
The MS has similar subject matter to the Nisdtana {Naisamcdra) passages cited at TA
15.83c-97b for a particular view of the internal correspondence of external sites of worship,
but the similar passage of the surviving MS disagrees with it in a number of important par-
ticulars in the list of sites and their internal location. In other words, the MS is obviously
another redaction of the same sort of material. The text is probably to be classified as one of
the Trika sources, and almost certainly a late Trika source in that it seems already to be intro-
ducing non-dualism.
Praxis: Saiva Kashmir 69
itil evam iha sarvasamjndndm nimittatdpy avasyam vdcyety atraivam uktam ity aha
'aid1 itil nanu yady evam tat sarvatraiva kasmdd evam noktam ity dsahkydha
noditetyddil kiyad iti, na hy atra sabdavyutpddanam prastutam iti bhdvahll 33 //
Therefore he (= Abhinavagupta) says:
It has been stated in the Nisdcdra that for us a term is threefold: [it can be] occa-
sioned36 (naimittiki), established [by convention] (prasiddhd), or technical
(pdribhdsiki). 31
Furthermore,37 this is in descending order of importance.38 Therefore one
should subsume under this [also the other two].39 32
So it is that I have stated this nirukti of the word adhvan. But even if I had not
stated it, it might well have been inferred through your intelligence. For how
much detail can one put into a book? 33
'Established', that is, by convention, in a particular, restricted sense, even though
[the term is] occasioned.40 As has been said in that text, [i.e. in the Nisdtana]:
For in the Saiva Tantras a term should always be understood as of three kinds: it
is established as being respectively technical {pdribhdsiki), occasional (naimit-
tiki) and conventional (prasiddhibhdk). Of these three an occasional term is one
that arises from an occasion.
So it has been said in this very text that all terms must thus necessarily be shown to
be occasions41 [for their objects], so he says 'therefore'. If so, then how come he has
not done this in the case of every word? To answer this objection he has the passage
beginning 'if it were not given' (noditd). [On] 'how much' (kiyad iti) [etc.]: for here
[in this work] it is not a treatise on language that has been undertaken, that is the
point.
This is a very important statement, reminding one of the characteristic way
of arguing on the basis of what may have been contained in lost or inaccess-
ible parts of the Veda.42 It was thus assumed in the tradition that the know-
ledge of humans is imperfect and subject to constant improvement. In the
present context it would be dangerous from the exegete's point of view to
36
Or 'intentional', although 'occasioned' is really the strict sense. There is something in the
occasion which occasions the word; there is something in an adhvan which causes the name,
whereas there is nothing in John that causes the name 'John'. In this way causality enters the
37
picture as well.
I am not quite happy about the vd because it does not fit in its proper sense of indicating an
alternative. It could simply be that it is there to show connection with the preceding, that is to
38
say that it be taken samuccaye, in the sense of 'and; moreover; furthermore'.
Lit.: 'in being former there is predominance' or 'to be earlier in this list is to be more impor-
tant'; we really want here prddhdnyam 'predominance', so one has to take pradhdnam here in
39
the sense of bhdva: in other words, purvatve pradhdnatvam.
That is, one should subsume under naimittikT as much as possible, one should try to include
40
the other two, reduce the other two to this one.
As mpanka-ja 'lotus', lit. 'mud-born', derived from panka and ja thus still being sanimitta,
41
having an occasion for its use in language, but also conventional.
It is tempting to emend nimittatd to sanimittatd since it is not the word which is a nimitta but
42
its object.
Cf. Taittiriyabrdhmana 3.10.11.4: anantd vai veddh, 'infinite indeed are the Vedas'.
70 Indian semantic analysis
reverse this order of naimittikT, prasiddhd, and pdribhdsiki and say that the
pdribhdsiki is the most important, because then you are closing the text to
further analysis.
The present passage thus provides us with Abhinavagupta's clear answers
to some of the questions posed earlier. Of particular interest is his statement
that one must always presuppose that scriptural terms are anvartha and thus,
by implication, that any scriptural term is susceptible of nirvacana analysis. It
is also evident from what Abhinavagupta says, that such analysis must not nec-
essarily rest on scriptural evidence.
It is at the same time obvious that Abhinavagupta does lean on the author-
ity of the tradition when he can. Quite often he quotes or refers to earlier
authors when presenting nirvacanas of various terms. The following example
may serve to illustrate this. Immediately after his lengthy exposition of the
name 'Bhairava', he goes on to analyse the word deva 'deity' (TA1.101-4).
In this respect he relies first of all on various meanings of Vdiv met with in
the Paninlya dhdtupdtha (Dhp 4.1): divu knddvijigisdvyavahdradyutistuti-
modamadasvapnakdntigatisu. The nirvacanas he gives do not correspond to
every one of these senses. They do, however, correspond exactly to the senses
ascribed to Vd/v by Abhinavagupta himself in his Pardtrimsikdvivarana (PTV
8,2): divu knddvijigTsdvyavahdradyutistutigatisu, 'the root divU occurs when
the meanings "play", "urge to conquer (transcend)", "conduct", "radiance",
"praise" or "movement" are to be denoted'. In the context this appears to be a
quotation. Whether this indicates that the meaning entry of the dhdtupdtha
employed by Abhinavagupta actually read like that, or that only these senses (
were of interest to him, is hard to tell. i
Of greater significance is the fact that the section of nirvacanas of the terml
'Deva' 43 is a paraphrase, or possibly a quotation, of Brhaspati's Sivatanusdstra.
Abhinavagupta states (TA 1.102):
iti nirvacanaih sivatanusdstre guruhhih smrto devahl '! v
Thus, through [the aforementioned] nirvacanas, [the significance of the term] deva
is recalled by the teacher44 in the Sivatanusdstra.
Jayaratha (TAV 1[1] 146,11) identifies gurubhih 'by the teacher' as brhas-
patipddaih 'by the revered Brhaspati'. This Brhaspati is the author of the
43
In the 'deciphered' form suggested by Jayaratha (TAV 1[1] 144-6) the nirvacanas of the word
'deva' are as follows* divyati [so read for devyati, cf the following] kridati (144,14). . divyati
vijigisate (145,6) divyati vyavaharati (145,9) divyati dyotate dyotayati va (145,12)
divyate stuyate (146,1) divyate jdndti prasarati ca iti vd devah (146,6). The latter nirvac
ana draws on the 'hermeneutic rule' sarve gatyarthd jhdndrthdh which says that all words
having their significance within the semantic field of 'movement' at the same time carry a
sense within the field of 'knowledge' * Thus gati 'a going' is interpreted as jhdna and
prasarana, and divyati gacchati may be rephrased as divyati jdndti prasarati ca, '[he is calle
"deva" because he] divyati, that is, understands and pervades'
44
ddare bahuvacanam
Praxis: Saiva Kashmir 71
Bhairava restored
So this is the basis on which Abhinavagupta puts his exegetical skills to use.
With this background it is now possible to return to the Tantrdloka section that
gives the various explanations of Bhairava's name and investigate in detail
Abhinavagupta's exegetical procedure of reducing Bhairava into a set of
Brahmanically acceptable metaphysical terms. As will become evident, the
naked term 'Bhairava' is itself the sole medium Abhinavagupta needs to estab-
lish the very nature of the deity, since the deity is fully exhibited by expres-
sions that are in accordance with its nature and codified by the teachings of the
distinct but definitely interrelated Saiva traditions of Kashmir. Metaphysics are
thus superficially not superimposed on his name, but discovered from within
the name.
45
In the second mangalasloka of his Matangaparamesvardgamavrtti (ed N R Bhatt 1977 1)
46
For further reference to this verse, cf pp 83f with notes 68-70 below
72 Indian semantic analysis
47
Ktdd posana0 for purana0. The commentary has posana. This could, of course, be a secondary
gloss on purana, but the Dhdtupdtha leaves no doubt (Dhp 3.5): dubhrh dhdratiaposanyoh
Sivopadhyaya, commenting upon Vijndnabhairavatantra 130 (VBhV 115,12), also reads
48
posana0.
Cf., e g., TA 3 65 which concludes the argument that the universe is a reflection in conscious-
ness:
Praxis: Saiva Kashmir 73
verse its life, nourishes it.49 But Bhairava can only be himself in as much as he
is embodied in the universe, and so the universe sustains and nourishes his
nature. To express this, Abhinavagupta draws on the well-established senses
ascribed to the verbal root Abhr in the meaning entry of the Dhdtupdtha. By
interpreting 'Bhairava' as both agent and object in relation to the activity
denoted by ^Ibhr, that is, as kartrsddhana as well as karmasddhana, he brings
out the essential doctrine of Trika Saivism that the absolute is both transcen-
dent and immanent.
This nirvacana is rendered complete by the continuation of the verse (TA
1.96):
savimarsatayd ravarupatas ca
Moreover, because his form is rava, the roar, by fact of his being endowed with self-
cognition.
Bhairava has awareness or ideation, vimarsa, as his dynamic essence. And
that ideation in its most subtle form is AHAM T , a self-awareness which is the
supreme mantravirya, the inner essence of mantras,50 or rava 'the roar'.
What we have here, then, is a nirvacana on the basis of two verbal activities
expressed by two verbal roots, ^Ibhr 'nourish; support' and Vrw 'sound'.51
Jayaratha explains this as follows in his commentary (TAV 1[1] 141,4-5):
ravarupatah iti sabdanasvdbhdvyat, tena bharandd ravandc ca bhairavah ity ayam
niruktahl
'Because his form is rava (roar)', that is, because his nature is [the activity of]
sounding. So this [term] 'Bhairava' has been semantically analysed (niruktah) on
the basis of [the activities of] supporting/nourishing and roaring.
The word sabdanam would most easily lend itself to an interpretation as
bhdvasddhana, that is, as a noun denoting the mere activity of sounding. This
would imply that Bhairava is the sounding. It is also possible to interpret
Footnote 48 (cont.)
ittham visvam idam ndthe bhairaviyacidambare I
pratibimbam alam svacche na khalv anyaprasddatah II
Thus this universe is a reflection in the perfectly transparent void of the consciousness of
Bhairava, the Lord. And it exists as a reflection without depending upon anything else.
49
Cf. BPD 4.
sa eva bhairavo devojagadbharanalaksanah/
svdtmddarse samagram hi yacchaktyd pratibimbitam II
This [controller of Power (saktimari)] is the deity Bhairava, [so called because] he is defined
by sustaining (bharana) the universe, for by his Power he has caused everything to appear
in that mirror which is his own identity.
50
51
On the concept of the mantravirya, see A. Padoux 1963:303 ff.; 1990:383 ff.
Dhp 2.24* ru sabde. Incidentally, the name 'Rudra' is analysed by the same verbal root at
Nirukta 10.5; cf. Kahrs 1980:248.
74 Indian semantic analysis
bhairava
A 4.1.83 prdg divyato 'n teaches that the taddhita suffix aN {-a with vrddhi
strengthening of the first vowel) is added under meaning conditions given in
rules up to rule A 4.4.2 tena divyati khanatijayatijitam. That is to say, A 4.1.83
is a general rule (utsarga) which teaches the addition of a/*/unless it is blocked
by some other suffix under conditions specified by a special rule (apavdda).
Rule A 4.3.120 tasyedam teaches the addition of aN in the sense 'this pertains
to it'. The taddhita suffix aN is thus very loose in sense and covers almost any
relation (sambandhamdtra) in as much as it denotes whatever relation can be
marked by a genitive case suffix. It is worthy of notice that Abhinavagupta
exploits this fact that the suffix aN is very general in sense, and he can thus
specify its meaning to suit his own purposes: samsdrabhiruhitakrt 'he favours
those whose habit it is to be afraid because of samsdra'.53
But surely a regular grammatical analysis of 'bhairava' does not prevent
further analysis of the name which is quite rich in possibilities. Here again
nirukta adds to the possible meanings arrived at by vydkarana.5A
Still another sense of the term is revealed by the next verse based on the fact
that pardmarsa 'self-awareness' can be taken to be the sense of rava because
the former is the sound of self-awareness (see, e.g., TAV 3[4]205,5-6)
(TA 1.97):
samsdrabhitijanitdd ravdt pardmarsato 'pi hrdijdtahl
[He is referred to as Bhairava because] he is born in the heart from the roar or55
awareness produced by terror of transmigratory existence.
The terror of what it is to be trapped in this endless cycle of births and deaths
produces a roar or subjective awareness which makes Bhairava arise in the
heart. So the analysis is in this case: bhT(ti)-rava-jdtah, that is, Bhairava is he
53
The wording °hitakrt might suggest that Abhinavagupta had in mind A 5 1 5 tasmai hitam
which teaches taddhita formations in the sense 'good or beneficial for it', implying that
Bhairava is he who is good for the afraid This would account for hitakrt as his chosen wording
The problem is of course that bhiriindm is a genitive, not a dative form. In any case, the analy-
sis here involves a derivation with bhiru and a taddhita suffix -a that triggers vrddhi strength-
ening of the first syllable This alternative will not work, though, because aN does not extend
as far as A 5 1 5, that is to say, it is not taught there
54
Cf Yaska's statement at Nirukta 115 where he characterises nirvacanasastra as vydkaranasya
kdrtsnyam svdrthasddhakam ca, 'a complement to grammar, moreover something which is a
55
means to its own end', see p. 32 above.
The particle api in the sense of vd 'or', according to Jayaratha.
76 Indian semantic analysis
who is born from a roar of fear. Jayaratha comments on this as follows (TAV
56
The text reads bhayam bhih. If bhayam is a gloss on bhih it is both superfluous and in
the wrong place. Jayaratha has lifted this from Ksemaraja's Uddyota at the beginning of
the Svacchandatantra (SvTU 1[1]:3,14), but there as well it is likely to be a corruption of the
last word of the preceding clause. What we have above is then an example of an insertion
of an interlinear gloss. For a discussion of the Ksemaraja passage, see p. 87 with note 74
below.
Praxis: Saiva Kashmir 77
the descent of Power, that is, grace - one's reversion from the state of self-
representation as a transmigratory being.
Now we have a very elegant nirvacana coming up (TA 1.98):
naksatraprerakakdlatattvasamsosakdrino ye cal
kdlagrdsasamddhdnarasikamanahsu tesu caprakatah/l 98//
['Bhairava' means] he who is manifest among those whose awareness is devoted to
that trance which devours time, that is, in those who desiccate that essence of time
which is the propellor of the celestial bodies.
Here the term has been divided up as follows: ([(bha \=naksatra\ + lra —>
bhera) + va] —> bherava) —> bhairava, thus derived as a vrddhi formation of
bherava. The item bha, which is taken to mean naksatra 'celestial
body/bodies; constellation; asterism', is combined with the item Ira in the
sense of preraka 'motivator; propellor' (Vzr 'move; rise; agitate') to form the
item bhera and hence a synonym of 'time'. From bhera we get bherava by
adding the item va, obviously thought of as related to the verbal root va 'blow;
move'.57 For these bheravdh are further specified as samsosakdrinah, the des-
iccators of bhera 'time': as they blow on it they dry it out completely. They are
the yogins who desiccate time by having their attention centred in that trance
which is called the devouring of time. The master among them is Bhairava, the
supreme Bherava, the supreme desiccator of time, being vividly manifest as
that which devours time, bhairava thus derived by vowel-strengthening
{vrddhi) of bherava.
The linguistic items which provide the basis for this elaborate analysis of
the term 'Bhairava' are hardly mentioned in the verse itself but are identified
by Jayaratha (TAV 1[1] 141,14-142,4):
bhdni naksatrdni irayaii prerayati iti bherah kdlah tasya tattvam ksanddydtmakam
svarupam, tasya samyan nihsesena sosam abhibhavam kurvanti iti kdlam vdyanti
iti bheravdh - kdlagrdsasamddhirudhdvadhdnd yoginah, tesu ayam svdmltattvena
prakatah sphuritah iti bhairavah I
It causes to move (irayati) - or propels {prerayati) - the bhdni, that is, the heav-
enly bodies, hence [it is called] bhera, time. Those who blow on time's essence
{kdlam [=bheram] vdyanti), that is, on its nature consisting of moments etc., that
is, those who completely {sam = samyak=nihsesena) dry it out {sosam kurvanti =
,* sosakdrinah) in the sense that they conquer {abhibhavam kurvanti) it, those are
the bheravdh, those Yogins whose attention is centered in that samddhi which is
called kdlagrdsa, the devouring of time. So that master among them, who is
^ Dhp 2.41: vd gatigandhanayoh, 'the root vd occurs when the meanings "moving" and "blowing
(spreading of fragrance)" are to be denoted'; cf. also Dhp 1.969 ovai sosane, 'the root vai
- occurs when the meaning "drying up" is to be denoted': the wind dries something while
s blowing. Historically, the two roots were at one stage one and the same. Presumably, the short-
ening of vd to va above involves A 3.2.3 ato 'nupasarge kah which teaches that the krt suffix
Cv
Ka (-a) is added after a verbal root which ends in a when it is not preceded by a preverb but
co-occurs with a noun that denotes its direct object This accounts for forms such as goda-
'giverof cow(s)'.
78 Indian semantic analysis
vividly manifest - that is, who has burst into view - as that [which devours time
(tattvena)], [is accordingly called] Bhairava.
To sum up, bhera 'time' is that which propels the heavenly bodies. And
those Yogins who desiccate time by having their attention centred in the
samddhi called 'the devouring of time' are called the bheravdh. The master
among them is Bhairava. He is the supreme Bherava, the supreme desiccator
of time, being vividly manifest as that which devours it.
While the preceding explanations represent fairly general Trika doctrine,
the following analysis leads into the Krama system. As mentioned already, the
term Krama Saivism refers to a cluster of extreme, charismatic cults centred
around the goddess Kali and her emanations. It is that part of Kaula Saivism
which has most clearly retained Kapalika elements. At the time of
Abhinavagupta, Krama doctrine was permeating the Trika. In fact, the
incorporation of Krama elements into the Trika is partly what Abhinavagupta
wanted to achieve. The strong presence of the female in the esoteric liturgies
of the Krama is that feature which most clearly disagrees with the Saiva
Siddhanta where Siva was, at least originally, worshipped without his consort,
that is, without any personification of his female Power (sakti).
So, in the next explanation Abhinavagupta introduces the Krarna doctrine
of the goddesses Khecarl etc. (TA 1.99-100):
samkocipasujanabhiye ydsdm ravanam svakaranadevindm I
antarbahiscaturvidhakhecaryddikaganasydpi II99 //
tasya svdmT samsdravrttivighatanamahdbhimah I ,
It is difficult to make sense of this verse without including the first half of
the subsequent verse, or at least its opening words tasya svdmT 'the master of
that'. Stressing the item -bhi- in the word mahdbhimah 'most terrible', one
might possibly understand the compound samsdravrttivighatanamahdbhimah
to represent a separate analysis, although I consider this to be an unlikely
possibility. I shall return to this point below. As it stands, one may ihterpret the
text in the following way:
['Bhairava' means] he who, being most terrible in the act of shattering those pro-
cesses which constitute the cycle of births and deaths, is the master of those god-
desses of one's faculties whose roar causes terror to contracted, bound individuals,
and [who is the master] also of the fourfold collection within and without of [the
goddesses called] Khecarl etc.
These goddesses are essential in the Krama deification of the cycle of
cognition. So we see it in the commentary of Jayaratha (TAV 1[1] 142,4-10):
samkocino bhedaprathdmayasya pasujanasya bhiye tattatsukhaduhkhddyupa-
jananatrdsdya ravanam sabdardsisamutthakddikaldvimarsamayo ravo ydsdm tdh
svakaranadevya indriyasaktayah, tathd antarbahih pramdtrprameyddydtmd
caturvidhah catusprakdrah khecaryddiko ganah khecari-gocan-dikcan-bhucaryo
bhiravds tdsdm ayam svdmlbhairavah I
Praxis: Saiva Kashmir 79
Those whose roaring (ydsdm ravanam) - that is, that roar which is their awareness
of these various elements such as [the sound] ka arising from the totality of sounds
- causes fear (bhiye) - namely that terror which gives rise to the various emotional
states of pleasure, pain, etc. - to those who are in the state of contraction
(samkocinah), that is, embodying the manifestation of plurality, to bound individ-
uals (pasujanasya) - [namely] these goddesses of one's faculties
(svakaranadevyah) - that is, Powers of the senses - and likewise that internal and
external (antarbahih) fourfold, that is, quadruply-moded group beginning with
Khecarl, that is to say, Khecarl, Gocarl, Dikcarl and Bhucarl, embodying [as it
does] the agent of cognition, the object of cognition, etc. - those are the Bhlravas
{bhiravdh). [And] this master (svdmi) of theirs is Bhairava.
This requires some explanation. Bhairava is said here to be the master of the
bhiravdh. Hence he is termed bhairavah 'the master of those whose roar
causes fear'. These Bhlravas are firstly the goddesses of one's faculties. Now,
why are they called Bhlravas? Because their active state in consciousness, that
is, that roar (rava) which is their awareness of the energies that arise from the
various sounds of the language, causes fear (bhi) to bound souls who are in the
state of contraction, that is, to those who embody the manifestation of plural-
ity. And what is this fear (bht)l It is, says Jayaratha, that terror which gives rise
to the various states of pleasure, pain, etc.
The idea here is that the sense-faculties, or rather the faculties in general -
the faculties of action, cognition, and internal cognition - express themselves
in consciousness through the sounds of the language. The sounds of the lan-
guage exist in a subtle state. As such they have been expounded at length by
Abhinavagupta.58 But their gross combination gives rise in consciousness to
the various emotional states. Thus there are the ideations or representations
embodied in the series of letters, as opposed to the represented or external,
objective world. The distinction between vdcya 'expressed' and vdcaka
'expressor'59 corresponds in the metaphysics of the Trika to the distinction
between the modes of prakdsa 'manifestation; light' which is Siva and vimarsa
'awareness; ideation', the dynamic essence or Sakti. So it is the sounding forth
of those Powers of one's faculties in consciousness which causes terror. And
that is why they are bhi-ravdh - 'they whose roar causes terror'.60
So that is the first group of Powers that is called bhiravdh, those whose roar
causes terror. The second group is the fourfold collection beginning with
khecari, that is to say, the Powers of Khecarl, Gocarl, Dikcarl and Bhucarl.
58
59
TA 3 66 ff.
Cf. Jayaratha TAV 2[3]74,12: iha hi visvasya vdcyavdcakdtmand dvidhd avabhdsah, 'for in t
60
system the universe is represented in two modes, as expressed and as expressor'.
Cf. SivasutravimarsinT on Sivasutra 1.3-4 (SSV 16,11-17,2) Ksemaraja explains how the
mdtrkd, an order of the sounds of the Sanskrit language from a to ksa and considered to repre-
sent Siva, gives rise to these various limited forms of knowledge such as 'I am incomplete', 'I
am thin', 'I am fat', 'I am one who has performed the Agmstoma sacrifice'. Through per-
meating the various terms which denote those states, they assume the form of grief, surprise,
joy, attachment, etc.
80 Indian semantic analysis
These are said in Abhinavagupta's verse to be both internal and external, which
Jayaratha explains as 'embodying the agent of cognition, the object of cogni-
tion, etc ' What he is getting at is the following Khecarl (She who pervades
the void61) is the Power of consciousness in the sphere of the parah pramdtd,
the unlimited agent of cognition Gocarl (She who pervades speech62) is the
energy of consciousness in the internal faculties Dikcarl (She who pervades
the [ten] directions) is the Power of consciousness in the faculties of cognition
and action, the ten indnyas Bhucarl (She who pervades the field) is the same
Power of consciousness embodied in the external objects of perception So the
sequence of the four sets of energies - Khecarl, Gocarl, Dikcarl &nd Bhucarl
- represents the expansion of consciousness m the process of cognition from
the inner state of the subject, through the internal faculties of the mind, into
the external faculties of cognition and action, and finally into the objects them-
selves In the Krama system these four Saktis are transcended by a fifth called
Vyomavamesvarl (the Lady who emits the void[s]), who represents the
absolutely transcendent state before any projection of agency of cognition 63
These Saktis are highly developed in the Spanda-texts which have a very
direct link with the Kali cult Being a kind of almost sect-neutral exegesis of
the Kali tradition, these texts have a very strong connection with the Krama 64
With Vyomavamesvarl as the first, Khecarl and Bhucarl are the second and
third among five goddesses which in Krama ritual represent the cycle of cogni-
61
62
That is bodhagagana 'the sky of consciousness', according to the Spandamrnaya (SN 38,5)
Literally 'cows' In the Nighantu (111) the word gauh is listed among vannamdm, the names
for speech Ksemaraja explains in the Spandamrnaya (SN 38,9) gaur vak tadupalaksita.su
samjalpamayisu buddhyahamkaramanobhumisu carantyo gocaryah, 'the goqaryah
called because] they are pervading/moving within the levels of the three faculties of internal
cognition - the mtrovertive and extrovertive mental organs and the ego awareness, [levels] of
conversation implied by gauh that is speech', cf Vairagarbha's commentary on the
Hevajratantra quoted and translated as follows by D Snellgrove (1959, ptl 86, note 2)
Likewise by saying that these are the five faculties of sense the eye and so on, with the name
63
of cow (go), &c '
This Sakti is also known as Vamesvari, cf Ksemaraja in his Pratyabhijnahrdaya (PH
28,12-29,4)
kim ca citisaktir eva bhagavati visvavamanat samsaravamacaratvac ca vamesvarya
sati khecan gocan dikcan bhucanrupaih asesaih pramatr antahkarana bahiskarana
bhavasvabhavaih pansphurantT0
Moreover, this divine Power of consciousness being called Vamesvari - because of its
pouring forth (vamanat) the umverse and because of its moving against the current
(vamacaratvat) of [the extnnsicist perception which constitutes] samsara - radiates as all
agents of cognition, inner faculties, external faculties, and external objects, [these radiations
in these four spheres are] in the form of Khecarl, Gocan Dikcarl and Bhucarl [respec-
tively]
64
The text goes on to explain how this radiation takes place
See, for example, the Spandamrnaya of Ksemaraja where these Powers of Khecarl, Gocarl,
Dikcarl and Bhucarl are dealt with (SN 38,21) There they are mentioned m the plural (khe
caryah, etc ) and collectively referred to as four wheels of divinities, catvan devatdcakrani
(ibid 38,3) Abhmavagupta himself may be cited, however He deals with these Powers in the
Paratnmsikdvivarana (PTV 39,12-40,3) and m the Paryantapahcasikd 26-8 (see K C Pandey
1963 84)
Praxis Saiva Kashmir 81
for the latter half of the term 'Bhairava'. But that would not be in accordance
with Abhinavagupta's ordinary practice, a nirvacana usually being stated in
full, or, if not, being easily inferred from what has actually bee;i enunciated.
Second, the expression mahdbhimah does not add any knowledge not already
revealed by the previous explanations. Third, there is the fact that Jayaratha's
preceding words tdsdm ayam svdmT bhairavah refer to that which is signified
by the term 'Bhairava', not to the term itself. Jayaratha's usual procedure in con-
cluding his elucidation of each nirvacana is to state Hti bhairavaK. Fourth, the
text here can easily be read as a continuous whole, the editor's danda being
superfluous:'... this master of theirs is Bhairava, [because he is] mahdbhimah,
that is to say, terrifying, [and] therefore the term "Bhairava" is agreed upon
here'. The latter part of his remark does explicitly refer to the term itself. It is
the fact that he is mahdbhimah 'most terrible' which renders possible the pre-
vious explanation of the term 'Bhairava': 'so it is that the term "Bhairava" is
agreed upon here; that is the point [of stating °mahdbhimahy.
Incidentally, one might ask whether samketitah 'agreed upon; used accord-
ing to convention (samketaY here is referring us back to the previous
sdstroktaih sdmayikaih67 thus indicating that the word is used in a slightly
more limited sense. This, however, is difficult to ascertain.
What has emerged from the above analysis of the Tantrdloka passage is as
many as six different nirvacanas of the term 'Bhairava'. These may conve-
niently be summed up by the following six structures, indicating the funda-
mental elements of each explanation. The linguistic items referring to the
activities or relations considered basic to each specific analysis are pointed out
within brackets:
1. bharandd ravandc ca: (BHARANA: ^BHR+RAVANA:
2. bhirundm hitakrt: (BHIRU+the taddhita suffix aN).
3. hhijanitdd ravdj jdtah: (BHI + RAVA + the taddhita suffix oAf).
4. bhiravasya kdranam: (BHI+RAVA + the taddhita suffix aN).
5. bhdni naksatrdmrayatiti bherah kdlas tarn vdyanti (sosayanti) iti bheravdh
(kdlagrdsarasikd ye yoginas) tesdm svdmT: (((BHA + IRA) BHERA + VA)
BHERAVA + the taddhita suffix 'aN).
6. bhiye ravanam ydsdm td bhfravd indriyadevyah khecaryddisaktayas ca
tdsdm svdmT mahdbhimah: ((BHI + RAVA) BHIRAVA + the taddhita suffix
aN).
Since the term 'Bhairava' refers to the absolute deity, it is to a Certain extent
an ill-chosen example with regard to illustrating ^rate-analysis, that is, the
assignment of categories according to how the referent is thought of as a par-
ticipant in the activities associated with the term. In this respect the alterna-
tives indicated by each analysis ate not always entirely clear. While the term
'Bhairava' refers to unconditioned subjectivity as the cause and substance
67 l
TA 1 95; TAV 1[1] 139,13-14, cf p. 65 above. '
Praxis: Saiva Kashmir 83
^ The editor reads (TAV 1[1] 143,6) ravayati with v.l racayati The form ravayati is problem-
atic as the causative of \rw, but seems to be the accepted reading by Sivopadhyaya (see pp
89 ff. below) and Anandabhatta (VBhK 52,6) They both gloss it by vimrsati 'ideates' which
as a technical term m this system of Saivism equally well could gloss racayati, but it is there-
* ' fore difficult simply to emend Vijnanabhairavatantra 130, tempting though it is, without a
proper consultation of the extant manuscripts. There can be no doubt, however, that racayati
'he produces' is Jayaratha's reading and not a corruption, for he quotes the verse also at TA
5.135 (TAV 3[5]488,14—15) and in his commentary there he glosses racayati by antar bahir
vd karoti, 'makes internal or external', clearly a reference to Vrac 'produce'
69
So read for satato°\ cf TA 3 136b, VBh 130
l
84 Indian semantic analysis
itiltatha
\ . . bharandd bharitasthitih I'
nil imaih iti cintyaml gurugaditair iti tu sresthah pdthahll
In the verbal codification of the teaching - that is to say, throughout it, because no
particular [texts] are specified - he is samstutah, known, spoken of by the Gurus,
that is, by those who are responsible for the verbal codification of various doctrines
in the tradition, through these expressive terms which have just been mentioned
[and which are] anvartha, that is,! which are in accordance with that which they
signify. Moreover, [there is another meaning of samstutah:] he is properly (samyak
= sam) praised (stutah) [throughout Sastra] by means of these [explanations] which
are in accordance with that which they signify since they prove his great Power as
the sustainer of the entire universe etc. As stated [in the Vijfidnabhairavatantra]:
'One will become Siva by constantly contemplating in mental utterance the term
"Bhairava", understanding that'it means: "he who sustains the universe, he who
produces [it], he who bestows all and is pervading the entire universe".'70
Likewise:
\ .. his state is all-containing in as much as he sustains the universe.'71
This [reading] 'imaih' is suspect. The best reading is gurugaditaih 'taught/related/
spoken by the Gurus'.
As noted by Jayaratha, one carinot be quite happy with the reading imaih
here, simply because this is not good Sanskrit. Such an instrumental plural
form is found in Agama and in Buddhist Sanskrit,72 but not even there is it
common. Now, it is unlikely that Abhinavagupta should slip from the best
Sanskrit or make a mistake in grammar. It is therefore more likely that some-
thing is wrong with the text at this point. But the reading gurugaditair0 which
Jayaratha claims to be the lectio potior is clearly a conjecture since otherwise
he would have read it. While this circumstance does vitiate any interpretation
of the passage, it seems to me that Abhinavagupta is recapturing his intro-
ductory remark anvarthasdstroktaih sabdaih. Moreover, there is fio reason to
doubt the reading of the word samstutah. This is taken by Jayaratha to mean
'known' or 'fully/properly praised'. So it is established that Bhairava is known
or praised as the referent of the name 'Bhairava' in Sastra, the verbal codifi-
cation of the teaching in the tradition. Bhairava is thus determined as the refer-
ent of his name by fact of his satisfying the property of being known as
Bhairava in the tradition, that is, by a certain authorised group of speakers, the
70
VBh 130. The reading bhriydt, precative of the active of ^bhr (I bharati), is not adopted by
the commentators although it does reflect the notion of bharana or the sustaining of the uni-
verse. Sivopadhyaya (eighteenth cent.) reads (VBh 130) bhayd 'by [his] radiance'; cf. p. 89 ff.
below. Ananda Bhatta (seventeenth cent.) reads (VBhK on v. 128) bhiyd 'by^fear', moreover,
sarvago0 'who 71
moves everywhere' for sarvado 0
'who bestows everything'. At TA 5.135 (TAV
3(5)488). VBh 24. Sivopadhyaya reads bhantd sthitih.
72
MVUT 2.8; 2.48, 2.58; Edgerton BHSG 21.72.
Praxis: Saiva Kashmir 85
73
Cf. the almost parallel statement at TA 1.102; see p. 70 above.
86 Indian semantic analysis
that flock of excellent yogins who blow on time (bhera), he is Bhairava [cf. (5)
bherah kdlas tarn vayantiti bheravds tesdm svdmi]; agent of sustaining etc. [cf. (1)
bharandd ravandc ca; visvam bibharti tena ca bhriyate], he extends his Power
throughout the universe, the Supreme whose form is consciousness [i.e., Vijndna-
bhairava].
All the nirvacanas suggested by Abhinavagupta are contained in this verse.
They are, in fact, the very basis of the verse. We see the same formulations in
Ksemaraja's commentary on the Svacchandatantra (SvTU 1[1]:3,12-4,7):
bhairavo - visvabharanaravanavamanarupah, bhirundm abhayam iti vyutpattyd
samsdrindm abhayado 'yam, bhih14 samsdratrdsah tayd janito ravah dkrandah
bhiravah tato jdtah taddkrandavatdm sphuritah, asyaiva bhiravasya samsdrabha-
yavimarsanasydyam saktipdtavasenotthdpakah, bhdni naksatrdni Trayati iti bherah
kdlah tarn vayantiti bheravdh - kdlagrdsasamddhirasikdh yoginah tesdm ayam iti
dntarah svabhdvah, bhiye pasujanatrdsdya ravah — sabdardsisamutthdkdrddi-
kaldvimarso ydsdm khecarigocaridikcaribhucaricakrarupdndm samviddevindm
tdh bhiravah tdsdm ayam svdmi bhairavah, tathd bhairavo bhisanah samsdra-
vighatanaparah, evam dgamesu niruktatvdt, sribrhaspatipddaih sivatandv
anvarthavydkhydtasvarupatvdc ca I
[And] 'Bhairava' means: 'he whose nature it is (i) to support/nourish the universe
// to be supported/nourished by the universe, (ii) to roar [as the transcendental
subject that internalises the universe], and (iii) to project75 [the universe so that it
appears to be other than him] [cf. (1) bharandd ravandc ca; visvam bibharti tena ca
bhriyate]', 'he who bestows absence of fear for those in transmigratory existence',
in accordance with the derivation 'security for the fearful' [bhiru- + the taddhita
suffix aNby A 4.3.120 tasyedam] [cf. (2) bhirundm hitakrt]; 'he who is born from
the fear-cry (bhT-rava)\ the roar, the crying out produced by fear, by terror at [the
thought of] transmigration, [that is to say], 'he who becomes manifest to those who
cry out at this' [cf. (3) bhijanitdd ravdd dhrdi jdtah]; ['he who produces the fear-
cry'], he who gives rise to this same cry of fear, [this same] awareness of terror at
[the thought of] transmigration, by causing his Power to descend [cf. (4) bhiravasya
kdranam]; 'he who belongs to the Bheravas', he who is the inner nature of these
Yogins who desiccate bhera, time, the driver of the celestial bodies, [the Yogins]
5 who devote themselves to the trance of the devouring of time [cf. (5) bherah kdlas
, tarn vayantiti bheravds tesdm svdmi]; 'he who is the Master of those whose sound
terrifies (bhiravdh)\ [i.e., the Master] of the goddesses of consciousness whose
r nature is the spheres of Khecarl, Gocarl, Dikcarl and Bhucarl, and whose roaring
(-ravah), that is to say, ideation of the elements from A [to KSA] that arise from
74
The text reads samsdrindm abhayadah, bhayam bhih°. Although this is how the text has been
taken over by Jayaratha (see p. 76 above), I am suspicious of bhayam before bhih. If it is a gloss
on bhih it is both superfluous and in the wrong place. I conjecture that it is a corruption of the
* last word of the preceding clause and propose the emendation samsdrindm abhayado0 'yam,
^ bhih°. This emendation is supported also by the reading bhirundm abhayaprado in the
rV mangalasloka quoted above.
f5 The element vamana 'emission; projection' does not appear in Abhmavagupta's list, but cf.
| the passage by Mahesvarananda discussed p. 88 below. Its inclusion here may betray
Ksemaraja's adherence to the Krama.
88 Indian semantic analysis
Sabdarasi (the prediscursive matrix of articulate awareness), has the effect of terri-
fying the uninitiated (pasujanatrdsdya < bhi-) [cf. (6) bhiye ravanam ydsdm td
bhiravds tdsdm svdmT]; and also 'Bhairava' means 'the frightening' in as much as
his purpose is the destruction of transmigratory existence. [I have explained the
words devam and bhairavam at Svacchandatantra 1.1 in this way] because this is
how they have been semantically analysed (niruktatvdt) in the scriptures and this is
how the nature [of Deva and Bhairava brought out by these terrris] has been
explained in accordance with [the nature of] that which they signify (anvartha0) by
the revered Brhaspati in his Sivatanu.
This passage too consists entirely of nirvacanas of 'Bhairava', the six
known from before, and an additional seventh: tathd bhairavo bhisanah, 'and
also "Bhairava" means "the frightening"' which is probably the most obvious
lexical meaning of the word bhairava. Interestingly, this last analysis is kept
separate from the already established ones by the word tathd and the repetition
of the word bhairavah. The passage also makes it evident that there is a tradi-
tion in exegesis, a tradition of nirvacana analysis which is founded on Agama
and the revered Brhaspati, author of the Sivatanusdstra.76
Indeed, the entire later non-dualistic Saiva tradition relies upon these nir-
vacanas. The ritual and metaphysical systems developed in Kashmir at the
time of Abhinavagupta became powerful in southern India from the eleventh
century on, and spread from there all over India. Thus Bhairava appears in rein-
vigorated form in the same South India where he seemingly enjoyed wide-
spread worship from an early date. Turning to the Mahdrthamafijariparimala,
a Pratyabhijiia influenced Krama scripture by Mahesvarananda (fl.c.
1175-1225) of the famous Saiva centre Cidambaram in South India, we meet
with the nirvacanas of 'Bhairava' and find that it elaborates on Abhinava-
gupta's list, adding at the end (MMP 179,25-6):
visvam prati bharanaramanavamandndm11 prayojayiteti vd bhairava^ty ucyatel
Or, it is he who directs the sustaining (bharana), the resting (ramana) and the emis-
L
sion (vamana) of the universe, hence he is called Bhairava.
This nirvacana splits the name into three parts, in accordance with
Bhairava's activities of emission (vamana) or projection (srsti), sustaining
(bharana) or immersion (sthiti), and the bringing to rest (ramana) or resorp-
tion (samhdra) of the universe.78 Mahesvarananda quotes (MMP 180,1-4) the
mangalasloka of Ksemaraja, indicating that the bharana-ramana-vamana nir-
vacana is implied by the expression bharanddikrt 'agent of sustaining etc' in
the final line of that verse.
76
77
Abhinavagupta too relies on the Sivatanusdstra, see p. 70 above.
78
v 1 vamanam according to the editor This should probably be vamandndm
These three phases constitute one of the grounds for the name Tnka (lit. 'triad'), cf. also the
tetradic cycle of cognition as found in the Krama, where srsti, sthiti, samhdra and the Nameless
Fourth (andkhya) are worshipped in ntual^as the four sequences (krama), the fourth pervading
the three See Sanderson 1986 197, cf. TA 1.107.
Praxis: Saiva Kashmir 89
universe] to roar (RAVA-yati), that is, ideates (vimrsati) the entire universe: thus [he
is called] 'Bhairava'; this alone is what is meant.
Sivopadhyaya goes on to give an alternative version of this (ibid.: 114,9-10):
yad vd bhayd jndndtmikayd saktyd aikdrena mdhesvaryavyanjikayd kriydsaktyd
sarvam vimrsati I
Alternatively, he ideates the universe by means of [the syllable] BHAI [his] radiance
which is the Power of cognition [and] by the syllable AI which is the Power of action
which makes manifest [his] deity.
Next he suggests a nirvacana based on the meaning of Vijndnabhairava-
tantra 130b: sarvado vydpako 'khile, 'he who bestows all and pervades the
entire universe'. This implies the following analysis (ibid.: 114,14):
tayd bhayd sarvam subhdsubham rdti daddti sarvam vdti anugacchati vydpakatayd
iti bhairavah0
By this [his] radiance [BHA] he bestows [RA: rdti = daddti 'gives'] everything, good
and evil, and pervades [VA: vdti = anugacchati vydpakatayd 'he moves along with,
m as much as he pervades'] everything, hence [he is called] 'Bhairava'.
Here he clearly leans on the authority of the tradition in letting the nirva-
cana be implied by the two attributes sarvadah and vydpakah. He retains the
syllable BHA, but transforms the linguistic items - da 'who gives' and vydpaka
'who pervades' into the phonetically attractive verbal roots Vra and Vva which
carry the same meanings.
Sivopadhyaya goes on to criticise the reading of Vijndnabhairavatantra
130a which runs bhriydt sarvam rdvayati. Whether this is the reading accepted
by Abhinavagupta or not, it is probably known to him as indicated by
Abhinavagupta's nirvacana (TA 1.96) based on the roots ^Ibhr and Vrw.82
Sivopadhyaya's view is the following (VBhV 115,10-13):
ke cit tu bhriydt sarvam ravayati iti pathanti, tat na sddhu — yadi bhrravah ity ddi-
padasiddhih sydt tarhi etat samgaccheta I yady api pracurapustakesv api esapdtho
}
sti, tathdpi dhdranaposandrtho bharatih katamad aksaram apeksya yojanfyah0
Some, however, read [VBh 130a] 'bhriydt sarvam ravayati'. That is not correct. If
the original term were established as 'bhrravah', then this would be the suitable
construction. Although this reading is found in numerous manuscripts: with regard
to which of the [three] syllables is bharatih, which means 'support' and 'nourish',
to be joined?
The reading bhriydt, precative of the active of ^bhr (bharatih), is thus con-
sidered unacceptable, 'although it is found in numerous manuscripts', on the
grounds that it would account for the form 'bhrravah* but not ibhairavah\ This
warrants the conclusion that Sivopadhyaya considers only such readings accept-
82
Jayaratha actually quotes VBh 130 with the reading bhnyat See TAV 1(1)143,6, 3(5)448,14,
cf pp 83 f with note 70 above Sivopadhyaya prefers the reading bhayd
Praxis: Saiva Kashmir 91
86
Cf. Abhinavagupta at TA 5.142. Analysing the pardblja SAUH (cf. Padoux 1963:350 ff.;
1990:416-22) he identifies S with the sensation of the initial cognition of sukha, sitkara, sat,
and samya. See also PTV 239,4-7: sakdras tdvat . . . satyasukhasampatsattddindm
87
paramdrthikam vapuh. \
From Somananda's lost vivrti, itself quoting unidentified or lost scripture according to
Abhinavagupta who speaks of dgamapradarsanam, 'reference to Agama' (PTV 99,10).
Praxis: Saiva Kashmir 93
89
It seems natural in this context to refer to the well-known mrvacanas of the names of the four
varnas, the classes of the Indian social hierarchy, in the Aggahha-Sutta in the Digha-Nikdya
of the Pali canon (sutta 27 in the PTS edition); cf. U. Schneider 1954:578 ff.; A. Mette
1973:33-5; G. v. Simson 1988; R. Gombnch 1992,1992a.
96 Indian semantic analysis
for a fuller statement with the same semantic content. The nirvacana is a
rewording, a rewriting, which is both explanatory and semantically equivalent.
Because both expressions are part of the Sanskrit language, in a way nothing
new is introduced. 'Bhairava' must mean all these things, because we recog-
nise what the explanations mean and that these meanings do accord with meta-
physics. You can give exactly the same truth conditions in a language by
making systematic shifts in what the singular terms refer to and what satisfies
the predicates. You get a different thought if you get a different sentence to
represent it. If you say 'bhairavaK instead of 'yo bibharti\ then it is a neces-
sary truth that the deity referred to is he who sustains the universe. But it is
because of the name 'Bhairava' that it is treated as a necessary truth.
Now, what challenges does this assumption contain or entail? First of all it
becomes crucial to determine the exact relation sustained between a substitute
and its corresponding ideal formulation(s), that is to say, the relation between
a term and its corresponding explanatory expression. If the above assumptions
are valid, this means the Indian conceptions of the relation 'being in the place
of. The obvious place to start an investigation of the relationship between term
and explanation is Yaska's Nirukta. This is partly because this text laid the
foundations of nirvacanasdstra and so established a certain practice, but more
importantly because in this text we meet with certain fixed technical methods
for expressing a nirvacana analysis. Systematic ways of expression applied
over and over again assure us that we are dealing with thought patterns repre-
senting implicit models that make up the universe of Yaska, models inherited
by the entire subsequent tradition. Secondly, it becomes imperative to investi-
gate the indigenous model of substitution itself, in particular in grammatical
literature where it found its most articulate elaboration. Then it remains to see
whether the relationship between term and explanation and the interpretation
of the explanation as an ideal formulation for which the term met with in the
real language is a substitute are compatible with the results of such an
investigation.
4
also clear that the -andt type of analysis was established within the nairukta
tradition before the time of Yaska. This is evident from the fact that it is the only
strictly technical method employed by his predecessor Aupamanyava whenever
he is quoted in the Nirukta. An example is (Nir 2.2): dando [. . .] damandd ity
aupamanyavah, 'danda (stick; punishment) [. . .] [is so called] "on account of
the taming (damanam)", according to Aupamanyava'.8
Evidently a condensed way of expressing typical Brahmana formulations,
the -andt construction and the causal way of thinking that underlies it are
rewardingly elucidated by a fresh look at the analyses of dpah 'Waters' met
with in the Atharvaveda and the Satapathabrdhmana.9 In the Brahmana the
analysis appears in the form yad dpnot tasmdd dpah, 'that he got hold of
[them], on account of that: dpah\ If in the place of yad dpnot we substitute the
verbal noun dpana and put this in the ablative case instead of adding tasmdt,
we would arrive at the construction dpandd dpah, 'on account of the getting-
hold-of [them, they are called] dpah\ This indicates that in a construction of
this kind the verbal noun in -ana is not merely a way of indicating a verbal root.
It contains in an ambiguous way the various specific aspects of action which
we can attribute to a verb.
Not all scholars have interpreted the -andt constructions in the way sug-
gested here. Lakshman Sarup (1921:23) translates the above analysis dando
[. ..] damandd ity aupamanyavah (Nir 2.2) as follows: " T h e word (danda) is
derived from (the root) dam", says Aupamanyava.' I shall argue why I do not
think this is the way to translate a construction of this kind.
Yaska's analysis of vrsabha 'bull' at Nirukta 9.22 presents the way of rea-
soning underlying an -andt analysis quite well: vrsabhah prajdm varsatiti vdl
atibrhati reta iti vdl tad varsakarmd varsandd vrsabhah,10 ' vrsabha: [because]
he rains offspring or because he emits semen excessively; therefore he is one
whose activity (°karmd) is to rain, [and] because of the raining [he is called]
vrsabha'}x l
The fact that the starting point for the analysis of a word is an action or event
related to that which it signifies, makes it possible to suggest alternative analy-
ses for one and the same word according to the action considered to be its
foundation. An example is the analysis of devah (Nir 7.15): devo ddndd vdl
dipandd vdl dyotandd vd.n But these three alternatives also reveal that an
8
The method is also met with m later texts, for example Visnupurdna 1.5.41: yaksas tu yaksandt,
'as for yaksa: on account of the eating (yaksanam)\ and Abhidharmakosabhasya explaining
the word dharma at AK 1.2: nirvacanqm tu svalaksanadhdrandd dharmah, 'as for the nirv
9
cana: on account of10[its] holding (dhdranam) [its] unique particular, [it is called] a dharma\
11
See p. 26 above. The context is vrsabhah at Nighantu 5.3.
Sarup (1921.146) translates prajdm varsati as 'rains down offspring'. The word prajd can also
mean 'semen', but Yaska uses retas for 'semen' in the following sentence. Still, both mean-
ings may be implied. Durga gives support to this (D 11:923,15): vrsabhah kasmdtl sa hi prajam
varsati / prajotpattikdranam retah sincati yonau, 'why vrsabhahl Because he rains prajd, th
12
is to say, he emits semen which causes the production of offspring in the female womb.'
For further examples, see the analyses of bilvam (Nir 1.14), mustih (Nir 6.1) or pdthah (Nir
6.7).
The universe of Yaska 101
analysis of the -andt type does establish a phonetic link to a verb or a verbal
root in as much as the meaning of dipanam and dyotanam is very much the
same.13
This raises a question of predominance: is the phonetic link central or is the
semantic aspect the primary one? This question finds its answer in the fact that
there are instances where there is no trace whatsoever of a phonetic link
between the word that is analysed and the verbal noun in -ana. This, I believe,
supports the claim that Yaska was primarily concerned with semantics. An
example is rasmir yamandt (Nir 2.15).14 Here one would be hard put to trace
any phonetic link between the two words whatsoever. Nevertheless, this is one
of the examples adduced by S. Varma when he states (1953:29): 'Some ety-
mologies of Yaska shock the philologist on account of their absurdities, as they
wildly go against the fundamental laws of phonology.' This, however, is no
'etymology' at all. As noted already, the first three chapters of the Nighantu
contain groups of synonyms, and each group is headed by a word which serves
to indicate the meaning common to all the words of that particular group.
Accordingly, Yaska had no reason to analyse each and every word of the group.
He had, on the other hand, every reason to analyse and determine the meaning
of the adhikdra-word, and this is indeed his common practice. In the Nighantu
(1.5) we find fifteen words grouped under the heading rasmindmdni. The state-
ment rasmir yamandt is made from a purely semantic point of view. Yaska is
simply telling us that the word rasmi 'ray; rein' can be used as the adhikdra-
word of Nighantu 1.5 because of the meaning yamana 'restraining', a meaning
common to all the fifteen words of the group. The entire passage of the Nirukta
runs (Nir 2.15):
rasminamany uttardni pahcadasal rasmir yamandt I tesdm dditah sddhdrandm
paficdsvarasmibhih I
We are forced to interpret:
The following fifteen [words] are names for rasmi 'ray; rein'; rasmi [is the
adhikdra-word of the group] on account of [the meaning] yamana 'restraining'
[common to all the words of the group]. Among these [fifteen words], the first five
are simultaneously denoting horse-reins.
Durga has not much to say here, but Skanda-Mahesvara comment as follows
(SM 11:90,3-4): rasmir yamanad ity arthakathanam etat, na dhdtupradars-
anam,15 'rasmir yamandt: this relates to the meaning and is not a reference to
a verbal root'. They go on to give a linguistic analysis (ibid.): raser eva rasmih,
13
Cf. Dhp 1.177 dyuta diptau and 4.42 dipT diptau. Durga too sees no difference m meaning here
and remarks (D 1:796,2): dyotanad va dhdtvanyatvam arthaikatvam, '[as for the analysis]
dyotanad va there is a different root, [but] the meaning is the same'. For a similar instance, see
14
Durga on the analysis of angam at Nirukta 4.3 (D 1:356,6-7).
Other examples are muksijd mocandc cal sayandc cal tatandc ca (Nir 5.19) and vratatir
varandc cal sayandc cal tatandc 15
ca (Nir 6.28). The problem has been discussed at greater
length by Kahrs 1980:61-76. MSS B and C read dhdtusabdapra0.
102 Indian semantic analysis
'rasmih is indeed of16 rasih (Vra/)'. The Paninlya dhdtupdtha does not list any
root ras, but it is met with in Devaraja's Nighantutikd (Mor 1952:52): rasir
yamandrtho dhdtuh (sau°), 'rasih is a (sautra) root with the sense of restrain-
ing'. Skanda-Mahesvara too operate with a root ras (SM 11:90,4-6):17
rasand rasmir iti katipayaprayogavisaya1* evdyam rasih, rahatyddivat}9 na sarva-
tra, bandhanapratiter yamanad ity aha - ekatrodakasydparatrdsvdndm I
As in the case of [roots] such as rah (rahatih), this [root] ras has only a limited
domain of usage [and occurs only in the words] rasand and rasmih, that is to say,
not in every instance [of yamana]; but since there is an understanding of [the sense
of] binding [for all the words in this section of the Nighantu], he says yamandv, in
one context, of water, in another, of horses.
What Skanda-Mahesvara indicate here is that Yaska preferred yamandt to
rasandt because a root ras would only be acceptable in the cases of rasand and
rasmi, not for the other words in this section of the Nighantu. A more
straightforward explanation would be that Yaska probably did not know of a
root ras. Be this as it may, Skanda-Mahesvara's remark supports the view that
rasmi 'ray; rein' can be used as the adhikdra-word of Nighantu 1.5 because of
the meaning yamana 'restraining', a meaning common to all the words in this
section.
This interpretation is supported by an investigation of similar constructions
in the context of other adhikdra-woxds in the Nighantu. A good example is the
apparently redundant analysis stotd stavandt (Nir 3.19). The grammatical
16
This is a preliminary and neutral way of interpreting genitives of the -eh and -teh kinds; such
17
analyses will be discussed in detail further on.
The unddi analysis is by adding the suffix mi to as which is replaced by ras; so, for example
the DasapadT (DPU 1.15): ase asa ca. The Vrtti comments: aser dhdtor mipratyayo bhava
rasa ity ayam ddesahl asu vydptau sau°, asa bhojane krai° I asnute asnatiti vd rasmi
mayukahl karttd, 'the suffix mi is added after the root as, [and] this [element] ras is [its] sub-
stitute; the fifth class root as when the sense of attaining [is to be denoted] or the ninth class
root as when the sense of consuming [is to be denoted]: it attains or it consumes, hence rasmi,
i.e., a ray of light; [it denotes] the agent [of the actions denoted by the two roots as]\
Ujjvaladatta comments on PPU 4.46 as follows: asu vydptau// ato mihl dhdto rasddesahl
rasmih kirano raj jus ca, '[the root] as [occurs] when [the meaning] vydpti [is, to be denoted];
[the suffix] -mi [is added] after it; the substitute ras [occurs] in the place of the root, [which
gives you] rasmi [in the senses of] ray of light and rope/rein'. A similar interpretation is met
with in Hemacandra's Unddisutra 688 (Kirste 1895:116): aso ras cddih, '[the suffix -mi (687)
is added] after [the root] as and r [occurs] as the beginning'. Hemacandra himself comments
(ibid.): asauti vydptau I ity asmdn mih pratyayo [bhavati] rephas ca dhdtor ddir bha
rasmih pragraho mayukhas ca, '[the root] as [occurs] when [the sense of] vydpti [is to be
denoted], [and] after it the suffix -mi [is added] and r appears as the beginning of the root,
[which gives you] rasmi [in the senses of] rein and ray of light'. Further information is yielded
by Hemacandra's analysis of the word rasand (Kirste 1895:47): aso ras cddau, '[the suffix
-ana is added] after [the root] as and r [occurs] at the beginning'. In his commentary
Hemacandra remarks (ibid.): rasim eke prakrtim upadisanti sd ca rdsi rasand rasmi ity a
prayujyata ity dhuh, 'some teach rasih as the stem, and say that it is used here: rasih, rasand,
[and] rasmih\
18
MSS B and C read katiprayaprayoga0. The passage occurs in Devarajayajvan' 0
s commentary
19
on the Nighantu, and the 0
edition of Mor (1952:52) reads katipataprayoga
0
.
MS D reads haratyddi and Devaraja (ibid.) reads bharatyddi .
The universe of Yaska 103
ledge about this type of analysis as such, I see no point in discussing this
material in extenso. Instead, as a sample of what we are dealing with, I shall
begin by presenting the first fourteen analyses occurring in the text, together
with the relevant remarks by the commentators. I shall then proceed to discuss
in detail the possibly interesting cases.
In what follows the ending -teh has been translated very neutrally as 'of,
denoting the relation of 'belonging to', under its aspect as a possible genitive
ending, and as 'from', denoting th$ relation 'being from', under its aspect as a
possible ablative ending. The analyses are presented in the same order as they
occur in the Nirukta, and numbered by reference to the chapter and passage in
which they occur. If further distinction is required, a letter is added after the
paragraph number.
(1.4a) vaydh sdkhd veteh I vdtdyand bhavantil
vaydh, [meaning] branches, is of/from vetih (A/VF 'move'). They are such as move m
the wind.
This refers to RV 6.24.3 which exhibits the form vaydh (pi.), thus inciden-
tally analysed in this context. Skanda-Mahesvara annex the attribute gaty-
arthasya to veteh, hence considering it a genitive form (SM 1:51,9): vayah
sakha veteh gatyarthasya. Similarly, Nllakantha (NSV 1.2.55): gatyarthasya
vayah sakha veter dhdtor uddhrtdh.24 Nllakantha here adds the word dhdtoh,
genitive singular of dhdtu- 'verbal root'. To determine the exact sense of the
word uddhrtdh could be of some importance for understanding Nllakantha's
way of interpreting an analysis of this kind. It seems to me most likely that the
word carries the general sense of 'related; declared; said to be'.
The phrase vdtdyand bhavanti I would consider an additional explanation
which states the reason for choosing the activity expressed by the root Vvf as
the basis for the analysis of vaydh which reasonably lends itself to an inter-
pretation as kartrsddhana, that is, as expressing the notion of agency with
regard to the activity denoted by the verb vetih: Vvf 'move'. Skanda-Mahesvara,
on the other hand, take vdtdyand bhavanti to be a separate analysis of vaydh25
(SM 1:51,11):
vatayana bhavantln dvitiyam nirvacanam, vdto 'yano ydsdm vdtena yds cdlyanta ity
arthahl
'vdtdyand bhavantV is a second analysis: those for which the wind is a mover, that
is to say, those which are caused to move by the wind.
This indicates a karmasddhana interpretation of vaydh, more in accordance
with the meaning of the noun vdtdyanam (neuter gender) met with in classical
24
25
According to the editor, the MS reads veteddhdtoruddhrtam.
So also NSV 12.56, however the lacuna in the text is filled up with the relevant words from
the commentary of Skanda-Mahesvara The editor may be justified in doing so since
v Nllakantha obviously relied on this commentary, cf in this respect Vijayapalah 1982 46 ff
(upodghdtah).
106 Indian semantic analysis
Sanskrit, namely, 'an opening in the wall through which the wind can pass; air-
hole; window', though this strictly speaking would require adhikaranasddh-
ana. The word vaydh could thus be understood to denote branches in the sense
of 'such through which the wind moves/such as are moved by the wind',
maybe involving the element va- from vdta 'wind', that is to say; from Vva26
'blow', and -ya from Vi 'move'.
Durga does not cite or comment upon the words vdtdyand bhavanti which
may therefore be a later addition. Sayana quotes the entire passage at RV 1.59.1.
(1.4b) sdkhdh khasaydhl saknoter va/
sdkhdh, that is, khasaydh 'such as abide in the air'; or it is of/from saknotih i^isak
4
be able').
The word sdkhdh is analysed here since it is the synonym given for vaydh
(cf. 1.4a). The analysis saknoteh is cited by Skanda-Mahesvara and Nllakantha
(NSV 1.2.58). It is repeated and once more recognised by Skanda-Mahesvara
at Nir 6.32.27 Durga, on the other hand, ignores the analysis altogether.
(1.6) cittam cetatehl
cittam 'mind; thinking faculty' is of/from cetatih (^cit 'perceive; reflect').
The context is RV 1.170.1. The analysis is not quoted in Skanda-
Mahesvara's commentary where, iti fact, the latter part of Nir 1.6 is omitted or
missing. It may be noted, however, that the analysis is included by Nllakantha28
who generally follows Skanda-Mahesvara.29 Durga suggests karanasddhana
(D 1:77,16): cetaty anendrthdn iti cittam, 'one perceives [something] by means
of it, [namely,] things/meanings, hence cittam - means of perceiving'.
(1.7a) magham iti dhanandmadheyam I mamhater ddnakarmanahl
mag ham, being a name for dhanam 'wealth', is of/from mamhatih (^mamh) which
denotes (lit.: has) the activity of giving.
The context is RV 2.11.21. The word magham is listed among dhanandmdni
Nigh 2.10, and the finite verb mamhate among ddnakarmdnah Nigh 3.20. The
commentators suggest karmasddhana, for example, Durga (D 1:79,13): diyate
hi tat, 'for it is given'.30
26
Shortened to va by A 3.2.3 dto 'nupasarge kah which teaches that the krt suffix Ka (-a) is
added after a verbal root which ends in a when it is not preceded by a preverb but co-occurs
with a noun 27that denotes its direct object. This accounts for forms such as goda- 'giver of
28
cow(s)'. The NSV breaks off at Nirukta 6.17.
NSV, unnumbered sloka concluding the second pdda of the first adhydya: cittam vijndnam
evdha cetater jhdnakarmanah. The gloss vijndnam may indicate bhdvasddhana although th
word may lend itself29to almost any kdraka analysis, an interpretation as karanasddhana being
quite common. Vijayapalah 1982:46 ff. (upodghdtah).
30
Cf. Skanda-Mahesvara (SM 1:68*14): tad dhi diyate; Nllakantha (NSV 1.3tl0). mamhyate
diyate tad dhi tena tan magham ucyate, 'for it is bestowed (mamhyate), that is to say, given;
hence it is called magham'.
The universe ofYaska 107
f Cf. Devaraja Yajvan (ed. Mor 1952:1:207): saknutah karmdni karttum, 'those two are able to
) perform activities'.
f Cf. Devaraja Yajvan (ed. Mor 1952:1:246): saknoti0, 'it is able ...'.
f: It seems reasonable to assume that this is a quotation from some Brahmana text, although I
, have not been able to trace the source. Sarup (1927) refers to Kausitakibrahmana 23.2 and
>"
44
Aitareyabrdhmana 5.7.3 where similar passages are met with.
NSV 1.3.112: caster darsanakarmanah, probably for metrical reasons since Nflakantha in
^;5 general follows the commentary of Skanda-Mahesvara.
f Cf. Skanda-Mahesvara (SM 1:75,7): drsyate hi tena\ Sayana at RV 10.71.7: anena drsyate
sarvam, 'by means of it everything is seen'; Nilakantha (NSV 1.3.113): caste 'nena, '[some-
/ thing] becomes visible / one looks at [something] by means of it'. Patanjali (Mbh II: 119,19-20)
^ gives an analysis as karanasddhana by asnotih (^las 'reach; obtain') with the unddi-suffix si
asnoter ayam aunddikah karanasddhanah sipratyayahl asnute 'nenety aksi II cf. howev
Bhdsya at rule 8.2.48, vt. 3 (Mbh 111:408,21 ff.).
110 Indian semantic analysis
being vehemently [more] brilliant, that is, luminous, than any other [parts of
the body]'; cf. below).
Sarup (1921:12) takes ^anj in the sense of 'be beautiful'. This is possible,46
but I prefer the sense of 'cause to appear; reveal'. Durga comments in the fol-
lowing way (D 1:88,4-6):
ete aksini itarebhyo 'ngebhyo vyaktatare spastatare prakdsatare bhavatah andha-
kare 'pi hy ete prakdsete naktamcarddindm na tathetardny angdm°
The two eyes are more revealed, that is, more clear, more visible, than any other
parts of the body, for even in the dark these two become visible, that is, of night-
creatures etc.; not so the other parts of the body.
Similarly, Skanda-Mahesvara (SM 1:75,8): taddhy ujjvalatvddvyaktataram
anyebhyo 'ngebhyah, 'for it [=the eye], because it is luminous, is more visible
than any other parts of the body'.
(1.9b) karnah krntateh/ nikrttadvdro bhavati I rcchater ity dgrdyanahl
karnah 'ear' is of/from krntatih (^Ikrt 'cut'): its aperture has been cut into it; it is
of/from rcchatih (Vrcc/i/r 'move'), according to Agrayana.
The context is RV 10.71.7, karnavantah. That the form krntateh is consid-
ered a genitive by Skanda-Mahesvara is evident from the statement (SM
1:75,9): karnah krntateh 'krti chedane* ity asya, '"karnah is of krntatih", that
is, of that concerning which it has been stated [Dhp 6.141]: "[the root] krt
[occurs] when cutting [is to be denoted]"'.
The remarks by Skanda-Mahesvara on the analysis rcchateh are worthy of
notice (SM 1:75,11):
artter gatyarthasya 'pdghrddhmdstha* ity rcchddesavidhdndd rcchatir gatyarthah I
tasya karna ity dgrdyanah I
Since, according to [A 7.3.78] pdghrddhmdsthd etc., the substitute rcchA is taught
for arttihlr which has the sense of movement, rcchatih has the meaning movement.
[The word] karnah is of this [tasya = rcchater gatyarthasya], according to
Agrayana.
Here rcchateh is clearly considered a genitive form. Moreover, the passage
demonstrates how meaning is involved when one linguistic item is replaced by
another, since here it is argued that rcchatih is gatyarthah by force of its replac-
ing arttih which is listed as gatyarthah, 'having the sense of movement', in the
Dhdtupdtha: rccha gatTndriyapralayamurtibhdvesu (Dhp 6.15), further r
gatiprdpanayoh (Dhp 1.983) and r gatau (Dhp 3.16).47 The meaning gati is
common to all the meaning-entries.
46
Several dhdtupdthas include kdnti 'beauty' in their meaning-entries for Va/z/, for example the
MddhavTya Dhdtuvrtti (ed Dwarikadas Shastri 1964 504) anju vyaktimraksaiiakdntigati
Likewise the Kdsakrtsna-dhdtuvydkhydnam 47
(ed Yudhisthira Mlmamsaka 1965/6a:174). See
also Bhaglratha Prasada Tnpathl 1965.7. Cf. Nir 2.25. artter gatikarmanah.
The universe of Yaska 111
48
Cf Skanda-Mahesvara (SM 1.75,10) sa hi . chinnadvdro garbhdvasthdydm kendpi
krtabilah, 'for it is something which has its aperture cut, that is, at the embryonic stage an
"* opening has been made by some [power of fate]' Note that kha (n.) which carries the sense of
,49 'ear', basically means 'hollow; apeiture'
Sarup (1921 12) translates* 'Going upwards, as it were, they have protruded in space' He thus
* considers khe to be the locative singular of kha (n) 'space', although the lack of proper sandhi
^ suggests that khe is nominative dual of kha (n ) m the sense of 'ear', the dual ending -e being
xs pragrhya, uncombmable The point is discussed at length by Skanda-Mahesvara (SM
1:75,13-76,8) who conclude as I have suggested m my translation See also NSV 1 3 117-20
> The close association of sound with space is a common feature m Indian thought Samkhya,
for example, considers dkdsa 'space' to be the substratum of sound
|° Cf. Sayana at RV 10.71 7 dsyasabdasya prsodardditvdd dkarddesah, 'since the word dsya i
4-
51
of the prsodarddi-type, the syllable a occurs as its replacement'.
SM 176,9: ksipyate hi tatrdnnam
112 Indian semantic analysis
So, in this case avasdya is not a form of syatih preceded by the preverb ava and
ending in [the absolutive suffix] LyaP (-yd), since the sense of root and preverb and
LyaP is impossible here because of the syntactic agreement with 'padvate' and the
understanding that it ends in a dative case suffix. How is it then? [The answer is]
avater gatyarthasydso ndmakaranah', that by means of which a noun is made,55 that
is called the ndmakaranah, suffix, of a linguistic item. Therefore th6y', namely the
authors of the Pada[-pdtha], 'do not divide' this word, since a division has as its
purpose to convey a division in meaning and that does not exist here.
Here Skanda-Mahesvara seem to think that the genitive avater gatyarthasya
is an expression similar to avasdyeti na syater avapurvasya lyabantasya rupam
and that the words dso ndmakaranah are a separate addition to the real analysis
since they only explain further the term 'ndmakaranah'. However, a complica-
tion arises with sabdasya which appears to be more or less superfluous if the
sentence is phrased by placing a comma after yena. One could imagine that it
reflects the genitive avater gatyarthasya, but one would then expect dhdtoh and
not sabdasya. The interpretation offered is therefore not absolutely certain.
If dso ndmakaranah really is to be conceived of as a syntactically separate
addition, then avater gatyarthasya would be a completely ordinary analysis in
-teh and unambiguously expressed in the genitive case. Nllakantha seems to
think this is the case, presenting the analysis in the following Sloka (NSV 1.6.28):
gatyarthasydvater dhur avasam pratyaye 'py ase56/
avanty anena gacchanti tatas sydd avasam hi tat II
He says avasam is of avatih in the sense of gati ' motion' when there is also57 the
suffix asa: avanti, that is, they move by means of it, so therefore this would be
avasam.
As stated already, I am not sure that this is how the Nirukta passage is to be
understood, but the only way to achieve a clearer picture of the situation is by
comparing this passage with the other instances where the term ndmakarana
is used in the Nirukta. The following instances occur: *
(1) Nir 2.2: kakso gdhatehl ksa iti ndmakaranah. This seems to support
Nllakantha's interpretation, kakso gdhateh being the nirvacana proper fol-
lowed by the additional information that 'ksa' is a ndmakarana: 'kaksali
"armpit" is of/from gdhatih {4gdh "stir"); ksa is a/the ndmakarana'. Durga
remarks (D 1:169,8-10):
kakso gahater vilodandrthasya I kaksayor eva hi balena vilodayati stn dadhyddi
dravyaml atra punah ksa iti namakaranah/ sarvam anyad ddyantaviparyayddi
yathopadarsitam yathdsambhavam yojyam tatra tatra I
'kaksah is of/from gdhatih' which has the sense of stirring, for by means of thd
strength of the very armpits a woman stirs such things as curd; but here 'ksa is |
ndmakarana'. Everything else starting with the inversion of initial and final shoul<|
55
57
An analysis as karanasadhana. 56 Emended by the editor from °apasampratyatepy asaifi
Nllakantha is not too careful with particles, evident also from the hi in pada d. *
The universe of Yaska 115
be construed wherever necessity arises as far as possible in the way that has been
exemplified.
It is clear from this that Durga understands ksa iti ndmakaranah as a separ-
ate addition. It is not clear to me, however, what he refers to by his additional
remark, although I do not think it has any bearing on the way he understands
the analysis. The term ddyantaviparyayah is well known from Nirukta 2.1
where Durga comments by listing several examples of metathesis, for example,
scyutir ksarane tasyddyantaviparyayena stokah, '[the root] scyut when [the
meaning] ksarana [is to be denoted]; [the form] stokah [appears] by inversion
of the initial and final [sounds] of it' (D 1:161,1-2). It is therefore to be assumed
that Durga refers to the phenomenon of metathesis, and the fact that this seems
hard to apply directly to the example kaksah gdhateh is of less interest for the
present purpose.58 What is important here is that kaksah is stated in immedi-
ate connection with gdhateh which therefore naturally is to be conceived of as
"an ordinary -teh analysis and as such clearly taken as a genitive by Durga.
There are no relevant remarks by Skanda-Mahesvara.
(2) Nir 2.5: gaur iti prthivindmadheyaml yad duram gatd bhavatil yac
cdsydm bhutdni gacchantil gdter vaukdro ndmakaranah. This passage is
inconclusive. The first two analyses are as kartr59 'agent' and adhikarana
^'locus' in relation to the activity expressed by ^gam 'go; move': 'gauh is a
name for the Earth, since it stretches out (lit. "is gone") far, and since living
Beings move on it'. But the alternative analysis brings up similar problems as
Before. Is okdro60 ndmakaranah to be construed with a genitive gdteh, or is it
fan additional remark and gdteh a separate analysis of the ordinary kind?
f Turning to the commentators, we do not find much to guide us. Durga
remarks as follows (D 1:179,7): gdter vd 'gdn gatau' ity asya dhdtor okdro
ridmakaranah pratyayah. This could easily comprise both alternatives: 'Or
{gauh] is of/from gdtih (^gd), [and] "the syllable o is a noun-maker", [or]
|uffix, of this root [which is listed Dhp 1.998:] "gdn when [the sense of] motion
|is to be denoted]".' It is equally possible that the remark is to be read as two
|eparate statements or, indeed, that it is to be read as one long statement where
§ateh is to be construed with okdro ndmakaranah, the rest to be conceived of
I I commentatorial additions structurally determined by the original syntax.
Skanda-Mahesvara remark (SM 11:42,12): 'gdteh' vd stutyarthasya,
%ykdrapratyayah. This is not very helpful, apart from making it clear that
%oteh is to be understood as a genitive form.61 The phrasing suggested by the
62
63
A particularly fragrant plant-root.
Rajavade (1921*145) gives the text as follows 'ghaser vd/ Tro ndmakaranah' - pratyayah
64
Note his phrasing.
A 2.4.37 lunsanor ghasl teaches that the verbal root ad is replaced by ghas before the drdha-
dhdtuka la-kdra replacements of the aonst and the desiderative; A 2 3 39 bahulam chandasi
teaches that in the domain of Chandas this happens diversely
The universe of Yaska 117
two examples. Commenting on Nir 3.11 tatra kutsa ity etat krntateh, 'among
these [names for vajra] this kutsdh is of/from krntatih (Vfc/t "put")', they
remark (SM 11:152,17): tatra kutsa ity etad yadd vajrah, tadd krntateh,
chinattiti kutsah, rkdrasyokdrah so ndmakaranah, 'tatra kutsa ity etat: when
it is a Vajra, then: krntateh, [that is to say,] it cuts, hence kutsah; the syllable u
[occurs] in the place of the syllable r\ sa is a ndmakarana\ Similarly, at Nir
3.18 svd suydyil savater vd sydd gatikarmanah, 'svd "dog": it moves (ydyt)
swiftly (su)\ or else it could be of/from savatih (^sav) which denotes the activ-
ity of moving',67 they comment on savateh (SM 11:183,10): gatyarthasyopad-
hdlopah ankdro ndmakaranah, '[or it is of/from savatih] which has the sense
of moving; there is elision of the penultimate; the syllable an is a ndmakarana\
Both of these instances speak for themselves and may indicate that this is the
way Skanda-Mahesvara conceive of the matter in general.
To sum up, then, this little detour leaves us with the following information.
In addition to Nir 1.17, there are five other relevant passages in the Nirukta. As
for Nir 1.17, Nllakantha considers it an ordinary analysis in -teh. Nir 2.2 kakso
gdhatehl ksa iti ndmakaranah appears to contain two separate statements,
gdhateh being a -teh analysis. Thi$ seems to be supported by Durga. Nir 2.5
gaur iti prthivindmadheyam . . . gdter vaukdro ndmakaranah is inconclusive,
also in the commentaries. Nir 2.5 ksirarn ksaratehl ghaser vero ndmakaranah
seems to indicate that we are dealing with an analysis in -teh, taken to be a
genitive by Skanda-Mahesvara. Nir 7.29: mithunau kasmdtl minotih
srayatikarmd I ihu iti ndmakaranah I thakdro vd contains no possible genitive
construction, but is quite revealing in that minotih srayatikarmd and thu iti
ndmakaranah must be syntactically separate expressions. Nir 10.17 seva iti
sukhandma I sisyateh I vakdro ndmakaranah etc. also seems to indicate that we
are dealing with two separate expressions. Finally, such a view is supported
also by usage in the commentary of Skanda-Mahesvara. On this Evidence one
ought to conclude that Nir 1.17 padvad avasam gdvah pathyaddnaml avater
gatyarthasydso ndmakaranah also consists of two separate statements, avater
gatyarthasya being an analysis of the -teh type. Still, I cannot help feeling that
one would have to twist the construction quite hard if one were to achieve this
result. Note, however, that if we really are dealing with an analysis of the -teh
type, we are here dealing with a genitive case suffix.
(3.18) simhah sahandtl himser vd sydd vipantasyal sampurvasya vd
hantehl samhdya hantiti vd/
simhah 'lion' [is so called] because of the conquering (sahandt: sahm); or it could
be of himsih (^hims 'injure') which has been inverted; or else it is of hantih (V/ian
'kill') preceded by [the preverb] sam\ or [it is so called because] leaping up
(sam^lha) it kills (^Ihan).
67
68
Nigh 2.14 lists savati under gatikarmanah
The meaning of sah is uncertain. Dhp 1 905 gives saha marsane and 4 20/1 saha suha cak-
yarthe The commentators explain its meaning as abhibhavah, 'be powerful, conquer'
The universe of Ydska 119
This passage contains one analysis of the -andt type and two analyses of the
-tehl-eh type, both of these with attributes in the genitive.
The short form himsih may have been resorted to because hinastih would
not so readily create associations to hims. It is, however, possible to argue that
this analysis is an interpolation. Durga does not quote or comment upon himser
vd sydd vipantasya. The source for its later addition could be Patanjali's
Mahdbhdsya (Mbh 11:87,16) where the analysis himseh simhah occurs. The
assumption that the analysis is an interpolation is supported also by Durga's
remark (D 1:318,13): simhavydghrasabdayos tu anulomam eva nirvacanam0',
'the analysis of the words simhah and vydghrah goes only with the grain (anu-
lomam, that is to say, is not inverted)'. This indicates that Durga knew of the
analysis himseh but not from the Nirukta. It seems reasonable to think of
himseh as a more formal grammatical analysis, necessitating a translation
'simhah is [a form] of himsih which has been inverted'.
Also in the case of sampurvasya vd hanteh/ samhdya hantlti vd there is
ample reason to doubt the text since these two phrases cannot represent more
than one analysis in as much as both parts refer to sanAhan. If samhdya were
a separate analysis (sanvlha) then the subsequent hand is slightly problematic.
As far as I can see, there are three possible solutions to the problem: (1)
sampurvasya vd hanteh is a later addition, inserted to give a formally more
precise explanation of samhdya hantlti vd which would thus represent the orig-
inal text; or (2) iti vd or at least the last vd is a later addition; or (3) sampurvasya
va hantehl samhdya hantlti vd provides us with two possible analyses - in the
first, sam is the upasarga of V/ian, in the second, sam is the upasarga of V M ,
but the following hanti is what provides the second syllable of simha.
Durga remarks (D 1:318,5-6): sampurvasya vd hanteh upasargasyetvena I
samhaya hantlti va vaiydkarandndm esd vyutpattih, 'or [simhah] is of hantih
preceded by [the preverb] sam, in as much as [the sound] / [appears instead] of
[a in] the preverb: samhdya hantlti vd\ this analysis belongs to the grammari-
ans'. The editor of the text, H.M. Bhadkamkar, does not indicate sampurvasya
vd hanteh typographically as a pratika which would be his usual practice.
Whether or not it is a coincidence or he in fact considers the words to be
Durga's own, is hard to tell. It is certainly possible that the words sampurvasya
vd hanteh have crept into the extant text of the Nirukta on the basis of Durga's
commentary.
The other possibility, that vd or iti vd is a corruption, is expressed by
Rajavade (1940, notes p. 508): 'iti vd after hanti seems interpolated both in the
?Jext and in Durga's Vrtti'. Skanda-Mahesvara do not read a vd after hanti. On
ihe contrary, we meet with the following remark (SM 11:183,14): °hantlti
piirvasyaivdrthavacanam I ato vety apapdthah,' [samhdya] hanti is just a state-
ment explaining the meaning of the preceding [sampurvasya vd hanteh]; a vd
after that is a corrupt reading'.
In any case, the passage contains no more than two analyses: (1) sahandt
and (2) sampurvasya vd hanteh/ samhdya hanti (iti) or only samhdya hantlti
120 Indian semantic analysis
How does this [derivative] come about? Through inversion of the first and the
last [sounds]'. Skanda-Mahesvara, confirming the genitive reading, offer a
similar remark (SMIV: 13,15). Sayana quotes the analysis at RV 5.83.1.
(10.31) madhu dhamater vipantasyal
madhu 'honey; sweetness; water (?y73 is of dhamatih {^dham 'blow; melt') which
has been inverted.
The context is RV 4.38.10. The commentators come up with various
explanations of the semantic relationship between madhu and Adham which
need not concern us here. They do, however, confirm the genitive reading (D
11:1008,11; SM IV:38,14), so dhamateh is indisputably a genitive form.
(11.5) cam rucer vipantasyal
cdru 'bright; lovely'74 is of rucih {^iruc 'shine') which has been inverted.
The genitive viparltasya is confirmed by Durga (D 11:1040,4). Skanda-
Mahesvara (SM IV:57,8) prefer to rewrite by viparyayena 'through inversion'.
Skold (1926:246) remarks: 'Gen. for abl. We expect rocater' Why take this for
granted? Moreover, there is no reason to expect rocateh; ruceh.xs perfectly
acceptable and, indeed, the form cameh occurs in the previous sentence. This,
then, is another instance of an analysis expressed with a genitive case ending.
(12.26) visam ity udakandmal visndteh I [vipurvasya sndteh
suddhyarthasaya I] vipurvasya vd sacatehl dydvdprthivyau ca dhdrayatil
'visani' is a word for water,75 [and] is of visndtih (vi^lsnd 'bathe'), [that is to say,] of
sndtih preceded by [the preverb] vi with the sense of purifying; or else it is ofsacatih
(^Isac 'accompany') preceded by [the preverb] vi; it supports heaven and earth.
The reading vipurvasya sndteh suddhyarthasaya is omitted by several MSS
and therefore bracketed by the editor. It is, however, met with in the com-
mentary of Durga (D 11:1132,12-13). Skanda-Mahesvara, on the other hand,
do not support the reading. Instead we find (SM IV: 125/7): visndteh
saucdrthasya, 'of visndtih which has the sense of purification'/This clearly
suggests an interpretation of visndteh as a genitive form, although the addition
saucdrthasya seems to be their own elucidation. It is therefoie possible that the
words vipurvasya sndteh suddhyarthasaya have been included in the text of the
Nirukta on the basis of Durga's commentary. The second analysis, vipurvasya
vd sacateh, is supported by both commentaries (D 11:1132,13; SM IV: 125,7).
On the basis of the Nirukta itself, then, we have a clear case of an analysis of
73
74
madhu is listed under udakandmdni at Nigh 1.12. *•
Yaska quotes RV 10 85 19 as a stanza pertaining to it, but it is not clear who or what is referred^
75
to in this context
So Nigh 1.12, so also Grassmann ('Wasser, Flussigkeit') but rejected by Mayrrjofer who thinks
the only meaning of this word is 'poison'.
The universe of Yaska 123
the -teh type clearly to be understood as a genitive form, and maybe one more
instance of the same. Sarup (1921:192) nevertheless translates: The word
visam is a synonym of water, derived from the verb vi-snd from snd preceded
by vi, meaning to purify, or from sac (to accompany) preceded by vi.'
This concludes the material from the Nirukta offering possible attributes in
the genitive case to technical analyses of the -tehl-eh type. So where do we
stand? We have eleven instances of possible attributes. Of these I would
dismiss himser vd sydd vipantasya (3.18) and vipurvasya sndteh
suddhyarthasaya (12.26), maybe also kutateh . . . vipantasya (6.30), as later
additions. Moreover, avater gatyarthasydso ndmakaranah (1.17) I would prefer
to keep aside as a special case, although the rest of the material from the
Nirukta and the remarks of the commentators point to its inclusion among
genuine cases. This leaves us with eight or nine seemingly clearcut cases of
attributes with a genitive case ending, all of them supported by the com-
mentaries and none of them contradicted by evidence of any kind with the
exception of kasateh . . . vipantasya (4.10) which the Mahdbhdsya cites (Mbh
1:4,12) with the ablative vipantdt, although Kaiyata seems to conceive of it as
a genitive. The important thing is that these eight or nine cases do occur. It is
of course always possible to argue that they are the result of later tampering
with the text; it is impossible to guard against interpolations. But even in that
case the fact remains: why was the genitive case chosen?
It is now necessary to investigate whether the Nirukta itself offers contrary
evidence in the form of attributes with an ablative case ending.
P6 'vivaksase allows for very different interpretations [from vaks with vi, desid of vac or vah, 2
sing, middle or dat of the inf., the sense is not clear because it only occurs as a refrain].'
'7 Geldner adds in a note that the accent is explained by the separation of the refrain by the
«, inserted pdda d
124 Indian semantic analysis
Wortern ftir "groB" auf, Yaska 3,13 sieht darin eine reduplizierte Form von vac
oderva/i.' 78
In addition to this we face the possibility that sabhyasat could be taken as
an adjective simultaneously qualifying both vakteh and vahateh: These one
would accordingly have to interpret as ablative forms. The question remains,
though, whether this is a necessary and correct interpretation.
The word sdhhydsa occurs only once in the Nirukta. However, several times
Yaska uses the adjective abhyasta 'reduplicated'. This refers directly to the
nominalised verb he makes use of in the analysis.79 Moreover, we meet with
the noun abhydsa 'reduplication [in a verbal stem]; reduplicated syllable'.80 If
all Yaska wanted to do was to qualify further vakteh and vahateh, he could
simply have used the adjective abhyasta. On the other hand, there is reason to
assume that he wanted to make clear that vavaksitha and vivaksase are redu-
plicated forms and that this is the reason they are to be related to vaktih or
vahatih. In that case sdbhydsdt would refer to vavaksitha and vivaksase
directly, that is to say: 'because [these are forms] with reduplication'. Support
for this interpretation is given by I^enou (1942:377): 'sdbhydsa forme verbale
"redoublee" N. Ill 13 (ex. vivaksase)'}1 However, one could also translate:
'vavaksitha and vivaksase are from a reduplicated form of vaktih or vahatih\
although in that case one gets even more severe difficulties with regard to
number.
Sarup interprets the passage in the following way (1921:46): 'With refer-
ence to these, the two words vavaksitha and vivaksase are the reduplicated
forms either of (the root) vac (to speak) or of vah (to carry).' It is noteworthy
that here, where he really has every opportunity to stick to his usual ablative
interpretation in the sense 'derived from [the root]', he translates as if we were
facing a genitive form.
Durga comments as follows (D 1:292,6-7): tatra tasmin mahanndmagane
vavaksitha vivaksase ity ete dkhydtel te punar ubhe vakter va vahater va
dhdtoh sabhyasat, 'moreover, both of these are from vaktih or vahatih, [that is
to say,] from a root with reduplication'. It is, however, possible to translate:
' "with regard to these", [that is,] with regard to the group of names for "great",
"these two" [forms] "vavaksitha [and] vivaksase" are verbs; moreover, both of
these "are [forms] of vaktih or vahatih because" the root "has reduplication"'.
The passage is therefore not very illuminating.
Turning to the commentary of Skanda-Mahesvara, we meet with the fol-
lowing passage (SM 11:156,11-13):
tesu vavaksitha vivaksase ity ete dkhydtapade iti sesahl te tu vakter va vahater va
sabhyasat - sanndbhydsasya dve api na yathdsamkhyena I artharupasya cobhaya-
78
*vi — vivaksase is the desiderative of vi-vac with the enigmatic ending se which attaches itself
to the desiderative stem. Compare the also sporadic intensive cdkrse 10 221 Nigh 3 3 lists
vivaksase among
79
the words for "gxt2X">,{mahatah), Yaska
80
sees it as a reduplicated form of va
81
or vah ' See, for example, Nir 2.12, 4.23,' 4.25 For example, Nir 2 2, 2 3.
'sdbhydsa "reduplicated" verbal form Nir 3 13 (ex. vivaksase)'
The universe ofYaska 125
82
: -h
The analysis dharayateh
0
is a bit uncertain since the text without a danda would
°vipantdd dharayater . It is therefore just as possible that we are dealing with the causative I
hr, hdrayateh. MW traces uddhrta to ud^lhr. One of the meanings attributed to the causativ
hdrayati by MW is 'to have taken from one's self, be deprived of, lose'.
The universe of Yaska 127
expected ca 'and' could be explained by the very fact that the two expressions
are to be understood differently, the first as an adjective and the second as a
substantive giving the reason why the penultimate has been put aside. In any
case hanteh has to be considered an ablative form. We could translate:
amhatih, amhah, and amhuh [all meaning 'distress, trouble, anxiety'] are from
hantih (^Ihan 'strike, kill') with the penultimate put first as a result of inversion/ and
inverted.
Apart from confirming the reading in a pratika, Durga has no remark of
interest here. Skanda-Mahesvara, on the other hand, comment as follows (SM
11:270,18-20):
hanter upadhd yd akdrah sanniskrsya*3 udhah prdpito nita ddau yasya sa
nirudhopadhah I ydv api hakdranakdrdvayavau tdv api vipantau yasya sa
viparltdvayavatvdd vipantahl
The [root] han, of which the penultimate sound, a, is extracted and brought to the
front, that is nirudhopadhah. And that of which those two parts which are the syl-
lables ha and na have been inverted, that is [called] inverted because its parts have
been inverted.
This makes it quite clear that not only is nirudhopadhdt considered a
bahuvnhi and thus an adjective, but vipantdt is as well.
There is every reason, then, to take this passage as an instance of at least one
and possibly two attributes in the ablative case.
(5.26) tdlu taratehl tirnatamam angaml latater vd sydd
[lambakarmanahf4 vipantdt I yathd talaml latety aviparyayahl
tdlu 'palate' is of/from taratih (Vfr 'cross over'): it is the most crossed over organ
[of the body]; or it could be of/from latatih (Vto 'be long'85) [which denotes the
activity of hanging down] because of inversion/which has been inverted, just like
talam 'surface'; laid 'creeper' is [formed] without inversion.
Again, we face the same problem as in the two preceding passages, but here
the use of the substantive viparyaya in forming a compound with the negative
particle a may indicate that vipantdt is to be interpreted as an adjective agree-
ing with latateh which then would have to be an ablative form. Speaking against
tjus is the inserted lambakarmanah which would make such a construction
Cumbersome, and again one would miss a ca 'and' as in the preceding passage
||.25); however, the insertion is excluded by a number of MSS (see note). Durga
IP 1:566,12) glosses vipantdt by ddyantaviparyayena 'by inversion of first and
last'. This may indicate that he takes vipantdt as an ablative of cause, although,
^ The edition reads sanmkrsya, but this is clearly explaining the nih part of nirudhopadhah and
m
we want the meaning 'drawn out', so I think this small emendation is necessary.
Omitted by several MSS; not read by Durga or Skanda-Mahesvara; included by Bhadkamkar
1918 (=D I); excluded by Rajavade 1940.
**,No V/af is met with in the Dhatupathas or the Nighantu; Palsule (1955) lists it as a Sautra root.
128 Indian semantic analysis
86
87
Excluded by several MSS and omitted in the edition of Rajavade (1921)
88
The context is RV 3 30 17, salalukam occurs Nigh 4 3
89
So read for sararukam with several MSS, Durga and Skanda-Mahesvara.
90
A fair number of MSS read ahyasndt
'salaluka-, only RV 3 30.17 °am : unclear Mostly translated as "aimless wandering, wander-
ing aimlessly" (PW, Grassmann, respectively), more credible is Pischel, Vedische Studien III
204 f. (see also Oldenberg, Noten 1239, Geldner 1365) "forbearance, patience". In this case
one could perhaps think of sar- "to stretch oneself (see under sisarti).'
The universe of Yaska 129
come together (sam^lgam) in it, or they [= the warriors] are praised (sarplkirt)
[in it]'. This does not reflect the extant wording of the Nirukta very well either,
and the analysis should therefore be dismissed as a later interpolation.
(11.24) dga9S dnpurvdd gamehl
dgah 'sin' is from gamih (^Igam 'go; move') preceded by [the preverb] dN (a).
This appears to be a straightforward case of an attribute in the ablative case.
Durga quotes the text as above and adds (DII: 1067,11): avasyam evaitad dgac-
chati kartdram ity dgah, 'most certainly it comes (d^garri) to the one who
commits [it], thus [it is called] dgah\ The commentary of Skanda-Mahesvara
is missing at this point. On this basis there is no reason to doubt the text here.
The only point of uncertainty is that Yaska elsewhere (Nir 1.3) refers to the
preverb d not by its technical name dN known from vydkarana, but simply by
stating d iti.
This material leaves us with eleven possible attributes in the ablative case
to technical analyses of the -teh/-eh type. I would consider four of these possi-
ble but inconclusive, namely, vakter vd vahater vd sdbhydsdt (3.13), ardham
harater vipantdt (3.20), hanteh . . . vipantdt (4.25), and latater vd sydd
[lambakarmanah] viparltdt. Further, I would dismiss sarter abhyastdt (6.3)
and sampurvdd vd kirateh (9.14), maybe also dasyateh ksaydrthdt (7.23), as
later additions. This leaves us with four cases of attributes with an ablative case
ending, three of which should be treated with some caution, and the four pos-
sible instances mentioned already. In other words, the material is not over-
whelming, but, as in the case of the possible attributes with a genitive case
ending, the important thing is that ablative endings do occur.
It is evident from the above investigation that it is not possible to rule out
either the genitive or the ablative interpretation of forms in -teh and -eh on the
basis of possible attributes in the Nirukta itself.
and with formal analyses of the -andt type giving the reason why something is
called what it is called. Accordingly, the formula 'x apy etasmdd eva' would
have to be interpreted as 'x too [is so called] for the very same reason'. Since
the overall tendency among scholars, notably Sarup (1921), Skold (1926) and
Rajavade (1940), has been to take etasmdt as a pronoun referring back to a form
in -teh which therefore would have to be a form in the ablative case, I deem it
necessary to present in extenso the material from the Nirukta exhibiting this
formula, and then see what conclusions can be drawn from a detailed investiga-
tion of it.
(1.20a) bhimo bibhyaty asmdtl bhismo 'py etasmdd eval
bhirnah 'fierce; terrible' [is so called because] one is afraid (Vfr/iF 'fear') of it;
bhismah 'terrible; dreadful' too [is so called] for the very same reason.
Can there be any doubt that this gives us a causal explanation? I believe not.
Durga (D 1:151,9) merely quotes the text, not even finding it worthwhile to
comment. The same is the case with Skanda-Mahesvara (SM 1:119,11) and
Nllakantha (NSV 1.6.233).
(1.20b) girih parvatah I samudgirno bhavatil. . . I meghasthdylI megho
'pi girir etasmdd eva I
ginh means a mountain; [it is so called because] it is elevated (sam-uch\gf)\ . . .
'seated on a cloud': meghah 'cloud' too is [called] ginh for the very same reason
[i.e., because that too is elevated].
Skanda-Mahesvara (SM 1:120,6-7) comment: megho 'pi girir etasmad eva,
samudgxrnatvdt so 'pi hi samudglrna ivdntariksena, '"meghah 'cloud' too is
[called] girih for the very same reason", [that is to say,] because of the fact that
it is elevated, for that too is elevated, as it were, by the atmosphere'. There is
no doubt that they take etasmdd eva to be a causal statement.
Nllakantha is of the same opinion (NSV 1.6.151): udgirna via megho 'pi
vdyund vd svarena vdI etasmdd itipurvoktam udgirnatvam uddhriam, 'a cloud
too is as if elevated, by wind or by sound [?], and is called [girih] "for the
[same] reason", that is, the aforementioned property of being elevated'. This
refers back to samudgirnatvahetutah 'for the reason of being elevated' (NSV
1.6.238).
(2.5) gaur iti prthivyd ndmadheyam I yad duram gatd bhavatil yac easy dm
bhutdni gacchantil gdter vaukdro ndmakaranah I athdpi pasundmeha
bhavaty etasmdd eval
gauh is a name for the Earth, since it stretches out (^gam\ lit. 'is gone') far, and since
living beings move (^gam) on it; or it is of/from gdtih (^Iga 'go' or 'sing; praise' 10°),
ioo £>urga (D i 179J) takes it to be Vga 'move', that this root occurs only in the dtmanepada as
a second class root is no indication that he is wrong since Yaska often treats roots occurring
only in the dtmanepada as a noun in -ft, it seems to have troubled Skanda-Mahesvara, though,
who stick to ^Igd 'sing, praise' (SM 11*42,12)
The universe of Ydska 133
M
See pp. 115 f above for a discussion of gdter vaukaro ndmakaranah
134 Indian semantic analysis
102
103
The context is RV 1.164 32 = AV 9 10 10 where the word panvftah occurs.
104
See Kahrs 1980.132, 234-6
A more exhaustive way of interpreting an analysis of the iti satah type will be argued for later,
The universe of Yaska 135
*05 See Kahrs 1980 130-48, 233-50, and 1984 150-2 106
Nigh 1.10.
136 Indian semantic analysis
very same reason, that is, because it moves. This interpretation is supported by
Durga who simply adds (D 1:219,11) asdv api hy eti, 'for it too moves'. Skanda-
Mahesvara, on the other hand, complicate matters when they state (SM
11:95,11-12): ayam apltaro 'hih sarpa etasmad eva eteh I asdv api hi bhumydm
eti. Here etasmad eva is followed by eteh which could be a gloss. In that case
Samp's 'from the same root also' would be correct. It is, of course, also pos-
sible to think of eteh as an added formal analysis without its having to be a
gloss, in which case it does not give us any information on how etasmad eva
is to be understood. That this is the case will become clear below.
The third analysis met with in tjie Nirukta, as a derivation from orphan with
the preverb shortened, comes rather abruptly and without indicating it as an
alternative as is commonly done. Both Durga (D 1:218,11) and Skanda-
Mahesvara (SM 11:95,12) add atha vd and yad vd 'or else', respectively. Durga
(ibid.,12) rephrases this alternative as: dnpurvasya hanteh, 'of tiantih (^Ihari)
preceded by dN (d)\ This clear display of a genitive case ending excludes the
possibility that Durga would consider etasmad eva equivalent to eteh.
(2.22) parjanyo vdyur ddityah sitosnavarsair osadhih pdcayantil anupd101
anuvapanti lokdnt svena svena karmandl ayam apltaro 'nupa etasmad
eva I anupyata udakenal
Rain, Wind, and Sun: with cold, heat, and rain they ripen plants; [so these three]
anupah 'sowers'108 [are so called because they] sow (anuvapanti: artwlvap 'scatter;
sow') the worlds with their respective activities; this other anupah ('watery place;
marshland; shore or riverbank'109) too [is so called] for the very same reason: it is
sown/scattered (anupyate: amAvap) with water.
This would seem straightforward were it not for the fact that Durga remarks
on etasmad eva in the following manner (D 1:229,1-2): vapaterdhdtor asdv
api hy anupyate 'nuprakiryate110 nityakdlam udakena, '[that is, It is] of/from
the root vapatih for this too "is scattered", that is, perpetually thrown at "with
water"'. This, of course, makes it possible to argue that Durga actually glosses
etasmdt by vapateh dhdtoh, but this would not be in keeping with the fact that
Durga invariably treats of the forms in -teh as genitives. It is equally possible
that Durga holds that etasmad eva means 'for the very same reason' and then
adds the formal analysis. Skanda-Mahesvara do not quote the words etasmad
eva but add (SM 11:106,7) vaper eva which clearly is a reference to ^Ivap and
the added eva may indicate that it is linked to reflect the expression etasmad
107
108
The context is RV 10.27.23.
This is how Yaska understands anupah in RV 10.27.23. The word occurs only twice in the
Rgveda. In the present context Geldner translates anupah by 'Buffer vpr 'am Wasser
wohnend', in the context of 9.107.9 by 'Marschland'. Yaska's derivations of anupa have been
dealt with in detail by M.A. Mehendale (1965/78). For other views on this word, see the refer-
ences in VB III; R. Turner (1979), in a review of Mehendale 1978, supports the derivation of
anupd- from dp- 'water' by adducing examples 109
of related words from middle and modern lan-
110
guages (Pali, Prakrit, Hindi, Sinhalese). So Durga (D 1:229,1).
vX.prakiryate.
The universe of Yaska 137
eva. Once more, this makes it possible, but by no means certain that vapeh is
intended as a gloss of etasmdt.
In other words, on the basis of the Nirukta passage itself, it seems perfectly
reasonable to interpret etasmdd eva as 'for the very same reason', but the
remarks of the commentators no longer make this absolutely straightforward.
The next passage to be discussed, however, offers a good reason for ruling out
the possibility that vapeh in the commentary of Skanda-Mahesvara is a gloss
of etasmdt.
(3.9) dhurm dhurvater vadhakarmanah I iyam apitard dhur etasmdd eva I
vihantivahaml
dhuh 'finger; pole' is of/from dhurvatih (^dhurv) which denotes the activity of
hurting;112 this other dhuh ('yoke') too [is so called] for the very same reason: it
hurts the shoulder [of the ox].
Skanda-Mahesvara (SM 11:142,15) replace vadhakarmanah by vad-
hdrthasya, genitive. This effectively rules out the possibility that etasmdt
should pick up dhurvateh. Durga, on the other hand, adds dhdtoh vad-
hakarmanah after etasmdd eva (D 1:274,11-12). This leaves us with the
possibility that he intends to gloss etasmdt by these words, although I find it
more likely that he adds these words as an explicit formal analysis, a conclu-
sion supported by Durga's remarks on the following passage.
(3.10) khala iti samgrdmandma1131 khalater vdl skhalater vdl ay am
apitarah khala etasmdd eva I samdskanno bhavatil
khalah is a name for battle: either it is of/from khalatih (^Jkhal 'tremble; shake'), or
it is of/from skhalatih (^skhal 'stagger; stumble; fall'); this other khalah ('threshing-
floor; granary') too [is so called] for the very same reason: it is scattered over.
Since alternative explanations are given here, it seems feasible that if
etasmdt were a pronoun referring back to a form in -teh, it can in this case only
refer back to the last one, namely skhalateh; on the assumption that etasmdt
gives a reason, this would also seem to be the case. Durga comments on the
passage as follows (D 1:281,14-17):
khalater va bhrasyatyarthasya bhrasyanti hi tatra yodhdhl skhalater va
v himsdrthasya himsyante hi tatra parasparena I ayam apitarah khalah dhdnyakhalah
etasmad eva tatrdpi hi bhrasyanti cumyamdndni dhdnydni himsyante va curnyanta
ity arthah I atha va samaskannah asau bhavati viprakirnaih114 dhdnyaih I
111
Yaska is commenting on Nigh 2 5 anguhndmani 'names for finger' where dhurah is listed.
n
As his nigama Yaska quotes RV 10.94.7.
}113 Nigh 2.19 lists dhurvati under vadhakarmanah.
"m Nigh 2.17; as his nigama Yaska quotes RV 1O'.48.7.
So read for viprakirneh; ed. Rajavade (1921) reads viprakimo with v.l. viprakirnaih,
Bhadkamkar (D 1.281, note to text) states 'a. d. viprakimo for viprakirnaih ofbi.' which indi-
cates that viprakirneh is a mere misprint.
138 Indian semantic analysis
'Either it is of khalatiK which has the sense of falling,115 for warriors fall in it; 'or
else it is of skhalatiK which has the'sense of injuring,116 for warriors ate injured by
each other in it. This other khalalv too', [that is to say,] a threshing-floor, [is so
called] 'for the very same reason', for on that too grain which is being ground falls;
or else it is being injured, that is, ground - that is the meaning. Or else [it is so called
because] it 'is scattered over', [that is to say,] with grain that has been thrown about.
This passage is quite illuminating. First of all, Durga takes khalateh and skha-
lateh to be genitive forms. This rules out that etasmat refers back to any of them.
Secondly, it is not only clear that etasmdd eva gives the reason, but that Durga
lets it refer back to both alternatives: battle is called khalah because warriors fall
in it, threshing-floor is called khalah because grain falls on it; or battle is called
khalah because warriors are injured in it, threshing-floor is called khalah
because grain is injured or ground on it. Finally, Durga takes samdskanno
bhavati as a separate analysis, which I find surprising. The same position is
taken by Skanda-Mahesvara, as will be clear below. The explanation could be
that the meanings of Akhal and Askhal seem to present some difficulty to the
commentators who cannot make any of them fit the meaning of samdskannah.
Skanda-Mahesvara comment on this passage in an equally illuminating
manner (SM 11:149,7-9):
khala iti samgramanama, khalater va mathandrthasya, mathyante hi tatra yodhah,
skhalater va, skhalanti hi tatra yodhah I ayam apityddi, etasmad eva khalateh/
tatrdpi hi sammathyante ksudyante sasydnil skhalantiti va, skhalanti tvaramdnds
tatra karsakdh I samaskanna iti nirvacandntaram I
'khalah is a name for battle: either it is of khalatiK which has the sense of hurting,
for warriors get hurt in it; 'or it is of skhalatiK, for warriors stumble in it; 'also this'
etc., 'for the very same reason' is of khalatih, for on this too [something] is crushed
to pieces, that is, trampled upon, namely corn; or else '[they] stumble', that is,
ploughmen who move with speed stumble on it; samdskannah ('it is scattered over')
is a separate analysis.
It is quite obvious that Skanda-Mahesvara consider khalateh to be a geni-
tive form and that they add it after etasmdd eva. If we demand just a minimum
of consistency within one and the same paragraph, the only reasonable conclu-
sion one can draw from this is that when they add a form in -teh after etasmat,
here and elsewhere, they do not intend the form in -teh as a gloss of etasmat
but as a repetition of the formal analysis - in the genitive case, u
(4.5) musow musikd ity arthahl musikdh punar musndtehl muso 'py
etasmdd eva I
115
Dhp 1.578, however, gives khala samcaye (calane); bhrasyatyarthah is not known from any
dhdtupdtha. Skanda-Mahesvara (SM II: 149,7) give the meaning mathanam 'whirling around;
116
shake; churn; hurt; destroy' to ykhal, this is not met with in any extant dhdtupdtha either.
Dhp 1.577, however, gives skhala samcalane (samcaye ca)\ no dhdtupdtha gives skhala
117
himsdydm.
Nigh 4.1.1 take the form to be the nom. pi. of mils-. Sayana quotes the analysis at RV 1.105.8
where the form musah clearly is nom. pi.
The universe of Yaska 139
musah, that is to say, musikdh 'mice'; musikdh, again, is of/from musndtih (Vmws
* steal'); musah too [is so called] for the very same reason.
Here it is certainly imaginable that etasmdt refers directly to the analysis
musndteh, however this is not how Durga takes it (D 1:364,2-4):
adhundkhydnaprasaktasya musikdsabdasya nirvacanam karoti - musikah punar
musnateh/ 'musa steye" ity asyal musah api ca etasmad eva te hi haranti
dhdnyddinil
Now he makes an analysis of the word musikd 'mouse' which has come up [because
it has been used] in the explanation [of musah\: 'musikdh, again, is of musndtih\
[that is to say,] it is of this [which has been listed Dhp 9.58 as] '[the root] mus
[occurs] when [the sense of] stealing [is to be denoted]'; and 'musah too [is so
called] for the very same reason', for they snatch such things as grain.
This leaves no room for doubt: musndteh is taken as a genitive form, and
etasmad eva is taken to indicate the reason why musah is called musah.
Skanda-Mahesvara, on the other hand, comment as follows (SM 11:208,17):
tathd cdyarn muso 'py etasmad eva dhdtos tathokiah. It is perfectly possible to
translate this as 'and thus also this [word] musah is in that way stated as from
this very [same] root'. Here it would seem that dhdtoh picked up etasmdt
directly. It is not quite certain that this is the way to interpret it, though, since
Skanda-Mahesvara at the previous passage (3.10) added a formal analysis in
-teh, considered to be a genitive form, after etasmdt. One could then take
dhdtoh in the present passage as a genitive form and translate: 'and thus also
this "musah [is so called] for the very same reason", [that is,] it is of the [same]
root as stated'. In any case, the passage demonstrates clearly the very intimate
link between a formal analysis and the reason why something is called what it
is called.
(4.8) madhum somam ity aupamikam mddyatehl idam apitaran madhv
etasmad eva I
madhu ('mead'?), metaphorically meaning Soma, is of/from mddyatih {^\mad 'be
* exhilarated; exhilarate'); this other madhu ('honey; water'?119) too [is so called] for
the very same reason.
It is not entirely clear what senses of madhu Yaska has in mind, but this is
not of primary importance here.120 Durga (D 1:371,1) adds mddyateh after
118 119
120
The context is RV 10.71.2. madhu is listed under udakanamdni Nigh 1.12.
The first word madhu is necessarily the one used metaphorically of Soma. Indeed, the two
words often occur side by side in the Rgveda as in the verse in question here (3.47.1), and
madhu therefore seems to refer to an intoxicating drink in this context; cf. H. Luders
(1959:343 f.): 'Ebenso emdeutig ist die Bezeichnung des madhu als "geprefit" (sutd), der
Prefisteine sowohl als somasut wie als madhusut, und endhch das standige Nebenemander-
gu stehen von soma und mddhu, oft in demselben Verse. Aber gerade ein Ausdruck wie somydm
** madhu scheint mir zu beweisen, daB madhu ursprunghch emen andern Trank bezeichnete und
r
der Name nur auf den Soma ubertragen ist.' By the 'other' madhu I think Yaska intends
3
simply honey, which m itself is considered to possess intoxicating qualities, and not neces-
sarily any intoxicating drink. This is not quite how the commentators take it though. Durga
140 Indian semantic analysis
To take etasmdd eva as referring to the derivation from a verbal root does
not make much sense here. By way of example, Sarup (1921:60-1) translates:
'Or else siras refers to the sun, i.e. it follows all created things to rest, and
stands in their midst. This other (meaning of) siras (i.e. the human head) is
derived from the same root also: the senses depend upon it.' S. Varma
(1953:92) is more explicit in indicating which verbal root he has in mind: ' "the
sun" or "head", is traced to w " t o lie", lit. the former, because "it lies among
all creatures", the latter, because "the organs of sense rest i.e. depend upon it"'.
(4.16) upddarsi sundhyuvahl sundhyur ddityo bhavatil sodhandtl tasyaiva
vakso bhdsddhyuhlam I idam apitarad vaksa etasmdd eva I adhyuhlam
kdye I sakunir api sundhyur ucyate I sodhandd eva I udakacaro bhavati I
dpo 'pi sundhyuva ucyante I sodhandd eva I
'[Her breast (vaksah)] lets itself be seen [like that] of the sundhyU'124 (RV 1.124.4);
sundhyuh is the sun, [so called] on account of the cleansing (sodhanam: ^sudh,
caus.); its very breast (vaksah) is raised/abundant (adhyudhah: adhi + ^lvah 'carry')
with light; this other vaksah ('breast [of human or animal]') too [is so called] for
the very same reason: it is raised on the body; a bird too is called sundhyuh on
account of the very same cleansing, [for] it lives in water; the waters too are called
sundhyuvah125 on account of the very same cleansing.
Note that the explanations with a form in -andt, clearly causal explanations,
are exactly parallel to the etasmdd eva construction; when they are repeated
they even contain the word eva. This supports the hypothesis that etasmdd eva
has to be interpreted as 'for the very same reason'. To assume that etasmdt were
to refer to a well concealed verbal root here would be far-fetched. Sarup,
missing out one sentence, nevertheless translates (1921:62): 'The pure one is
the sun, (so called) from purifying. This other (meaning of) vaksas (breast) is
derived from the same (root) also: it is exalted in the body.'
Durga (D 1:388,5) adds vaher dhdtoh and Skanda-Mahesvara (SM 11:237,2)
add dhdtoh after etasmdd eva\ in both commentaries this is followed by an
expanded version of the reason given by Yaska. Once again, I think they feel a
need to explicate because the analysis in the Nirukta is a bit cryptic and so they
add a formal analysis or at least point out the connection with the preceding one.
124
The context is RV 1124 4 upa adarsi sundhyuvo nd vdkso° The hymn is to Usas Here the
form is gen sg., in the feminine. The meaning of the word is not quite clear Geldner trans-
lates* 'Es zeigt sich lhre Brust wie die erne Sundhyuvogels', and remarks in a note* 'sundhyu
nach Say. em weiBfarbiger Wasservogel, nach Durga der Madgu Auf ein Tier weist auch 8,
24, 24' Renou, on the other hand, translates (EVP 111*61). 'Sa poitnne se laisse voir comme
celle de la courtisane', and remarks in a note (ibid..63) 'Sundhyu nom d'animal possible,
surtout s'll est perrms de considerer aussi comme n d'animaux admasdd et nodhds Noter
qu'au Livre X (138, 5), par possible meconnaissance de notre passage, U. elle-meme est
appelee sundhyu Le mot est aisement etymologisable comme ep quahficative et se dit au
fern d'une jeune femme X 39, 7, des juments du char solaire I 50, 9, de la pensee poetique
VII. 88, 1 La traduction par "courtisane", mcertaine en soi, vaut en fonction de rensemble
des hy. a U'
125
The form must be nom pi. in the feminine. Rajavade (1921; 1940) reads sundhyavah
142 Indian semantic analysis
126
127
The context is the word dkuparasya RV 5.39.2.
Most scholars take kacchah to mean 'mouth' or 'shelF as it suits them. Skanda-Mahesvara
(SM 11:247,6) claim the kacchah of a tortoise is located on its back (kacchapasya prsthe yat
129
kaccha ucyate0). m The context is RV 10.101.10.
The quotation has not been traced; Sarup'( 1927:75, note 6; 1921:66, note 9) remarks: 'Cf. TS.
vi. 1. 7. 2.' The resemblance is rather slight.
The universe ofYaska 143
t at is to say, etasmdt does not refer to rcchateh [gatyarthasya] but states the
ason why there is a grammatical link between arih and rcchatih.
jg| (5.14) puskaram141 antariksamIposati bhutdniI udakam puskaramI
| p pujdkaramlpujayitavyaml idam apitaratpuskaram etasmdd eval
| g puskaram vapuskaram vdl
$
P Analysed in passing.
The editor (Sarup) remarks: '"yatha" ity asya padasya sthdne ca "yatah" iti pdtho yuktah
sydt\ that is to say, 'instead of the word yathd, the correct reading should be yatah "since;
\%i because'". This would of course give the whole passage a different meaning. I am not con-
p-1 vinced by this because of the following evam. 140 But see the note on yathd above.
p The context is puskare RV 7.33.11; puskaram is listed under antariksandmdni Nigh 1.3.
146 Indian semantic analysis
puskaram means the atmosphere: it sustains (^pus) living beings; water is [called]
puskaram [because] it is [a means of] performing (-kara) worship (pujd) [or
because] it is to be worshipped; this other puskaram ('lotus') [is so called] for the
very same reason; or else puskaram [is really vapuskaram, so called because] it
creates (-kara) a beautiful appearance (vapuh).
Once more, we are obviously dealing with an expression which suggests
that puskaram 'lotus' is so called for the very same reason that water is called
puskaram: either because it is a means of performing worship, or because it is
the object of worship. Durga is quite explicit here (D 1:527,8-10):
idam apltarat puskaram padmam etasmad eva kdrandt puskaram ity
ucyate tad api hi pujakaram pujayitavyam ca sobhanatvdt tasyal
'this other puskaram', that is, a lotus, is called puskaram 'because of that very
same', that is to say, reason; for that too is a means of performing worship and is
[itself] to be worshipped because of its beauty. u
Not only does he spell things out by changing it into the unambiguous expres-
sion etasmad eva kdrandt, 'for that very reason'; he also states what the reason
is, namely the same two reasons that were given in the previous analysis.
Skanda-Mahesvara (SM 11:345,12) add dhdtoh, and continue by giving the
causal explanation (ibid.,13) tendpipujyate pujyate vd tad evam sobhanatvdt,
'worship is performed by means of it too, or it is [itself] worshipped in this way
because of its beauty', explanations as karana- and karmasddhana respec-
tively.
(5.22) krttih142 krntatehl yaso vd/ annam vd/ mahiva kfttih sarana ta
indra I sumahat ta indra saranam antarikse krttir iveti I iyam Izpitard krttir
etasmad eva I
krttih is of/from krntatih (^krt 'cut') [and means] either fame or food: 'O Indra, your
protection is great like fame/food' (RV 8.90.6), [that is,] your protection in the
atmosphere, Indra, is very great, like fame/food; this other krttih ('hide; skin;
patched-up cloth') [is so called] for the very same reason [or: is from the same
(root)].
Here etasmdt could easily refer back to krntateh, but taking it as indicating
a causal explanation works without any problem: because of the cutting. Durga
remarks (D 1:554,10-11): sdpy etasmad eva krntateh sd hi vastrdvayavaih
krttair grathitd bhavati. This could be translated 'this [krttih 'patched-up^
garment'] too is from this, that is, from krntatih, for that is put together by
means of parts of garment which has been cut'; but it could equally well bei
translated 'for the very same reason the [krttih] too is of krntatih, for that is put
together by means of parts of garment which has been cut'. In other words, it
may work both ways. The possibility that we are dealing with ^krt 'weave;
spin' as indicated by Varma (1953:130) is ruled out by the fact that this would
142
Nigh 4.2; kfttih also occurs Nigh 3.4 under grhanamani 'names for house';
The universe of Yaska 147
I am not convinced that Durga has got this right, but the passage does in any
case contain several interesting features. First of all, Durga makes it clear that
he takes socateh to be a genitive form. This excludes the possibility that
etasmdt refers back to it, but not that he does not take it to mean 'from the very
same root {^suc)\ It is, however, perfectly possible that it indicates a reason,
that is, that the reason for the word suci 'pure' is the same as the one for suci
'burning' and for that reason to be derived from the same ^suc. This analysis
he attributes to the grammarians. The following is then considered a separate
analysis which Durga makes formally clear by nihpurvdt sincateh, indisput-
ably ablative forms. But the very fact that this is a separate analysis excludes
the possibility that it picks up etasmdt which has already been linked to the
genitive form in -teh preceding it.
(6.17a) srprah146 sarpandtl idam apitarat srpram etasmdd eval sarpir vdl
tailam vdl
srprah 'slippery; oily; gliding' [is so called] on account of the gliding (sarpanam:
V-srp); this other srpram (nt., 'ghee; oil') too [is so called] for the very same reason;
ghee or oil.
This illustrates well how the etasmdd eva formula is parallel to an analysis
of the -andt type. Durga spells it all out (D 1:650,15-16):
srprah (71) iti anavagataml sarpa ity avagamahl sarpanad iti nirvacanaml idam
apTtarat srpram etasmad eva, sarpanad etat sarpir va tailam va, tad api hi sarpatil
srprah (Nigh 4.3.71) is not understood; sarpah ('which glides') would provide an
[immediate] understanding; sarpandt is the analysis; 'this other srpram too [is so
called] for the very same reason', [that is to say,] on account of the gliding - 'ghee
or oil' - for this too glides (sarpati). ^
Once more it is clear that we are dealing with a statement providing a causal
explanation.
(6.17b) skandho141 vrksasya samdskannam14* bhavatil ayamnpitarah
skandha etasmdd eva I dskannam kdye I i
skandhah (skandhas- nt.) 'branching crown' of a tree [is so called because it] is
attached {samdskannam: sam-d\skand) [to it]; this other skandhah (skandha- m.;
'shoulder') [is so called] for the very same reason: it is attached to the body.
Again etasmdd eva clearly offers a causal explanation. Durga does not quote^
this analysis, he only comments upon RV 1.32.5 which is quoted as a nigama
for the word kulisah which occurs at Nighantu 4.3. There is therefore every^
reason to assume that the present passage is a later interpolation. Skanda-l
146 147
148
Nigh 4.3. The context is skdndhamsi RV 1.32.5.
Samp (1927) reads samaskanno0. This cannot be right. As is clear from the nigama quoted'
(see preceding note), we are dealing with skandhas- (nt.); Skanda-Mahesvara too read:
samdskannam0 (SM 11:456,11).
The universe ofYaska 149
Mahesvara comment upon it, however, and gloss (SM 11:456,12) etasmdd eva
by dskannatvdt, 'because it is attached [to the body]'. This leaves no room for
doubt: they assume that they are dealing with a causal explanation.
(7.29) mithunau149 kasmdtl minotih srayatikarmd I thu iti ndmakaranah I
thakdro vdl nayatih parah I vanir vdl samdsritdv anyonyam nayatahl
vanuto vdl manusyamithundv apy etasmdd eva I methantdv anyonyam
vanuta iti vdl
Why mithunau 'couple'? [Because it is of/from] minotih (Vm/ 'fix') which denotes
the activity of depending; thu is the suffix, or else it is the syllable tha, [with]
nayatih (Vwf 'lead') or vanih (^van 'win')150 [to account for] the last [part]: depend-
ing on each other, they lead [each other] or they win [each other]. A human couple
too [is so called] for the very same reason; or else [they are so called because] they
win each other when they are uniting (methantau: Amith 'unite').
The last statement here offers an alternative explanation which contains an
alternative verbal root to account for the first part of the word. This does not
mean that it is not perfectly sensible to take etasmdd eva as offering a causal
explanation. Skanda-Mahesvara (SM 111:110,3) add dhdtupratyayasamuddydt
after etasmdd eva. If this is intended as a gloss, we are dealing with a case
where they take etasmdt to refer directly to the formal elements of the analy-
sis and not to the reason why something is called what it is called: 'from the
[same] combination of roots and suffixes'. This, however, would not be in
agreement with their own remarks at Nirukta 3.9 and 5.26 discussed above.
(9.8) islkesater151 gatikarmanahl iyam apitaresikaitasmdd eva I
isikd 'reed; rush' is of/from Tsatih (Vw) which denotes the activity of moving; this
other isikd ('arrow') [is so called] for the very same reason [that is, because it
moves].
This is a case where it would seem reasonable to interpret etasmdt as refer-
ring directly back to Tsateh, but the passage is almost certainly a later addition
since it is an analysis of a word that has been used to explain a word that has
been used to explain the form mdujavatasya which occurs RV 10.34.1, since it
is not commented upon by Durga, since Skanda-Mahesvara quote it in the form
iyam152 apTsikd apareslkd tasmdd eva (SM III: 149,5), and since the second
word is isikd, not isikd. I am therefore inclined to dismiss this passage as a later
interpolation.
(10.44) budhnam153 antariksaml baddhd asmin dhrtd dpa [iti vd]154 idam
apltarad budhnam etasmdd eva I baddhd asmin dhrtd prdnd iti I
149 15
151
The context is RV 10.88.11. ° Durga talks about sampmsarana here (D 1:833,8).
152
The analysis is given in passing while commenting on RV 10.34.1.
153
The editor notes: yam apisikdpa (pa C.) lesikd B. C.
The context is dhir budhnyah Nigh 5.4. As a nigama Yaska offers RV 7.34.16 which also con-
tains the word budhne. 154 Omitted by several MSS.
150 Indian semantic analysis
budhnam means the atmosphere, [so called because] waters are held bound
(baddhdh: ^bandh 'bind') in it; this other budhnam ('body') too [is so called] for
the very same reason: the breath is held bound in it.
This passage quite naturally lends itself to be interpreted as giving a causal
rather than a formal explanation. This is confirmed by Durga who adds very
little here (DII: 1026,10-11): idam apftarat sanram budhnam ity ucyate,' "also
this other one", that is, the body, is called "budhnam" \ This is simply followed
by the words of the Nirukta, a fact which indicates that Durga felt no further
explanation was needed; the Nirukta passage itself gives a causal explanation.
Skanda-Mahesvara (SM IV:49,8-9) repeat Durga.
(11.39) gaun155 rocateh I jvalatikarmanah I ayam apftaro gauro varna
etasmdd eval prasasyo bhavatil
gaun is of/from rocateh (^Iruc) which denotes the activity of blazing; this other
gaurah too, that is, the colour, [is so called] for the very same reason: it is praise-
worthy.
This is not immediately clear. Durga remarks on it in the following manner
(D 11:1085,12-14):
gaurih156 rocateh ]\dldXyarthasyal mddhyamikd vdkl sd punah dlptimatil ayam
apltarah yo gauro varnah so 'pi etasmad eva rocateh I sa hi dfptirupatvdt krsnddin
apeksya prasasyo bhavati /
*gaurih is of rocatiK which has the sense 'of blazing' [and is] Speech [as a deity]
of the middle region: this, again, is bright; 'this other one too', the one which is 'the
colour gaurah\ that one too 'for the very same reason' is of rocatih: for it 'is praise-
worthy' with regard to such [colours] as black by fact of its being the colour of
brightness.
Durga's understanding of how the same causal explanation works is as good
a guess as anyone's. It is possible here that rocateh glosses etasmdd eva but it
is not very likely since Durga has already glossed rocateh with a form in the
genitive case. The way to take this passage, I believe, is that Durga understands
etasmdd eva to indicate a causal explanation and only secondarily a formal
analysis, and that when the commentators add dhdtoh, which Skanda-
Mahesvara do in this case (SM IV:86,10), or a form in -teh after etasmdd eva,
these forms have not been intended as glosses on etasmdt, but have been added
in order to clarify the formal analysis.
155 Nigh 5 5 As a nigama is offered RV 1164 41. The word gaun is listed under vanndmdni
'names for speech' Nigh 1.11. Geldner (RV 1164 41) takes gaurfas 'Buffel(-fell)', but see
Luders (1951*252) who sees in gaurf 'allerdings den Himmelsstrom, aber zwischen diesem
und der Vac bestehen die nachsten Beziehungen', and Renou EVP XVI 92; V S.
Agrawala (1962) argues that gaun 'she-buffalo' symbolises Varuna's waters as well as vdk
156
'speech'.
This is how the word occurs RV 1164 41, clearly as nom sg , whether Durga actually read it
like this in the Nighantu is hard to tell.
The universe of Yaska 151
(11.47) ano157 vdyur anitehl api vopamdrthe sydtl anasa iva sakatdd iva I
anah sakataml dnaddham asmims civaraml aniter vd sydtl
jivanakarmanah / upajivanty enatl megho }py ana etasmdd eval
anah means wind [and] is of/from anitih (N'an 'breathe'); or else it may be [used in
RV 4.30.10] in the sense of a comparison: as if from the anah, that is, as if from the
carriage; anah means a carriage [and is so called because] rags are bound onto it;
or else it is of/from anitih which denotes the activity of living, people make a living
of it; a cloud too [is called] anah for the very same reason
This is not particularly informative, and I am inclined to dismiss it as a later
interpolation, first and foremost because anah sakatam and the rest of the
passage is not met with in the commentary of Durga, but also because of the
repetitive nature of the various analyses (aniter vd sydt jivanakarmanah) and
their general mindlessness. Durga does quote the first analysis, ano vdyur
aniteh, and makes it clear that he takes aniteh as a genitive form by glossing it
prdndrthasya 'which has the sense of breathing'.
This investigation leaves us with thirty-three instances of the etasmdd eva
formula. Out of these I would dismiss five as later interpolations.158 Eighteen
clearly indicate a cause.159 Five out of these eighteen are part of constructions
which involve causal analyses of the -andt type.160 An atypical instance is 7.29
where various verbal roots and suffixes are given in the nominative case to
indicate alternative derivations in reply to the question kasmdt 'why?' which
one could easily argue is picked up again by etasmdt. In the remaining ten
cases161 it is possible that etasmdt refers directly to forms in -teh or -eh, but all
of these cases can equally well be interpreted as causal explanations. This war-
rants only one conclusion: in the first instance the formula etasmdd eva indi-
cates a cause, not a grammatical derivation. All the occurrences met with in
the Nirukta lend themselves to such an interpretation, and in several cases no
other interpretation is possible.162 In no way, then, can the formula etasmdd eva
be taken as evidence that the forms in -teh and -eh are ablatives.
Turning to the commentaries, we find support for this conclusion. This
support is not entirely unambiguous, though in the vast majority of instances
it is clear that the commentators take etasmdd eva to mean 'for the very same
reason'. Durga, in fact, explicitly expands the set expression to etasmdd eva
kdrandt, 'for this very reason' in two instances.163 Several times164 the com-
mentators add the word dhdtoh or a form in -teh after etasmdt, but more than
once they themselves make it clear that they consider these additions to be gen-
itive and not ablative forms.165
157 158
159
The context is dnasah RV 4 30 10 2 6, 5 1, 6 17b, 9 8, and 11 47
1.20a, 1.20b, 2 168, 2.13, 2.17, 2.22, 4 13, 4.16, 4 18, 4 19, 4.21, 4.27, 5 2, 5.4, 5 14, 6.1, 6 17a,
161
and 10 44 ° 2.17, 4 16, 4 27, 5 2, and 6 17a
162
2.5, 3.9, 3.10, 4.5, 4.8, 5 163
7, 5 22, 5 26, 6.1, and 11.39
E g., 4 19,4.27, 5.2 Durga at 5 2, 5 14
164 2 17, 2 22, 3 9, 3 10, 4 5, 4.8, 4 13, 4 16, 5 7, 5 22, and 5 26
165
Durga at 3.10, 6.1, 11.39, Skanda-Mahesvara at 3.9, 5.7, 5.26.
752 Indian semantic analysis
Now, when it is said that 'gauh is a name for prthivV this seems to me to
mean both that gauh is a name for the Earth, that is to say, that it signifies the
Earth, and that the words gauh andp/t/i/vfare synonyms. In fact, the first three
chapters of the Nighantu rest on this assumption. Each section contains a group
of synonyms the meaning of which is indicated by the adhikara-word of that
particular section. In the statement gaur itiprthivyd ndmadheyam, then, we can
observe a certain confusion between a term and that which it signifies. We can
also observe that the genitive in this construction fulfils a double function. On
the one hand, it is used to mark a relation between a word and that which it sig-
nifies. On the other hand, it is used to mark a relation between one linguistic
element and another, that is to say, between two words. More specifically, the
latter relation implies that one can substitute 'gauh' for 'prthivV. Indicating a
word as a synonym of another is tantamount to saying that one word occurs in
the meaning of another word. Disregarding the confusion between a word and
the thing it signifies, one can argue that if a genitive case ending is used in this
manner, it is in effect a substitutional genitive, what the Indian grammarians
refer to as a sthdnasasthT.
Definitions of synonymy are hard to come by in works on theoretical lin-
guistics and philosophy of language, but the few we come by seem to pre-
suppose or involve substitution criteria. Addressing the question of synonymy
within one and the same language, Quine (1961:56) remarks:
So-called substitution criteria, or conditions of interchangeabihty, have in one form
or another played central roles in modern grammar. For the synonymy problem of
semantics such an approach seems more obvious still. However, the notion of the
interchangeability of two linguistic forms makes sense only in so far as answers are
provided to these two questions: (a) In just what sorts of contextual position, if not
in all, are the two forms to be interchangeable? (b) The forms are to be interchange-
able salvo quo) Supplanting one form by another in any context changes something,
namely, form at least; and (b) asks what feature the interchange is to leave invari-
ant. Alternative answers to (a) and (b) give alternative notions of interchangeabil-
ity, some suited to defining grammatical correspondences and others, conceivably,
to defining synonymy.
When it is stated in the Nighantu that two words are synonymous we do not
have to worry about the problem of context because they are clearly stated to
ibe synonyms in at least one context. The same holds good when Yaska states
\gaur itiprthivyd ndmadheyam. That 'gauh9 and 'prthivV are synonyms, that is
fto say, that they are substitutionable, entails that the name 'gauh' can occur in
pthe place of, that is to say, in the meaning of, the name 'prthivV.
\ With this background, I shall now turn to a set wording or formula, repeat-
edly employed by Yaska and the commentators alike, which is of considerable
interest when it comes to understanding the use of this genitive and how, at
lleast at one level, it relates to the genitive used in the analysis of the -teh type.
;fThe formula x ity apy asya bhavati is used when a nirvacana has just been
given and a following word is analysed in the same manner. Roughly, one may
154 Indian semantic analysis
translate this as 'x is also of it', but a more detailed investigation of the
instances occurring in the Nirukta itself seems called for.
(1.17) tvisitom jvalitahl tvisir ity apy asya diptindma bhavatil >
Sarup translates (1921:18): 'Tvisitah means shining. Of this word (the
part) tvisih is a synonym of light.' I do not think Sarup has understood this
correctly. In the first place he does not account for the particle apj, which is
rather crucial to this set expression. I suggest the construction be interpreted
as follows. First tvisitah is explained by the synonym jvalitah 'lighted;
blazing; burning'; then, since Yaska remembers there is also a similar word
tvisih, he adds that this too is a synonym of jvalitah, but because tvisih can
mean 'vehemence' as well as 'light, blaze', he specifies the condition that this
holds good only when it is a name for diptih 'light'. The passage could then
be translated: 'tvisih is also [a name/synonym] of this [when it is] a name for
light'.
Durga (D 1:138,10-11) quotes the text as above and adds: apathitam api
diptindmasu na kevalam ydny eva pathitdny anydny apy iti, 'even that which
is not listed [is included] among the names for light, [that is,] not exclusively
those which are listed, but also others'. This is a bit odd, since there is no
section in the Nighantu listing diptindmdni, names for light; nor does there
exist, as far as I am aware, any other lexicographical work with such a list.
Probably he is referring to the jvalitp ndmadheydni at Nighantu 1.17.
Skanda-Mahesvara (SM 1:109,6-7) quote the passage verbatim and add: iti
prdsangikam tvisisabdasya nirvacanam, 'thus an occasional nirvacana of the
word tvisiH\
(2.15) dinndmdny uttardny astaul. . . / tatra kdsthd ity etad anekasydpi
sattvasya [ndrna]169 bhavatil kdsthd diso bhavantil krdntvd sthitd
bhavantil kdsthd upadiso bhavantil itaretaram krdntvd sthitd bhavantil
ddityo 'pi kdsthocyatel krdntvd sthito bhavatil djyanto 'pi kdsthocyatel
krdntvd sthito bhavatil dpo ypi kdsthd ucyanteI krdntvd sthitd bhavantiti
sthdvardndm I
The following eight are names for the quarters . . . Among these kdsthd is [a name]
for several entities. [Thus,] kdsthdh are the quarters: striding across (V&ram), they
are set {^sthd)\ kdsthdh are the intermediate quarters: having crossed each other,
they are set; the sun too is called kdsthd: striding across, it has set; also the strip of
a shooting range170 is called kdsthd: striding out, it comes to an end; the waters too
are called kdsthd: striding out, they come to a halt, thus [it is a name/synonym] of
stationary waters.
Again, we have a genitive construction, in structure parallel to ity apy asya
bhavati, which states that a particular word is a synonym for several other
168 169
170
The context is RV 10 84 2 = AV 4 31 2 Omitted by several MSS
I follow Durga here, who (D I 312,16) glosses ajyantah by sarapathdntah 'the end of the
course of an arrow', pw, MW, and Apte identify it as the goal of a race-course
The universe of Yaska 155
words, although the primary relationship here is that between a word and the
thing signified.
(6.21) rnjatih prasddhanakarmd I [. . .] 171 rjur ity apy asya bhavatil rjuniti
no vdrunahl ity api nigamo bhavatil
rnjatih denotes the activity of perfecting/embellishing;... rjuh 'straight' is also of
this: 'with straight guidance [let] Varuna [lead] us' (RV 1.90.1); this too is a quota-
tion from Veda.
Both rnjatih and rjuniti occur at Nighantu 4.3. In the present case, asya in
the set expression refers back to rnjatih; in other words, it is equivalent to
rnjateh which accordingly has to be understood as a genitive form. This is also
how Durga understands it (D 1:668,7): rjur ity apy asya/va rhjater bhavati.
Skanda-Mahesvara state the same (SM 11:466,8).
(6.22) kuruh krntateh I kruram ity apy asya bhavatil
kuruh 'Kuru' is of krntatih (^Ikrt 'cut'); kruram 'cruel' is also of this.
Even Sarup has to deviate from his standard translation here (1921:106):
The word krura (cruel) belongs to the same root also.' Durga (D 1:675,14)
glosses asya by krntateh which is thus to be considered a genitive form. It is
also worthy of notice that after quoting the analysis kuruh krntateh, Durga
(ibid.,13) adds: sa hi satrun krntati, 'for he cuts to pieces enemies'. This makes
it clear that he thinks of the analysis krntateh as involving much more than a
mere reference to a verbal root.
(6.27) amhuro 'mhasvdn I amhuranam ity apy asya bhavatil krnvdnn
amhuranad uriil ity api nigamo bhavati/
amhurah means distressed;172 amhuranam is also [a name/synonym] of this:
'making free from the distressed' (RV 1.105.17); this too is a quotation from Veda.
The word amhurah occurs at Nighantu A3. This is a case parallel to Nirukta
1.17 tvisito jvalitahl tvisir ity apy asya diptindma bhavati, discussed above.
First a word from the Nighantu is explained, then another word is quoted as a
synonym of it, asya unambiguously a genitive form. Nevertheless, Sarup trans-
lates (1921:108): The word amhuranam is derived from the same root also.'
Similarly, Skold (1926:184) remarks in a note to the word asya: 'We should
expect etasmdd eva.' As we have seen, we should not expect etasmdd eva since
no reason is given here. We are dealing with a manner of indicating that
another word too is a name for the same thing, ultimately indicating synonymy
by means of a form in the genitive case. Durga supports the reading, adding
only that there is an occasion for offering an analysis also of amhuranam since
there is usage also of this word (D 1:687,12), a claim he justifies by quoting RV
171
Several MSS insert RV 10 76 1 as a nigama
m
here. Durga, however, says that Yaska does not
give a nigama here (D 1.667,15) That is, amhas-vat-, amhah is explained at Nir 4 25
156 Indian semantic analysis
1.105.17. This indicates that for Durga the formula ity apy asya bhavati is
common usage simply not worth commenting upon. The assumption that we
are dealing with synonymity is supported by the commentary pf Skanda-
Mahesvara (SM 11:482,14-15):
asyoddharane pradarsitavye I etatsqmdndrthasya sdrupyaprasangdd amhurana-
sabdasya tdvan nigamam darsayati krnvann amhurandd iti I
When an example of it [= amhura] is to be given, he simply gives the Vedic quota-
tion krnvann amhurandt for the word amhuranam which has the same meaning as
it, because there is occasion [for an analysis of that which is] of similar form.
(10.17) m seva iti sukhandma I sisyateh I vakdro ndmakaranahl
antasthdntaropalingi I vibhdsitagunahl sivam ity apy asya bhavati I
sevah is a name for happiness [and] is of sisyatih {^sis 'stir'); the syllable va is a
noun-maker; [and the word] has a substitute174 [v] for the penultimate [s\\ [and]
optionally it takes guna; sivam is also of this.
Here it is more difficult to determine with absolute certainty whether asya
refers back to sevah or to sisyateh. I am inclined to believe that it is to the latter.
Durga is not clear about his view on this, although he clearly considers sisyateh
to be a genitive form (D 11:981,13): sisir dhdtuh, vakdrah pratyayah sisa ity
asya, 'the root is sisih (Vizs), the syllable va is the suffix, [so it is] of this [root]
sisA (Dhp 1.718)'. Skanda-Mahesvara too consider sisyateh to be a genitive
form (SM IV:20,4). To the phrase sivam ity apy asya bhavati Durga just adds
(D 11:982,3) agunapakse, 'on the option that there is no guna strengthening',
and Skanda-Mahesvara comment similarly (SM IV:20,5): vibhdsitagunatvdc
ca sivo 'pi siddhah, 'and because guna strengthening is optional here, [the
word] sivah [sic] is also established'.
(11.5) candras175 candateh I kdntikarmanah I candanam ity apy asya
bhavati I
candrah 'bright' is of candatih (^cand 'shine') which denotes the activity of being
beautiful; candanam 'sandalwood' is also of this.
The context is the explanation of the word candramdh from Nighantu 5.5.
Sarup (1921:171), ignoring the genitive, translates: 'Candra "bright5' is derived
from (the verb) cand, meaning to shine. The word candanam (sandalwood) is
derived from the same root also.' Skold (1926:244), presupposing tliat we must
be dealing with an ablative, remarks in a note to asya: 'We should have
expected etasmdd eva?
There can be no doubt, however, that asya is a genitive form and that it refers
to candateh which therefore is a genitive form too. This is confirmed by Durga
who remarks (D II: 1039,17-18): .
173
174
Cf. the previous discussion p. 117 above.
The term upalingin
175
occurs only here in the Nirukta, and I am not confident abput my trans-
lation. v.l candram eight MSS, candrdm occurs as a name for gold at Nigh 1 2.
The universe of Yaska 157
ity apy asya bhavati (Nir 10.17), it is even hard to determine whether asya refers
back to sisyateh or whether it indicates sivam as a synonym of sevah.
What this information tells us, then, is that the same genitive form asya in
the formula ity apy asya bhavati is used both to indicate that one word signi-
fies the same thing as another word, thus ultimately indicating that the two
words are synonyms, and to indicate a form in -teh, that is to say, a grammat-
ical derivation. In some instances it is even hard to determine which alterna-
tive we are facing.
Thus, the same formula ity apy asya bhavati refers both to a form in -teh and
to the thing signified by a word. This cannot be coincidence. Ultimately the
two alternatives work in the same way if we think in terms of substitution.
When the genitive indicates that one word signifies the same thing as another
word it means that one word is a synonym for the other. The words are thus
substitutionable. And I take this formula to be indicative of how even the gen-
itive in an analysis of the -teh type ultimately is to be understood, i^amely, as a
substitutional genitive tantamount to the one used in indicating a synonym. For
example, the analysis candras candateh (Nir 11.5) clearly indicates that
candrah 'bright' is to be derived grammatically from candatih {^cand 'shine')
but also that it is a synonym of the expression yo candati 'that which shines'.
I shall substantiate this claim by turning to the iti satah type of analysis.
gular forms satah and satydh are genitives as well. This instance also reveals
that sat-, the present participle of the root ^las 'to be', agrees in number with
the word which is analysed. It takes the unique instance of aplurale tantum to
reveal this important piece of information; a word is normally analysed in the
singular number.
(2) That sat- follows not only the number but also the gender of the noun
being explained is clear from the following instances: usdh kasmatl ucchatiti
satydh (Nir 2.18) and vdslti vdnndmal vdsyata iti satydh (Nir 4.16).
It is evident from this that the relation sustained between a term and its cor-
responding explanatory expression has to be conceived of as being far more
than just a reference to a verbal root. One immediate intention with an analy-
sis of this kind is obvious: it enables Yaska to delimit the number of possible
kdraka interpretations by embedding a kdraka analysis within the framework
of an analysis which is formulated in highly technical language also in every
other respect. The following examples may serve to illustrate this. In karma
kasmatl kriyata iti satah (Nir 3.1) the word karman 'action' is connected with
Vfer 'do; make', but in the passive, an analysis as karmasddhana. In mrtyur
mdrayatiti satah (Nir 11.6) the word mrtyu 'Death' is connected with Amr
'die', but causatively: mdrayati 'it causes to die', an analysis as hetusddhana.
Mere reference to the verbal roots and suffixes involved would not necessarily
bring to light the full semantic content of these words, although both of them
lend themselves to complete grammatical derivation as laid out in the
Unddisutras. 18° The Unddisutras seem to derive mrtyu in the sense of marana
'death; dying', that is, as bhdvasddhana.m Yaska, on the other hand, explains
mrtyu in the sense of 'Death', and only an interpretation as hetusddhana
(mdrayati) would disclose the function of the god of death: he causes beings
to die.
The commentators leave us in no doubt that they consider a restriction with
regard to kdraka interpretation the main intention behind an analysis of the iti
satah type. For example, commenting on the analysis dyur ity ahno ndma-
dheyamml dyotata iti satah (Nir 1.6), Durga remarks (D 1:77,10-11):
dyotata iti satah / dyotate tad iti dyur iti kartrkdrakamml sad iti yatra bruydt tatroc-
cdnta eva kdrakaniyamo drastavyah I anyatra yathestham yojyam I
'dyotata iti satah': in as much as one says 'it184 is bright', [it is called] dyuh 'day'
C [and] thus [to be interpreted as] kartr-kdraka. Wherever he (= Yaska) may add sat-,
there will be seen the kdraka restriction to have m fact been stated. Otherwise [i.e.
when sat- is missing] one must construe according to preference.
J80 p p u 4 144 a n d 3 2i5 DPU 6.73 and 1.135; cf A 3 3 1 unddayo bahulam, '[the suffixes] un etc
[occur] promiscuously'.
181
Yudhisthira Mimamsaka (1943 89, note 6) lists the v 1 mrlyante jand aneneti, 'people die by
182
means of it', which would give an interpretation as karanasddhana
dyuh is listed under aharndmdm at Nigh 1 9
?1843 With v 1. and Rajavade 1921 49,4 for dyotater dyur ml dyotata iti kartrkdrakam
tad - dyuh, attested also in the neuter according to MW.
160 Indian semantic analysis
Similarly, Skanda-Mahesvara have this to say about the same analysis (SM
1:67,7-10):
dyur lty ahno namadheyam, tad dhi rasmisambandhdd dyotate, sata ity updttam
kdrakapangrahdrtham, dyotata iti evam satah kartrkdrakel%s yuktasya satah
kartrkdrake na kdrakdntara ity arthahl evam yamo yacchatlti sata186 ity dddv api
sarvatra nirvacane^1 sata ity etad vydkhyeyaml
' "dyuh" is a name for day', for it is bright since it is related to the rays [of the sun].
[The element] satah is employed in order to include [in the analysis an interpreta-
tion with regard to] kdraka; [that is to say, it is a name] 'for something which is' in
such a way (evam) 'that one says (iti): it is bright', [that is to say,] for something
which is in such a way that it construes in the sense of the zgent-kdraka, that is to
say, in the sense of the agent-kdraka and no other kdraka. In the same way this
[element] satah is to be explained also in such instances as (Nir 10.19) yamo
yacchatlti satah [and so also] in all nirvacanas.
Thus, the commentators agree that the main purpose of an analysis of this
kind is to make a restriction with regard to possible kdraka interpretations.188
Now, if this is all Yaska wanted to say, he could have adhered to an analysis of
the type mehatiti meghah. I therefore doubt that the commentators have got the
whole story here.
One more thing which distinguishes this type of analysis from an analysis
of the -teh or -eh types is that the genitive of satah etc. operates in a different
way. In an analysis such as megho mehateh the genitive form mehateh estab-
lishes, at least in the first instance, a relation with the word-form meghah, not
with that which is signified by the word. In an analysis such as megho mehatiti
satah there is no such direct relation between the term and the explanatory
expression.
Let me now turn to the way in which Durga interprets an analysis of the iti
satah type (D 1:226,4-5):
aha - meghah kasmat/ ucyate - mehatiti sihcaty asaul evam kartari kdrake satah
asyaitad abhidhdnam bhavati megha iti I
He (Yaska) asks: 'why meghahV It is said: 'it rains', that is to say, it sheds water,
[and so] this name occurs for that 'which exists' in such a way, that is to say, in the
sense of agent as far as kdraka is concerned, [and hence] 'meghah'.
The syntax is a little cumbersome here due to the commentatorial style, but
the following points are clear. Durga too recognises that the relation here is not
directly between two word-forms. Nevertheless his interpretation is very
185
Corrected SM IV 608 from karakena. The dental n would imply kdrake na, a reading that
makes no sense. The na may have crept m under influence of the subsequent kdrake na in the
186
same passage.
Corrected SM IV 608 from the impossible evam 187
yamayos cid id iti sata ity°\ we are clearly
188
dealing with a quotation from Nir 10.19 Corrected SM IV: 608 from nirvacanena.
The commentators frequently repeat this view in a more abbreviated form, for example Durga
at Nir 2 13,2 18,2 21,3 1,3.9,3.10,4.16,10.34; Skanda-Mahesvara at 3.1,3.8,3 13,4.16,10.3.
The universe of Yaska 161
similar to the way in which he interprets analyses m -teh and -eh, for example
(D 1:30,2-3): samdnpurvasya mndter abhydsdrthasya karmani kdrake
samdmndyah, 'in the sense of karman as far as kdraka is concerned, [the term]
samdmndya is of Amnd which has the sense of repetition189 and is preceded by
[the preverbs] sam and d\ In other words, the only difference Durga sees in the
two types of analysis is that in the iti satah case the kdraka interpretation has
been spelled out and the fact that the relation marked by the genitive case
ending is not directly between the verbal element and the term being explained
forces him to supply asyaitad abhidhdnam bhavati, 'this is a name of that' or
'this name is of that'. The discussion of the ity apy asya bhavati material
revealed that the distinction between a word and that which it signifies is
blurred in the Nirukta. Similarly, in the present instance, Durga does not seem
to distinguish sharply between word and signified thing.
It is evident, however, that in an analysis of the iti satah type the primary
relation is not between one word and another, but between a word and that
which it signifies. This is clear because mehatiti san is self-referring and thus
it would be difficult for it to serve as an ideal substitute for meghah. Another
feature which brings this out is the very fact that sat- agrees in gender and
number with the word that is being analysed. This makes sense only if the
reference is to the thing and not to the word which denotes it.
It is equally evident, though, that the distinction between word and denoted
thing is blurred in nirvacana analysis. This is the case even within the frame-
work of analyses of the -teh type; for example: vaydh sdkhd vetehl vdtdyand
bhavanti, 'vaydh, [meaning] branches, is of/from vetih (Vvf 'move'); they are
such as move in the wind' (Nir 1.4). Names are analysed but in relation to the
things they name.
It is worthy of notice that nowhere do Durga or Skanda-Mahesvara
comment on the fact that satah follows the term being explained in gender and
number, nor do they attach any other significance to sat- than its function of
determining which kdraka is involved. I think more is implied by sat- than just
this. I also believe that the genitive is to be understood in a different way.
Accordingly, I think it is possible to pursue matters further here. Let me first
of all suggest the following simple interpretation of megho mehatiti satah:
'meghah' is of that which really exists (satah) so that one says (iti) [of it]: it rains
(mehati).
According to this interpretation, the analysis determines the reference of
meghah by giving a definite description as in the nirvacanas of 'Bhairava', and
it provides a relation with a verb or a verbal root. A straightforward rendering
of the above interpretation would seem to be that the word meghah belongs to
something, namely a cloud, of which one can say that it rains. But if names are
introduced by a description, this would be either as a theory of the meaning of
189
Cf. Dhp 1 976 mna abhyase.
162 Indian semantic analysis
names or merely as a theory of their reference. Yaska has stated clearly that
his search is for the meaning of names. Let me therefore assume that we are
dealing with a theory of the meaning of names. It is possible, as Itshall later
argue,190 to interpret the genitive as marking the relation of 'being in the place
of and to conceive of this 'place' as the meaning of a word in the sense that
megho mehatlti satah could be interpreted:
'meghaJf is in the meaning of that which really exists {satah) so that one says (iti)
[of it]: it rains (mehati).
Under this interpretation the genitive is taken as a substitutional genitive, in
the same way as the genitive used to indicate that a word is used to signify the
same thing as another word, that is to say, ultimately speaking that the two
words involved are synonymous. As pointed out in the previous section, Yaska
is familiar with and indeed employs such a usage. This fits well with the fact
that a considerable number of the words analysed by an iti satah construction
are adhikdra-words in Nighantu 1-3. The adhikdra-word is semantically sub-
stitutionable for all the other words in the group indicating as it does the
meaning common to all of them.
Yaska also employs a substitutional genitive to let one linguistic item
replace another without a focus on semantics (Nir 12.7): nir ity esa sam ity
etasya sthdne, 'the [preverb] nih [occurs here] in the place of the [preverb]
sam\ Thieme (1958:46) remarks on this particular instance that 'he [= Yaska]
does not think of a technical substitution such as taught in Panini's grammar
and can be sure to be understood by any grammatical layman'. This is precisely
the point. The Nirukta is in no way a grammar processing language, but Yaska
takes the understanding of a substitutional genitive for granted. Other instances
where Yaska employs a substitutional genitive are: yat tu kihcid dgneyam taj
jdtavedasdndm sthdne yujyate, 'but anything addressed to Agni is-'acceptable
in the place of something addressed to Jatavedas' m (Nir 7.20); yat tu kihcid
bahudaivatam tad vaisvadevdndm sthdne yujyate, 'but anything addressed to
many deities is acceptable in the place of something addressed to the
Visvadevas' (Nir 12.40).
In the above nirvacana, then, mehatlti san would be grammatically and
semantically equivalent to meghah were it not for the self-reference problem.
But to the extent that the distinction between signifier and signified is blurred,
to the same extent it becomes less crucial whether we talk of the linguistic
expression mehatlti san or that which it signifies. The expression rfiehatiti san
must involve language for it to be a nirvacana. Moreover, when it is stated at
Nirukta 2.5 that 'gauh is a name for prthivV this implies both that 7gauh signi-
fies the Earth, and that the words gauh and prthivi are substitutionable lin-
guistic elements. I consider the iti satah construction to be a parallel case.
When you say x iti satah y, this means that y is a name for that which is so that
190 m
See pp. 248 ff. below. See BD 2.128.
The universe of Yaska 163
one says 'he who x-es\ If we move from the ontological to the linguistic
domain, we have to replace the adjective satah by a relative pronoun: yo mehati
'he who rains'. The elements yo mehati and meghah are both grammatically
and semantically equivalent and hence entities which can replace each other.
What immediately requires further investigation, however, is the usage of the
element sat-.
Let me first of all turn to a usage of sat- met with in the Mahabhasya, for
example in the discussion of A 1.1.60 adarsanam lopah. This rule defines the
most general name for grammatical elision, lopa, as adarsana 'non-seeing'.192
Patanjali begins his discussion with the following observation (Mbh
1:158,2-8):
arthasya samjnd kartavyd sabdasya ma bhild itil itaretardsrayam ca bhavatil
ketaretardsrayatd I sato 'darsanasya samjnayd bhavitavyam samjnayd cddarsanam
bhdvyate tad etad itaretardsrayam bhavatil itaretardsrayam ca naprakalpyanteI
lopasamjhdydm arthasator uktamll 1 //
kim uktaml arthasya tdvad uktaml itikarano 'rthanirdesdrtha itil sato 'py uktaml
siddham tu nityasabdatvdd itilnitydh sabddh I nityesu ca sabdesu sato 'darsanasya
samjnd kriyate na samjnddarsanam bhdvyate II
It has been stated that a technical term should be made for the meaning and should
not be established for the linguistic form. Moreover, there is mutual dependence
involved. What mutual dependence? A name must be made for non-seeing that
exists, and non-seeing is established by means of the term. This is something which
involves mutual dependence, and something which involves mutual dependence is
not acceptable [in grammatical operations].
It has been stated that the term lopa applies to meaning and to something that
exists.' vt. 1
What has been stated? With regard to meaning this much has been stated: Hti has
been used to indicate the meaning'.193 It has also been stated with regard to some-
thing that exists: 'but it is effected because linguistic forms are eternally estab-
lished'.194 Linguistic forms are eternally established. And because linguistic forms
are eternally established, a technical term is made for non-seeing that exists; non-
seeing is not established by means of the term.
; The first issue to be raised here pertains to the claim that a technical term
in grammar should apply to the meaning of the linguistic form and not to that
linguistic form itself. That is to say, the term lopa refers to the meaning of
r
'non-seeing' and not to the linguistic form adarsana. Patanjali makes a point
'of this because of rule A 1.1.68 svam rupam sabdasydsabdasamjiid which
.teaches that a linguistic element (sabda) denotes its own form except in the
^case of a technical term in grammar. For a grammarian, who speaks about lan-
fguage, this is a distinction that simply has to be made in order to avoid the
^problem resembling the one which is solved by the modern use of quotation
492
Rule 1.1.60 and Patanjah's
m
remarks on itm have been discussed in detail by J.W. Benson
1990:124-40. A 1.1.44, vt. 3. A 1.1.1, vt. 9.
164 Indian semantic analysis
marks. The necessity of making a clear distinction between a* sign and its
meaning is not mere pedantry, as Gottlob Frege was careful to point out
(1893:4):
Man wird sich vielleicht uber den haufigen Gebrauch des Anfuhrungszeichens
wundern; ich unterschiede damit die Falle, wo ich vom Zeichen selbst spreche, von
denen, wo ich von seiner Bedeutung spreche. So pedantisch dies auch erscheinen
mag, ich halte es doch fiir notwendig. Es ist merkwurdig, wie eine ungenaue Rede-
oder Schreibweise, die urspriinglich vielleicht nur aus Bequemlichkeit und der
Kiirze halber, aber mit vollem Bewusstsein ihrer Ungenauigkeit gebraucht wurde,
zuletzt das Denken verwirren kann, nachdem jenes Bewusstsein geschwunden ist.
Hat man es doch fertig gebracht, die Zahlzeichen fiir die Zahlen, den Namen flir das
Benannte, das blosse Hilfsmittel fiir den eigentlichen Gegenstand der Arithmetik zu
halten.195
In nirvacana analysis there is, as we have seen, a certain scope for confu-
sion in this respect. Do we speak about a word or that which is signified by
a word? A nirvacana is an analysis of a word, but with regard to how it is
related to the thing signified. This is also where the wide semantic range of
the term artha enters the picture. If an analysis of the Hi satah type is inter-
preted as I have suggested, there is no room for such confusion. It is the
term which is analysed and it is analysed by a definite description, still lan-
guage, of that which it signifies. The relation between the term and its cor-
responding explanatory expression happens through that which the term
signifies.
The second issue raised by Patanjali pertains to the difficulty that arises if
a grammatical term were to provide a means of establishing a word, that is, if
the term lopa is applied to non-seeing which already exists and is simultane-
ously used to establish non-seeing. This creates a problem of mutual depen-
dence, itaretardsrayatd.
The first vdrttika on A 1.1.60 states that both of these issues have been dealt
with elsewhere. On the basis of arguments advanced in thosecontexts, it is
settled that the term lopa signifies the meaning of adarsana and that the term
is applied to something which exists. Patanjali quotes vt> 3 itikarano
'rthanirdesdrthah on A 1.1.44 nd veti vibhdsd. This vdrttika states that iti is
included in the rule to indicate that the term vibhdsd has the sense of 'or not'
and does not apply to the form of the linguistic elements na vd. Resorting to
the principle of anuvrtti, the recurrence of part of a rule in a subsequent rule,
195
'Perhaps one is perplexed by the frequent use of quotation marks; I use them to distinguish
between cases where I am talking about the sign itself and cases where I am talking about its
reference. This might seem pedantic but I think it is necessary. It is strange how an imprecise
way of speaking or writing, which originally might have been used due to laziness and for the
sake of brevity, but in full awareness of its imprecision, can ultimately confuse thought after
the awareness has gone. After all one has managed to take the number signs as numbers, the
name as the thing which is being named, that is to say, the mere auxiliary device as the subject
of arithmetic' "
The universe of Yaska 165
Patanjali seems to argue that the word iti of A 1.1.44 is read into A 1.1.60,
having thus established that it is non-seeing, the meaning of adarsana, which
is termed lopa.
The problem of mutual dependence involves a fundamental debate on the
nature of language: while linguistic forms are eternally established (nitya),
they are also considered the product of grammar (kdrya, lit. 'to be produced').
Patanjali quotes vt. 9 on A 1.1.1 vrddhir ddaic, the rule that assigns the name
vrddhi to the sounds a, ai, and au. In the Mahdbhdsya discussion of this rule
the objection is raised that while the name vrddhi is applied to a, ai, and au
which exist, these vowels are to be established by the term vrddhi. The case is
an exact parallel to the one at A 1.1.60. Since there is room for confusion at this
point, I quote the passage in question (Mbh 1:40,20-1):
satdm ddaicdm samjhayd bhavitavyam samjhayd cddaico bhdvyante tad
itaretardsrayam bhavatil itaretardsraydni ca kdrydni na prakalpante I
A name must be made for a, ai, and au which exist, and a, ai, and au are established
by means of the term. This is something which involves mutual dependence, and
grammatical operations which involve mutual dependence are not acceptable.
The passage continues by adducing a couple of examples. The difficulty of
mutual dependence is then answered by vt. 9 which states that linguistic forms
are eternally established, nitya. Once again the passage is an exact parallel to
the one at A 1.1.60 (Mbh 1:40,26-8):
siddham tu nityasabdatvdtII 9II
siddham etatl kathaml nityasabdatvdt I nitydh sabddhl nityesu sabdesu satdm
ddaicdm sarnjhd kriyate na samjhayddaico bhdvyante I
'But it is effected because linguistic forms are eternally established.' vt. 9
It is effected. How? Because of the fact that linguistic forms are eternally estab-
lished. [For] linguistic forms are eternally established, [and] in as much as linguis-
tic forms are eternally established, a technical term is made for a, ai, and au which
exist; a, ai, and au are not established by means of the term.
On the basis of this argument, the technical name vrddhi cannot serve to
establish a, ai, and au which exist already since they, like other linguistic
forms, are eternally established. Likewise, the name lopa in A 1.1.60 is
assigned to non-seeing which already exists, and does not serve to establish
non-seeing. One may argue that a slight difficulty arises concerning whether
it is the word-form adarsana that exists already or its meaning non-seeing, but
in the case of a, ai, and au this problem does not arise since here we deal
.with phonological terms implying that ia> signifies a etc. That is to say, they
are signified by their own form according to A 1.1.68 svam rupam
sabdasydsabdasamjhd cited above. This is because a etc. on a phonological
level do not carry meanings of their own, but in the context of the claim that a
technical term should be made with regard to the meaning of a linguistic
element that is eternally established, the problem seems to vanish since the
166 Indian semantic analysis
meaning involved. The nirukta analysis is also concerned with words, but
words in relation to things. This is why one finds causal and derivational
explanations side by side. An analysis of the iti satah type provides a vast
amount of information: it sanctions a definite description as true and presents
sufficient linguistic material to yield the semantically and linguistically ideal
expression for the word that is being explained. Note that the interpretation I
have suggested for an analysis of the iti satah type is of a semantic nature. It
brings out the artha of the word analysed, and this is exactly what the nirva-
cana method tries to achieve. This is also what the various types vof analysis
have in common.
199
For example
200
Nir 2 10 (hiranyam), 2 15 (disah), 2 18 (ratnh), 2 23 (vak), 3.9 (annam, balam)
etc. But see Kahrs 1983.
The universe of Yaska 171
201 202
203
v.l. °sthdnd vd vi° MSS B and C. Durga adds vivdsandrthasya, genitive.
There is a lot of confusion in lexica with regard to various roots vas/uch/us; cf. Dhp 1.231,
204
1.727, 6.14; see Kahrs 1980:237-41. ,
This analysis as karmasddhana comes as a surprise since Yaska specified kartr by the
ucchatlti satyah analysis at Nirukta 2.18. But as a nigama for usdh (mddhyamikd) oiNighan
5.5 Yaska offers RV 4.30.10 aposa dnasah sarat sdmpistdd aha bibhyusT. Geldner translates
'Die Usas lief von dem zerschlagenen Karren aus Furcht weg.' The commentators take
ucchatih in the sense of 'expel; drive away' as the causative of virtvas, e.g. Durga 1:220,8
where Usas clearly expels darkness, or 1:368,3 where vivdsayati is glossed'ndsayati 'drives
away; expels'. This makes the interpretation as karmasddhana completely straightforward.
205
206
That is to say, by Indra who conquers Usas in RV2074.30.10.
208
Nigh 2.1 lists vratam under karmandmdni. ' See p. 134 above, and Kahrs 1980:234-6.
So read with Rajavade (1921) for purusastryddisu.
The universe of Ydska 173
'vratam is a name for action: it envelops'; [thus vratam] is [a name] 'of that [action]
which really exists' in such a manner; that is, in the sense of agent as far as kdraka
is concerned; that is to say, it is of vrnotih (Vvr 'cover; envelop'); for that action
which has been done, even if it is good, always envelops the agent; this other vratam
too, [i.e. vratam in the sense of] action of abstention [is so called] for the very same
reason, that is to say, [action] known as yama and niyama (roughly: 'restraints and
restrictions'), inside the sacrificial ground or outside it, that is, that [vratam] which
takes place in the vicinity of the sacrificial fire, also that [vratam] 'causes to be
enveloped'; that is to say, [it is a name] 'of that which really exists' in such a manner,
in as much as it makes a man engaged in his activities cover himself up in front of
women etc., and as he adheres to this [vratam] that man abstains out of fear from
[having to make the statement:] 'I shall be one who has ejaculated.'
Once more it is clear that an analysis of the iti satah type can be replaced
by an analysis in -teh, which again is picked up by the expression etasmdd eva
'for the very same reason'. It is worthy of notice that Durga pays no heed to his
earlier interpretation of the genitive satah as marking a relation with the thing
signified, as the relation specified by vrnoteh clearly holds between the lin-
guistic forms vratam and vrnotih.
This little investigation makes it evident that we can construct a line from
the analysis in -andt which gives a causal explanation, to the mehatiti meghah
type which in addition offers a fully formulated kdraka analysis, to the iti satah
type of analysis which, eventually, may be referred to by an analysis in -teh or
-eh.
There can be no doubt that the iti satah type of analysis is superior to any
of the others. It incorporates all the information conveyed by each and every
one of them, and, in fact, gives you more. By way of a definite description it
gives a causal explanation of why a word is the right word for something, it
offers a kdraka interpretation, it establishes a relation to a verb and hence to a
verbal root, and it sanctions the definite description determining the reference
as true.
On the basis that Yaska employs a genitive to indicate a substitution pro-
cedure as well as to indicate that which is signified by a word and thus ulti-
mately its synonym, that this same substitution principle underlies three of the
five chapters of the Nighantu where words are arranged in groups of syn-
onyms, I have argued above for an interpretation of the genitive in an iti satah
type of analysis as a substitutional genitive or what the Sanskrit grammarians
call a sthdnasasthu Under this interpretation of the genitive nothing has to be
supplied. Now, derivatives of sat- are common words for truth in Sanskrit.
What an iti satah analysis offers at the end of the day, then, is nothing less than
a theory of truth as a theory of meaning all set up according to a substitutional
model. Either one considers meghah the substitute for the ideal linguistic
expression mehatiti son, disregarding in that case the problem of self-reference
and the fact that the relation marked by the genitive strictly speaking is with
the thing signified, or one considers the relation to be to the meaning of the
174 Indian semantic analysis
Substitution
talk about a vikara or modification, the substitution method being adopted and
fully developed instead. The element which is to undergo substitution is indi-
cated by the genitive case suffix, while the substitute is given in the nomina-
tive.
A linguistic element has a possible domain of applicability which in
Paninian terminology is referred to as the sthana, literally 'place; activity of
standing', a term I shall return to in much detail further on. The substituend,
the element which is to undergo the substitution operation, is called the
sthanin, literally 'place-holder; placing-possessor', and the substitute, the
element which replaces the sthanin, is called the ddesa, literally 'instruction;
specification'. I shall discuss these two terms in turn.
The sthanin
The term sthanin has been studied in detail by A. Wezler (1972) who, with
regard to Panini, renders it as (ibid.: 12): 'das, was durch eine ihm eigentiimliche /
zukommende Stelle (d.h. eine Stelle, an der es erwartet wird (prasakta)4)
charakterisiert ist'.5 He adds (ibid., note 30): 'Das ist die etymologische
Bedeutung von sthanin- und nicht "ce qui [etait] a telle place [et n'y est plus]" ',6
thus condemning the rendering of Renou (1941-2:130). Wezler'slendering of
sthanin is based on a conception of the secondary suffix -in advocated by
Thieme (1955:191): 'Mit einer Formation auf -in- wird jemand oder etwas als
der Besitzer (im weitesten Sinne) von einer ihm eigentumlichen Sache (die
durch den dem Formans vorausgehenden Nominalstamm genannt oder be-
zeichnet ist) charakterisiert.'7 Although Thieme cautiously adds 'in the widest
sense', I do not find this rendering very helpful, nor do I, consequently, accept
Wezler's rendering of sthanin. I simply do not think it is possible to come up
with such an exact and detailed mdaning for any secondary suffix in Sanskrit,
be it on the basis of the observations of the indigenous grammarians or on the
basis of Indo-European linguistics. Taking -in as a general possessive suffix, I
prefer at this stage to render sihana as 'place' and sthanin as 'place-holder'.
verbal root when the action refers to the general past (A 3 2 84 bhute). These abstract L-suffixes
are subsequently replaced by finite verbal endings or by participial suffixes which may them-
selves be subject to substitution. The advantage of introducing the abstract level of L-suffixes
m the grammatical process is that at this level all verbal endings can be said to signify agents,
objects, or mere activity in relation to the action expressed and can thus be treated according
4
to what they have in common at this level.
This is Wezler's way of incorporating the indigenous interpretation ofsthdna asprasanga 'pos-
sible appearance, chance' and sthanin accordingly as prasakta, I shall return to the possible
5
interpretations of sthdna further on.
That which is characterised by its own peculiar/ due place (i.e. a place at which it is expected
6
{prasakta))'
'That is the etymological meaning of sthanin- and not "that which [was] in such a place [and
7
is no longer there]"'
'With a formation in -in someone or something is being characterised as the possessor (in the
widest sense) of a thing which is peculiar to the possessor, (the thing is named or designated
by the nominal stem which precedes the forming element).'
Substitution 177
8
. where loke 'is used in the sense of "at the right or fitting place" - as it is in fact to be inferred
9
for the semantically close sthane\
'A loke with a genitive attribute = "at the place at which x [actually] fits / belongs" evokes at
10
least strong doubts'
'A sixth [case ending] (l e , a word that ends in a genitive ending) is [within the AstahyayT] to
be constructed with sthdne ("instead of, in place of").'
178 Indian semantic analysis
Accordingly, not only rule A 1.1.49 but also the term sthanin has to be under-
stood against the linguistic usage of the time as demonstrated by the
Kalpasutras. But Wezler relies on his previous arguments and interpretations
for his final conclusion (ibid.: 19-20):
Denn wie aus sthanin-, 'am rechten Ort befindlich' - zusammen mit asthdnin-,
seiner Kontradiktion, und asthdna-, 'unrechter Ort' - ein sthdne, 'am rechten Ort'
zu erschlieBen ist, so darf man andererseits folgern, daB neben sthane, '[an]statt,
anstelle', auch ein sthanin-, 'was durch eine ihm eigentumliche Stelle [namlich eine
solche, an der es erwartet wird] charakterisiert ist', als allgemeine Bezeichnung fur
die verschiedenen speziellen Begriffe, die jeweils als genitivisclie Attribute zu
sthdne fungieren, bereits vor Panini existiert hat, daB also nicht erst Panini das in
den Ritual-texten nur im Sinne von 'am rechten Ort befindlich' belegte sthanin-
auch in dem technischen Sinne von 'urspriingliches, durch ein Substitut zu erset-
zendes Element' verwendet hat. Und wer die Zulassigkeit dieses Schlusses
verneinen sollte, muB immerhin zugeben, daB der dann zuerst von Panini im Sinne
von 'Substituendum' gebrauchte Terminus sthanin- nicht vorf dem sthdne,
'anstelle', der Kalpasutras getrennt werden kann.11
Indeed, I agree that it would be difficult to separate Panini';s usage of the
term sthanin from the usage of sthdne with a genitive as met with for example
in the Kalpasutras. But Wezler's aim is to take us to this contusion through
the stages of his derivation - sthanin > asthdnin > asthdna > sthdna > sthdne -
a derivation proceeding in a rather unexpected order. Rich as his article is in
observations, its interpretations and conclusions come across as unnecessarily
cumbersome. To me it seems perfectly sufficient that we resort to the ordinary
Sanskrit usage tasya sthdne interpreted simply as 'in the place of it' and
sthanin as 'place-holder' to make the terminology and practice of the substitu-
tion procedure of the Astddhydyi emerge as a completely naturaPproduct of the
J
linguistic usage of its time. *A
The Mesa
The substitute, the element which is to replace the sthanin, is termed the ddesa.
According to Thieme (1968), the term also refers to the substitution itself.12
11
'On the one hand one can make an inference from sthanin- "being in the proper place" -
together with its contradiction asthdnin-, and asthdna- "improper place" - to a sthdne "in the
proper place". One may on the other hand infer that together with sthdne "instead of; in place
of" also a sthanin- "that which is characterised by its own peculiar place [i.e,, a place at which
it is expected]" has existed, even before Panini, as a general designation for the particular
notions which act as genitive attributes to sthdne. That means that Panini Was not the first to
use sthanin- which in the ritual texts had only been used in the sense of "being in the proper
place", also in the technical sense of "original element which is to be replaced by a substitute".
Those who want to deny that this conclusion is permissible have at least to admit that the term
sthanin- which Panini uses in the sense of "substituend" cannot be separated from the sthdne
"instead of" of the Kalpasutras.'
12
G. Gren-Eklund (1984:118, note 53) suggests, in my view correctly, that Thieme's distinction
between 'Substitut' and 'Substitution' may be due to our own languages and logic.
Substitution 179
Indeed, Thieme argues that adesa had the sense of 'Substitut; Substitution'
already in the Brahmanas and oldest Upanisads (ibid.:262; my emphasis):
Nun ist adesa nicht nur als 'Anweisung, Vorschrift', sondern auch als wis-
senschaftlicher Terminus mit einer Spezialbedeutung bei den Grammatikern belegt.
Panini braucht adesa im Sinn von 'Substitution' (1.1.48, 7.2.86) und 'Substitut'
(l.i.56,8.3.59,6.4.120,8.2.5). Patanjali hat auch das Verb a+dis 'substituieren', 'als
Substitut lehren'. Es liegt nahe zu fragen, ob wir in der vedischen Prosa ebenfalls
mit einem adesa 'Substitution, Substitut' rechnen dtirfen. Wir hatten damit, was wir
suchen: die Benennung eines vom Lehrer gelehrten Verfahrens ('Substitution',
'Ersetzung') anstelle einer Bennung [sic] einer vom Lehrer gebrauchten
Lehrmethode ('Vorschrift'). Zu untersuchen ware, ob das in den (alteren) Upanisads
gelehrte Verfahren adaquat als 'Substitution', 'Ersetzung' benannt werden kann.
Wir selbst wiirden wohl 'Identifizierung' sagen. 'Substitution' meint jedoch im
Grund dasselbe, wenn auch in einer klein wenig anderen Beleuchtung. Wenn a-b
ist, heisst das ja, daB man im Prinzip b fur a und a fur b 'substituieren', a und b
gegenseitig 'ersetzen' kann. Vielleicht darf man sogar meinen, der Ausdruck
'Substitution' sei angemessener als 'Identifizierung'. Denn in den meisten Fallen
handelt es sich gar nicht um eine gegenseitige 'Austauschbarkeit' - also eine voll-
standige Identitat -, sondern nur darum, zu erkennen, daB fur den Wissenden a
durch b zu ersetzen ist, wenn man es in seinem Wesen, seiner Essenz richtig fassen
will, wahrend nichts damn liegt b durch a zu ersetzen.13
This passage is problematic. Although his reasoning is clearly circular,
there can be no doubt that Thieme takes 'Identifizierung' to mean 'identity'
since he introduces the equation mark. This is simply incorrect. Moreover,
'Identifizierung' ('identification') and 'Substitution' ('substitution') does not
'im Grund' ('in reality; really') mean the same thing. First of all, a and b are
not names but variables. Once they are replaced by names it is clear that they
are not so readily substitutionable even if they surround an equation mark.
Secondly, only singular terms can stand on each side of an equation mark. If
V and 'fc' are singular terms, 'a = V is true if and only if V and '&' have the
same extension, that is, are co-referential. For example, 'the Earth = the third
13
'For the grammarians adesa does not denote just "order, rule" but it is also a scientific term
with a special meaning. Panini uses adesa in the sense of "substitution" (1.1.48, 7.2.86) and
"substitute" (1.1.56, 8.3.59, 6.4.120, 8.2.5). Patanjali has also the verb a+dis "to substitute",
"to teach something as a substitute". This raises the question whether we can also expect an
adesa "substitution, substitute" in Vedic prose. If so, we would have found what we were
looking for: the naming of a procedure ("substitution", "replacement") which is taught by a
teacher instead of a teaching method (rule) which is used by a teacher. It is to be examined
,-. whether the procedure which is being taught in the (older) Upanisads can be adequately named
"substitution" or "replacement". We ourselves would probably say "identification''. In reality
"substitution" means the same thing although it shows the phenomenon in a slightly different
light. If a = b that means that in principle b can be "substituted" for a and a can be "substi-
tuted" for b, that is to say, a and b can be "replaced" mutually. Perhaps one can even say that
the expression "substitution" is more adequate than "identification". For in most cases there
is no mutual "replaceability" - that is to say, complete identity. What is important is to recog-
nise that for one who knows a is replaceable by b if one wants to understand it correctly in its
being or essence. It is not important to actually replace b by a.'
180 Indian semantic analysis,
planet from the Sun' is true. But this means that 'the Earth' and 'the third
planet from the Sun' refer to one and the same thing, which would make
identification easy but substitution very difficult except on a linguistic level.
You cannot substitute something with itself. Nor is it correct, as Thieme
himself recognises, to maintain that when a is identified as b then a can replace
b and vice versa in all contexts. In an extensional language any two predicates
which are true of the same objects are interchangeable salva veritate. Identity
is a relation which relates a thing to itself and not to any other thing. If we have
two classes which are to be filled it is a relation x=x or x=y. The statement 'x
=x' is necessarily true. However, if we turn to the question of substitutionality
we may get problems with the statement 'x=y\
Leibniz's law, the indiscernability of identicals, claims that if there is iden-
tity, then the objects have all predicates in common. That is to say, if there is a
true statement of identity, the two terms are substitutionable in any true state-
ment and the resulting statement will be true. This is not the case]. It resembles
identity, but it is not identity. There may be differences in the objects at a given
time in a given place. Thus contingent identity is different from necessary
identity. It is necessary that a given object is identical with itself, For example,
if we say: 'the Morning Star = the Evening Star', the object pointed out satis-
fies Leibniz's law. We cannot imagine that the one exists without the other. But
in the statement: 'the statue = the piece of bronze' there is a relation which is
not quite like the previous one, even if we call it a contingent identity.
That identity does not necessarily allow for linguistic substitution will be
clear from the following example. The statements 'Giorgione = Barbarelli' and
'Giorgione was so called because of his size' are both true, but replacement of
the name 'Giorgione' by the name 'Barbarelli' turns the second statement into
a falsehood: 'Barbarelli was so called because of his size'.14 Sitoilarly, if we
hold as true the statements: 'the'Morning Star=Venus', 'the Evening Star=
Venus', and 'the Morning Star=the Evening Star' it seems reasonable that we
can substitute 'Venus' and 'the Morning Star' in some contexts. E&ut if we intro-
duce second order predicates we get into trouble. Whereas it may be true to
say: 'John believes that the Morning Star is Venus', it may not necessarily be
true to say 'John believes the Evening Star is Venus'.
Now, what Thieme has in mind here is a particular type of identification or
bandhu 'tie; nexus' well known from the Brahmanas and Upanisads. Examples
are: samvatsaroyajhah, 'the sacrifice is the year' (SatBr 11.2.7.1); adityo 'gnih,
'the [sacrificial] fire is the sun' (SatBr 10.5.4.1); atmaivedam sarvam, 'this
entire universe is nothing but the Self (ChUp 7.25.1); akaso brahma,
'brahman is Space' (ChUp 3.18.1). The task of the Brahmanas, is to explain
ritual and its implements, including formulas, acts, and material substances,
by discovering their real nature and establishing their internal relations. To
account for these items, their purpose and meaning in ritual, these identifica-
14
Example from Qmne 1969:139.
Substitution 181
tions were made. Later Vedic literature found itself facing a fundamental ques-
tion: if the Veda is a body of injunctions, how can it be meaningful? First and
foremost this question pertained to the problem of meaning in ritual. How can
the Upanisadic statement that 'all this is brahman' be true when it is against a
lot of Vedic injunctions? The first aim of the Upanisads was accordingly to
give these ritual injunctions a meaning, and in doing so they employed the
familiar type of identifications within a metaphysical frame.
It seems clear to me that in thi? context the 'is' of these identifications lends
itself to the meaning 'stands for; represents' rather than '='. It may well be the
case that it was these very same identifications which laid the foundation for
the model of substitution as met with for example in the technical literature of
grammar. It is clear that they are referred to by the term ddesa (hence Thieme's
claim that ddesa means 'Substitution' as well as 'Substitut'?), but, as far as I
can see, there is no textual evidence which warrants the conclusion that ddesa
means 'substitute' or 'substitution' rather than 'specification; teaching;
instruction' or 'Anweisung; Vorschrift' in the Brahmanas and oldest
Upanisads. Indeed, some of the examples adduced by Thieme seem rather to
speak against his own case. The phrase athdta ddesah: neti neti (BAUp [M]
2.3.11 [K] 2.3.6) Thieme (ibid.:264) interprets as follows: 'Nunmehr seine (des
makrokosmischen und mikrokosmischen Seelenwesens: purusa) Ersetzung
(die seine mystische Wahrheit enthullt). Sie lautet immer wieder: "nicht'V15
This seems to me rather forced, and ddesa would make perfect sense as
'specification; teaching': 'now hence the teaching: neti neti". In other words, I
think Thieme's conclusion is wrong. This is supported also by the following
observation expressed by Wezler (1972:7):
Nachdem P. Thieme und - unabhangig von ihm - Y. Ikari16 gezeigt haben, daB
ddesa- m. auch in den Brahmanas und alteren Upanischaden die dem Paniniya aus
der Astadhyayi gelaufige Bedeutung 'Substitution, Substitut' hat, wtirde man
erwarten, bei Uberpriifung der Belege in den Kalpasutras zu dem gleichen Ergebnis
zu kommen, zumal in diesen Werken im Zusammenhang detaillierter Angaben iiber
den Vollzug bestimmter Opferhandlungen zahlreiche, und zwar konkrete
'Ersetzungen' gelehrt werden. Diese Erwartung wird freilich enttauscht.
Tatsachlich namlich scheint adesa- in den Kalpasutras, wie bereits L. Renou fest-
gestellt hat,17 nur im Sinne von a) 'Anzeige, Angabe' und von b) Anweisung,
Vorschrift' vorzukommen.18
15
'Now his (of the macrocosmic and microcosmic soul-being:16purusa) replacement (which dis-
17
closes his mystical truth). It is again and again: "not".' Y. ikari 1969.
18
Renou 1941/42:130.
'After P. Thieme and - independently of him - Y. Ikari have shown that ddesa- m. has the
meaning "substitution, substitute", which is known to the Paninlya from the Astadhyayi, also
in the Brahmanas and the older Upanisads, one would expect to reach the same result if one
were to check the references in the Kalpasutras because m these works concrete "replace-
ments" are taught in connection with detailed accounts of the execution of particular sacrifi-
cial acts. This expectation is not met. In fact ddesa- seems to appear in the Kalpasutras only
in the sense of (a) "declaration, information" and (b) "order, rule".'
182 Indian semantic analysis
as follows: 'he sacrifices by means of the cupped hands'; 'he sacrifices by means
of the Surpa (wickerwork basket for winnowing grain)'; 'he sacrifices by means of
the vessel of black antelope skin' . . . 'he sacrifices by means of the bronze water-
vessel'. [Yes, but] when there is no specific instruction (anddiste), the sacrifice must
be made by means of a Sruc24 ladle only.
The kindling has not been specified. One should understand the kindling from
the specific instruction (adesa) [to perform a sacrifice] itself. One should under-
stand that one cannot make a sacrifice on a fire which has not already received kin-
dling. To sacrifice on [a fire] without kindling is just like giving food to a person
without a tongue; therefore one must sacrifice only on [a fire] which has kindling.
When there is no specific instruction (anddiste), the sacrifice must be made only
after the kindling has been provided.
To sum up, unless there is a specific instruction, the default case is that one
sacrifices on the Ahavanlya fire; unless there is a specific instruction, the sac-
rifice must be made by the Adhvaryu priest; unless there is a specific instruc-
tion, the sacrifice must be made by means of a Sruc ladle; unless there is a
specific instruction, the sacrifice must be made only after the fire has received
kindling. Otherwise a specific instruction (adesa) would tell you to substitute
that for the general instruction.
The Baudhayana Srautasutra is generally considered the oldest among the
Srautasutras.25 The section from which the above passage stems, the karmdnta
section, is a set of paribhdsa-like instructions, that is to say, a section that con-
tains general rules of interpretation applicable to the science of ritual. The very
methodology employed in this section is a methodology which requires the
substitutional model. In fact, that the usage of adesa in the sense of 'substitute'
is no more than a special application of its liturgical use in the sense of 'spe-
cific instruction', is thus brought out by the general methodology employed in
the technical literatures of ritual and grammar, to which I shall now turn.
map and territory. If we have a map - and I think it is justified to call the ritual
and linguistic descriptions of the ancient Indians a map - it will tell us a great
deal about those who made the map. Reminding ourselves that the map is not
the territory, we may then ask what features of the territory are represented on
the map. If the territory is absolutely uniform, nothing would be represented
on the map except the borders of the territory. Otherwise, what will be repre-
sented on a map is really differences of various kinds - differences in height,
vegetation, surface, population structures, etc.
Let the following passages from the ritual Sutras serve to illustrate how the
basic framework of this methodology works:
ASS 1.1.2—3: darsapurnamdsau tu purvarn vydkhydsydmas tantrasya tatrdmnd-
tatvdt, 'but we shall explain the new and full moon sacrifices first since the basic
model itantrd) has been handed down in that context'.
ASS 2.1.1: paurnamdsenestipasusomd upadistdh, '[the rules for] the isti26 animal,
and Soma sacrifices have been taught by [the rules for] the full moon sacrifice
[which has been described already]'.
AGS 1.7.1-2: atha khalilccdvacd janapadadharmd grdmadharmds ca tan vivdhe
pratiydtl yat tu samdnam tad vaksydmah, 'now, the rules of different regions and
towns are indeed varied, [and] those one must observe at the wedding; what is
common [to them], however, we shall [now] describe'.
SSS 1.16.1: vydkhydtau darsapurnamdsau prakrtir istipasubandhdndm, 'the new
and full moon sacrifices which have been explained are the prototype for the isti and
animal sacrifices'.
BhSS 5.17.1-3: punarddheyam vydkhydsydmah I tasydgnyddheyena kalpo
vydkhydtahl vikdrdn anukramisydmah, 'we shall [now] explain the renewal of the
sacrificial fires; its ritual procedure has been explained by the [ritual of] setting up
the sacrificial fires; we shall outline [only] the differences'.
BhSS 6.15.4—5: dmdvdsyam tantram bhavatil tatraiso 'tyantapradesahI sarvesv
istipasubandhesu ddrsapaurnamdsikd dharmd anuyanti, 'the new moon sacrifice
is the basic model; in this respect the general rule is this: in all istis and animal sac-
rifices, the rules follow those prescribed for the new and full moon sacrifices'.
BhSS 14.1.1-3: madhyamdinam savanam vydkhydsydmah I tasya pratahsavanena
kalpo vydkhydtahl vikdrdn anukramisydmah, 'we shall [now] explain the midday
pressing [of Soma]; its ritual procedure has been explained by the morning press-
ing; we shall outline [only] the differences'.
Thus, the methodology employed revolves around such concepts as prakrti
'prototype' and vikrti 'modification'. This is also referred to in terms of an
image from the art of weaving as tantra 'warp' and dvdpa 'wqof denoting
respectively the basic model which is the constant part of a ritual and the
26
An isti is a type of Srauta sacrifice which requires vegetable offerings in contrast to the bloody
animal sacrifices.
Substitution 185
special features which differ from one ritual to another. The pattern is clear:
the general situation or the shared features are described first, and the mod-
ifications or changes or differences are later introduced as specific instruc-
tions, adesas. Indeed, this is a procedure which is commonly resorted to in any
science.
Turning to Panini and his grammar, we shall first of all have to ask a funda-
mental question: what language did he make a map of? The answer to this
question is well known, but absolutely essential. At one and the same time he
deals with all linguistic facts known to him as Sanskrit. These linguistic facts
were, on the basis of stylistics, divided into two main areas: chandas, the lan-
guage met with in the corpus of Vedic texts, and bhdsa, the standard colloquial
Sanskrit of his time and clearly a spoken language. The rules of the AstddhydyT
apply simultaneously to both these domains in as much as the rules applicable
only to the Vedic domain are stated by explicitly mentioning the Vedic domain
as a particular domain within the total domain, the totality of linguistic facts.27
Moreover, differences within this total domain are accounted for in various
ways, notably, regional, social, and pragmatic usages - for instance, there are
rules which specify which forms to use when contempt is to be expressed.
Panini also refers to easterners and northerners, probably to account for dialec-
tal usages. By way of example, rule A 6.3.32 mdtarapitardv udicdm teaches
that according to the northerners mdtarapitarau is a valid form (as against
mdtdpitarau), and A 8.2.83 pratyabhivdde 'sudre teaches that in returning a
greeting, but not to a Sudra, the last vowel of a sentence becomes pluta and
gets the acute accent. Variation is also accounted for by rules stating options.
It was thus quite natural for Panini in his description of language to adopt
the same methodology that we meet with in the ritual Sutras. One starts out
with what is common to all domains of language and gives a description by
means of rules which apply to it entirely. Differences of various kinds are then
accounted for by rules giving exceptions or options. Accordingly, Panini for-
mulated general rules (utsarga) to account for features shared by all domains,
and exceptional rules (apavdda) to account for deviating features pertaining
only to a particular domain. This is what gives us patterns such as: generally
item X occurs, but in chandas item Y (or: item X or Y); generally form X
occurs, but to express contempt one may use form Y; preferably form X occurs,
marginally form Y may be used instead; generally the suffix X is added but
27
As noted already (p. 32 above), Yaska seems to treat chandas and bhdsa m much the same
manner (Nir 2.2): athapi bhdsikebhyo dhdtubhyo naigamdh krto bhdsyantel damundh
ksetrasddhd ml athapi naigamebhyo bhdsikdhl usnaml ghrtam iti, 'moreover, Vedic prima
nouns are analysed on the basis of verbal roots belonging to classical Sanskrit, such as
damundh, ksetrasddhdh, but also classical [primary nouns] on the basis of Vedic [roots], such
as usnam, ghrtam\ But although chandas and bhdsa were not conceived of as different stages
of language ordered in time, it is still clear that they were considered different linguistic
domains. So, for example, the fifth-century grammarian Bhartrhan in his MahdbhdsyadTpikd
(MbhD 288,17-18). asya tu chdndasatvdd bhdsdydmprayogo duhsampddah, 'but because th
is a chandas form, it is difficult to use it in bhdsd\
186 Indian semantic analysis '
29
P Kiparsky (1979) argues that the three different words used by Panim to indicate optionality,
vd, vibhdsd and anyatarasydm, did m fact serve to distinguish between preferred usage, mar-
ginally acceptable usage and equally acceptable options respectively The^ later grammarians
treat them all as synonyms indicating mere optionality If Kiparsky is right, this requires an
explanation If the grammarians have to account for the total, timeless domain of eternal
Sanskrit, it is clear that they could no longer easily view options as graded possibilities.
Grammar has to account for all correct usage pertaining to this eternal language A form is
thus either valid or not - it cannot be more or less valid It seems to me very unlikely that
Pamnlyas after Pamni did not notice, for example, that vd 'or' could be interpreted differently
from vibhdsd which Pamni defines ( A l l 44) as 'na vd' On the one hand, if the na here is
taken to negate vd, one would simply have to accept that something negated is different from
itself unless it is zero, as for example a feature of height in a complete flatland. On the other
hand, it is perfectly possible that it means 'or not' rather than 'not or', in which case matters
would no longer be so straightforward However, the possibility remains that the Pamnlyas
after Pamni let the idea of nityatva weigh so heavily that they preferred to disregard any dis-
tinction between the three terms If, again, Kiparsky is right, this would also indicate that the
doctrine of nityatva was not firmly rooted in the grammatical climate of Pamni
30
The rule and Patanjah's remarks on it have been studied in detail by S D Joshi and J A F
Roodbergen 1985 and 1990
Substitution 189
of the AstddhydyT alone is hardly likely to be very fruitful, and it is not only
Panini's model of substitution ^hich is of interest here. As iriiportant for the
present study is the way the subsequent Paninlya tradition conceived of it.
Accordingly, I shall take as my basic text the Mahdbhdsya discussion of A
1.1.49, together with its commentaries. This provides the mostjsubstantial dis-
cussion not only of the rule itself but also of more wide-ranging issues per-
taining to the notion of substitution in general.
Patanjali's remarks on A 1.1.49 have been summarised briefly by Ojihara
and Renou (1962), although these authors are primarily concerned with the
Kdsikdvrtti of Jayaditya and Vamana and with its commentaries, Haradatta's
PadamanjarT and Jinendrabuddhi's Nydsa. P.-S. Filliozat (1976) has done a
French translation of the Mahdbhdsya on A 1.1.49, together with Kaiyata's
PradTpa and its subcommentary, the Uddyota, by Nagesabliatta. Filliozat's
work is part of a large project aiming at a complete translation of Patanjali's
work with the two commentaries, and as such is not too much concerned with
details pertaining to the issues I wish to discuss. The present study requires a
detailed study of Patanjali's remarks on A 1.1.49 together with a thorough dis-
cussion of issues raised in the commentaries and other relevant Paninlya liter-
ature. Only by considering in detail the issues raised therein, the arguments
advanced and the implications they entail, can we hope to get the full picture
of the Paninlya model of substitution, and to find out whether Paninlyas differ
among themselves and, eventually, why they prefer one possible solution to
another. Only by such a procedure would it be possible to understand the full
import of the simple phrase 'X in the place of Y' in the Paninlya context, to <
determine what this 'place' is and the relationship between the three terms,
involved in a substitution operation. And only by thoroughly investigating s
these questions would it be possible to find out whether the notion of grammat-
ical substitution is compatible with the semantics of nirvacan'a analysis as laid >
down by Yaska and employed in the discourse of subsequent Sanskrit litera-;
ture.
which may even be considered short for the instrumental case suffix, is
accounted for on the grounds that we are dealing with a ready-made form, a
nipdtana. Under this interpretation rule 1.1.49 states that a genitive case suffix
marks a relation (yoga) which is in some way defined by the sthdna, a term to
which the tradition has attributed different senses.
The next issue in Patanjali's discussion is the purpose served in formulat-
ing the rule. In his first vdrttika Katyayana suggests that the rule is stated in
order to restrict the number of possible interpretations of a genitive case suffix.
According to Patanjali, a hundred meanings may be expressed by means of a
genitive case suffix, and all of these would apply when a genitive case suffix
is pronounced. Hence, a restriction is to be made that in the science of grammar
> one should consider a genitive case suffix to be a sthdnasasthi and nothing
else. The second vdrttika rejects this idea, arguing that if every genitive were
to be interpreted as a sthdnasasthi, then other usages of the genitive, such as
the avayavasasthT, the genitive which marks a part, would no longer be
[ accounted for. As examples are adduced the genitive forms sdsah and gohah
of A 6.4.34 sdsa id anhaloh and A 6.4.89 ud upadhdyd gohah. Only when
; these forms are interpreted as partitive genitives do the rules mentioned take
\ effect properly.
The third vdrttika tries to meet the objection raised by the second in claim-
ling that the restriction would apply only when there is doubt about the relation
^involved and that there is no doubt in the case of genitives such as the parti-
jtive. Patanjali declares that even this need not be stated, and illustrates the
^situation with an example from everyday life. When someone asks the way
[from one place to another, only that information is given to him that would
remove doubt. Similarly, in grammar, a restriction applies only when there is
idoubt. At this point in his discussion Patanjali mentions two other interpreta-
tions of the expression sthdneyogd, namely sthdne 'yoga and sthdne yogavatl
Sender the first alternative a genitive case suffix would be identified as a
sthdnasasthi when no particular relation is specified by context. Under the
i second alternative a genitive case suffix would be identified as a sthdnasasthi
pWhen there is a possibility that it denotes a variety of relations.
?
Leaving these proposals aside with no further remarks, Patanjali then turns
: to the fourth vdrttika which suggests that it is rather a specially distinguished
Igenitive case suffix which is defined as sthdneyogd. That is, the problem of
•Identifying a sthdnasasthias such could be solved by adding to it some partic-
ular mark by which it would be easily recognised. Such a procedure would
|iowever create other problems. Patanjali quotes A 6.4.34 sdsa id anhaloh and
| a 6.4.35 sd hau to illustrate the difficulties entailed by such a marking device.
Jlp rule 6.4.34 the item sdsah is understood to exhibit a partitive genitive. Now,
the same item sdsah is considered to recur in the subsequent rule 6.4.35 sd hau
Jwhere it no longer exhibits a partitive genitive. Instead the required results can
pe obtained only if the genitive is interpreted as a sthdnasasthi. But in rule
"6,4.35 the item sdsah is merely understood, it is not mentioned. Its only
192 Indian semantic analysis
sthdneyogd. Since this is a legitimate form (nipdtana), there is no elision of the loca-
tive case suffix. Or there is e instead of the instrumental case suffix (-end), that of
which there is a relation with the sthdna (sthdnena) is sthdneyogd.
Patanjali interprets sthdneyogd as a bahuvnhi compound which qualifies
sasthT, and accounts for the non-elision of the locative case suffix on the
grounds that we are dealing with a legitimate form, a nipdtana, a specially
listed, ready-made form.32 A 2.2.24 anekam anyapaddrthe accounts for the
bahuvnhi compounding of more than one word in order to denote something
different, that is, different from what is directly referred to by any of the indi-
vidual words which appear in the compound. In the present instance the com-
pound qualifies the sasthT, the sixth case suffix. Now, a compound is
considered a nominal stem according to A 1.2.46 krttaddhitasamdsds ca which
teaches that also a derived linguistic unit which ends in a krt or a taddhita
suffix or is a compound is called a nominal stem, prdtipadika.33 According to
A 2.4.71 supo dhdtuprdtipadikayoh, which teaches elision by the element luk34
of a case suffix that occurs in a root or in a nominal stem, the locative case
ending should be elided in the compound sthdneyogd.
There are, however, exceptions to this rule. A 6.3.1 alug uttarapade states
that in the forms listed in the subsequent rules there is no elision by luk of a
case suffix before the last member of a compound. A 6.3.9 haladantdt sap-
tamydh samjndydm, for example, teaches that a locative case ending is not
elided before the last member of a compound when the prior member is a stem
ending in a consonant or in a, provided the whole compound is a name. Rules
A 6,3.10-20 teach similar specific conditions for the construction of an aluk-
samdsa where, in particular words, the locative case suffix is retained. There
does not seem to be any specific rule to prevent elision of the locative case
suffix in a compound such as sthdneyogd. So Patanjali relies on Panini's
authority and states that there is non-elision of the locative case suffix 'since
this is a legitimate form', nipdtandt.
As for the alternative interpretation, sthdnena yogo 'sydh seyam sthdne-
yogd, which introduces the instrumental case suffix instead of the locative with
the statement that the item -e has replaced -ena, the same nipdtana argument
would hold.35 The reason for introducing an alternative analysis which involves
32
33
See Renou 1955.
The previous rule, A 1 2 45 arthavad adhdtur apratyayah prdtipadikam, states that a nomina
stem, prdtipadika, is a meaningful linguistic unit which is neither a verbal root, nor a suffix,
nor a form which ends m a suffix However, we are not really dealing with a proper nominal
34
stem here because of the feminine
By A 11 60 adarsanam lopah, elision (lopa, lit 'loss') is defined as 'non-seemg' A 11 61
pratyayasya lukslulupah then lists luk, slu and lup as three specific names of elision which
35
apply only to the non-seemg of suffixes.
Or rather, there is elision of the third case suffix, but the -a of the stem is replaced by -e as it
is before the dative and ablative plural ending -bhyah according to A 7,3 103 bahuvacane jhaly
et which teaches that e replaces the final a of a stem before a plural ending beginning with a
consonant. Clearly this rule is not applicable here, and hence, it is argued, we are dealing with
a nipdtana
194 Indian semantic analysis
the instrumental case may quite simply be that the word yoga is equated with
sambandha 'relation', and that these terms are normally construed with the
instrumental case so that the meaning of the compound sthdneyogd could be
expressed as: 'that of which there is a relation with the sthdna\ On this view
the sthdna itself is one of the two terms of the relation. But thp instrumental
case could also imply that a relation obtains which is caused by tfiie sthdna. The
locative, on the other hand, could express that the relation is 'in the sthdna\ in
the sense that one term is related to another term with the sthdna as a neces-
sary condition for the relation. Thus the alternatives have quite different
implications for the interpretation of the relation involved. *
It seems to me likely that the locative word form sthdne is retained on the
basis of this form's use in ordinary language, while the instrumental would
more properly account for the needs of the present context. As we have seen,
the expression tasya sthdne 'in the place of it', where the locative form sthdne
is construed with a genitive form, is normal Sanskrit usage.
P.-S. Filhozat (1976:364) translates sthdneyogd as 'qui exprime une relation
par 1'occurrence'36 regardless of whether it is the locative or the instrumental
case which is involved, claiming that 'dans les deux cas le sens de compose est
le meme, la troisieme et la septieme desinence pouvant avoir le sens de
cause'.37 It is certainly true that in Sanskrit both the instrumental and the loca-
tive can express the sense of cause, but one may ask why Patanjali should
bother to introduce an alternative explanation if it did not add any new dimen-
sion at all. By the expression 'par 1'occurrence' Filliozat has interpreted the
word sthdna as prasanga 'possible appearance; chance' or 'occurrence'.
According to the grammatical tradition this is a fully legitimate interpretation,
although it is not the only one possible. A detailed examination of the complex-
ities pertaining to the interpretation of the relation in question and the tradi-
tionally accepted meanings of the word sthdna will be carried but below.
Concerning the interpretation of the compound sthdneyogd itself, a look at
the commentaries is illuminating. Kaiyata remarks as follows (MbhP I:408a):
kim idam itil samdse vibhaktisravandprasangahI asamdse 'pi 'yuktih' itiprdpnoh,
na tu yogeti prasnahll
'What is this [sthdneyogaP* The issue is this, if [sthdneyogd is] acompound, then
the hearing of a case suffix should not take place38 But if it is not a compound, [the
form] 'yuktih'' would occur [in the feminine] and not 'yogd\
I take this to mean that the form yoga is acceptable when it appears as the
final member of a compound, but when there is^ao^compound, yuktih would
be the acceptable feminine form. The stem yoga- is formed by addition of the
36
37
'Which expresses a relation by occurrence '
In both instances the meaning of the compound is the same, in as much as*both the third and
38
the seventh case endings can have the sense of cause'
That is, there should be elision of the locative case suffix according to A 2 4 71 supo dhd-
tupratipadikayoh
Substitution 195
suffix GHaN {-a with initial accent and guna or vrddhi). This suffix is added
to a verbal root to express bhdva 'being; mere activity' in the form of an action
noun according to A 3.3.18 bhdve or to express a kdraka other than the agent
in lexicahsed derivatives39 according to A 3.3.19 akartan ca kdrake
samjhdydm. The corresponding feminine would be formed according to A
3.3.94 striydm ktin which introduces the feminine suffix KtiN (-ti with initial
accent and weak grade) for any root in the senses taught by rules 3.3.18 and
3.3.19. The resulting stem would thus be yukti,40 Nagesa accordingly remarks
on Kaiyata's statement (MbhU I:408a): yuktir in I sasthiti stnlingavisesanat-
vdd iti bhdvah, '"yuktih [would apply]": since it qualifies the feminine gender
of [the word] sasthT; that is the idea'.
And Bhartrhari, in the same context, remarks as follows m his DTpikd
(MbhD 288,10-12):
kim idam sthaneyogeft / samdsdsamdsayor yugapadasambhavdt saptamisravandd
asamdso 'yarn41 sydtl yoge 'pi42 tdpa updddndt samdsah sydtl itarathd hi yuktir iti
prdpnotity aha kim idam sthaneyogefr /
'What is this sthdneyogd"?' Because it is impossible for something to be a compound
and a non-compound at the same time, this would be a non-compound since we hear
the locative case ending. But from the use of the feminine suffix TdP m the word
yoga-, [that is, in yoga,] it would be a compound. For otherwise the word yuktih
would apply [as the correct feminine form]. So he says: 'what is this sthdneyogdr
Later in the same passage (MbhD 288,15 f.) Bhartrhari comments on
Patanjah's alternative analysis by means of the instrumental case. He seems
to refer, through the word dcche, to Panmi's rule A 7.1.39 supdm
sulukpurvasavarndccheyddddydydjdlah which accounts for various case
endings in Vedic (chandas), thinking the -e (se) mentioned in this rule to be
the one which has replaced -ena. Provided I have understood his reference cor-
rectly, this seems rather awkward. Bhartrhari himself realises the difficulty of
such a formation since the rule is taught for Vedic language.43
Nagesa too remarks on the nipdtana issue and the instrumental case alter-
native (MbhU 1:408), but I do not consider it worthwhile to enter into details
here. In brief, he states that in a compound with a word ending m the instru-
mental case there is e for a when a third triplet ending, that is, an instrumental
39
That is, words whose meanings are not transparent from the application of grammar alone but
ascertained through the lexicon of the Sanskrit language On the sense of samjfid, see G B
Palsule 1966
40
The derivation of a feminine form from rules A 3 3 18 and A 3 3 19 is blocked by A 3 3 94,
see Vaidyanatha's Chdyd (Bhargavasastrl JosT 1951 408, note 4) tathd cdkartanti prdpta-
ghafiah striydm ktind bddha iti bhdvah, 'and thus, by the rule striydm ktin, there is blockin
41
of GHaN which would apply according to the rule akartan etc , that is the idea'
42
So read with Palsule and Bhagavat (1991 18) and MbhDms fol 200b for MbhD asamdso sydt
MbhDms fol 200b clearly reads pi but adds what seems to be a superfluous va, Palsule and
43
Bhagavat (ibid) read iti ca
MbhD 288,17-18 asya tu chdndasatvdd bhdsdydm prayogo duhsampddah, 'but because th
is a chandas form, it is difficult to use it in bhdsd'
196 Indian semantic analysis
upon arguments brought up during his discussion, they will be dealt with as
they appear.
consonant and marked with a diacritic K or N.61 The words upadhdydh khiti
recur from A 6.4.24 aniditdm hala upadhdydh khiti which provides for the
elision of a penultimate n in a verbal root which ends in a consonant and is fol-
lowed by a suffix marked with a diacritic K or N provided the addition of n is
not signalled by a diacritic marker /.
Rule 6.4.89 ud upadhdyd gohah provides for the substitution of the vowel u
for the penultimate sound of the presuffixal base goh (^guh 'hide'), provided a
suffix follows which begins with a vowel, act The latter requirement is taught
by A 6.4.77 aci snudhdtubhruvdm yvor iyahuvahau from which aci recurs.
If rules 6.4.34 and 6.4.89 are to work properly, the words sdsah and gohah
have to be interpreted so as to exhibit partitive genitives, contextually bound to
upadhdydh which exhibits a genitive to be interpreted according to rule 1.1.49.
Thus sdsa upadhdydh teaches a substitution for the penultimate of sds, that is,
a, and goha upadhdydh teaches a substitution for the penultimate of goh, that
is, o. If, however, the genitive exhibited in sdsah and gohah were to be inter-
preted according to rule 1.1.49, they would no longer be contextually bound to
upadhdydh and this term would thus erroneously effect the substitution of any
penultimate sound. Likewise, sdsah and gohah would effect the substitution of
the final sounds of sds and goh according to A 1.1.52 alo 'ntyasya which
teaches that substitution takes effect on the final sound of the form indicated
as a substituend by the genitive case. The words sdsah and gohah of rules
6.4.34 and 6.4.89 would thus signal the replacement of s and h by i and u, while
the word upadhdydh would signal the occurrence of these replacements in the
place of the penultimate sound of any item which is followed by the suffixes
specified by the respective rules.
This interpretation of the Bhdsya passage in question is in agreement with
the remarks of the commentators. Kaiyata states the following (MbhP I:409b):
avayaveftV niyamena sambandhdntardndm nivartandd iti bhdvahlj upadhama-
trasyefrV sdsind sambandhdbhdvdtpacddisambandhino 'pity arthahl tatra hy ani-
ditdm ity ata upadhdyd iti vartatell
[He brings up the question of] 'part': because the restriction cancels the other rela-
tions [marked by a genitive case suffix]; that is the point. 'Of any penultimate': there
being no relation with sds, the sense is [that substitution would occur] even for [the
penultimate which is] the relatum in pac etc. For there [in A 6.4.34] there is recur-
rence of upadhdydh 'of the penultimate' from [A 6.4.24] aniditdm etc.
The niyama, restriction, would follow from rule 6.4.24 into the present rule
which contains the genitive sdsah: Nagesa adds to this (MbhU I:409b):
tasya sthdnasasthitvenopadhdvisesane sdmartydbhdvddmbhdvah II
Because this [= sdsah] ends in a sthdnasasthi, there is no capability for it to be a
qualifier of the penultimate; that is the idea.
61
For example, the past participle sis-td 'ordered; instructed' is formed by adding the suffix Kta
(-td) to the presuffixal base sds.
Substitution 203
The argument of the second vdrttika, that the restriction which was postu-
lated as the purpose of rule 1.1.49 by the first vdrttika would be too rigorous
in that it would affect the interpretation even of such genitives as the partitive,
is here challenged by the claim that a restriction works only where there is
doubt, and that such genitives as the partitive are beyond doubt as to their inter-
pretation. As Kaiyata remarks (MbhP I:409b):
aniyamaprasange niyamah kriyate, na tuprdg evdvasthite niyamell
When there is a possibility that there would not be a restriction, a restriction is made,
but not when a restriction has indeed been established already.
Or, in the words of Nagesa (MbhU I:409b): avayavasasthyddindm istdndm
nivrttaye niyamdprdptir iti vdrtikdrthah, 'the point of the [third] vdrttika is that
a restriction would not come about to cancel such genitives as the partitive
which are desired'.
Patanjali claims that even this need not be stated, and compares the situa-
tion to one where a man wanting to know his way to some other village is told
only of those points on his path where doubt may arise. The idea is, as I under-
stand it, that one makes a restriction only with regard to such places as where
there is a fork-shaped division of the path, not with regard to totally oblique
paths. There is no doubt that a crossing path is not the path one is instructed to
follow, and so nothing is said about it. Such a path is, according to Nagesa
(MbhU I:410a), purvapascimdnyataradisi gacchato daksinottaramdrga iti
ydvat, 'as much as a road going south-north for one who moves in the direc-
tion of either east or west'.64
Similarly, in grammar a restriction applies only when there is doubt, but
there is no doubt with regard to genitives such as the one that marks a part,
since these are established beyond doubt already.
At this point in his discussion of rule 1.1.49 Patanjali mentions two alterna-
tive interpretations of the expression sthdneyogd. According to the first oii
these it is to be read as sthdne 'yoga (Mbh 1:119,1):
atha vd sthdne 'yoga sthdneyogd/ kim idam ayogetil avyakt^yogdyogdll
Since the word yoga so far ha$ been taken in the sense of 'relation', the fol-
lowing translation seems reasonable:
64
In their edition of Bhartrhari's Dipikd Abhyankar and Limaye read as follows (MbhD
290,13-14): yau hi panthdnav bhavatas tatra na jndyate kasmin pqthibhdge grdmafy
samnivista iti. In the Dipikd manuscript, however, the first part of this reads (MbhDms foL
202b): yau hi yamthdndm ekadikkau0. It is understandable that Abhyankar and Limaye take
°dikkau as a bahuvrThi compound and, lacking a reference for this, emend the impossible
yamthdndm to panthdnav0. Their emendation anekadikkau is possible, giving the sense of
'two paths going in a plurality of directions (not in two)' or, suiting my picture of the situa-
tion, 'two paths going in [slightly] different directions', however I fail to see why it is neces,n
sary. I propose to read ekadikkau with the manuscript, a reading retained also by Palsule and
Bhagavat (1991:20,26). Accepting the other emendations suggested by; Abhyankar and
Limaye, one could then translate the passage as follows: 'For, when you hav6 two paths going
in one direction, it is not known along which division of paths the town is located.'
Substitution 205
Or else sthaneyogd is [to be analysed as] sthane 'yoga. What is this ayogd! That
[genitive case ending] which denotes a relation that is not clear.
The remarks of Kaiyata seem to support the interpretation of yoga as 'rela-
tion' (MbhP I:410a):
ayogeri/ yogam antarena sasthyd evdbhdvdd visisto yogo yasyd ndstiti sdmarthydt
pratvyatel
1
ayogd': since there is no genitive case ending without some relation, we must
understand that [what is marked by the genitive defined by rule 1.1.49] is something
for which there is no specified relation [established already].
Under this alternative sthaneyogd is no longer considered a compound.
Instead it is taken as a phrase which is to be divided sthane 'yoga, where ayogd,
in the sense of avyaktayogd 'which identifies a relation that is not clear', is con-
sidered a nansamdsa65 qualifying sasthT, while the word sthdna, in the locative,
defines the relation marked by the genitive case suffix. This solution logically
presents itself on the basis of the foregoing discussion in the Bhdsya. If the
purpose of A 1.1.49 is to express some sort of restriction with regard to a geni-
tive case ending met with in the rules of grammar, and if it is argued that this
restriction must not affect genitives such as the partitive because these are estab-
lished already and thus beyond doubt, it becomes possible to say, with Kaiyata,
that no genitive case suffix occurs unless some relation is to be denoted, and
that A 1.1.49 supplies the interpretation for a genitive form which, unlike sdsah
and gohdh discussed above, is not contextually bound. In other words, where
no particular relation is specified, the restrictive rule 1.1.49 applies to mark the
relation in question as defined by the locative word form sthane.
This solution is the only one presented in the Bhdsdvrtti of Purusotta-
madeva,66 a simple commentary on the AstddhydyT, where, incidentally, the
'word ayogd is glossed avyaktasambandhd,61 the word yoga thus specifically
identified as synonymous with sambandha 'relation'.
, In Nagesa's Uddyota we meet with a considerably more sophisticated inter-
pretation of the sthane 'yoga alternative and of the word yoga in particular.
This seems worthy of mention regardless of whether it represents tenets valid
for Patanjali. Nagesa makes the following remarks on Kaiyata's interpretation
of the issue (MbhU I:410a):
visista itil nirnayavisista ity arthahl ayam eva bhdsye vyaktasabdasydrthah I atra
pakse yogasabdah karmavyutpattyd sambandhiparahl
'visistaK: that is to say, specified through ascertainment. This alone is the sense of
vyakta in the Bhdsya. On this view, by its analysis as object, the word yoga means
relatum.
$ That is, a compound with the negative particle as its first member. In the sense of avyaktayogd,
the expression ayogd is taken as a compound of the sakapdrthiva type by Sivaramendrasaras-
vatlin his Ratnaprakdsa commentary on the PradTpa (ed. M.S. Narasimhacharya 1975:302).
| 6 Generally placed in the early twelfth century; see Cardona 1976:282.
? Ed. Dwarikadas Shastri 1971:9.
206 Indian semantic analysis
[that genitive] is neither ayogd 'marking a relation which is not clear' nor yogavatT
'abundant in relations', and hence does not apply to mark a relation defined by the
sthdna.
Nagesa, who sticks to his interpretation of yoga as 'relatum', offers an
important remark here which however bids some difficulty as to its interpreta-
tion (MbhU I:410a):
yogavatlft' pakse 'py evam eva, sthdnarupasambandhiniyamdrthatvddasya//
'yogavatf: even on this view things are just the same, since [the rule] has as its
purpose a restriction on the relatum in the form of the sthdna.
Now, this is ambiguous. The compound sthdnarupasambandhiniyama0 can
either be understood so that sthdnarupa qualifies the word saynbandhin, the
sthdna thus becoming a relatum of the relation in question, or it can be under-
stood so that sthdnarupa qualifies sambandhiniyama, the restriction thus
appearing in the form of the sthdna. It makes sense to refer to the sthdna as a
relatum, directly, less so to refer to it as a niyama, directly. The first alternative
therefore seems to me the most plausible one, although the second cannot be
excluded completely. Under the first alternative the statement would mean that
when there is a possibility of many relata, rule 1.1.49 serves to restrict a geni-
tive to mark a relation with a specific relatum only, namely the sthdna. Under
the second alternative there is a restriction on the relatum, the restriction being
the sthdna itself. Taking into consideration that the word sthdna appears in the
locative in the phrase sthdne yoga, this could be taken to imply that rule 1.1.49
comes into play to mark a relation which has one relatum or, possibly, both
relata restricted to appear in the sthdna.
The two possible interpretations may thus be seen to represent two differ-
ent views of how the relation marked by a sthdnasasthT is to be considered. On
the first view we would be dealing with a relation where there is a restriction
that one of the relata has to be the sthdna. On the second view the sthdna would
not be a relatum but something which restricts the one relatum or both relata
of the relation in question. A full discussion of the problems connected with
the exact determination of the relation marked by a sthdnasasthT will be carried
4
out below. Suffice it here to say that these two views come up in that context,
as does the problem that the sthdna, strictly speaking, is not a relation. This
may be the reason for Nagesa's choosing to interpret yoga as 'relatum' and not
as 'relation' when sthdneyogd is not considered a compound.
To sum up, when the wording sthdneyogd is split, Paninlyas leave us with
two options. The phrase can be read either as sthdne 'yoga or as sthdne yoga.
Generally speaking, both of these interpretations specify certain conditions for
interpreting a genitive as a sthdnasasthT. According to the first, when there is
an uncertain relation or, following Nagesa, an uncertain relatum, the relation
marked by the genitive is defined by the word sthdne. According to the second,
when there is an abundance of relations or, following Nagesa, an abundance of
208 Indian semantic analysis
relata, one is similarly to supply the word sthdne. None of these alternatives is
considered by Katyayana, and Patanjali seems to present them only in passing,
leaving them as mere possibilities arising through the claim that the purpose
of the rule is to make a restriction.
Patanjali now turns to the statement of the fourth vdrttika which brings up
an entirely new solution to the problem raised by the second vdrttika of how
to identify a sthdnasasthi when also genitives such as the partitive are to be
taken into consideration as possible interpretations when a genitive case suffix
is met with (Mbh 1:119,4-15):
visistd vd sasthi sthdneyogd II All
atha vd kimcil litigant dsajya vaksydmTtthamlingd sasthi sthdneyogd bhavatltil na
ca tal lingam avayavasasthyddisu karisyatell yady evam sdsa id ahhaloh sd hau
sdsigrahanam kartavyam sthdneyogdrtham lingam dsanksydmiti I na kartavyaml
yad evddah purastdd avayavasasthyartham prakrtam etad uttdratrdnuvrttam
sat sthdneyogdrtham bhavisyatil kathaml adhikdro ndma triprakdrahl kascid
ekadesasthah sarvam sdstram abhijvalayati yathd pradipah suprajvalitah sarvam
vesmdbhijvalayati I aparo 'dhikdro yathd rajjvdyasd vd baddham kdstham
anukrsyate tadvad anukrsyate cakdrenal aparo 'dhikdrah pratiyogam tasydnir-
desdrtha iti yoge yoga upatisthatel tad yadaisa pakso 'dhikdrah pratiyogam
tasydnirdesdrtha iti tadd hi yad evddah purastdd avayavasasthyartham etad uttara-
trdnuvrttam sat sthdneyogdrtham bhavisyati I sampratyayamdtram etad bhavati I na
hy anuccdrya sabdam lingam sakyam dsanktuml evam tarhy ddese tal lingam
karisyate tat prakrtim dskantsyati II
4
Or rather, a distinguished genitive case suffix [signifies] sthdneyogd.' vt. 4
Or else, having added some mark, I shall state that a genitive case suffix with such
a mark is established as sthdneyogd. And this mark will not be made for such gen-
itives as the partitive. 4>
If so, mention must be made of; sdsl, [the root ^Isds, the genitive^form of which
recurs] in [A 6.4.35] sd hau [from A 6.4.34] sdsa id anhaloh, so I may add a mark
to signify the sthdneyogd. [Such a mention] need not be made. That very [mention
of sdsl] which is put forward in the context of the earlierjrule [A 6.4.34] to signify
a partitive genitive, that [mention of sdsl] is recurrent in the subsequent rule [A
6.4.35] for the purpose of signifying the sthdneyogd. How? Becausean adhikdra74
is of three kinds. A certain kind, standing at its one place, illumines the whole
corpus of rules as a bright-shining lamp fully illumines a house. Another [kind of]
adhikdra is dragged along by means of the particle ca 'and', just like a log is dragged
along which has been tied to a rope or an iron chain. Another [kind of] adhikdra
makes its presence in rule after rule so that it need not be stated in each subsequent
rule. Therefore, when the view is that a governing rule need not be stated in each
subsequent rule, then, in fact, that very [mention of a genitive form], which in an
earlier rule signifies a partitive genitive, is recurrent in a subsequent rule where it
appears to signify the sthdneyogd.
74
Strictly speaking, an adhikdra is a governing rule, but Patanjali seems to usp the term in the
wider sense of any statement that can be read into a rule and thus govern its interpretation; see
below.
Substitution 209
[But] this brings about mere knowledge. For it is not possible to add a mark if the
linguistic item is not pronounced.
If it is like that, then the mark will be made on the substitute, and it will then leap
over to the substituend75 [which is indicated by the genitive form recurrent from the
earlier rule].
The fourth vdrttika suggests that the problem of identifying a genitive as a
sthdnasasthlcould be solved by adding to those genitives some particular mark
by which they would easily be recognised. But such a procedure creates certain
difficulties. Patanjali quotes two rules to make this clear. The first is rule 6.4.34
sdsa id anhaloh, discussed earlier. In brief, this rule signals the replacement
by i for the penultimate sound, upadhd, of the root ^Isds 'order; instruct' when
the latter is a presuffixal base, anga, followed by aN or by any suffix begin-
ning with a consonant and marked with a diacritic K or N. Now, the genitive
form sdsah is understood to exhibit a partitive genitive, since the word is con-
textually bound to upadhdydh which recurs from A 6.4.24 aniditdm hala upa-
dhdydh kniti where upadhdydh exhibits a sthdnasasthl. The second rule quoted
by Patanjali is A 6.4.35 sd hau which teaches that the presuffixal base sds is
replaced by sd before the imperative ending hi to give sd-dhi. The genitive form
sdsah of rule 6.4.34 is understood to recur in rule 6.4.35 where it no longer sig-
nifies a partitive genitive contextually bound to upadhdydh, but a sthdnasasthl.
In rule 6.4.35, then, the genitive sdsah is considered to recur. But it is not men-
tioned. Its only mention is in rule 6.4.34, but there it signifies a partitive gen-
itive.
In order to argue against the necessity of repeating sdsah in rule 6.4.35,
^Patanjali refers to three ways in which an adhikdra works. Strictly speaking,
an adhikdra rule is a heading rule which governs subsequent rules in a partic-
ular section of the grammar. The adhikdra is thus an item which recurs {anu-
yartate) in each rule belonging to this section. But parts of rules are also
considered to recur in subsequent rules, and these recurring items evidently fall
fcnder the scope of an adhikdra as well, if one is to judge from Pataiijali's dis-
gussion here. Moreover, the first kind of adhikdra mentioned by Patanjali in
|his passage actually refers to that type of rule which is technically termed
paribhdsd, general principle of interpretation, not restricted in its application
|o the domain of a certain section but valid throughout the grammar. Rule
11.49, for example, is considered a paribhdsd rule.76 The second kind of
$S The exact sense of the term prakrti is a point of ambiguity here. Generally it means 'norm;
original' or, in grammar, 'base; stem'. Panini does not employ prakrti as a technical term in
such a sense, only prakrtyd which denotes a form that has not yet undergone any change (yrtti).
In the present context prakrti could refer to the base sds, or to an earlier mention, prdkrta, that
is, to what has come down from an earlier rule which in this case would imply that prakrti
refers to the form sdsah as it has come down from rule 6.4.34, or it could refer to the sthdnin,
the substituend. Kaiyata takes it in the latter sense; see below.
$ Kaiyata remarks (Mbhp 1:41 la): pdrdrthyasdmydt paribhdsd ypy adhikdra ucyate, 'even
paribhdsd is called an adhikdra because it is equivalent in serving the purpose of other [rules]'.
In his commentary here Nagesa objects to the claim that a paribhdsd illuminates the whole
210 Indian semantic analysis
adhikdra mentioned here works by means of the particle ca 'and; also' which
signals the recurrence of the item in question.
The first and second kind of adhikdra may be excluded in the present
context simply because they do not apply. It is the third kind of adhikdra which
is relevant here. This is said to work in such a way that it 'makes its presence
in rule after rule so that it need not be stated in each subsequent rule'. Both
major governing rules and parts of rules which are to recur in subsequent rules
were probably marked with a svarita vowel to be heard in the recitation of the
AstddhydyT. This feature was lost early in the tradition.77 This marking device
is accounted for by A 1.3.11 svaritenddhikdrah which states that an item
characterised by a svarita vowel is to be considered an adhikdra. Patanjali's
way of telling how the third type of adhikdra works is an echo of the first vdrt-
tika on this very rule: adhikdrah pratiyogam tasydnirdesdrthah, 'the point oft
an adhikdra is that it need not be stated in subsequent rules'. As Cardona
(1968:448, note 4) has pointed out; the term adhikdra is here best interpreted
as karmasddhana, that is, as denoting the item which is made to recur.78
Thus, in the present context, the item sdsah which is considered to recur in
rule 6.4.35 from rule 6.4.34 seems to be regarded as an adhikdra of this third
kind. Accordingly, it is only necessary to mention the genitive form sdsah
once, so that by its mention in rule 6.4.34, although it there signifies a.partH
tive genitive, it makes its presence in rule 6.4.35 where it signifies af
sthdnasasthi.19
To this the objection is raised that the recurrence of sdsah in rule 6.4.3§
gives a mere understanding of the word form sdsah from rule 6.4.34, and to,
mere understanding no mark can be added. How could one add a mark to aj
Footnote 76 (cont.)
grammar, pointing out that there are two views concerning how a paribhdsd works (MbhU|
1:411 a). He discusses the issue at length m the context of panbhdsds 2 and 3 in hij
Panbhdsendusekhara (Kielhorn 1871-4:6-26; ed. Abhyankar 1962:1-6). Concerning thS
difference between a paribhdsd and an adhikdra, the Bhdsya discussion at A 2.1.1 samarthaM
padavidhih betrays a certain confusion in this respect and tcrsome extent an overlapping
between the two concepts. Discussing whether this rule is a panbhasa or an adhikdrM
Patanjali here postulates a difference between the two in claiming that a paribhdsd is of tl||
first kind referred to above, whereas an adhikdra is stated to make its presence in rule aftei
rule so that it need not be stated again in each subsequent rule, and thus equal to the third kiag
referred to above. See Mbh 1:359,4-7 with Kaiyata's commentary. See also Mbh 1:70,20-11
where the concept of paribhdsd seems to include that of adhikdra.
77
Cardona (1968) has discussed Panini's use of svarita; references to other discussions perl
78
taming to this topic are given by Cardona 1976:192.
The Kdsikd at A 1.3.11 glosses adhikdra by the word viniyoga (roughly, 'assignment; conn
mitment'), an interpretation as bhdvasddhana, that is, as a noun expressing the mere activip
of assigning, according to the PadamanjarT (KasP 1:408). Commenting on the Bhdsya a A
1.3.11, Kaiyata remarks that the word adhikdra
l
may be interpreted either as bhdvasddhana§i
as karmasddhana (MbhP II: 145a).
79
Nagesa (MbhU 1:41 la) claims that we are dealing here with a sabdddhikdra, an adhikafM
where one item of a rule goes into a subsequent rule in the sense that only the form goes dowi|p
not the meaning. It should however be kept in mind that the major adhikdpa rule A 6.411
angasya exhibits a genitive to be interpreted by context, in rule 6.4.34 as a partitive geiutiv|f|
in rule 6.4.35 as a sthdnasasthi. The genitive angasya is coreferential with sdsah in both rul$i
Substitution 211
word form that is not pronounced? Kaiyata articulates the problem clearly
(MbhPI:411a):
svaritatvapratijndndd uttaresu yogesu tasya sabdasydnumdnam bhavatu, lingd-
sangas tv anuccdritasya katham sydd ity arthahll
That is to say, by the convention of recognising the existence of svarita vowels, this
item [sdsah] should be inferred in subsequent rules80; but how is a [phonetic] mark
added to something which is not pronounced?
In order to meet this difficulty, Patanjali suggests the mark be added to the
^substitute, adesa. Through the relation that obtains between substitute and sub-
"stituend, sthdnin, the sense conveyed by the mark will be transferred to the sub-
Istituend, marking it thereby as exhibiting a sthdnasasthl Kaiyata explains this
in the following manner (MbhP I:411a):
ddesalingdsangdt tasya ca sasthyabhdvdt tatsambaddhasthdnino lingakdryam
phalisyatity arthahll
That is to say, by adding the mark to the substitute, and by the fact that this does not
exhibit a genitive case suffix, the operation [signalled] by the mark will take effect
on the substituend which is related to the substitute.
Thus, if a mark were added to the substitute sd in A 6.4.35 sd hau, this mark
gvould direct the operation to take effect on the related substituend expressed
jjby the recurring genitive form sdsah which is thus identified as exhibiting a
hthdnasasthiIn the context of A 6.4.35. The mark would not direct the opera-
Eon to the substitute sd itself, since this item does not exhibit a genitive case
Sending.
I Challenging the whole claim that the purpose of rule 1.1.49 is to state a
flpstriction, Patanjali next points out the difficulties of cases where there is only
p e genitive case suffix but several things to be qualified through it (Mbh
Sfil9,16-19):
yadi niyamah kriyate yatraikd sasthy anekam ca visesyam tatra na sidhyatil
angasya halah anah samprasdranasyeti I hal api visesyo 'n api visesyah
samprasdranam api visesyam I asatipunar niyame kdmacdra ekayd sasthyanekam
l
visesayitum I tad yathdl devadattasya putrah pdnih kambala itil tasmdn ndrtho
Hiyamenal
*If the restriction is made, then it would not work properly in cases where there is
l?
6ne single genitive case suffix but several things to be qualified. [In the string of
rules and recurring items] angasya (A 6.4.1) halah (A 6.4.2) anah (A 6.3.111)
samprasdranasya (A 6.3.139), hal is to be qualified, an is to be qualified, and
samprasdrana is to be qualified [by the single genitive angasya]. But if there is no
Restriction, then do as you please in order to qualify several things by means of one
single genitive case suffix. As for example: Devadatta's son, hand, blanket.
Therefore there is no point in the restriction.
^®The use of the plural here is a bit odd because it only goes to one rule
212 Indian semantic analysis
Patanjali's argument here is that there are cases where one single genitive
case suffix serves to denote several relations that may differ according to cir-
cumstances. A restriction which limits a genitive case suffix to denote just one
particular relation would accordingly create problems. Or, as Kaiyata puts it,
one can no longer have the relation between qualifier and qualificand.
To illustrate his point, Patanjali adduces the example of A 6.4.1 angasya
which contains a genitive to be 'interpreted according to context. The word
angasya is considered to recur in A 6.4.2 halah. Recurring there are also the '
items dirghah and anah from A 6.3.111 dhralope purvasya dirgho 'nah,;
together with A 6.3.139 samprasdranasya. Rule 6.4.2 halah is thus to be inter-1
preted in accordance with the string angasya halo ynah samprasdranasya ,
dirghah, 'when preceded by a consonant which is part of a presuffixal base, a j
vowel aN {a, i, u) that is samprasdrana (7, w, r, / as replacements of the corre-1
sponding semivowels y, v, r, /) is replaced by a long vowel [when the former fj
is the final]81 of a presuffixal base'. For example, rule 6.4.2 halah serves t o |
derive the past participle huta from hvd Qive) 'call; invoke', but prevents thef
lengthening of u in uta and niruta derived from ve 'weave', in uta because there |
is no preceding consonant that is part of the presuffixal base, in niruta because!
the r is not a part of the presuffixal base but belongs to the preverb. f
Kaiyata clarifies the point in the following manner (MbhP I:411b): |
yadlr// 'angasya' iti sthdnasasthitvdd visesanavisesyabhdvo nd prakalpata ityi
arthahll |
\
'If [a restriction is made]': that is to say, if [the genitive met with in A 6.4.1] angasyg^
is accepted as a sthdnasasthT, then a relation between qualifier and qualificand is|
rendered impossible.
This interpretation is supported by Nagesa (MbhU 1:41 lb):
tattvdd dhala ity ddind 'vayavavdcakena visesanavisesyabhdvo na sydd ity arthaH/M
That is to say, in reality there can be no qualifier-qualificand relatiorj with halah etc|
since these refer to a part. ""
To get rid of this difficulty, Patanjali simply suggests that if no restriction i]
made, one single genitive case suffix may serve to qualify different things i
desired, thus denoting various specific relations as in the example 'Devadatta'^
son, hand, blanket' where relations like father-son, part-whole, owner-ownec;
are involved. Therefore, even though a genitive case suffix strictly speakin|
merely denotes relation in general, the restriction is rendered unnecessary. T|
this Patanjali raises the following objection (Mbh 1:119,19-20):
nanu coktam ekasatam sasthyarthd ydvanto vd te sarve sasthyam uccdritaya^
prdpnuvantil \
81
A 1.1.52 alo 'ntyasya directs the substitution to the final sound of the form given in the \
tive case; cf. Nagesa's remarks on the Bhasya passage under discussion (MbhU 1:41 lb) <
the Kasikd on rule A 6.4.2.
Substitution 213
Well, but it has already been stated that there are one hundred meanings [or, pur-
poses of use] for the genitive case suffix82 - or as many as there are - [and] all of
them would apply when a genitive case ending is pronounced.
This objection is immediately met with a counter-objection (Mbh
1:119,20-5):
naisa dosah I yady api loke bahavo 'bhisambandha drthd yaund maukhdh srauvds
ca sabdasya tu sabdena ko 'nyo 'bhisambandho bhavitum arhaty anyad atah
sthdndtl sabdasydpi sabdendnantarddayo 'bhisambandhdhf aster bhur bhavatiti
samdehah sthdne 'nantare samipa itil samdehamdtram etad bhavati sarva-
samdehesu cedam upatisthate vydkhydnato visesapratipattir na hi samdehdd
alaksanam itil sthdna iti vydkhydsydmah II
There is no fault here. Although there are numerous relations83 in the world - [such
as] possessive,84 genetic, oral,85 ritual86 - still, between one linguistic unit and
another linguistic unit, what relation is allowed to obtain other than this [one
defined by the] sthdnal Even between one linguistic unit and another linguistic unit
there are relations such as 'adjacent' etc. So there is doubt when it is stated [in rule
2.4.52 aster bhiih] that bhu occurs 'of as': in the sthdna [of as], in the adjacency, in
the nearness? - This is mere doubt, and in all cases of doubt this [paribhdsd] pre-
sents itself: 'the understanding of something particular [among two or more
possibilities is ascertained] by reasoned explanation, for [a grammatical rule
should] not [be considered] a non-rule as a result of [mere] doubt [as to its inter-
pretation].' So we shall interpret [the genitive to denote a relation defined by the
locative word form] sthdne.
Pataiijali's first point here is that although several different relations can be
observed in the world, relations which in language would be expressed by
means of a genitive case suffix, only such relations as may possibly obtain
between one linguistic unit and another are of interest here. And what partic-
ular relation is allowed to obtain between two such terms other than the one
defined by the sthdnal In replying to this rhetorical question, Patanjali is
forced to admit that even between one linguistic unit and another linguistic unit
relations such as dnantarya 'adjacency' may also obtain. From the rest of the
passage it is evident that Patanjali, in addition to dnantarya, alludes to the par-
ticular relation of sdmipya 'nearness' here. Whether he has even other relations
in mind is hard to tell. The tradition does not mention other reldtions in this
context. The early eighteenth-century author Vasudeva Diksita categorically
limits them to three in his Bdlamanoramd (SK 1:44,4-5): sabdasya sabdena
traya eva sambandhdh - dnantaryam sdmipyam prasangas ca, 'only three
relations [may obtain] between a linguistic unit and [another] linguistic unit:
adjacency, nearness and possible appearance'.87 Anyhow, it is evident that at
least the dnantarya and sdmipya relations may obtain in addition to the one
defined by the sthdna. Hence, Patanjali argues, doubt will arise as to the spe-
cific sense of a rule such as A 2.4.52 aster bhuh, the purpose of which is to
teach that bhu replaces as in the domain of drdhadhdtuka suffixes. The word
asteh in this rule exhibits a sthdnasasthi, but how can we be certain about that
when also such relations as dnantarya, adjacency, and sdmipya, nearness, may
obtain? Because, says Patanjali, this is mere doubt, and in all cases of doubt
the following paribhdsd, general principle of interpretation, presents itself:
vydkhydnato visesapratipattir na hi samdehdd alaksanam**
In a case of doubt, this paribhdsd tells us, we have to ascertain a particular
conclusion by reasoned explanation, vydkhydna}9 For a rule in grammar
(laksana), which is a means of understanding, does not cease to be so out of
mere doubt. Whereas the word alaksana in the present context may be taken
in the narrow sense of 'non-rule', the seventh century author Nllakantha
glosses it abodhaka 'something which does not give understanding', resorting
to the familiar nirvacana of the word laksana: laksyate yneneti laksanamjfid-
nasddhanam,90 'laksana [is so called according to the analysis] "something is
recognised/characterised by means of it", that is, it is a means of knowledge'.
This brings us closer to the coiiimon meaning of laksana, namely 'sign;*
characteristic mark' or, more precisely, 'that through which something is char-
acterised', thus comprising both definiens and definitio of Western terminol-
ogy.91 As in my translation of the Bhdsya passage above, the paribhdsd could]
thus be interpreted so as to have a wider scope than just the^rules of the;
AstddhydyT.
Invoking this paribhdsd, Patanjali explicitly says that we are fbrced to inter-j
pret. And, he continues, the specific relation which the genitive9 marks in thg
87
Note that dnantarya, sdmipya and prasanga are called relations here. The word sthdna is takenl
88
in the sense of prasanga 'possible appearance'. ^
This way of arguing (samdehamdtram etc.) is met with in the form of a fixed expression af
several places in the Bhdsya, for example Mbh 1:42,11 (A 1.2.2); 266,15 (A 1.3.9); 271,15 (Ai
1.3.10); II: 106,3 (A 3.2.57); 106,18 (A 3.2.57). The paribhdsd is also invoked on its own, fol
example Mbh 1:6,26; 7,5 (Paspasd); 111:246,3 (A 7.1.13), and is widely accepted by Paninlya|
from Patanjali onwards. Nagesa presents it as the very first paribhdsd in hi|
Paribhdsendusekhara and it is listed in the majority of grammatical paribhdsd works (cf|
89
Abhyankar 1967, index).
According to Nagesa: vydkhydndc chistakrtdt, 'from the interpretation done by the sistas, thgf
90
learned' (Paribhdsendusekhara, ed. Abhyankar 1962:1); cf. Thieme 1957:53 ff.
Nllakantha's Paribhdsdvrtti, ed. Abhyankar 1967:293. Patanjali resorts to the .same nirvacan^.
in his Mahdbhdsya on A 2.3.37,91stating that a laksana is that by which something is recojil
msed (Mbh 1:459,2-3; 7-10). See G. Gren-Eklund 1984:118, note 53.\ i
Substitution 215
present context we shall interpret by supplying the locative word form sthdne.
The commentators take us considerably further here, providing reasons for the
choice of this particular interpretation. Kaiyata remarks (MbhP I:412a):
sthana itil antarangatvdd laksydpeksandd veti bhdvahl
[Why would we understand] 'sthdne' [?] The idea is: either from the fact that it is
present first in the mind {antaranga), or from considering the laksya, the final result
of an operation.
Kaiyata identifies two reasons why we should interpret a genitive by sup-
plying the locative word form sthdne. On the one hand, such an interpreta-
tion is ascertained through the principle of antarangatva. In brief, an
operation92 is considered antaranga when its conditions or causes of applica-
tion are internal or proximate with regard to those of another operation,
accordingly termed bahiranga, whose conditions are external.93 Moreover,
what depends on a meaning that presents itself prior to another meaning is
also termed antaranga. In the process of formation an antaranga operation
is present in the mind prior to a bahiranga operation, and is thus considered
stronger than it.94 In other words, that which presents itself earlier takes effect
earlier. This idea is reflected in the widely accepted paribhdsd: asiddham
bahirangam antarange, 'a bahiranga [operation] is not effected when [there
4S a possibility of] an antaranga [operation taking effect]'.95 Patanjali himself
accepts the principle of antarangatva and quotes this paribhdsd at several
places in the Mahdbhdsya though he is occasionally forced to make excep-
tions to it.96;
On the force of this antara/iga-principle, then, it is possible for Kaiyata to
claim that the relation marked by a genitive should be interpreted by supply-
ing the locative woroNform sthdne. This is what comes to mind first.97
On the other hand\]jCaiyata says, this interpretation is arrived at also by
igksydpeksana, that is, by paying attention to the final forms which are the
output of grammatical operations. The interpretation whereby one supplies the
word form sthdne is the only one which would give the forms desired, the
forms met with in actual Sanskrit usage.
92
I take 'operation' here to include a rule as well as what is taught in a rule.
^91 See p. 196, note 44 above.
Note here the following remark of Joshi and Roodbergen (1980:ii). With regard to the view
that the whole sentence, and not only the single words of which it is composed, is at the basis
of formation, they state that 'a distinction must be introduced between antaranga-m\es which
are word-integrative rules, and bahiranga-rules which are non-word-integrative rules.
Moreover, as regards the order of application, priority must be given to the antaranga-mles.'
^Kagesa presents this as paribhdsd 50 in his Paribhdsendusekhara. It is listed in all extant
works on grammatical paribhdsds. For recent critical work on this paribhdsd, see Kiparsky
1982:87 ff. and Bronkhorst 1986. Even though the antaranga-paribhdsd may turn out to be
irrelevant as Kiparsky (1982) has tried to demonstrate, it was certainly at work in the minds of
m
Sanskrit authors at least from the times of Patanjali.
m
For example, Mbh 1:26,14 (Sivasutra 4); 111:93,3 (A 6.1.135); 347,22 (A 7.4.10).
This will be explained below.
276 Indian semantic analysis
commentators, one may actually conclude that rule 1.1.49 is superfluous. And
the necessity of the rule is indeed what Patanjali rhetorically questions in his
final remarks on A 1.1.49 (Mbh 1:119,25-8):
na tarhiddnim ayam yogo vaktavyah I vaktavyas ca I kim prayojanaml sasthyantam
sthdnena yathd yujyeta yatah sasthy uccdntdl kim krtam bhavdtil nirdisya-
mdnasyddesd bhavantity esd paribhdsd na kartavyd bhavatill
In that case, then, this rule need not be stated. It must be stated. For what purpose?
In order that what ends in a genitive case suffix, provided the genitive is actually
pronounced after it, should be linked with the sthdna. What is accomplished by this?
The paribhdsd which states that 'substitutes occur in the place of what is expressly
enunciated' need not be made.
Rejecting at first any reason for stating the rule, Patanjali then says it
should be stated. What is taught by the rule may be fully provided for by the
principle of antarahgatva. But the rule serves another purpose, namely that
what ends in a genitive, provided the genitive case suffix is actually pro-
nounced after it, should be linked with or, possibly through the sthdna.
Interpreted in this way, the rule is made to render the paribhdsd that states:
nirdisyamdnasyddesd bhavanti, 'substitutes occur in the place f of what is
expressly enunciated'.
Bhattoji Dlksita sums the situation up as follows in his Sabdakaustubha (SK
244,12-15):
tasmdn ndyam etasya sutrasya sutrdrthahl kim tu sasthyamtam ucbdryamdnam
eva sthdnena yujyate na tu pratvyamdnam iti sutrdrthahl tad etad ucyate
nirdisyamdnasyddesd bhavamtiti I
Therefore this is not the way to understand this rule.100 No, the meaning of the rule
is: 'only that which is expressly enunciated with a genitive case ending is linked
with the sthdna, not that which is [merely] understood'. So what is [really] stated is
[the paribhdsd]: 'substitutes occur in the place of what is expressly enunciated'.
The paribhdsd is not rejected, it simply does not require special statement.
In fact, there are numerous instances where Patanjali resorts to it when dis-
cussing operations that could be misapplied. The paribhdsd is thus cited at
several places in the Mahdbhdsya, most notably at A 6AA30pddahpat where
Patanjali deals with it at some length.101 In his third vdrttika on this rule
Katyayana refers to it in order to meet a difficulty raised by the second vdrt-
tika.102 At this point Patanjali proclaims the necessity of the paribhdsd, telling
100
That is, to identify the genitive in a rule such as 2.4.52 aster bhilh as a sthdnasdsthTsince this
would come about anyway, either because such an interpretation is antaranga, or because
101
laksydpeksana would bring it about, or because A 1.1.56 would serve to indicate it.
Other instances are: Mbh 1:29,23 (Sivasutra 5); 116,19 (A 1.1.47); 129,16 (A 1.1.51), 111:20,26
(A 6.1.13); 22,10 (A 6.1.13); 50,18 (A 6.1.71); 186,1 (A 6.4.19); 214,1 (A 6.4.101); 225,11 (A
102
6.4.142); 236,4 (A 7.1.1); 252,20 (A 7.1.33); 258,5 (A 7.1.50); 398,6 (A 8 2.16)'.
A 6.4.130, vt. 3: na vd nirdisyamdnasyddesatvdt, 'or rather not, because substitutes [occur] in
the place of what is expressly enunciated'.
Substitution 219
us that there are numerous purposes served by it.103 These are listed in the
remaining vdrttikas and thoroughly discussed by Patanjali who demonstrates
how errors would come about if one does not accept Xhe paribhdsd. His conclu-
sions here are however consistent with his final remarks on A 1.1.49. The func-
tions served by the paribhdsd are in fact taken care of by rule 1.1.49 sasthT
sthdneyogd (Mbh III:222,16-17):104
sd tarhy esd paribhdsd kartavydl na kartavydl uktam sasthT sthdneyogety etasya
yogasya vacane prayojanam sasthyantam sthdnena yathd yujyeta yatah sasthy
uccdritetill
So then this paribhdsd needs to be stated. It need not be. It has been stated that the
purpose in formulating rule [A 1.1.49] sasthT sthdneyogd is that whatever ends in a
genitive case suffix, provided the genitive is actually pronounced after it, should be
linked with the sthdna.
If rule 1.1.49 is interpreted so as to render the paribhdsd, then the scope of the
rule and the scope of the paribhdsd are logically interconnected. Since Panini
does not himself explicitly state the paribhdsd, it seems in the first place exigent
to consider the reasons given by the tradition for introducing the paribhdsd and
see whether these harmonise with the rules and principles formulated in the
Astddhydyl In doing so it is necessary to look at the arguments adduced by
Paninlyas in the context of this nirdisyamdna-principle. What Paninlyas remark
on the paribhdsd may thus also contribute to a better understanding of how rule
1.1.49 and the operations governed by it have been viewed by the tradition.
/
The nirdisyamana-paribhasa /
Invoked by Paninlyas from Katyayana onwards, the nirdisyamdna-paribhdsd
is listed in the majority of extant grammatical paribhdsd collections.105 Nagesa
presents it as paribhdsd 12 in his Paribhdsendusekhara. Aiming at consistency
in the body of rules and the principles which govern their interpretation,
Nagesa is first and foremost concerned with the question of how the paribhdsd
interacts with other rules of grammar. Hence, his discussion provides us with
a valuable structural frame for presenting the problems which according to the
tradition pertain to the present paribhdsd. With this in mind, it seems more
rewarding to review the discussion in the Paribhdsendusekhara than to inves-
tigate Patanjali's remarks on the paribhdsd at rule 6.4.130 directly since most
of the issues raised in the Mahdbhdsya are also dealt with in the course of
Nagesa's exposition. So are the issues brought up by Kaiyata and by Nagesa
himself in the context of Patanjali's final remarks at rule 1.1.49. These are also
103
Mbh 111:221,11: avasyam esd paribhdsd kartavydl bahuny etasydh panbhdsdydh pra-
104
yojandm I
The same view is put forward also in the paribhdsd works of Purusottamadeva, Slradeva,
105
Nllakantha and Haribhaskara (ed. Abhyankar 1967:127, 167, 294, 320).
See Abhyankar 1967, index.
220 Indian semantic analysis
106
107
A full translation has been made by Kielhorn (1871-^.67 ff.).
108
Katyayana refers to this paribhdsd in vdrttika 5 on rule A 11 20 dddhd ghv addp.
This rule accounts for forms such as the infinitive utthdtum. By rule 8.4.65 jharo jhan
savarne, a t which is preceded by a consonant and followed by a homogeneous sound such as
th is elided
Substitution 221
for a following form, rule 1.1.54 ddehparasya applies and directs the substitu-
tion to the initial sounds of sthd and stambh.109 Now, the yaddgama-princiiple
states that an element to which an augment is added denotes not only itself, but
also that which results from its combination with that augment. In the forma-
tion of the aorist form udasthdt, the augment aT, acutely accented a, is added
to sthd. Accordingly, sthd denotes also asthd which in the formation of
udasthdt is preceded by ud. In the sound-replacement taught by rule A 8.4.61,
then, the augment a would be identified as the sthdnin, the element which is
to undergo the substitution operation.
In order to avoid such an erroneous occurrence of homogeneity with the
preceding sound, paribhdsd 12 is introduced: nirdisyamdnasyddesd bhavanti,
'substitutes occur in the place of what is expressly enunciated'. The paribhdsd
thus excludes the possibility of ascribing sthdnitva, the property of being a sub-
stituend, to elements which are recognised by application of the yaddgama-
principle.
Having thus given a reason for introducing the paribhdsd, Nagesa goes on
to remark on its relationship with rule 1.1.49 sasthT sthdneyogd. Since the
general sense of this rule, that the genitive marks the particular relation in some
way defined by the locative word form sthdne, is evident from antarangatva or
laksydpeksana, Nagesa claims that the rule is read twice. And the paribhdsd
conveys the sense of the second reading: only something which is expressly
enunciated with a genitive case ending, or, more precisely, only that which in
the real language is like that which is enunciated or forms part of110 what is
enunciated, becomes a term in the relation defined by the sthdna, not that
which is merely understood to be so. In other words, this paribhdsd prevents a
linguistic unit which is merely inferred and not expressly enunciated with a
genitive case ending from being recognised as a sthdnin, an element which is
to undergo a substitution operation. Such a recognition could, as noted, errone-
ously result from the application of the yaddgama-principle formulated by
paribhdsd 11. Therefore, Nagesa says, the nirdisyamdna-paribhdsd is estab-
lished.
The validity of this paribhdsd is then challenged by a series of objections
which have to be met. The first of these concerns operations taught in a rule
such as A 7.4.32 asya cvau. This rule teaches that a final a or d of a presuffixal
base is replaced by f when the suffix Cvlm follows. Only short a is expressly
enunciated in the rule. On the view that a linguistic unit denotes the generic
character which is inherent in every individual unit, Nagesa argues that there
109
Concentrating on the problem raised by the yaddgama-pnnciple, Nagesa leaves rule 11 54
ddehparasya out of his discussion here, probably on purpose, since the rule later on is shown
to apply together with the nirdisyamdna-panbhdsd, thus directing the substitution to the
110
initial sound of what is actually enunciated in a rule with a genitive case ending.
111
Seep 228below
The adverbial suffix Cvl (A 5 4.50 krbhvastiyoge sampadyakartan cvih) is deleted by A
6 1.67 ver aprktasya. Rule A 7 4.32 accounts for forms such as suklfkrta 'made white' where
the final a of sukla 'white' is replaced by F.
222 Indian semantic analysis
• * »
i s n o f a u l t h e r e , s i n c e a - n e s s i n h e r e s a l s o i n l o n g a s o t h a t w h e n s h o r t a i s m e n -
1 1 2
t i o n e d i n a r u l e , l o n g a i s a l s o d e n o t e d . T o b u t t r e s s h i s a r g u m e n t , N a g e s a a l s o
r e f e r s t o t h e p r o h i b i t i o n t a u g h t b y A 6 . 4 . 8 5 n a b h u s u d h i y o h . A n o p e r a t i o n o n
a s o u n d e x p r e s s l y e n u n c i a t e d i n a r u l e a p p l i e s t o a l l v a r i e t i e s d e n o t e d b y t h a t
p a r t i c u l a r s o u n d a c c o r d i n g t o r u l e A 1 . 1 . 6 9 a n u d i t s a v a r n a s y a c d p r a t y a y a h
w h i c h s t i p u l a t e s t h a t a s h o r t v o w e l a l s o d e n o t e s a n y v a r i e t y o f t h a t V o w e l , t h u s
a l s o i t s c o r r e s p o n d i n g l o n g , p r o v i d e d t h e v o w e l i n q u e s t i o n i s n o t a s u f f i x . R u l e
6 . 4 . 8 5 p r o h i b i t s p r e v o c a l i c s e m i v o w e l s u b s t i t u t i o n i n t h e c a s e o f a p r e s u f f i x a l
b a s e e n d i n g i n b h u o r s u d h l B o t h o f t h e s e e n d i n a l o n g v o w e l . N o v y - , i f t h e p r e -
v o c a l i c s e m i v o w e l s u b s t i t u t i o n p r o v i d e d f o r b y t h e p r e c e d i n g r u j e s A 6 . 4 . 8 2 e r
a n e k d c o ' s a m y o g a p u r v a s y a a n d A 6 . 4 . 8 3 o h s u p i d i d n o t a p p l y a l s o t o t h e l o n g
v o w e l s f a n d w , t h e n t h e p r o h i b i t i o n t a u g h t b y r u l e 6 . 4 . 8 5 w e f u l d b e o u t o f p l a c e .
T h e s e c o n d p o s s i b l e o b j e c t i o n t o t h e p a r i b h d s d c o n c e r n s t h e a n u b a n d h a ,
d i a c r i t i c m a r k e r , N w h i c h s e r v e s , a m o n g o t h e r f u n c t i o n s , t o m a r k s u b s t i t u t e s
a s a p p l y i n g o n l y t o t h e f i n a l s o u n d o f t h e e l e m e n t w h i c h u n d e r g o e s s u b s t i t u -
t i o n . I t m a y b e a r g u e d t h a t t h e n i r d i s y a m d n a - p a r i b h d s d m a k e s t h i s m a r k e r N
s u p e r f l u o u s i n r u l e A 6 . 4 . 7 7 a c i s n u d h d t u b h r u v d m y v o r i y a n u v a n a u . T h i s r u l e
t e a c h e s t h a t w h e n a v o w e l f o l l o w s , t h e i a n d w , b o t h s h o r t a n d l o n g , w h i c h a r e
f i n a l i n a p r e s u f f i x a l b a s e w h i c h e n d s i n t h e c o n j u g a t i o n a l c l a s s s u f f i x S n u , o r
i n a r o o t , o r b h r u ' b r o w ' a r e r e p l a c e d r e s p e c t i v e l y b y i y A N a n d u v A N . T h e d i a -
c r i t i c m a r k e r N s i g n a l s t h a t t h e s u b s t i t u t i o n a f f e c t s o n l y t h e f i n a l s o u n d o f t h e
e l e m e n t s l i s t e d . B u t / a n d u h a v e b e e n e x p r e s s l y e n u n c i a t e d i n t h e r u l e b y y v o h .
H e n c e , i f t h e p a r i b h d s d i s v a l i d t h e s u b s t i t u t i o n w o u l d a f f e c t o n l y t h e s o u n d s
i a n d u e v e n i f t h e s u b s t i t u t e s i y a n d u v a r e n o t m a r k e d w i t h a d i a c r i t i c N w h i c h
t h e r e f o r e b e c o m e s s u p e r f l u o u s . H o w e v e r , N a g e s a a r g u e s , t h i s c l a i m l o s e s i t s
f o r c e b e c a u s e ' r o o t s ' e t c . h a v e a l s o b e e n e x p r e s s l y e n u n c i a t e d i n t h e r u l e , a n d
s o w e d o h a v e t o a t t a c h t h e a n u b a n d h a N t o i y a n d u v t o m a r k t h e m a s s u b -
s t i t u t e s o f a f i n a l s o u n d o n l y . \
N a g e s a t h e n p u s h e s t h e a r g u n i e n t f u r t h e r , q u e s t i o n i n g t h e " U s e o f t h e
a n u b a n d h a N i n r T N a n d r i N . T h e s e a r e s u b s t i t u t e s J S g r t h e s h o r t v d w e l r i n t h e
m
o p e r a t i o n s t a u g h t b y r u l e s A 7 . 4 . 2 7 r i n r t a h a n d A 7 . 4 . 2 8 r i n s a y f a g l i n k s u .
1 1 2
T h i s v i e w i s k n o w n a s t h e j d t i p a k s a , s t r i c t l y s p e a k i n g t h e v i e w t h a t a n o u n r e f e r s t o a g e n u s ,
a s o p p o s e d t o t h e v y a k t i p a k s a a c c o r d i n g t o w h i c h a n o u n r e f e r s t o a n i n d i v i d u a l e n t i t y .
A p p l i e d t o P a n i n i ' s r u l e s , t h e f o r m e r v i e w h o l d s t h a t o n e r u l e c o v e r s a l l p o s s i b l e i n s t a n c e s ,
w h e r e a s t h e l a t t e r v i e w h o l d s t h a t a r u l e h a s t o b e r e p e a t e d f o r e v e r y i n d i v i d u a l i n s t a n c e . T h i s
i s s u e i s c e n t r a l t o t h e M l m a m s a k a s i n t h e i r i n t e r p r e t a t i o n o f V e d i c i n j u n c t i o n s . D o e s a n
i n j u n c t i o n s u c h a s b r d h m a n o n a h a n t a v y a h , ' a B r a h m a n s h o u l d n o t b e k i l l e d * , r e f e r t o e v e r y
B r a h m a n o r t o o n e i n d i v i d u a l ? N a g e s a d i s c u s s e s t h e t w o v i e w s a t p a r i b h d s d 4 0 i n h i s
P a r i b h d s e n d u s e k h a r a ( e d . A b h y a n k a r 1 9 6 2 : 6 6 f f . ; K i e l h o r n 1 8 7 1 - 4 : 1 9 0 f f . ) .
1 1 3
R u l e A 7 . 4 . 2 7 t e a c h e s t h a t t h e f i n a l o f a p r e s u f f i x a l b a s e i s r e p l a c e d b y r i w h e n ' t h e a d v e r b i a l
s u f f i x C v l o r a s u f f i x b e g i n n i n g w i t h y a w h i c h i s n o t a k r t o r a s d r v a d h d t u k a s u f f i x f o l l o w s .
s t i t u t e d f o r t h e f i n a l r o f a r o o t w h i c h i s a p r e s u f f i x a l b a s e b e f o r e t h e c o n j u g a t i o n a l c l a s s s u f f i x
S a , t h e p a s s i v e s u f f i x y a K , a n d t h e o p t a t i v e a n d p r e c a t i v e a u g m e n t y d s U T . T h u s , f o r e x a m p l e ,
Here the vowel r alone is expressly enunciated. On the one hand, then, if the
nirdisyamdna-paribhdsd is valid, the anubandha N seems to have no function
whatsoever, except that it might have been added solely for the sake of clarity.
On the other hand, a claim that the anubandha N serves to indicate the
paribhdsd is useless with regard to rules where a sound is expressly enunci-
ated conflicts with the Bhdsya on the fifth Sivasutra, hayavarat. One of the
problems discussed there is why the ayogavdha sounds114 are not included in
the Sivasutras. This prevents them from being referred to by the pratydhdra115
term al which comprises all the other sounds of the Sanskrit language.
Discussing possible purposes of including the ayogavdha sounds, Katyayana
suggests in vdrttika 8 that they ought to be included, one of the advantages
being operations that are prescribed for a final sound. The rule referred to here
is A 1.1.52 alo 'ntyasya, 'in the place of the final aV, which directs the sub-
stitution to the final sound, referred to by the term al, of the linguistic element
which is the target of the substitution operation. Since the ayogavdha sounds
are not covered by the term al, they do not fall under the scope of this rule.
Hence, one might claim, rule 1.1.52 would be a purpose for teaching them at
the stage of the Sivasutras. For example, s replaces the visarjaniya (h) of
vrksah when t follows, as in vrksas tatra 'the tree, there', according to A 8.3.34
visarjanvyasya sah, and so rule 1.1.52 would correctly direct the substitution to
the final sound of vrksah, namely to h. But this, Patanjali argues, cannot be
called a purpose. The replacement of only the visarjaniya is already taken care
of by the nirdisyamdna-paribhdsd, the visarjaniya being expressly enunciated
in rule 8.3.34.116 Patanjali thus explicitly says that it is untenable to suggest that
rule 1.1.52 alo 'ntyasya is a purpose for reading the ayogavdha sounds in the
Sivasutras, for the nirdisyamdna-paribhdsd provides for the correct applica-
tion of the operations in question.
At this stage of his exposition Nagesa leaves objections aside, turning
instead to the functions served by the, paribhdsd and its relationship with other
rules. He begins by pointing to an issue brought up also in the introductory part
114
The ayogavdha sounds are visarjaniya (visarga), jihvdmuliya (the sound replacing visarg
before k and kh), upadhmdniya (the sound replacing visarga before p and ph), anusvdra
115
(nasal), anundsika (nasalised sound) and yama (doubled consonant before a nasal consonant).
A pratydhdra is a technical abbreviation term which serves to denote a set of sounds. For
116
example, iK denotes long or short i u r I.
Mbh 1:29,21-4:
alo 'ntyavidhihprayojanaml vrksas tarati I plaksas taratil alo 'ntyasya vidhayo bhava
alo 'ntyasya satvam siddham bhavatil etad api ndsti prayojanaml nirdisyamdnasyd
bhavantiti visarjaniyasyaiva bhavisyatill
[A 1.1.52] alo 'ntyasya is a purpose [for teaching the ayogavdha sounds in the Sivasutras
so that they can be referred to by the term al]. For example, [s replaces the visarjaniya (h)
of vrksah and plaksah according to A 8.3.34 visarjaniyasya sah] in vrksas tarati and
plaksas tarati. Since [substitution] operations [by rule 1.1.52] apply to the final al, it is cor-
rectly established that s is [the replacement] for the final al. - Even this is no purpose. [In
the operation taught by rule 8.3.34, s] will apply only for the visarjaniya by virtue of [the
paribhdsd] 'substitutes occur in the place of what is expressly enunciated'.
224 Indian semantic analysis
of his discussion, namely that the paribhdsd prevents units identified by the
tadantavidhi and the yaddgama-pnnciple from being recognised as elements
which are to undergo a substitution operation. The problems caused by the
yaddgama-principlo have already been mentioned. The tadantavidhi is rule
1.1.72 yena vidhis tadantasya which states that when an operation is taught by
means of some element, that element denotes, apart from itself, also that which
ends with it. For example, the element pad would denote also supdd.
To illustrate his point, Nagesa adduces as examples the formation of
udasthdt and supadah. The problems related to the correct application of rules
in deriving the aorist form udasthdt have been discussed above. The other
example, supadah, refers to the operation taught by rule 6.4.130 pddah pat in
the context of which Katyayana and Patanjali discuss the paribhdsd.
According to this rule, the element pad which is final in ajpresaffbcal base
termed bhanl is replaced by pad. Thus, in the masculine, the accusative plural
of the presuffixal base supdd 'having beautiful feet' is formed by adding the
suffix Sas (-as). The base would then fulfil the conditions for being termed
bha, and pad is accordingly replaced by pad, giving at this stage the form
supadas. By the tadantavidhi, however, the unit pad would also denote units
such as supdd and dvipdd, yielding in the above example just padas and not
supadas in the accusative plural. But on the condition that a valid substituend,
sthdnin, has to be expressly enunciated, such a problem does not arise. So we
need the nirdisyamdna-paribhdsd to give us the knowledge of the lack of
sthdnitva, the property of being a substituend, for elements which are sug-
gested solely by the tadantavidhi or the yaddgama-principle. This is recog-
nised already by Katyayana when he introduces the paribhdsd in his third
vdrttika on A 6.4.130.118 Once the paribhdsd is accepted, forms such as
supadah and udasthdt are properly accomplished.
Having thus established the paribhdsd in relation to the tadantavidhi and the
yaddgama-pnnciple, Nagesa goes on to remark on its relation to th£ three rules
A 1.1.52 alo 'ntyasya, A 1.1.54 ddehparasya, and A 1.1.55 anekdlsit sarvasya.
He claims that when each and every condition for thelfpplication of these rules
is fulfilled, then they co-exist jointly with the paribhdsd. There is no relation
of blocked and blocker since there is no contradiction involved here. Moreover,
says Nagesa, they are not subservient to each other, since both th6 paribhdsd
and these rules are introduced in grammar for the sake of other rules.119
117
According to A 1.4 18 yaci bham, a unit gets the name bha when it is followed by a suffix
beginning with a vowel or y, provided the suffix in question fulfils the conditions required by
A 1 4.17 svddisv asarvandmasthdne, namely that it should be one of the suffixes introduced
by rules A 4 1.2 through A 5.4.151 with the exception of suffixes that are sarvandmasthdna.
The latter are the suffixes of the so-called1 strong cases. In Pamnian terms they are (A 1.1.42)
Si, that is, the replacement of Jas and to (the nominative and accusative plural suffixes) after
a neuter presuffixal base (A 7.1 20), and (A 1.1.43) suT, that is, su, au, Jas, am, auT- the suf-
fixes of the nominative singular, dual, plural,118and accusative singular and dual when they
occur after a non-neuter presuffixal base. See p 218, note 102 above. ,
119
See p. 209, note 76 above.
Substitution 225
Now, one may object that there is a possible conflict here with rule 1.1.55
anekdlsit sarvasya. This rule teaches that a substitute marked with a diacritic
S or one consisting of more than one sound replaces the entire element which
is to undergo substitution, instead of only its final sound as stipulated by rule
1.1.52 alo 'ntyasya. In the formation of supadah, then, the element pad ought
to replace the entire base supdd. Nagesa refutes this by claiming that the word
sarvasya 'of the entire' in rule A 1.1.55 should be understood so as to denote
all of that which is identified as a sthdnin through the nirdisyamdna-paribhdsd
only, but not all of that which is suggested by the tadantavidhi or the
yaddgama-principle.
Moreover, Nagesa continues, to suggest that A 1.1.52 alo 'ntyasya and A
1.1.54 ddeh parasya should block the paribhdsd by reason of their being taught
later than A 1.1.49 in the AstddhydyT, is contradicted by a statement in the
Mahdbhdsya. Under vdrttika 7 on A 6AA30pddahpat Patafijali comes up with
the paribhdsd to solve the difficulties connected with the formation of
udasthdt mentioned earlier. A 8.4.61 udah sthdstambhoh purvasya states that
after ud, in the place of the initial sound of sthd and stambh, we have a sound
which is homogeneous with the earlier. That the substitution takes effect on the
initial sound is provided for by rule 1.1.54 ddeh parasya which teaches that
when an operation is taught for a following form, such as sthd and stambh
which follow ud, then the substitution is directed to the initial sound of that
form. Rule 1.1.54 teaches an exception to the stipulation of rule 1.1.52 alo
'ntyasya, that the substitution is directed to the final sound. Since rule 1.1.54
and, accordingly, rule 1.1.52 are involved in the process here, Patafijali would
not have brought up the paribhdsd if these rules were to block it. Nagesa is thus
relying on the authority of Patanjali in this case.
With regard to the opposite idea, that the paribhdsd should block rules A
1.1.52 and A 1.1.54 by force of its being antaranga, Nagesa refers to Kaiyata's
statement at A 6.4.142 ti vimsater diti that those two rules would have no scope
if this were true.120
Hence, the paribhdsd applies simultaneously with rules A 1.1.52, A 1.1.54
and A 1.1.55. The paribhdsd limits a substitution operation to take effect only
on that element which in a rule is expressly enunciated as ending in the geni-
tive case suffix, while the rules mentioned direct the substitution to a specific
part of that element. The precise relationship of the paribhdsd to these seem-
ingly conflicting rules is thus clarified.
Nagesa next considers a circumstance which precludes the application of
the paribhdsd. This concerns the suffix akAC (-ak- with stem-final accent).
According to A 5.3.71 avyayasarvandmndm akacprdkteh this suffix is added
120
Kaiyata states (MbhP V354a)# na hi nirdisyamdnapanbhdsd 'alo 'ntyasya' 'ddehparasya'
ity etayor bddhikd, etayor mrvisayatvaprasangdt, 'for the nirdisyamdna-paribhdsd do
block the two [rules] alo 'ntyasya and ddeh parasya since these two then by consequence
would be without any scope' Whether Nagesa agrees with Kaiyata in this respect is hard to
tell; cf Kielhorn 1871-4 73, note 5
226 Indian semantic analysis
to an indeclinable word and to a pronoun before the vowel of the final syllable.
Thus, for example, the pronominal stem yusmakad- is derived by adding akAC
to yusmad-. Defined as a pratyaya 'suffix', and not as an dgama 'augment',
akAC is one of the two 'suffixes' which are added inside a form.121 In the
domain of akAC, Nagesa claims, the paribhdsd does not apply. The reason is
that a substitution operation takes effect only when we have a knowledge of the
sthdnin involved, as does sthdnivadbhdva, the principle whereby a substitute
is treated like the element it replaces. Similarly, in the case of akAC we get a
knowledge of the sthdnin by another paribhdsd, presented as paribhdsd 89 in
the Paribhdsendusekhara: tanmadhyapatitas tadgrahanena grhyate. This
paribhdsd states that something which is inserted in the middle of a form is
understood when this form is mentioned. This applies to akAC, and a substitu-
tion operation takes effect only when we have a knowledge\tf the form to
which akAC is added. Thus, what is taught for yusmad- apples also to
yusmakad-. As long as akAC is inserted in a form the nirdisyamdna-paribhdsd
does not apply. The form to which akAC is added is recognised as the sthdnin,
the element which is to undergo some future substitution operation, by
paribhdsd 89.122
The final issue brought up by Nagesa concerns cases where a genitive form
has been expressly enunciated in a rule where it thus exhibits a sthdnasasthT
and then recurs by anuvrtti in a subsequent rule where it has to be, interpreted
as exhibiting an avayavasasthi, a partitive genitive. Nagesa claims that the
nirdisyamdna-paribhdsd does apply even in the domain of such partitive gen-
itives. The examples Nagesa cites are the derivations of atisyah^ nominative
singular masculine of the stem atityad- 'surpassing that', and atiyuyam, nom-
inative plural of the stem atiyusmad- 'surpassing you'.
As for atisyah, A 7.2.106 tadoh sah sdv anantayoh states that t and d which
are non-final in a presuffixal base are replaced by s in the nominative singu-
lar. More specifically, this applies to the non-final t and d of the pronominal
stems tyad- etc. as stipulated by A 7.2.102 tyadddindm ah which teaches that a
replaces the final (A 1.1.52) of the presuffixal bases (A 6.4.1) tyad etc.123 In
rule 7.2.102 the genitive tyadddindm is to be interpreted as a sthdnasasthT,
whereas it is to be interpreted as an avayavasasthi, a partitive genitive, in the
context of rule 7.2.106. Now, in the formation of the nominative atisyah from
the stem atityad-, the substitute s prescribed by rule 7.2.106 replaces the t of
121
The other one is SnaM, the nasal affix of the seventh present class (A 3 1 78 rudhddibhyah
122
snam)
For the view of Raghavendracarya, see Kielhorn 1871-4 74, note 2. See also the discussion
123
in the Mahabhasya at varttika 1 on rule A 1.1.72 (Mbh 1.184,13-25).
The nominative of tyad- is derived as follows
:
tyad+sU (A 412)
tya + a + sU (A 7.2.102)
sya + a + sU (A 7 2 106)
sya + sU (A 6 197)
syas
Substitution 227
tyad only, not the t of ati although tyad would denote also atityad by rule 1.1.72
yena vidhis tadantasya. The reason is that only tyad etc. have been expressly
enunciated in tyadddindm, which in the context of rule 7.2.106 is a partitive
genitive. It should however be stressed that the paribhdsd applies only with
regard to the expressly enunciated genitive tyadddindm of rule 7.2.102, not to
any genitive.
The second example offered by Nagesa is the formation of atiyuyam. We
are here dealing with rules that teach substitution operations in the domain of
pronouns. According to A 7.2.86 yusmadasmador anddese, the finals of the
two presuffixal bases yusmad and asmad are replaced by a before a case suffix
which begins with a consonant and is not a substitute. A 7.2.91 maparyanta-
sya states that the substitutes taught in the subsequent rules up to A 7.2.98
replace that part of yusmad and asmad which is bounded by mf that is to say,
yusm and asm. By A 7.2.93 yuyavayau jasi, then, yuya and vaya are taught as
substitutes for yusm and asm in the nominative plural, yuyam and vayam. Now,
the compound yusmadasmadoh exhibits a sthdnasasthiin A 7.2.86, but when
it recurs by anuvrtti in rules A 7.2.91 and A 7.2.93 it has to be interpreted as a
partitive genitive. If the paribhdsd did not apply in the case of such a partitive
genitive, then, in the formation of atiyuyam, the unit yuya would replace even
atiyusm by rules A 7.2.91 and A 7.2.93 since here yusmad would denote also
atiyusmad according to the tadantavidhi, rule A 1.1.72 yena vidhis tadantasya.
On this evidence Nagesa concludes that the nirdisyamdna-paribhdsd is to
be considered applicable also in cases where substitutes replace only part of
that which is expressly enunciated in a rule with a genitive case ending, that is,
the paribhdsd applies also to what is expressly enunciated when this recurs by
anuvrtti in a subsequent rule even though the genitive in the latter context is to
be interpreted as a partitive genitive.
Nagesa ends his exposition by pointing out that the paribhdsd is found in
the Mahdbhdsya on A 6.4.130 pddah pat and A 1.1.49 sasthT sthdneyogd.
The major points of Nagesa's discussion may be reviewed briefly as follows.
He introduces the paribhdsd by referring to a difficulty caused by the
yaddgama-prmciple presented in the preceding paribhdsd 11, namely that a
linguistic unit recognised according to this principle may erroneously be iden-
tified as a unit which is to undergo a substitution operation. This problem is
solved if the nirdisyamdna-paribhdsd is established. Nagesa goes on to claim
that rule 1.1.49 is read twice and that the paribhdsd is established by the second
reading.
Having thus tentatively established the paribhdsd, Nagesa states various
objections against it which have to be met. The first of these concerns substitu-
tion operations which take effect even on long vowels while only the corre-
sponding short vowel has been expressly enunciated in the rule which teaches
the operation. The second objection concerns the possible redundancy of the
anubandha N which, among other functions, serves to signal that a substitu-
tion operation is to take effect only on the final sound of the element identified
228 Indian semantic analysis
In this way the panbhdsd does not only convey the sense of rule 1.1.49. It
also serves to reconcile rule 1.1.49 thus interpreted with certain other features
of the system set up m the AstddhydyT. It may be noted in passing that Nagesa
considers the two terms of the ^/zana-relation to be related through the sthdna
in the sense that the relation is determined by the sthdna or, as will become
evident later on, by what the word sthdna signifies. This issue as well as the
conclusions that may be drawn from Nagesa's discussion of the nirdisyamdna-
paribhdsd will be considered again below.
What about [A 7.4.53] yivarnayor didhfvevyohl139 There too, because didhi and
vevf have been expressly enunciated, elision applies as the substitute of the entire
[forms didhTand vevT]. That is correct, but by invoking [A 1.1.52] alo 'ntyasya, [the
substitute] will appear [only] in the place of the final sound.
Once again, the task is to get the relationship right between A 1.1.49, or the
nirdisyarnana-paribhdsd, and certain other rules in the AstddhydyT. Bhartrhari
limits himself to the seemingly conflicting tadantavidhi and rule 1.1.52 alo
'ntyasya. Because didhi and vevT have been expressly enunciated - as stipu-
lated in the paribhdsd - A 1.1.52 directs the substitution to the final sound, and
the tadantavidhi which would bring about substitution of the entire forms is
set aside.
Kaiyata, who is considerably clearer here, comes up with a slightly differ-
ent solution while moving within the same scenery (MbhP I:41?2b):
yatah sasthlft'/ tena pddah pad ity asydyam arthah -pddantasydngasya yo 'vayavah
pdcchabdah sutre sasthyd nirdistas tasya pacchabda ddeso bhavati, na tu
pratiyamdnasya pddantasyal asyaiva sutrasya nirdisyamdnasyddesd bhavantlty
ayam arthah I sasthiti sasthyantam grhyate I tena sasthyantam eva nirdisyamdnam
sthdnena yujyate, na tu pratlyamdnam ity arthah I alo 'ntyasyddeh parasyety etat tu
vacanasdmarthydn na bddhyate II
That after which the genitive case suffix [is actually pronounced]'; hence, the
meaning of [rule 6.4.130] pddah pat is the following. It is as a replacement of that
particular unit pad, which forms part of a presuffixal base ending in pad and is
expressly enunciated in the rule by the genitive case suffix, that the unit pad applies,
but not of that which is [merely] understood to end in pad. The purpose of this very
rule [A 1.1.49] is the statement that 'substitutes occur in the place of what is
expressly enunciated'. In saying 'a genitive case suffix', what is denoted is 'that
which ends in a genitive case suffix'. Therefore, only when it ends in a genitive case
suffix is something expressly enunciated linked with the sthdna, not when it is
[merely] understood [by the tadantavidhi or the yaddgama-pnnciple]; that is the
meaning. But [rules A 1.1.52] alo 'ntyasya and [A 1.1.54] ddeh parasya, by force of
[the very fact that they] have been stated, are not blocked140 [by A 1.1.49].
Adducing A 6.4.130 pddah pat as his example, Kaiyata states that only
when something is expressly enunciated with a genitive case ending is it recog-
nised as a valid sthdnin, not when it is merely understood to be so. He also
notes that when rule 1.1.49 is interpreted in this way it does not block rules A
1.1.52 alo 'ntyasya and A 1.1.54 ddehparasya. By now this is familiar ground.
Nagesa's commentary contains remarks of considerable importance here
(MbhU I:412b):
139
A 7.4.53 teaches elision in the form of lopa as the replacement of the final sound (A 1.1.52
alo 'ntyasya) of the roots didhiN and veviN when they occur as presuffixal bases before suf-
fixes beginning with y or i. Under the solutionI4presently discussed, lopa would be the sub-
stitute of the entire forms didhi and vevu ° See p. 225, note 120 above.
232 Indian semantic analysis
ciated with a genitive case ending, the paribhasa does not apply. Nagesa gets
around this problem in two ways. Either, he says, the pronunciation of the sub-
stituends made by Panini can be inferred through the substitutes, or the rule
serves to establish a fixed distribution or limitation (yyavastha) in usage.
Similarly, when dealing with the possibility that the rules A 1.1.52 alo 'ntyasya
etc. were to block the paribhasa, he concludes that such a view is untenable as
long as the possibility exists that these rules serve as limitors of the paribhasa,
determining a fixed distribution of scope.
Vaidyanatha Payagunda comments on the Uddyota passage in the following
way (Bhargavasastrl JosT 1951:412, note 10):
Patanjali concludes that rule 1.1.49 is necessary only to teach the content of
the nirdisyamdna-paribhdsd. He argues in a similar manner also with regard
to A 1.1.72 yena vidhis tadantasya (the tadantavidhi) and A 1.4.13 yasmdt
pratyayavidhis tadddipratyaye 'ngam.141 Patanjali is forced to admit that there
is some doubt as to the relation marked by the genitive, since between one lin-
guistic unit and another such relations as dnantarya 'adjacency' and sdmipya
'nearness' may also obtain. This he dismisses as mere doubt, and invokes the
paribhdsd which tells us that in a case of doubt, we have to ascertain a partic-
ular conclusion by reasoned explanation, vydkhydna. So we are forced to inter-
pret and in cases of doubt one can rely on tradition. Rhetorically, then, he says
we do not need rule 1.1.49. Then he says we do need it, but only to render the
nirdisyamdna-paribhdsd. In other words, the rule teaches specific needs of
grammar and not a particular usage of the genitive. This argument wou|d not
work were not the use of the sthdnasasthT firmly rooted in the usage of ordi-
nary Sanskrit. It seems therefore safe to conclude that the usage of the
sthdnasasthT is an established feature of ordinary language and that Patanjali's
discussion of rule 1.1.49 supports this fact. This leads to the question of
whether Patanjali's conclusion is in agreement with Panini's intentions or
whether it is a trick of the commentators.
That it was Panini's intention that rule 1.1.49 teach what the paribhdsd
states is more than doubtful. It is evident that you could get the usage of the
sthdnasasthTfrom the Sanskrit language itself, but other interpretations of the
genitive also apply in the AstddhydyT, so it is perfectly possible that Panini for-
mulated the rule to clarify this situation. Otherwise one would have to assume
that he introduced rule 1.1.49 to clear the ground for rules A 1.1.52, 1.1.54,
1.1.55 and 1.1.56 which all pertain to substitution. Commentators suggest that
A 1.1.56 is ajfidpaka for A 1.1.49, but so would A 1.1.52 alo 'ntyaysa be. It
may not technically be zjiidpaka, but could it be that rule 1.1.49 w&s stated to
account for the genitive in that rule and the ones in A 1.1.54 and A 1.1.55 which
teach exceptions to rule 1.1.52?
Katyayana gives no hint that the purpose of A 1.1.49 is to teach the content
of the paribhdsd. On the contrary, he is concerned with the genitive and its
usage in the AstddhydyT. The four vdrttikas on this rule state: (1) that the
purpose is to make a restriction with regard to the interpretation of a genitive
in the grammar (2) that this does not work, since it would exclude such geni-
tives as the partitive (3) that this is no problem, because in those cases there is
no doubt about the relation (4) or, that the genitive used to denote the relation
defined by a sthdnasasthT should receive some distinguishing mark.
The Paninlya tradition from Patanjali to Vaidyanatha Payagunda, on the
other hand, tells us that A 1.1.49 is introduced to convey the sense of the
nirdisyamdna-paribhdsd, that substitutes take the place of what is expressly
enunciated with a genitive case ending. Simple commentaries, such as the
147
For the latter rule, see Benson 1990.70-1.
Substitution 235
Kdsikdvrtti and the Bhdsdvrtti, do not bring in the paribhdsd in their discus-
sions of rule 1.1.49. The need of grammar, however, is that in the process of a
grammatical derivation a rule such as A 6.4.130 pddah pat teaches that pat
replaces pad but not anything ending in pad which has not been stated with a
genitive case ending. This may be achieved by letting A 1.1.49 render the
paribhdsd, but that could only happen if rule 1.1.49 were dispensable in its
function of introducing the sthdnasasthT.
In his long discussion oftheparibhdsd in the Paribhdsendusekhara, Nagesa
is not really concerned with substitution, only with the technical complications
caused by the paribhdsd in the system of grammar. Consequently, he discusses
problems internal to the AstddhydyT, primarily the relation of the paribhdsd to
other rules, in particular rules teaching or relating to substitution operations.
The paribhdsd limits a substitution operation to take effect only on that
element which in a rule is expressly enunciated as ending in a genitive case
suffix, while the rules in question direct the substitution to a specific part of
that element. The precise relationship of the paribhdsd to seemingly conflict-
ing rules is thus clarified.
This raises the important question of whether the paribhdsd is necessary for
non-grammarians. Although this is hard to argue, I am inclined to answer
maybe not, and say that it is only required within the theoretical framework of
Paninlya grammar. Strictly speaking the paribhdsd speaks of 'what has been
enunciated', but not of the genitive. It is the choice of the grammarians to let
it render A 1.1.49. If the paribhdsd has any general validity, it does not neces-
sarily state anything more than that a substitute takes the place of an expressly
enunciated substituend.
As for the sthdnasambandha, the relation defined by supplying the locative
word form sthdne, Kaiyata tells us that it is antaranga, that it is what would
come to mind anyway as the relation obtaining between one linguistic element
and another regardless of other relations that may possibly obtain. This view
is endorsed by Bhattoji DIksita, Nagesa, and Vaidyanatha. Nagesa comments
that antarangatva is established regardless of whether we interpret the term
sthdna as artha 'meaning' or prasanga 'possible appearance', the two mean-
ings most commonly ascribed to this term by the tradition. If it signifies artha
'meaning', Vaidyanatha remarks, then the antarangatva of the sthdnasam-
bandha holds because meaning comes first when we use words. But if it is
assumed that sthdna signifies artha, then one does not need Panini's rule, since
words are used to denote or express artha and that is in the mind already. If,
on the other hand, sthdna signifies prasanga 'possible appearance' it is also
possible to interpret the genitive as a sthdnasasthl'even without rule 1.1.49. The
possibility of other relations, Vaidyanatha argues, exists only for what is
prasakta, for what would possibly appear. Other relations, such as adjacency
and nearness, can obtain only when something appears. These relations hold
only between word and word, not between word and meaning. But either way
antarangatva is established. The alternative senses of artha and prasanga are
236 Indian semantic analysis
just choices with regard to the weight being laid on meaning or on word form,
though prasanga elsewhere involves meaning.
If, then, the sthanasambandha is considered to be present in the mind before
any other relation when we meet with a genitive form in the grammar, there is
every reason to conclude that to interpret a genitive as a substitutional genitive
is nothing remarkable in Sanskrit grammatical literature. Nor is there anything
in the discussions of A 1.1.49 and the nirdisyamdna-paribhdsd which restricts
such a usage of the genitive to grammatical texts. With regard to the relation
sustained between the two terms of a nirvacana analysis, this is significant. So
is Vaidyanatha's remark that on the view that the term sthdna signifies artha
'meaning', the sthanasambandha is what comes to mind before any other rela-
tion because meaning comes first when we use words. It may be recalled that
nirvacana analysis first and foremost is concerned with meaning, not with
grammatical form. It remains to investigate more precisely the nature of the
sthanasambandha, the relation marked by a sthdnasastlu.
where, for example at A 2.2.19 when referring to two views concerning the
priority of relations between preverbs, roots, and suffixes (Mbh 1:217,22-3):
purvam dhdtur upasargena yujyate pascdt sddhanena, 'a root is first joined
with a preverb and subsequently with a finite verb suffix [expressing the
kdraka]\ Under this alternative, then, the relation obtains between the sthdna
and the sthdnin. There is nothing in the Bhdsya discussion itself which pre-
cludes such an interpretation. But the mere fact that the usage of the instru-
mental is normal Sanskrit usage may allow for the possibility that it is actually
resorted to for that very reason, for we did indeed face a locative in the first
place. The possibility therefore also presents itself that the expression sthdnena
yujyeta is to be interpreted as 'should be joined through/by means of the
sthdna\
But there are further conflicting remarks. For example, Kaiyata says at one
point in the discussion that the sthdnin is related to the ddesa.150 At another
point Nagesa comes up with an ambiguous remark that either the sthdna is one
of the terms of the relation in question or it is something which restricts one or
both terms of the relation in question.151
A 2.3.50 sasthi sese teaches that a genitive case ending is introduced to
denote 'the rest' (sesa). According to the Kdsikdvrtti this rest is any relation,
sambandha, which is not a kdraka-relation and different from the meaning of
the nominal stem. In other words, a genitive case suffix is introduced to denote
any relation sustained between entities, that is to say, any non-verbal relation
in general, such as father-son, master-servant, part-whole, etc.152 The fact that
two entities are mutually related by their appearance in a given context is
expressed by the genitive case. But the particular type of relation is not speci-
fied.
The problem of determining the relation marked by a sthdnasasthT may best
be illustrated by adducing as an example a rule for the interpretation of which
rule 1.1.49 comes into play. Such a rule is A 2.4.52 aster bhuh. This rule,
together with A 1.1.49, teaches that the verbal root as is replaced by bhu in the
domain of drdhadhdtuka suffixes. To the class of drdhadhdtuka suffixes
belong, for example, the suffix Ktvd by which the absolutive bhutvd is formed,
150
MbhP I 411a. ddesahngdsangdt tasya ca sasthyabhdvdt tatsambaddhasthdnino lingakd
phahsyatity arthah\ 'that is to say, by adding the mark to the substitute, and by the fact that
this does not exhibit a genitive case suffix, the operation [signalled] by the mark will take
151
effect on the substituend which is related to the substitute', see p 211 above.
MbhU
iU
I:410a. yogavatlfr pakse 'py evam eva, sthdnarupasambandhiniyamdrthatvdd asy
yogavatT"' even on this view things are just the same, since [the rule] has as its purpose a
152
restriction with regard to the relatum having the form of the sthdna\ see p 207 above
The Kdsikd states (Kas II 209-11) karmddibhyo yo 'nyah prdtipadikdrthavyatinktah
svasvdmisambandhddih sesas tatra sasthi vibhaktir bhavati, 'the rest is such relations
owner-owned which is other than [fozrafoz-relations] such as karman "object" [and] different
from the meaning of the nominal stem [indicated in the nominative case], in this context the
sixth case ending applies'. More sophisticated commentaries, from the Mahdbhdsya onwards,
see the need to continue also kdraka-vzlditions from the previous rules, but this need not
concern us here.
238 Indian semantic analysis
and the suffix tumUN by which the infinitive bhavitum is formed. In the rule
aster bhuh, it is obvious that the statement involves a relation between two
relata, the verbal roots as and bhu. Just what the relation is, however, cannot
be known from the statement aster bhuh alone, anymore than one knows from
the statement devadattasya yajnadattah just what relation obtains between
Devadatta and Yajnadatta. But if yajnadattah is replaced by an obvious rela-
tional term such zsputrah 'son', the relation in question is immediately under-
stood: Devadatta's son.
Now, in the case of aster bhuh, where bhu itself is no obvious relational
term, the relation marked by the genitive is determined by the expression
sthdne which defines the genitive according to A 1.1.49. A 2.4.52, then, teaches
that bhu occurs in the sthdna of as in certain contexts, the elements bhu and as
technically termed the ddesa 'substitute' and the sthdnin 'substituend', respec-
tively. But the exact nature of this relation depends on what sense is attributed
to the term sthdna. A full investigation of the differenUnterpretations of sthdna
considered by the commentators will be carried out sepaJatelyJ^elow. Suffice
it here to say that Paninlyas interpret the term sthdna either as an action noun,
equivalent to sthiti 'a standing', or as a term referring to a locus. Under the first
alternative various contextual meanings are considered, the one most com-
monly accepted being prasanga 'possible appearance; chance'. Under the
second alternative one particular locus that is considered is the artha
'meaning' of a linguistic element or speech unit.
If sthdna is interpreted as a term referring to a locus and sthdnin as some-
thing occurring in that locus, it seems reasonable to assume that a similar rela-
tion obtains between the substitute, ddesa, and the sthdna. The sthdnin and the
ddesa are thus inseparably related, but only through the sthdna. Thus, if
the sthdna denotes some sort of locus in grammatical space, for example the
meaning {artha) in which a linguistic unit is said to occur, then the rules of
the AstddhydyT which contain genitives to be interpreted by A 1.1.49 may be
assumed to teach linguistic elements that should occur in loci held by other lin-
guistic elements that are to be replaced.
If the term sthdna is interpreted as an action noun with the sense of
prasanga 'possible appearance' and the term sthdnin is interpreted as 'that
which is characterised by possible appearance', then the direction of the rela-
tion between the sthdnin and the sthdna is reversed, and the genitive as
defined by A 1.1.49 may be said to identify the sthdnin as that linguistic
element which would possibly appear if a certain rule did not introduce the
ddesa. This presupposes that the sthdnin and the ddesa are in complementary
distribution. In the case of A 2.4.52 aster bhuh, then, the genitive serves to
identify as which is the element that would possibly appear if the rule did not
specify the element bhu as its replacement in the domain of drdhadhdtuka
suffixes.
With the above background it is possible to investigate more closely the
relation marked by the genitive as defined by A 1.1.49 in the light of how
Substitution 239
vyatirekam dhur itil yathd ddsahputrah karmakara itil anye manyante Ibhusabda
evaparigrhya svasamavdyino dharmdn sdmipyddin vyatirekahetur15* itil
Now there exist two views concerning statements where genitives are given, such
as aster bhuh. Some hold that the genitive in asteh is not a relatum of bhuh at all,
but rather it is linked directly to the sthdna. [The verb] bhavatih (^bhu), however,
is employed as something to be placed [in the sthdna]. For some linguistic units are
not able to produce additional relational difference on the basis of their own form,
just as in the statement 'Devadatta's Yajnadatta' where [the term] Yajnadatta does
not produce any relational difference on the basis of the form 'Yajnadatta' with
regard to Devadatta. For when it is considered like this, we get a mere understanding
of aggregation, namely, 'Devadatta and Yajnadatta'. Therefore it is from those other
senses, such as Yajnadatta [who is] father, son, master, servant, [or] near to
Devadatta, that a relational difference [is produced]. Some [linguistic units] do,
however, express a relational difference on the basis of their own form alone, such
as 'slave', 'son', 'employee'.
Others hold that the linguistic element bhu itself, once it has taken on properties
such as nearness which are inherent in it, is the^use_with-i:egard to [producing]
relational difference.
On the authority of Bhartrhari, then, there exist two positions concerning
statements which contain genitives to be interpreted according to A 1.1.49.
Such a statement is A 2.4.52 aster bhuh, which, taken by itself, clearly con-
tains a relational genitive and involves a relation between two relata, the ele-
ments as and bhu, however it is impossible to know from this statement alone
just what exactly the relation in question is. In this respect the statement aster
bhuh is similar to devadattasya yajnadattah, where the term yajnadatta, just
like the term bhu, is incapable of producing any relational difference on the
basis of its own form since it does not belong to the class of inherently rela-
tional terms such as pitr 'father', puira 'son', svdmin 'master', etc. Thus, all
that is achieved by a statement like devadattasya yajnadattah is an under-
standing of mere aggregation, that is, one entity and another entity. If, on the
other hand, one of the two terms is a relational term like pitr and such, the rela-
tion in question is immediately understood; for example, devadattasya pita
'Devadatta's father'.
Now, if one adds the locative grhe 'in a house' to form a sentence like deva-
dattasya grhe yajnadattah, one immediately understands that Yajnadatta is in
a house that belongs to Devadatta. The genitive devadattasya is directly bound
to grhe. Similarly, if one supplies sthdne to the statement aster bhuh to give
asteh sthdne bhuh, one immediately understands as to be related directly to
what sthdne signifies. The term bhu, on the other hand, since it is not a rela-
tional term such as pitr 'father' or anything similar, simply refers to the verb.
In context, this is referred to as something which is to be put in a place. This
indicates that Bhartrhari considers sthdna as a term referring to a locus.
158
So read with MbhDms fol. 201a, a reading retained by Palsule and Bhagavat (1991:19,16), for
MbhD vyatireke hetur in.
Substitution 241
The other position alluded to in the DTpikd passage under discussion is that
even such terms as bhu or yajnadatta, although they are not inherently rela-
tional terms such as pitr 'father', nevertheless can serve to show additional
properties. In this case bhu is directly related to as and able to produce rela-
tional difference by itself once it is qualified by a relational property.
Now, given the paribhdsd rule sasthi sthdneyogd which states that a geni-
tive which is not already contextually bound is to be understood as involving a
relation with the sthdna, once the locative word form sthdne is supplied in
accordance with this provision, a genitive such as asteh is indeed linked
directly to sthdne: asteh sthdne bhur bhavati, 'bhu applies in the sthdna of as\
Let me now turn to Nagesa's commentary on A 1.1.49 and the way in which
he remarks on the relation denoted by the genitive as defined by this rule
(MbhU I:408b):
atra sthdnasdmipyddayah sasthyarthasambandhanirupakdh, na tu sasthyarthd iti
na matupsutrasthabhdsyavirodhah I ata evdtra bhagavatd saptamyantena trtiydnt-
ena vd samdso darsitah, na tu samdnddhikaranabahuvnhih I tad dhvanayatoktam
- sthdnanimittasambandhety artha itiII nanv ddesavidhau sthdnasabddbhdvena
katham sthdnanimittah sambandho 'ta dha-yatheti I tathd ca 'devadattasya yajha-
dattaK ity ukte kim ity dkdnksdvasdt putra ity adhydhdro yathd, tathd pradesesu
sthdnapadddhydhdrena vdkyaikadesanydyena vd bodha iti bhdvahll
There is no disagreement here with what is stated by the Bhdsya in the context of
the matUP rule since [terms] such as sthdna and sdmipya condition the relation
which is the meaning of the genitive case, but they are not the meanings of the gen-
itive case. For this very reason Patanjali presents this as a compound with a word
ending in the locative or the instrumental case, not as a bahuvnhi compound whose
members are in syntactic agreement. So to bring this out [Kaiyata] has stated: 'that
is to say, it is a relation which is caused by the sthdna\
But since the word sthdna is absent in rules which teach substitutes, how [do we
know] that the relation is one which is caused by the sthdna? For this reason he
[= Kaiyata] makes the statement 'just like'. So in this way, when it is stated
'Devadatta's Yajnadatta', by force of the expectancy [which is reasonably expressed
by the question] 'what?', just like you supply putra 'son', in the same way you get
an understanding by supplying the word sthdna in the rules [which constitute the
range of its application] (pradesesu), or by the principle whereby part of a sentence
[brings out the meaning of the whole sentence], that is the idea.
Nagesa here agrees to the interpretation of the compound sthdneyogd as a
vyadhikaranabahuvnhi, a bahuvnhi compound whose members are not in syn-
tactic agreement. The reason for this interpretation is, according to Nagesa, that
sthdna, sdmipya 'nearness', and dnantarya 'adjacency' are not meanings of the
genitive case. Rather they exhibit various relational properties which are nec-
essary conditions for the relation marked by the genitive case, like Kaiyata also
said. As mentioned already,159 Vasudeva Dlksita fixes the number of such terms
159
See p. 214 above.
242 Indian semantic analysis
when [mention of asti] is not made? There is a difference here. When mention of
asti is made, the senses of anantara etc. are not understood unless some third word
is employed [in which case there would be lack of semantic connection]. But when
mention of asti is not made, the senses of anantara etc. are understood even without
employment of some third word.
The statement sdpeksam asamartham bhavati, referring to the principle that
an element of a formation which requires some outside element as its own
qualifier is regarded as semantically unconnected and therefore unsuited for
the formation in question, is commented upon by Kaiyata in the context of A
2.1.1 samarthah padavidhih. This rule stipulates that any operation concern-
ing finished words (pada) applies only to linguistic elements which are seman-
tically connected. Although the context here is the formation of words into
compounds, the basic principle is the same in the formation of words by
taddhita suffixes. In either case semantic connection has to hold. Kaiyata
explains the principle in question as follows (MbhP II:318b):
nydyo 'yam I vrttau hy upasarjanapadena pradhdndrthdbhidhdyind bhdvyaml
svavisesandpeksdydm ca tasya prddhdnyam iti katham ekasyaikadd prddhdnyam
ekdrthibhdvas ca sydtll
This is a maxim. For, in formation [of compound words], the subordinate word
should denote the meaning of the principal word [of the formation]. But when [the
subordinate word] requires [some third co-occurring word as] its own qualifier, then
principality pertains to it.161 How, then, can one [word] at any one time be principal
and how can there be a meaning-unification?162
Returning to rule 5.2.94, we meet with the following statement in Nagesa's
commentary on the Bhdsya discussion quoted above (MbhU IV:343b): 'astind
yuktdd evcC iti vaktum ucitam, 'atha kriyamdne 'pi' ity uttarabhdsyasvarasdt,
'it is proper to state "after that which is connected with asti alone" because of
the inclination later in the Bhdsya [to state]: "now even when [mention of asti]
is made'".
Consider now the following passage from Kaiyata's remarks on the Bhdsya
discussion of A 5.2.94, keeping in mind the view presented in the Kdsikd that
the word asti in rule 5.2.94 is a qualifier of the base (MbhP IV:343b-344a):
kriyamana iti I prakrtyarthavisayapaddpeksam trtiyatvam - gdvah santy anantara
asyetil tatrdstigrahane kriyamdne kevala evdstyartha upddhibhdvena pratyaydnte
'ntarbhavati/ asati tu astigrahane dharmdntardvacchinnasydpy astyarthasydn-
tarbhdva dsankyetety arthahl tatra kriyamdne 'stigrahane 'styarthasyaivdntar-
bhdvdvagamdd vdkye yat trtiyam padam - 'anantardK iti tad vrttau svdrthaprati-
pddandydvasyam prayoktavyam I tatprayoge cdsdmarthyaml akriyamdne tv asti-
grahane 'nekasydpy upddher antarbhdvasambhdvanayd vrttdv anantarapada-
prayogam antarendpy dnantarydvagamdd asdmarthyam na sydd ity arthahlI
161
162
That is, to the subordinate word with regard to its own qualifier.
That is to say, the original pradhdna and the original upasarjana cannot both be the pra-
dhdna at one and the same time.
244 Indian semantic analysis
'When [mention of asti] is made': being a third [word] involves a relation of depen-
dence with regard to a word that is within the range of the stem's meaning, such as
in gavah santy anantara asya, 'there exist cows adjacent to him'. As lar as this is
concerned, when asti is mentioned, the meaning of asti by itself is included in that
which ends with the suffix as an extraneous [meaning-]condition [of the stem]. But
when there is no mention of asti, one may suspect the inclusion even of the sense
of asti specified by these other features; that is the sense. In this respect, when
mention of asti is made, that which is the third word, namely anantardh, must nec-
essarily be used in order to convey its own meaning in the formation, since in the
sentence we understand inclusion of the sense of asti only. And when it is used,
there is absence of semantic connection.
But when mention of asti is not made, through the possibility of including even
diverse extraneous [meaning-]conditions in the formation, no lack of semantic
connection would obtain, because there is understanding of dnantarya 'adjacency',
even without the employment of the word anantara 'adjacent'; that is the sense.
Without entering into a detailed discussion of theintricacies involved in the
interpretation of A 5.2.94, it is clear from tlje-abbve remarks that if a suffix A
is applied to a stem B, semantic connection has to hold between A and B. That
B is qualified by some third word C, such as anantara, means that B is dis-
connected from A, so that meaning-unification, ekdrthibhdva, dobs not obtain.
In the example here, the word gavah 'cows' is qualified by the word anantardh
'adjacent' which is related to gavah alone. Such a dependence on an additional
word precludes the formation of gomat-, since anantardh is a qualifier of the
meaning of gavah, that is, of the stem's meaning, which does not extend to the
meaning of the suffix conveying the sense of the genitive case suffix.
Thus, when Nagesa in his remarks on A 1.1.49 claims that there is no dis-
agreement between what Patanjali says in the context of A 1.1.49 and what he
says in the context of A 5.2.94, this provides us with further evidence that
sthdna, sdmipya or dnantarya are not meanings of the relation marked by the
genitive case suffix. When Patanjali at A 5.2.94 talks about lack of semantic
connection, asdmarthya, this is because he regards anantara 'adjacent' as a
qualifier of the stem's meaning, while the genitive variable asya is the sense
of the suffix that is introduced.
The term sthdna, then, is not the meaning of the genitive case, and it is
accordingly not included among relational terms, that is, it is not a member
of the class of all possible relations. On the contrary, the term*sthdna itself
determines the relation marked by the genitive case suffix so that the particu-
lars of the relation are understood. This is the view presented by Nagesa also
in his Laghusabdendusekhara (LSI:58,l-2): sthdnapaddrthanirupitasam-
bandhdrthikety arthah, 'that is to say, [sthdneyogd signifies] something which
has as its meaning a relation determined by the sense of the word sthdna\ Rule
1.1.49, then, basically teaches that a genitive is used when the relation marked
by it is determined by the locative word form sthdne.
There remains the problem that the word sthdne is absent in rules which
teach substitution operations. Kaiyata, in the passage quoted above, states that
Substitution 245
there is the understanding of dnantarya 'adjacency' even when the word anan-
tara 'adjacent' is not used. Similarly, Nagesa, in the passage quoted above from
his commentary on A 1.1.49, states as a preliminary solution that just like one
applies, by expectancy, some further qualification like putra 'son' on hearing
a statement such as 'Devadatta's Yajnadatta', in the same way one gets meaning
by supplying the necessary element, that is, by supplying the word form sthdne
in rules which are within the range of application of A 1.1.49. Nagesa also pre-
sents an alternative solution. Since the definition in the rule is sasthl
sthdneyogd, then, whenever you hear a sasthl, that is, whenever you hear a gen-
itive case suffix in rules for the interpretation of which A 1.1.49 must come into
play, you supply the rest of the rule, namely sthdneyogd, on the principle of
vdkyaikadesa,163 the principle that part of a sentence brings out the meaning
of the whole sentence. The problem then is to decide the domain of A 1.1.49,
that is to say, to decide when a genitive case suffix in a rule is to be interpreted
according to rule 1.1.49 and when it is not.
Concerning the interpretation of the relation marked by a sthdnasasthT,
some important remarks are also given by the commentators in the context of
A 6.4.1 angasya. This is a heading rule, adhikdra, recognised by the tradition
as valid throughout the seventh adhydya. Basically, rule 6.4.1 states the condi-
tion that the name anga 'presuffixal base' must apply if the operations sig-
nalled by the rules within this section are to take place. The interpretation of
the genitive angasya thus affects several hundred rules. Now the interpretation
of this genitive raises certain difficulties, details of which need not concern us
here.164 But a brief summary of what Katyayana and Patanjali say seems nec-
essary. The discussion of the genitive at A 6.4.1 begins by assuming that
angasya is a sthdnasasthT, that is, a genitive as defined by A 1.1.49. To this the
objections are raised that one must also have a heading with an ablative form,
arigdt, and that such forms as partitive genitives in the angddhikdra are not
properly accounted for.165 These objections are answered by saying that the
class names pratyaya 'suffix' and anga determine each other - that is, that an
anga requires a suffix and a suffix an anga - and that angasya contains a gen-
itive signifying a relation.166 Thus, for example, the relational genitive angasya
is understood in a rule such as A 7.1.9 ato bhisa ais, which teaches that ais is
163
164
On this nydya see Mbh 1:111,22 f.
165
For a full discussion of this rule, see Benson 1990:72-123.
A 6.4.1, vt. 1: angasyeti sthdnasasthT cet paficamyantasya cddhikdrah, 'if the genitive
angasya is a sthdnasasthT, then another heading of the word ending m the ablative [has to be
stated]', and vt. 2: avayavasasthyddindm cdprasiddhih, 'moreover, the genitives which mark
166
a part etc. are not properly accounted for'. See Benson 1990:87 ff.
A 6.4.1, vt. 3: siddham tu parasparam pratyangapratyayasamjndbhdvdt, 'but it is prope
accounted for because the technical names anga and pratyaya are mutually dependent', and
vt. 4: sambandhasasthTnirdesas ca, 'and [this is] a statement of a genitive which denotes a
relation [in general]'. See Benson ibid. The term anga itself is defined by rule 1.4.13 yasmdt
pratyayavidhis tadddi pratyaye 'ngam as 'that which begins with that [linguistic item] to
which a suffix is added and is followed by the suffix'. See Benson 1990:13-71 and p. 201,
note 60 above.
246 Indian semantic analysis
substituted in the place of the instrumental plural suffix bhis when it follows a
short a, so that this rule does not wrongly allow ais to replace bhis of an item
like bhissd 'cooked rice' in brdhmanabhissd 'Brahman's rice'. The substitu-
tion is stated for bhis related to an anga, that is, which follows a short a of an
element to which the name anga applies, so that the bhis in question must be
a suffix (pratyaya). As Kaiyata remarks in this context, an interlocutor who
does not understand the full impact of this assumes that only one relation is
intended, the one involving a determining condition and a conditioned element
(nimittanimittibhdvasambandhah) instead of any possible relation, depending
on the context in which the heading angasya is allowed to recur. At this point,
then, Patanjali brings up the objection that genitives such as partitive genitives
are not included, and that the sthdna too is not included when the heading
s
angasya recurs in subsequent rules (Mbh III: 179,7-8):
evam apy avayavasasthyddayo 'visesita bhavantil avayavasasthyddayo 'pi sam-
bandha evall evam api sthdnam 'visesitam bhavati Ijthdnam api sambandha evall
Even so the genitives which mark a part-^fcTremain unqualified [by the word
angasya]. Also the genitives which mark a part etc. exist only when there is a rela-
tion. Even so the sthdna remains unqualified. The sthdna too is precisely a relation.
This passage raises a problem created by the ambiguous sandhi of sam-
bandha eva, that is, whether the case form intended is the locative, sambandhe,
or the nominative, sambandhah. Taking into consideration the parallelism of
the two statements, avayavasasthyddayo }pi sambandha eva and sthdnam api
sambandha eva, one would immediately feel inclined to interpret them in the
same way. Were this justified the latter statement would translate: /the sthdna
too exists only when there is a relation'. However, I do not think this is the case.
When Patanjali considers the avayavasasthT and such, saying of these sam-
bandha eva, commentators do indeed accept the form to be sambandhe, loca-
tive. If we take avayava quite literally as 'part', then we have to accept one
interpretation, suggested by Nagesa {MbhU V:270b): avayavasasthyddayo 'pi
sambandhe eva -jdyanta ity arthah, 'that is to say, even the genitives which
mark a part etc. arise when a relation is to be signified'.
If, on the other hand, one considers avayava to be a metaphorical usage of
a relational property, that is to say avayavatva 'part-ness', then one can say,
with Nagesa, that in the end these abstract relational properties are included
among relations in general (MbhU V:270b): yad vd tadvdcyd avayavatvd-
dayo167 'pi sambandhe 'ntarbhutd ity arthah, 'or else, even part-ness {avaya-
vatva) and such are to be expressed by it, that is to say, these are included in
[the notion of] relation'. Thus, according to Nagesa, such genitives as the
avayavasasthT can either be conditioned by a relation or be included among
abstract relational properties, that is, among relations in general. '
Now, given that what is considered to recur in rules headed by A 6.4.1
167
Vedavrata (1962-3.IV 665) reads tadvdcydvayavatvddayo0'.
Substitution 247
bhdve lyut sthdnasabde, 'LyuT in the sense of mere being in the case of the
word sthancC. Alternatively, it is interpreted as adhikaranasddhana, that is to
say, as a noun denoting a locus, in this case formed with LyuT by A 3.3.117
karanddhikaranayos ca. So, for example, Kaiyata on the Mahdbhdsya at A
1.1.1 and A 1.1.49 (MbhP 1:162a, 408b): tisthanty asmin sabddh, 'speech ele-
ments stand in it'.170
Under the first alternative commentators remark that three particular con-
textual meanings can be considered for the word sthdna: apakarsa 'drawing
away', nivrtti 'ceasing; cancellation', and prasanga 'possible appearance;
chance'. Thus, for example, the Nydsa on the Kdsikd at A 1.1.49 (KasN 1:168;
similarly PadamahjarT, ibid.):
gosthdne 'svo badhyatdm ity apakarsah sthdnasabdasydstheyah I slesmanah sthdne
kadukam ausadham ity atra nivrttihl darbhdndm sthdne sarair dstaritavyam iti
prasangahl
When one says 'Let a horse be tied up in the sthdna of the cow', apakarsa 'drawing
away' is to be recognised for the word sthdna. When one says 'Bitter herb medicine
in the sthdna of phlegm', here nivrtti 'ceasing; cancellation' [is to be recognised].
When one says 'One should strew with sara in the sthdna of darbha grass',
prasanga 'possible appearance; chance' [is to be recognised].
This amounts to the following. When one says 'A horse should be tied up
in the place of the cow', one means that the cow in question is to be taken away
and a horse tied up in its place; when one says 'Bitter herb medicine in the
case of phlegm', one means that the phlegm is removed when the medicine is
taken; and when one says 'One should strew with sara in the place of darbha
grass', one means that if the occasion arises that darbha grass is not available,
then one uses sara instead. That is to say, the particular senses in question are
contextual varieties of a single general meaning of the word sthdna. In the
context of A 1.1.49 sasthi sthdneyogd Paninlyas generally take sthdna in
sthdneyogd to be an action noun in the sense of prasanga 'possible appear-
ance; chance'. For instance, A 1.1.51, vt. 3: siddham tuprasange raparatvdt,
'but it is properly accomplished because a following r is taught when there is
the possible appearance [of aN in the sthdna of r]', 171 with Bhdsya (Mbh
1:126,15-17):m
uh sthdne 'nprasajyamdna eva raparo bhavatitiIkim vaktavyam etatlna hi!katham
anucyamdnam gamsyatel sthdna iti vartate sthdnasabdas ca prasangavdcTI
170
So also Bhartrhari in his DTpikd (MbhD 289,2-9); a full discussion of the relevant passage
will be given below. Note that this analysis is a nirvacana analysis. The question arises as to
whether the commentators apply A 3.3.115 and 117 on purpose or mechanically. In other
words, do they apply these rules because they consider them to involve an important distinc-
tion or because there exist two rules by which the term may be analysed? According to A
3.3.117 they could also have applied an analysis as karana, an option they do not avail them-
171
selves of.
172
Rule 1.1.51 ur an raparah teaches that a sound denoted by aN replacing r is followed by r.
Cf. also A 1.1.52 with Mbh 1:130,14.
250 Indian semantic analysis
176
In 1986 George Cardona kindly made the pertinent passage of the MS available to me in the
form of a very readable xerographic copy from a microfilm in his possession. The facsimile
177
reproduction of the MbhDms published by BORI (Poona 1980) is legible but not very clear.
179
MS tisthatityasmin. m So MS.
MS sarvapadddeso
18
but this is a well-known
181
verse, e.g.
m
Mbh 1:75,13-14, see p. 187 with note
183
28 above. ° MS msamir (?). MS ekah. 185 MS arthapratyuktanam.
MS avirupdndm. MS dadhyddisyd ikas. MS so rtha sthdnam.
252 Indian semantic analysis
186
This would be the translation if the reading drsta of the MS is retained. It is, however, tempt-
ing to emend drsta to sabda as was first suggested by Abhyankar and Limaye and retained by
Palsule and Bhagavat. Such a wording of the analysis is known from Kaiyata's PradTpa (MbhP
I:408b): tisthanty asmin sabdd iti sthdnam, arthe ca sabdas tisthati', cf. p. 256 below.
187
Kaiyata's reliance on the Dlpika and on Bhartrhari in general is well known.
188
The MS has bhavati, but cf.0below.
The reading bhdvinivrttis of the MS is thus accepted and considered a compound.
Compounds with bhdvin- as their first member are not numerous according to standard
Sanskrit lexica; MW gives only bhdvicakravartin 'a future king'. However, the" word bhdvin-
'future; which is to be' is used several times by Bhartrhari in his VdkyapadTya (e.g. VP 3.9 40,
95, 114). It is noteworthy that Punyaraja, in the context of VP 2.184ab: dhdtoh sddhanayo-
gasya bhdvinah prakramdd yathd, expresses himself by such compounds as bhdvisddh-
189
anasambandhasamdsrayanena and bhdvisarfftiandhdt (ed. Subramania Iyer 1983:78).
Note that the MS actually reads bhavatih (bhavatis tasartham) here, so that at this point it was
Abhyankar and Limaye who emended to bhavati. Palsule and Bhagavat suggest the reading
190
°bhavatih bhavati I nivrttis0.
Imagining that Abhyankar and Limaye were right in emending bhavatih to bhavati, one may,
according to a rather peculiar syntax which is avoided if the reading of the MS is accepted,
translate: 'when there is to be a formation [with a linguistic element] different from the other
[element], it signifies the meaning of the latter'. In that case it would be reasonable to accept
also the emendation ofbhdvinivrttis0 to bhdvinivrttis0 suggested by Abhyankar and Limaye.
Accepting this emendation but retaining the reading bhavatih of the MS, one may also trans-
late: 'there is to be an occurrence of another [element, namely bhu (bhavatih)], since bhu
191
expresses the meaning of it (as)'.
192
This alludes to a verse quoted Mbh 1:73,13-14; see p. 187 with note 28 above/
A 6.1.77 iko yan aci provides for semivowel substitution, in this case y for i, so that dadhi is
replaced by dadhy when a vowel follows. A 7.3.43 ruhah po 'nyatarasydjn teaches the
193
optional replacement of rup for ruh when forming the causative stem.
The MS reading vidhiyate 'is taught; is provided for' is retained also by Abhyankar and
Limaye. The slightly better sense 'and their meaning is denoted by bhu9 may be obtained by
emending vidhiyate to (a)bhidhiyate as suggested by Palsule and Bhagavat. -
Substitution 253
Concerning this last line of the DTpikd passage, I am not completely confi-
dent of the text or my translation, although I think it is pretty Clear what
Bhartrhari has in mind. The MbhDms here reads iko ye na krtd dadhyadisya0.
Abhyankar and Limaye have emended this to iko yani krte dadh^ddih sydf
which, although not without a certain effort, could be interpreted: 'when yaN
has been substituted for iK, dadhi etc. should come about'. Palsule and
Bhagavat (1991:19,25-6) suggest iko ye 'nukrtd dadhyddisthd ikas tesdm yat
svarupam so 'rthah sthdnam iti which they translate (ibid., trans, p. 71): 'the
ik-s in (the real) words dadhi etc. which are named imitatively, - their meaning,
viz. the form, is denoted by sthdna (in this rule)'. However, the reading I have
proposed above would be more faithful to the actual manuscript reading,
emending only dadhyadisya to dadhyddisthd(h) 'which occur in dadhi and
such'. I have not been able to make anything out of the possibility of reading
yena and not ye na. *\
It is, at least, quite clear from this passage that Bhartrhari propoUpds as his
major thesis that sthdna refers to artha 'meaning'. The objections to such a
view are carefully considered, and the position is ultimately retained.
The alternative interpretation of sthdna as kdla 'time' which is resorted to
in order to overcome the difficulty created by substitution of single sounds, I
shall return to briefly. At first sight the interpretation as kdla seems to refer to
another locus according to an interpretation of sthdna as adhikaranasddhana.
But note that the interpretation of sthdna as prasanga 'possible appearance',
or any other familiar alternative based upon an interpretation of sthdna as bhd-
vasddhana, is not discussed in the DTpikd passage at all. Elsewhere in the
DTpikd194 Bhartrhari seems to bring up the idea of kdla as an alternative to
prasanga.
Basic to Bhartrhari's ideas is the notion of sabdabrahman, ultimately
speaking the sole reality of undifferentiated being qua Speebh.195 This
brahman is one, but it appears as many196 through the power ofJkdla 'time'
which is an aspect of brahman.197 Duejxi this kdlasakti 'Power of Time' the
world appears through the six modifications of being, sad bhdvavikdrdh,
referred to already in the Nirukta (Nir 1.2) and attributed by Yaska to a certain
Varsyayani. A detailed analysis of kdla 'time' is offered by Bhartrhari in kdnda
3.9 of his VdkyapadTya.m
Although it is ultimately one, Speech appears in sequences due to the Power
of Time. Thus it is not surprising that Bhartrhari in his DTpikd identifies sthdna
as kdla, that is to say, as that portion of time which is occupied by a linguistic
unit at the time of its pronunciation. The idea of Time and Speech is addressed
briefly in the VdkyapadTya (VP 1.49-50):
nddasya kramajdtatvdn na purvo na paras ca sah I
akramah kramarupena bhedavdn ivajdyatell
194
For example, MbhD 302,21 f., when discussing vt. 3 siddham tu prasange raparatvdt on A
198
1.1.51 ur an raparah. 195 VP 1.1. m
VP 1.2. 197
VP 1.3.
Translated with Heiaraja's commentary by P. Sarveswara Sharma 1972.
Substitution 255
Kaiyata on sthana
Kaiyata deals with both of the common interpretations of the term sthdna, as
a noun denoting a locus in the sense of artha 'meaning' and as an action noun
in the sense of prasanga 'possible appearance'. He proceeds to show how each
of them would affect the analysis of A 2.4.52 aster bhuh (MbhP I:408b):
199
This is the interpretation I suggest if the text is read as above. The Benares edition (Patavar-
dhana et al. 1884-1937) and the edition of Sltaramacarl (1926/7) read grhyate for jayate, listed
as v.l. in the edition of Abhyankar and Limaye (1965) but surprisingly not in the edition of
Rau (1977). The commentary of the Benares edition gives the v.l. sakramah for akramah. Rau
(1977) offers the v.l. sakramam kra°. Reading sakramah and grhyate one may translate:
This [sphota], which [can be characterised] neither as earlier nor as later, is linked to [the
notion of time-]sequence, because sound arises in [time-]sequence. Through [this] form of
[time-]sequence [that pertains to sound,] [sphota] is perceived as if possessing parts.
By way of comparison, J.F. Staal (1967:vii) translates:
Though sound is produced in a fixed order
Speech itself has no earlier or later
Itself without order, it is produced
As if divided by the appearance of order.
200
Cf. VP 3.9.4.
256 Indian semantic analysis
sthdnam artha iti ke cid dhuh tisthanty asmin sabdd iti sthdnam, arthe ca sabdas
tisthati I tendster arthe bhur ity arthah II anye tv dhuh bhrasjo ropadhayo ram anya-
tarasydm ityddau ropadhddindm dnarthakydd bhdvasddhanah prasahgavdcT
sthdnasabda dsnyatel tendsteh prasange - asteh prdptau bhuh prayujyate ity
arthah sampadyate II svdbhdviko 'ster aprayoga drdhadhdtuke bhusabdasya ca
prayogo 'nena prakdrendnvdkhydyate II
Some say that sthdna [signifies] artha 'meaning' [according to the analysis]: 'some-
thing occurs in it, namely linguistic elements, thus [it is called] sthdna\ and a lin-
guistic element occurs in [its] meaning. Hence the sense [with reference to rule
2.4.52 aster bhuh] is that 'bhu [occurs] in the meaning of as\ But others say that,
since in [rules] such as [A 6.4.47] bhrasjo ropadhayo ram anyatarasydm the sound
r and the penultimate etc. are meaningless, the word sthdna is formed with the sense
of the mere activity [of standing] and signifies prasanga 'possible appearance'.
Therefore the sense brought forward is that when there is a possible appearance of
as, that is, when as would [otherwise] obtain, bhu is used. The non-use of as which
already exists (svdbhdvika) in the domain of an dr\dhadhdtuka suffix and also the
use of the element bhu are explained in this way.
Kaiyata first notes the interpretation of sthdna as a derivative signifying a
locus, in particular the meaning (artha) in which a linguistic element occurs.
In this connection, recall that expressions like ayam sabdo }sminn arthe
vartate, comparable to English This word occurs in this meaning', are normal
Sanskrit and that Paninlyas refer to the locative in such usages as a visayasap-
tamT, a locative which denotes a domain.201 Thus, for example, rule 2.4.52 aster
bhuh together with rule 1.1.49 would, under this interpretation, provide that
bhu occurs in the meaning of as (aster arthe) in the domain of drdhadhdtuka
suffixes. That is to say, bhu is used in the domain of drdhadhdtuka suffixes
to signify the meaning which as signifies in the domain of sdrvadhdtuka
suffixes. This implies that linguistic elements 'stand' in their location in
semantic space.
201
For example, Mbh 11:199,21 (Bhdsya on A 4rtt stnydm, vt 5): stnydm yafprdtipadikam
vartate tasmdt tdbddayo bhavanti, 'when a nominal stem occurs in the domain of the femi-
nine, [the suffixes] TaP etc. apply'; similarly Mbh 11:31,10 (on A 3.1.26): bhavantiha hi
visayasaptamyo 'pi I tad yathdl pramdne yat prdtipadikam vartate stnydm yat prdtipad
vartata iti, 'for here also locatives which denote a domain apply: for example, "when a
nominal stem occurs in the domain of a measure; when a nominal stem occurs in the domain
of the feminine"'. See also Cardona 1983:44, note 80. Another instance, which involves rule
2.4.52 aster bhuh, is A 2.4.35 drdhadhdtuke. The Kdsikd remarks (Kas 11:284): visayasap
tami ceyam na parasaptamil tendrdhadhdtukavivaksdydm ddesesu krtesu pascdd ya
prdptam pratyayd bhavanh, 'and this is a locative which denotes a domain, hot a locative
which denotes that which follows; therefore, when one intends to use an drdhadhdtuka suffix,
then, after the ddesas have been made, the suffixes are added accordingly'. The problem here
is that there are two rules which introduce two different gerundive ikrtya) suffices, A 3.1.97
aco yat and A 3.1.124 rhalor nyat. A 3.1,97 teaches that after a root which ends in a vowel,
you add yat, which, applied to ybhu as the ddesa of ^as in the domain of drdhadhdtuka suf-
fixes, correctly yields bhu-ya —»bho-ya -«-> bhav-ya. A 3.1.124 teaches that nyat is added to a
root which ends in r or a consonant. Now ^as ends in a consonant. If we interpret drdhadhd-
tuke as a parasaptami one would add nyat to as and eventually end up with the erroneous form
bhdvya; so it is considered a visayasaptami. See also Mbh 1:484,5-8.
Substitution 257
bhdvika 'naturally existent' adheres [to this as well, and not only to aprayoga 'non-
use'].205 The idea is that it is not acceptable that the word sthdna has the sense of
nivrtti 'cancellation; ceasing' since this would incur destruction of [the view that]
linguistic elements are eternally established. [But in fact] there is no harm [to the
view that sthdna means artha] if the sense conveyed is that when rAM is taught [in
rule 6.4.47], an item which has rAM as a constituent [occurs] in the meamng of one
that has r and the penultimate [s] as constituents - and therefore all of this is unsat-
isfactory.206
Here Nagesa makes it clear that a word - or, more precisely, a linguistic
element - may be said to 'occur in' its meaning through the relation of being
its signifier.
The prasanga alternative is then discussed. With regard to this he brings in
the notion of sabdanityatva, the position that speech forms are eternal, that lin-
guistic elements are permanently established. This, according to Nagesa, is
what Kaiyata has alluded to by the word svabhavika 'naturally existent'. All
that is explained by grammar is the use of bhu and the non-use of as in the
domain of drdhadhdtuka suffixes. The elements bhu and as have of their
nature complementary domains. One has not established the use of bhu and
the non-use of as. Words exist already. Taking sthdna in the sense of nivrtti
'cancellation; ceasing' is thus in principle incompatible with the view that
speech forms are eternal, which is also incompatible with interpreting sthdna
in the sense of apakarsa 'drawing away'.
This view is expressed also in the PadamanjarT on the Kdsikd at A 1.1.49
(KasP 1:169; similarly the Nyasa, KasN 1:168):
mvrttivdcT na grhyate, aster upadesasdmarthydt I na hy drdhadhdtuke nivarttitasya
sdrvadhdtuke sravanam upapadyate, na hi mathurdydm vydpdditah srughne jfvati I
ndpy apakarsavacanah, na hy arthena nityasambaddhasya tato 'pakarsah sam-
bhavatil ndpy drdhadhdtukdd apakarsah, na hi nitye prakrtipratyayasamuddye
prakrter apakarsah sambhavati I svabhavika eva hy aster aprayoga drdhadhdtuke
bhusabdasya ca prayogo 'nena prakdrendnvdkhydyate, atah prasangah eva
sthdnaml
[That sthdna] is expressive of nivrtti 'ceasing' is not understood by force of the
teaching of as [in the grammar]. For it is not appropriate that something which has
ceased [to exist] before an drdhadhdtuka suffix should be heard before a sdrvadhd-
tuka suffix. Someone who has been killed in Mathura is not alive in Srughna! Also
205
The term svabhavika qualifies both prayoga 'use' and aprayoga 'non-use' in the PradTpa
206
passage Nagesa comments upon
That is to say, that A 6 4 47 should make one prefer the prasanga alternative is not a com-
pelling argument Although I do not think so, it is theoretically possible that the word arucih
'dislike' in this passage refers to Kaiyata's dislike. If so, the last sentence must be translated
'[Kaiyata has expressed] dislike here because there is no harm [to the position that sthdna
should be interpreted as artha] if the sense conveyed is that when rAM is taught [in rule
6 4.47], an item which has rAM as a constituent [occurs] in the meaning of one that has r and
the penultimate [s] as constituents'. Under this interpretation, Kaiyata too would defend the
position that sthdna means artha
260 Indian semantic analysis
i
[it does] not [obtain that sthand] expresses apakarsa 'drawing away'. For neither is
drawing away of something which is eternally related to [its] meaning possible, nor
is drawing away from an ardhadhdtuka suffix, since, in as much as the aggregate of
stem and suffix is eternally established, drawing away of the stem is not possible.
For the naturally existent non-use of as in the domain of an ardhadhdtuka suffix
and also the use of bhu are explained in this way. Accordingly, only prasanga 'pos-
sible appearance' is [the sense of] sthdna.
Haradatta thus rejects the idea that sthdna should mean nivrtti 'ceasing;
cancellation'. Something which has completely ceased to exist in one place
does not appear at another. In other words, if an element such as as were can-
celled, if it were cancelled forever, there would be no point in mentioning as
again at all since it would have been destroyed for good. Still, a substitution
process involving nivrtti could be justified by saying that what changes is actu-
ally a cognition onaJmowledge^(fewJJ/z/, sampratyaya), that is to say, perennial
elements proper to different contexts are conceptualised. One cognition is
replaced by another cognition in the mind. By saying that the replacements
actually take place in the mind, the doctrine of nityatva is secured even on the
view that sthdna has the sense of nivrtti.
This view is discussed at various places in vydkarana literature, for
example, in the Mahdbhdsya on A 1.1.56, vt. 14 kdryaviparindmdd vd
siddham, 'or [the doctrine of nityatva is accomplished] because there is a
transformation of what is going to be produced'. Patanjali takes the word
kdrya- here as a feminine adjective denoting buddhi 'mind; cognition',
arguing that only buddhi undergoes a viparindma 'transformation' (Mbh
1:137,13-18):
atha vd kdryaviparindmdt siddham etatl kim idam kdryaviparindmdd itil kdryd
buddhih sd viparinamyate I nanu ca kdryaviparindmdd iti bhavitavyarf^ I santi caiva
hy auttarapadikdni hrasvatvdnil api ca buddhih sampratyaya ity anarthdntaram/
kdryd buddhih kdryah sampratyayah kdryasya sampratyayasya Viparindmah
kdryaviparindmdd itil parihdrdntaram evedam matvd pathitam katham cedam
parihdrdntaram sydtl yadi bhutapurve sthdnasabdo vartatel
Or else this [position of nityatva] 'is accomplished because of a kdryaviparindma\
What is this kdryaviparindmdtl A cognition to be produced, that is what undergoes
transformation. Well, then [the wording] should have been kdrydvipdrindmdt. But
there are instances of shortening which are dependent upon a following word [cf. A
6.3.63]; moreover, buddhi and sampratyaya 'knowledge' do not differ in meaning,
[and so you can talk of] a cognition to be produced [as equivalent to] a knowledge
to be produced, [and accordingly of] a change in a knowledge to be produced as a
transformation-to-be-produced, and accordingly [defend the nityatva position by
arguing:] 'because there is a transformation of what is to be produced7. This [vdrt-
tika] is read on the assumption that it in fact presents an alternative solution [to the
problem], but how could this be an alternative solution? If the word sthdna is used
for something which was there previously.
Nagesa remarks on the last statement (MbhU I:454a):
Substitution 261
The possibility Nagesa has brought up is, of course, compatible with the
position that one considers whole items such as dadhy to appear in certain
domains instead of items such as dadhi, which of their nature have comple-
mentary domains. The Sanskrit grammarians who believed in the doctrine of
264 Indian semantic analysis
nityatva were forced to adopt a model of substitution where substitutes are con-
sidered substitutes of whole words. This position is mentioned already in a
verse quoted in the Mahdbhdsya (Mbh 1:75,13—14).209 Nagesa's position is also
compatible with the idea that what actually changes is a cognitiorif210 Thus the
Laghusabdendusekhara passage continues (LSI 59,2-6):
er uh ityades ca tes tuh iti; ato na sabdanityatdhdnih I kim ca ikdrabuddhiprasange
yakdrabuddhir ity arthahl ata eva acah parasmin ityddi sangacchatel spastas
cedam dddhd ghu iti sutrasthdnivatsutrayor bhdsyel
And according to [rules] such as [A 3.4.86] er uh}xx there is -tu for -ti,m and so the
position that linguistic elements are eternally established is not forsaken. Moreover,
there is a cognition of y when there is the possible appearance of a cognition of i,
that is the meaning. For this very reason [A 1.1.57] acah parasmin etc.213 suits. And
this is clear from the Bhdsyam on rjules [A 1.1.20] dddhd ghv [addp] and [A 1.1.56
which teaches that the ddesa is considered] like the sthdnin.
On the view that linguistic elements are naturally existent (svdbhdvika), as
is eternally established but does not appear before an drdhadhdtuka suffix
where the eternally established unit bhu appears. So sthdna cannot mean
nivrtti: there is no cancellation, no ceasing. The situation is simply that one
element does not appear, since another element appears to convey the meaning
according to a system where the two elements have complementary domains.
In the same way one can consider a rule such as A 6.1.77 iko yan aci. Once
whole units such as dadhy are considered to appear in certain donjains instead
of units such as dadhi, it becomes possible to claim that the rule teaches the
use of a unit that has y as a constituent in the meaning of one that has i as a
constituent, provided a vowel follows.
Nagesa is in agreement with Bhartrhari, then, when he brings forward the
argument that substitutions are of whole units. Looked upon in this way, it is
whole units such as dadhy and dadhi, having of their nature complementary
domains, which are the elements mvolved in a substitution process. One whole
unit appears in the meaning of another whole unit which would possibly
appear to convey the meaning. Therefore you cannot base an argument that
sthdna means prasanga and not artha on the view that individual sounds are
meaningless. Accordingly, rAM in A 6.4.47 bhrasjo ropadhayo ram anya-
tarasydm does not provide a critical argument against taking sthdna in the
sense of artha 'meaning'.
209 210
211
See p 187 with note 28 above Mbh 1:137,13 f, discussed above
Rule 3 4 86 teaches the replacement of i by u in the imperative ending
2213
12 p o r mstance, bhavatu for bhavati.
Rule 11 57 acah parasmin purvavidhau teaches that the replacement for a vowel is consid-
ered like the vowel when there is application of a rule which would affect that which precedes
the vowel, and when the replacement is conditioned by what follows the voweL Here the prin-
ciple of sthdnivadbhdva taught by A 1.1 56 is at work, that is, the principle that the ddesa is
considered like the sthdnin. m Mbh 175,8 f, 137,13 f.
Substitution 265
Concluding remarks
The results of this inquiry into the meaning of the term sthdna can be summar-
ised as follows. Basically, sthdna is analysed in two different ways, either as
bhdvasddhana, with LyuT (-ana with presuffixal accent) by A 3.3.115 lyut ca,
that is, as an action noun denoting mere activity, state of being, equivalent to
sthiti 4a standing', or as adhikaranasddhana, with LyuT by A 3.3.117 kar-
anddhikaranayos ca, that is, as a noun denoting a locus for the activity denoted
by the verbal root ^Isthd.
Under the first alternative commentators consider three particular contex-
tual interpretations of sthdna, namely apakarsa 'drawing away', nivrtti
'cancellation; ceasing', and prasanga 'possible appearance; chance'. The par-
ticular senses in question are considered contextual varieties of one single
general meaning of sthdna.
Paninlyas generally take sthdna in sthdneyogd of rule A 1.1.49 in the sense
of prasanga 'possible appearance'. In principle, taking sthdna in the sense of
nivrtti 'cancellation' or in the sense of apakarsa 'drawing away' is incompat-
ible with the view that speech forms, as well as the relation between a linguis-
tic element and its meaning, are perennial, eternally established (nitya). Still,
a substitution process involving the senses of nivrtti or apakarsa could be jus-
tified by saying that what changes is actually a cognition. Perennial elements
proper to different contexts are conceptualised.
The interpretation of sthdna as prasanga 'possible appearance' is clearly
applicable in any context where grammatical form alone is considered. This
requires a grammatical universe as the range of application, within which one
can talk of prasanga or possible appearance of linguistic elements. This uni-
verse is provided by the body of rules, on the view that grammar is concerned
with linguistic elements that already exist. Grammar does not establish these
elements. Thus, with regard to a rule such as A 2.4.52 aster bhuh, all that is
explained by grammar is the use of bhu and the non-use of as. The units as and
bhu have of their nature complementary domains. Under the interpretation of
sthdna as prasanga, a rule such as A 2.4.52 aster bhuh would, together with A
1.1.49, provide that bhu occurs in the domain of drdhadhdtuka suffixes, where
there would otherwise be the possible appearance of as.
Now, in Panini's grammar derivations start from semantics. The interpreta-
tion of sthdna as prasanga obtains because speech units are eternally estab-
lished, as is the relation between a linguistic unit and the meaning in which it
occurs. Thus it is not surprising that commentators also consider an alterna-
tive interpretation of sthdna, namely as a derivative signifying a locus, in par-
ticular the meaning, artha, in which a linguistic element or speech unit, sabda,
occurs. A linguistic unit may be said to 'occur in' its meaning through the rela-
tion of being its signifier, as Nagesa notes. One should in this connection keep
in mind that an expression such as ayarn sabdo 'sminn arthe vartate, compar-
able to English This word occurs in this meaning', is normal Sanskrit and that
266 Indian semantic analysis
215
When, may one ask, is this not possible7
Substitution 267
Epilogue
The nirvacana material from the Nirukta makes it clear that in the technical
language of Yaska a genitive is used to mark the relation between a term and
its explanatory expression. In other words, although an ablative also occurs,
there is indisputably a genitive construction to be accounted for. J.S. Speijer
(1886:81-2) introduces his description of the syntactic usage of the genitive in
the following way: T h e fundamental notion of the genitive or sixth case is to
mark the belonging to, partaking of. In Sanskrit, it is employed in, so manifold
and so different ways as to make it very difficult to give a satisfactory account
of all of them.' This was a fact alsQ to the Sanskrit grammarians. In the words
of Patanjali (Mbh 1:118,10-11): ekasatam sasthyarthd ydvanto vd te sarve
sasthydm uccdritdydm prdpnuvantj, 'there are one hundred meanings for the
genitive case suffix - or as many as there are - and all of them would apply
when a genitive case ending is uttered'.1
Now, anyone engaged in nirvacana analysis would be well versed in
vydkarana and hence familiar with the use of the sthdnasasthT in the
AstddhydyT. Indeed, in Yaska's outline of nirvacanasdstra he explicitly states
that the analysis of single words should not be taught to anyone who is not
trained in vydkarana.2 On the basis of the previous discussion, however, I think
it is possible to put forward a stronger argument here. If, as Kaiyata and others
claim, the sthdnasambandha or relation marked by a substitutional genitive is
considered antaranga, that is to say, that it comes to mind before any other rela-
tion when we encounter a genitive form in the grammar, then there is nothing
remarkable in interpreting a genitive as a substitutional genitive in the context
of relations between linguistic elements. This is also buttressed by the use of
the genitive to indicate synonyms and the usage of the genitive in the formula
ity apy asya bhavati met with in the Nirukta. Nor is there anything in the dis-
cussions of A 1.1.49 sasthi sthdneypgd and the nirdisyamdna-paribhdsd which
prohibits such an interpretation within or without the boundaries of vydkarana.
As noted by Cardona (1976:201):
It is noteworthy that Panmlyas, from Katyayana on, do not view rules 1.1.49,
1.1.66-67 as stating any syntactic uses different from the object language Sanskrit.
1 2
See pp. 197 ff above. Nir 2.3, see p. 38 above.
Epilogue 269
nighantu - clearly shows that in his opinion these are possible alternatives and
it is presumed that a new suggestion cancels the ones made previously.' In my
view this presents no tenable argument at all: it is perfectly possible to argue
that vd, api vd, and yad vd simply suggest alternatives with no preference for
any particular one of them. And, understandably, Mehendale admits to some
puzzlement as to why Yaska gives an additional derivation of anna from
dAnam when its derivation from A ad 'is clear' (ibid.):
It is true that it is not easy to say why Yaska does this. It is possible that he did this
under the influence of the Brahmanas and the Upanisads where, occasionally, words
of known derivation, have been derived in an 'unorthodox' way, witness, for
example, the derivation of yajna in the Sat. Br. 3.9.4.23, Ch. Up. 4.16.1; 8.5.1, or of
yajus in the Br. Up. 5.13.2. Or one may say that Yaska did it because to him the
derivation of anna from ad- was not that obvious since not all the roots which end
in -d yield similar formations, and even in the case of roots like bhid-, nud- etc. alter-
native forms are available. Be that as it may, a case like this cannot be an argument
to infer that Yaska believed in the simultaneous correctness of alternative deriva-
tions.
There seems to be only one way of understanding the simultaneous correctness
of multiple derivations of nighantu. We have to suppose that at one time the samd-
mndya was called nigantu, samdhantu and samdhartu and that in course of time all
these designations assumed one identical form nighantu. Only this way the three
derivations become simultaneously correct.4
Mehendale goes on (ibid.): 'Bronkhorst rightly discards this assumption,
and yet says that Yaska believed in the simultaneous correctness of the alter-
native derivations.' In my view Bronkhorst is absolutely right, and the explana-
tion suggested by Mehendale, although he discards it, is indeed not the only
way one could explain how numerous derivations of a single word all can be
considered valid. I am, however, slightly reluctant to use the* expression
'simultaneously correct' and would rather describe them as equally correct in
that one can only invoke one alternative at any given moment. Withki the time-
less framework of a substitutionafmodel alternative nirvacanas are equally
valid. They are simply alternative placeholders in semantic space.
In vdrttika 12 on A 1.1.56 the question is raised whether the sthdnivadbhdva
principle is incompatible with the doctrine that speech elements are eternal
(nitya): anupapannam sthdnyddesqtvam nityatvdt, 'the condition of being
sthdnin and ddesa does not come about because [of the doctrine that speech
elements] are eternal'. Pataiijali remarks on this as follows (Mbh 1:137,4-6):
sthdnyddesa ity etan nityesu sabdesu, nopapadyate I kim kdranam I nityatvdtl sthdnT
hi ndma yo bhiltvd na bhavatil ddeso hi ndma yo 'bhutvd bhavatil etac ca nityesu
sabdesu nopapadyate yat sato ndma vindsah sydd asato vd prddurbhava itill
4
The reference is to Nirukta 1.1: nighantavah kasmatl. . .1 te nigantava eva santo nigamand
nighantava ucyanta ity aupamanyavah I api vd hanandd eva syuh I samdhatd bhavanti I
samdhrtd bhavanti I
Epilogue 271
This [condition of being] sthdnin and ddesa does not come about when speech ele-
ments are eternal. Why? Because of [the doctrine of] eternality. For what we call a
sthdnin is something which, having been, is no longer, and what we call an ddesa
is something which, not having been [previously], comes to be. And this does not
come about when speech elements are eternal, namely that something existent
should be destroyed, or something [previously] non-existent become manifest.
Kaiyata comments (MbhP I:453a): ekadesavikdre ypi yatra nityatvahanis
tatra sarvavikdre kuto nityatvam, 'even when you have change in just a part the
principle of eternality is violated, so how can you have eternality when there
is change of the whole?'. He adds: yatrdnvayo 'pi kasya cin ndstity arthah,
'that is to say, when there is not even the continued presence of anything'.
When, for example, the verbal suffix -ti is replaced by -tu there is at least the
continued presence of t. This is not the case when there is a change of the
whole, so, it is argued, in that case the eternality principle is definitely vio-
lated. Nagesa makes this clear (MbhU I:453b):
sarvavikara itil aster bhur ityddaull yo bhutva ityddi bhdsyasya prdgabhdvdprati-
yogitve sati dhvamsdpratiyogitvam nityatvam iti tdtparyamll
'When there is change of the whole': [that is to say,] in cases such as [A 2.4.52]
aster bhuh. The intention of the Bhdsya beginning 'that which having been' is that
[for something] to be eternal is [for it] to have an existence which, given that it is
not the counterpart of prior non-existence, is not the counterpart of [posterior]
destruction [either].
Thus, to be eternal is to have a kind of existence which is qualified neither by
prior non-existence nor by posterior destruction. The argument that this is
incompatible with the condition of being sthdnin and ddesa is refuted by vdrttika
13: siddham tu yathd laukikavaidikesv abhutapurve 'pi sthdnasabdaprayogdt,
'but [the doctrine of nityatva] is properly managed because the word sthdna is
used with reference to [something] which was not [there] previously5 as well, just
as in everyday speech and in Vedic'. Patanjali remarks (Mbh 1:137,8-11):
siddham etatl kathaml yathd laukikesu vaidikesu ca krtdntesv abhutapurve 'pi
sthdnasabdo vartatel loke tdvad upddhydyasya sthdne sisya ity ucyate na ca
tatropadhydyo bhutapurvo bhavatil vede 'pi somasya sthdne putikatrndny
abhisunuydd ity ucyate na ca tatra somo bhutapurvo bhavatilI
This is properly managed. How? The word sthdna occurs also with regard to [some-
thing] which was not there previously, just as in mundane and Vedic precepts.6 For
example, in everyday speech it is said The pupil instead of the teacher.' But here
the teacher is not [someone] who was [there] previously. In the Veda also. It is said
'The Putlka plant should be pressed instead of Soma.' But here Soma is not [some-
thing] which was [there] previously.
5
Patanjali will later (Mbh 1:137,15) say that the word sthdna occurs with regard to that which
6
has been (Jbhutapurve) as well {bhutapurve cdpi sthdnasabdo vartate); see below.
This translation of krtanta follows Joshi and Roodbergen 1986:121, note 492.
272 Indian semantic analysis
Within a substitutional model the teacher and the pupil, the Soma and the
Putlka plants are simply alternative placeholders without any notion of earlier
or later. The teacher does not cease to exist, although the pupil appears in his
place. Similarly, within grammatical space, there is no violation of the doctrine
of nityatva. The non-temporal substitution is proved by referring to the
meaning of the word sthdna in everyday and ritual contexts where the sthdnin
is not former. i
A further argument is brought forward by vdrttika 14: kdryaviparindmdd vd
siddham, 'or it is properly managed because of a transformation of that which
is to be formed'. This understanding of kdryaviparindmdt is based on Patanjali
who explains (Mbh 1:137,13-14): kdryd buddhih sd viparinamyate, 'a cogni-
tion which is to be formed, that is what undergoes a transformation'. Kaiyata
comments (MbhP I:453b): anyasydtra viparindmdsambhavdt sdmarthydt
kdryatvena buddhir grhyate na tu kdryasabdo buddhiparydyah, 'because it is
impossible for anything else to undergo the transformation here, cognition
(buddhi) is understood on the strength that it is what is to be formed (kdrya),
but the word kdrya is not a synonym of buddhi". Patanjali explains the purpose
of the vdrttika (Mbh 1:137,17-26):
parihdrdntaram evedam matvd pathitam katham cedam parihardntatam sydtl yadi
bhutapurve sthdnasabdo vartatel bhutapurve cdpi sthdnasabdo vartatel katham I
buddhydl tadyathdl kas cit kasmai cid upadisati prdcinam grdmdd dmrd itil tasya
sarvatrdmrabuddhih prasaktdl tatah pascdd aha ye kslrino "'varohavantah
prthuparnds te nyagrodhd itil sa tatrdmrabuddhyd nyagrodhabuddhim pratipad-
yatel sa tatah pasyati buddhydmrdms cdpakrsyamdndn nyagrodhdms cddhiya-
mdndnl nityd eva ca svasmin visaya dmrd nityds ca nyagrodhd buddhis tv asya
viparinamyate I evam ihdpy astir asmd avisesenopadistah I tasya sarvatrdstibud-
dhih prasaktdl so yster bhur bhavatity astibuddhyd bhavatibuddhirripratipadyate I
sa tatah pasyati buddhydstim cdpakrsyamdnam bhavatim cddhtyamdnam I nitya
eva ca svasmin visaye 'stir nityo bfiavatir buddhis tv asya viparinamyate II
This [vdrttika] has been read on the-assumption that it presents a totally different
solution to the problem, but how would it be a totally different solution? [It would]
if the word sthdna occurs with regard to [something] which was there previously,
and the word sthdna does occur with regard to [something] which was there previ-
ously as well. How? By [referring to] a cognition. Just as someone points out to
someone else: 'there are mango trees east of the village'. That [person] will have the
cognition of mango trees everywhere [east of the village]. Then later he (the
speaker) says: 'those [trees] with a milky juice, which grow downward, with broad
leaves, they are banyan trees'. Then he (the listener) obtains a cognition of banyan
trees through the cognition of mango trees. Then he sees that the mango trees are
removed and the banyan trees are established in his mind,7 but the mango trees are
in fact permanently established in their own domain, and the banyan trees are
permanently established [in theirs]. Only his cognition is transformed. Similarly
7
There is no clear distinction between kartr, karana, and adhikarana here: it happens m the
mind by force of the mind.
Epilogue 273
also in this case: [the verbal root] as has been taught to him without specification,
so he will have a cognition of as everywhere.8 He then obtains the cognition of [the
verbal root] bhu through the cognition of as by [A 2.4.52 which teaches that] bhu
appears in the place of as [in the domain of drdhadhdtuka suffixes]. Then he sees
that as is removed and bhu is established in his mind, but as is in fact permanently
established in its own domain, and bhu is permanently established [in its]. Only his
cognition is transformed.
So there is no violation of the doctrine of nityatva in this case either. Once
the speech elements of the Sanskrit language are considered eternal, one
element does not cease to exist when a complementary element appears in its
place. The idea of succession, the temporal priority of the sthdnin, is denied.
There is no earlier or later, except in the mind. Or, in the words of Kaiyata
(MbhP I:454a): na ca nityatvavirodhahl buddhidharmdh kevalam arthesu
pratipattrvasdd dropyante na tu tadvasdd arthdndm tathd 'vasthdnam, 'and so
there is no violation of [the doctrine of] eternality; it is only the properties of
cognitions that are imposed upon things by force of the cogniser, but it is not
by such power that the condition of things is [established] as such'.
This leaves us with a model of substitution which does not involve any
notion of time. If the ddesa is considered like the sthdnin in accordance with
the sthdnivadbhdva principle, and there is no notion of temporality involved in
the substitutional model, it becomes easy to explain how alternative nirvac-
anas of a given word in a single meaning can be equally valid. They are simply
alternative placeholders in semantic space. There is no prior or posterior, there
is no one alternative which has to be preferred. Since the relation between
word and meaning is eternally established too, the various alternatives are
permanently invokable ideal expressions which the actual forms we meet with
in language replace.
The temporality problem may even hint at a possible solution as to why a
substitutional model could have been adopted in the first place. As noted, in
the Atharvaveda and in the Satapathabrdhmana the mythical activity given as
the ground for using a name is expressed in a past tense, thus referring to a spe-
cific event.9 If a Nirukta formula of the -tehl-eh or iti satah type is interpreted
according to a substitutional model, no temporality is expressed at all. This
could be the result of an exegesis which suppresses time in order to secure the
eternality of the Vedas. This idea of eternality conflicts with the Aitihasikas,
the legendarians, who refer to real events and persons in the past. The
Nairuktas, however, prefer allegorical interpretations, and, in general, dissolve
historicity.10
The temporality and personality problem became really serious for the
8
9
That is to say, in the domain of drdhadhdtuka suffixes as well as that of sdrvadhdtuka suffixes.
10
See p. 27 above.
Cf. p. 27 above; an example was adduced from Nirukta 2.16 concerning the identity of Vrtra:
tat ko vrtrahl megha iti nairuktdhl tvdstro 'sura ity aitihdsikdh, 'but who is Vrtra7 a cloud
according to the Nairuktas; an Asura, son of Tvastr, according to the Aitihasikas'.
274 Indian semantic analysis
Mlmamsakas* the extreme Vedic ritualists. For them even myth was arthavdda,
a non-injunctive 'explanation of the meaning', an elaboration of the topic-
matter coming up in ritual, designed to encourage or dissuade. The purpose of
myth was no longer to narrate events of the past but to promote a rite. Already
Jaimini argued that the Veda is not composed by anyone and so is eternal.11 If
the Veda did not exist before the persons referred to in myths, then it would not
be eternal. In fact, any narrative at all would prove that the Veda is not eternal.
With an allegorical interpretation and within a substitutional model the per-
sonality and temporality problems disappear.
One further issue arises as a result of the sthdnivadbhdva principle. If the
ddesa is to be considered like the sthdnin, then how do we consider a case
where no sthdnin is mentioned? In the context of vydkarana, Vaidyanatha
pointed out that since linguistic units occur in complementary distribution,
the rules of grammar serve to establish a fixed distribution in this respect. This
is possible, Vaidyanatha says, because sthdnins and ddesas both exist in
the world, a fact which implies that one has to consider usage.12 In
nirvacanasdstra we have to infer the sthdnin which, although not the form met
with in actual linguistic usage, has its characteristics transferred onto the
ddesa, the form we meet with in actual usage. Still, the sthdnin too is part of
the Sanskrit language. It is just a more composite linguistic unit, in its fullest
form simply a sentence.
In vydkarana substitutes are considered substitutes of "whole words
(padas)13 as opposed to the earlier framework of the Pratisakhyas, for example,
TaittirTya Prdtisdkhya 1.56: varnasya vikdralopau, 'change and elision are of
a speech sound'.14 W. Whitney (1871:40) remarks on the latter: *That is to say,
not of a whole word. Where, as by v.19, more than one letter is omitted, each
is specified.' In the terminology of vydkarana a pada or word is defined by A
1.4.14 suptinantam padam, 'that which ends in a nominal ending or a verbal
ending is &pada\ Panini does not define the notion of a sentenced or vdkya, but
various definitions have been suggested by subsequent Paninlyas. The briefest
one is offered by Katyayana at A 2.1.1, vdrttika 10: ekatin, 'that which contains
a finite verb'.15 Other traditions, most notably Buddhism and the Tantric tradi-
tions concerned with the use of mantras consider a pada a larger unit not
delimited by word boundaries.
The Mantrasastric use of the term pada has been well put by Abhinavagupta
in the Tantrdloka discussing the embodiment of the divine consciousness in
>
11 12 13
14
Cf Mlmamsasutra 11 27-32 See p 233 above See p 187 above.
15
See p 175 above
This involves the assumption that a finite verb such as asti underlies nominal sentences, a view
accepted by Patanjah and the later tradition Patafijall's own view is, roughly, that there must
be a verb in a sentence, but that there can be more than one verb Most recently the question
of Paniman syntax and the changing notion of sentence has been discussed by Deshpande
1987, 1991 As Deshpande points out (1987.71, 1991 34), Panini held the view that there can
be purely nominal sentences and that their derivation does not require the assumption of an
underlying finite verb
Epilogue 275
zero, the mark of the elided suffix remains to take effect in a subsequent opera-
tion caused by the suffix.19 Considering the nature of natural ellipsis in Panini,
Deshpande (1985a:36) suggests that in view of A 1.1.62 and the situation of
word-ellipsis and its /connection with semantics and syntax, one may formu-
late a theory that Panini does have a general rule padalope padalaksanam. In
the words of Deshpinde (ibid.): 'When a word is zeroed (by natural ellipsis),
the zero may still be treated like the original word it replaces.' The existence
of such a rule woujd allow us to explain all sorts of elliptical sentences in
Sanskrit in accordance with Panini's system. Deshpande concludes (ibid.):
However, this principle is restricted to semantics and syntax, and does not extend
into the realm of phonological and accentual rules.20 One can justify such a conclu-
sion based on Panini's rules. Panini clearly says that the lost word is the sthdnin
'substituendum' for the deletion or zero (lopa), cf. P. 1.4.105 and P. 2.3.14. Thus, the
general rule P. 1.1.56 (sthdnivad adeso ynal-vidhau) should apply to a word and its
replacement by a zero.
A 1.4.51 akathitam ca teaches that the name karman is assigned also to that
kdraka which is unspecified, that is, which has not otherwise been assigned to
any specific kdraka category. According to the tradition it is this rule which
accounts for ditransitive constructions of the type mdnavakam panthdnam
prcchati, 'he asks the boy the way'.21 Kiparsky (1982:39 ff.) has suggested that
A 1.4.51 akathitam ca in fact accounts for elliptical constructions where the
object is omitted from the sentence and therefore identified as akathita 'not
expressed'. He concludes (ibid.:44): 'It seems, then, that Panini assumed a
general deletion rule, operating freely in the grammatical derivations of sen-
tences, which drops words which are obvious from the meaning or context.'
Let these observations serve to indicate that it is perfectly possible to view
the mechanics of nirvacana analysis within a similar framework, yhe word that
is explained embeds a sentence with most of its elements elided and replaced
by zero. It is still possible to treat the word like the original sentence it ulti-
mately replaces. Indeed, this may suggest a way of thinking not confined to
vydkarana alone. It may even provide a clue to the understanding of the prac-
tice of assigning metaphysical meaning to all the sounds of the Sanskrit lan-
guage resorted to by certain Tantrlc traditions.
To conclude, I have argued that an analysis of the Hi satah type conveys the
following information: there is (sat-) an x suehmat it is true (sat-) to say of it
19
20
This rule and Patanjah's remarks on it have been discussed by Benson 1990,141-68.
As far as I can see, this is not entirely correct. There are some accent rules where lopa is used
to indicate that a whole word is elided. A 8.1.62 cdhalopa evety avadhdrane teaches that when
there is elision of the words ca or aha and the word eva is used in their place to denote a restric-
tion, the first of the finite verbs retains its accent. A 8.1.63 cddilope vibhdsdlea,ches that when
there is elision of the words ca, vd, ha, aha, or eva the first of the finite verbs optionally retains
its accent See Benson 1990 134 for a discussion of these rules in the cdntext of A 1.1 60
21
adarsanam lopah
S.D Joshi (1976) has argued that it is the preceding rule A 1 4.50 tathdyuktam cdnlpsitam and
not A 1.4 51 which accounts for double accusative constructions of this type.
Epilogue 277
'it is x-ing' or 'it is being x-ed' etc., and therefore it is called 'x\ The fact that
the sthdna, the location in grammatical space, is identified as artha opens new
perspectives for the interpretation of an Hi satah type of analysis in the light of
a substitutional model. Since the term artha frequently refers to that which is
designated by a name as well as to the meaning of that name, it is less crucial
whether we take artha in the sense of linguistic meaning or we take it in the
sense of the thing meant. Once the genitive of satah is interpreted as a
sthdnasasthi and sthdna is identified as artha, then an analysis such as megho
mehatiti satah can be interpreted: 'meghah' occurs in the meaning of that
which really exists such that it is true to say of it: it rains. Such an interpreta-
tion provides no difficulties and is supported by an investigation of the sub-
stitutional model in the literatures of grammar and ritual. Basically, then, a
nirvacana analysis works so that it establishes the truth-value of a sentence in
the sense that if a true sentence can be established as an ideal version of a
prevalent term, then that term is infused with the meaning of the true sentence.
As such, nirvacana analysis is an empirical theory of what expressions mean
by force of its appearance as a theory of truth.
The meaning of a sentence is intimately connected with whether it is true
or false. The sentence 'Snow is white' is true if and only if snow is white. While
discussing the nirvacanas of 'Bhairava' I pointed out that one can give exactly
the same truth conditions in a language by making systematic shifts in what
the singular terms refer to and what satisfies the predicates.22 One gets a differ-
ent thought if one gets a different sentence to represent it. And whether we can
say of any particular that it has necessary or contingent properties depends
simply on the way it is described. The important feature of nirvacana analysis
is that the attribution of properties happens through the name itself, for
example 'Bhairava'. The analysis establishes an ideal expression which has the
semantic power to identify the nature of that which a name signifies. This, I
suggest, is how it came to be a powerful tool in cultural discourse. If someone
has the power to determine the reference of the words of a shared language,
then that person has the capacity to interpret and determine the contents of
thoughts. If knowledge is justified true belief, then it would seem that all the
true beliefs of a consistent believer constitute knowledge. A nirvacana analy-
sis justifies a certain belief, and this justification implies that the belief is true
(sat-). A nirvacana analysis is thus an epistemological device.
The notion of reference in modern semantics is a theoretical concept we
introduce in order to have a satisfactory theory of what sentences do, and a
theory of truth is a theory about semantic relations between sentences in a lan-
guage. Obviously, I am not claiming that nirvacanas work 6r are to be inter-
preted within such a framework. There is a big difference between the question
of what makes sentences true in a philosophically acceptable way, and the way
sentences are made true by consent in the community. This alone makes it clear
22
See pp. 3 and 97 above
278 Indian semantic analysis
that the nirvacana device is very different from modern semantic theories of
truth or truth-based theories of semantics in that it lacks explanatory power in
the philosophical sense.
In the light of the technical framework of the Nirukta it is of course also
possible to adopt a different model for the interpretation of nirvacanas. On the
view that the -teh and -eh forms are ablatives one would simply face statements
that single out the verbal element which underlies the grammatical formation
and identify the action or event considered the reason for a particular name.
This is a possibility also if they are considered genitive forms, and it is no
longer crucial to determine which case ending we are dealing with. But this
does not exclude an interpretation according to a substitutional model either.
Even within the AstadhyayT one and the same genitive form is to be interpreted
in different ways in different contexts.23 As far as the material from the Nirukta
is concerned, we are dealing with elliptical ways of expression*which lend
themselves to various interpretations according to the different levels and his-
torical presuppositions of Yaska's technical language. There is no reason why
these interpretations cannot be simultaneously operative. Indeed, the situation
reflects rather strikingly the fundamental debate on the nature of words or
speech elements. One view holds that they are eternally established (nitya),
while the alternative view holds that they are produced (kdrya), as if processed
by grammar.24
It seems worth considering once again the Brahmana equations mentioned
earlier, equations of the type samvatsaro yajftah, 'the sacrifice is the year'
(SatBr 11.2.7.1), or ddityo 'gnih,{ 'the [sacrificial] fire is the sun' (SatBr
10.5.4.1).25\Here 'the sacrifice' or 'the fire' would be termed ddesa. They are
ritual elements which replace cosmological entities. It is in these identification
formulas that we can see a move towards technical nirvacanas. In the context
of ritual sthdna could be the levels of interpretation known as'adhidevatd,
adhydtman and adhiyajna, levels which establish a relation between macro-
cosm, microcosm and ritual. This way of interpreting is very common in the
l
Brahmanas and Upanisads.
With the sthdna identified as artha 'meaning' a nirvacana is to be inter-
preted not only as 'X in the place of Y' but as 'X in the meaning of Y \ This
implies that we have an ideal expression Y which is the placeholder in seman-
tic space. This place, that is to say, this meaning, is instead occupied by the
item X which replaces Y. Knowledge of tharsecret place or meaning and that
secret entity Y is provided by experts who are in command of the^ools of the
tradition. In this way change is achieved through substitution in that new
meaning may be encoded into old terms by means of a substitutional model. I
have stated already that this is not the only way to look at nirvacana analysis,
23
By way of example, the genitive of A 6,4.1 angasya is to be interpreted as a sthdnasasthT, a
substitutional genitive, in A 7 2 102 tyadpdinam ah, but as an avayavasasthT, a partitive geni-
24
tive, when it recurs by25anuvrtti in A 7 2 106 tadoh sah sdv anantyayoh, see p 226 above
See p 186 above. See p 180 above. ' '
Epilogue 279
but it has the advantage of showing the flexibility of the various types of analy-
sis while providing a superstructure that encompasses them all within a model
known from other areas of Sastric Sanskrit, notably the literatures of grammar
and ritual. The model arises out of the wealth of material provided by the
Indian tradition itself, and it has the advantage of directly involving the artha
of a given term, the very goal nirvacanasdstra strove to achieve.
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MNP Mahdnayaprakdsa of Rajanaka Sitikantha (in Old Kashmiri) with autocom-
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NSV Niruktaslokavdrttika of Nllakantha Gargya, ed. by Vijayapalah, Calcutta:
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292 Abbreviations and bibliography
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Abbreviations and bibliography 293
Atharvaveda 3.13.2 26, 53, 103 Rgveda (RV) 1.164.33 143; 4.58.3 186; 7.75.5
Abhidharmakosabhdsya (AKBh) 270,5-6 275 25-6 ' \
AstddhyayT(A) 1.1.1 165; 1.1.47 257; 1.1.49
' 177, 189-219, 229-36, 236, 237, 238, 239, Kdsikdvrtti (Kas) 11:209-11 237 n 152; 11:284
240, 241, 244, 245, 247, 249, 256, 257, 265, 256n.201;V:398 257
266; 1.1.52 202, 220, 223, 231, 234; 1.1.54
220, 221, 225, 231, 234; 1.1.55 220, 225, 234; Chdyd of Vaidyanatha Payagunda (ed.
1.1.56 188, 216, 269; 1.1.57 264 n.213; 1.1.60 BhargavasastrT JosI 1951) 412, note 4 216;
163, 193 n.34; 1.1.61 193 n.34; 1.1.62 275; 412, note 10 233
1.1.68 163; 1.1.69 222; 1.1.72 220, 224, 227,
230, 234; 1.2.45 193 n.33; 1.2.46 193; 1.3.11 Jainendramahdvrtti (JV) 1.1.46 262
210; 1.4.13 201 n.60, 234; 1.4.14 274; 1.4.17
224 n.117; 1.4.18 224 n.117; 1.4.51 276; 2.1.1 Tantrdloka (TA) 1.95 63-6; 1.96 72-4; 1.97
243; 2.2 24 193; 2.3.50 237; 2.4.52 189, 75-6; 1.98 77; 1.99-100ab 78; lOOcd 83;
237, 238, 240, 252, 253, 256, 257, 258, 261, 1.235-6 85; 1.237-40 93-4, 3.65 73 n.48,
265, 266; 2.4.71 193; 3.1.97 256n.201; 5.135d-6ab 71; 6.30-lab 67; 6.31cd-33
3.1.124 256 n.201; 3.2.110 51, 175 n.3; 68-9; 6.228c-30b 275
3.2.174 74; 3.3.18 195; 3.3.19 195, 3.3.94 Tantrdlokaviveka (TAV) 1[1] 139,7-8 63;
195; 3.3.115 53, 248; 3.3.117 53, 249; 1[1]139,13-14 65; 1[1] 141,1-4 72;
3.3.122 50; 3.4.69 51, 175 n.3; 3.4.113 189 l[l]141,4-5 73; 1[1] 141,5-7 74;
n.31; 3.4.114 189 n.31; 4.1.82 242; 4.1.83 75; 1[1]141,8~14 76; 1[1] 141,14-142,4 77-8;
4.3.120 75; 5.2.94 206, 242, 243, 244; l[l]142,4-10 78-9; l[l]142,10-ll 81;
5.2 127 206; 5.3.71 225; 6.1.63 232; 6.1.77 1[1]143,1-11 83-4; 2[3]74,12 79 n.59;
252 n.192, 253, 263, 264, 266; 6.3.1 193; 4[6]30,ll-31,8 67; 4[6]31,9-32,2 67-8;
6.3.9 193; 6.3.32 185; 6.4.1 212,245,246, 4[6]32,3-33,8 68-9
247; 6.4.2 212; 6.4.24 202, 247; 6.4.34 201, Taittinya Prdtisdkhya 1.56 274
202, 203, 209, 247; 6.4.35 209, 247; 6.4.47
257, 258, 263; 6.4.77 222; 6.4.85 222; 6.4.89 Durga's commentary on the Nirukta (D)
201, 202, 203; 6.4.130 224, 225, 230, 231, 1:30,1-4 29 n.42; 1:30,2-3 161;
235; 7.1.9 245; 7.2.86 227; 7.2.91 227; 1:30,3-4 46; 1:77,10-11 159; 1:88,4-6 110;
7.2.93 227; 7.2.102 226; 7.2.106 226; 7.3.43 1:154,18-19 35; 1:169,8-10 114; 1:179,7 115;
252 n.192; 7.3.103 193; 7.4.27 222n.ll3; 1:180,8-11 116; 1:191,1-2 134;
7.4.28 222 n.113; 7.4.32 221; 7.4.53 231 1:207,15-208,3 172; 1:226,4-5 160; 1:229,1-2
n.139; 8.1.62 276; 8.1.63 276; 8.2.83 185; 136; 1:281,14-17 137; 1:292.6-7 124;
8.4.61 220, 225; 8.4.65 220 n.108 1:318,5-6 119; 1:318,13 1J9; 1:364,2-4 139;
1:417,1 142; 1:445,9-10 143; 1:479,17-18
Apastamba Srautasutra (ASS) 24.3.52-4 188 145; 1-527,8-10 146; 1:566,12 127,
Asvaldyana Grhyasutra (AGS) 1.7.1-2 184 1:566,13-14 128; 1:575,15-18 147;
Asvaldyana Srautasutra (ASS) 1.1.2-3 184; 1:581,17-582,2 128; 1:650,15-16 148;
2.1.1 184 1:812,5-6 130; 11:924,3 99; 11:931,11-13 99
n.7; 11:970,9-10 121; 11:981,12-13 117;
Uddyotana (ed. Narasimhacharya 1982) 269 11:103947-18 156; 11-1085,12-14 150
248 Desopadesa (Des) S3 94-5
Index of text-places
Nirukta (Nir) 1.4 105, 106, 161; 1.6 106, 159; 256 n.201; 11:391,17-23 242; 111:179,7-8
1.7 106, 107, 108, 169; 1.8 108, 109; 1.9 109, 246; 111:222,16-17 219
110, 111; 1.12 35; 1.15 31, 32; 1.17 112, 154; MahdbhdsyadTpikd (MbhD) 288,10-12 195;
1.18 46; 1.19 46; 1.20 28, 46, 132; 2.1 36, 288,17-289,2 239^0; 289,2-9 251; 291,1-3
37, 38, 91, 92; 2.2 32, 100, 114; 2.3 38; 2.5 206; 293,10-23 229-30
115, 116, 132, 152; 2.6 133; 2.7 38; 2.8 134; Mahdbhdsyapradipa (MbhP) I:46a 120; I:56b
2.13 134; 2.15 101, 154; 2.16 27; 2.17 135; 42; I:62a 250; I:62b 43; I:64b 45; I:408a
2.18 26, 159, 171; 2.20 54, 104; 2.21 158; 194; I:408b 239, 255-6; I:409a 197; I:409b
2.22 136; 3.1 159; 3.9 137; 3.10 137; 3.11 202, 204; I:410a 205;I:411a 211, 237 n.150;
118; 3.13 123, 158; 3.18 118; 3.19 103; 3.20 I:411b 212;I:412a 215; I:412b 231;I:453a
125; 4.1 32; 4.5 138; 4.8 139; 4.10 120; 4.13 271;I:453b 272; I:454a 261, 273; II:318b
140; 4.16 141, 159; 4.18 142; 4.19 142; 4.21 243; IV:343b-344a 243; V:270a 247; V:354a
142; 4.25 126; 4.27 54, 104, 143; 5.1 143; 225
5.2 144; 5.4 144; 5.5 54,103; 5.7 145; 5.14 Mahdbhdsyapradipoddyota (MbhU) 1:64b 45;
145; 5.22 146; 5.26 127, 147; 6.1 147; 6.17 I:65b 199;I:408a 195; I:408b 200,241;
148; 6.21 155; 6.22 117, 155; 6.27 155; 6.30 I:408b-9a 258; I:409a 197; I:409b 202, 204;
120; 7.9 129; 7.13 29 n.40; 7.15 100; 7.20 I:410a 205, 207, 237 n.151; I:411b 212,
162; 7.23 130; 7.29 117, 149; 9.8 149; 9.11 I:412a 216; I:412b 231-2; I:453b 271;I:454a
121; 9.14 130; 9.22 100; 9.26 27,53,98; 260-1; I:454b 261-2; IV:343b 243; V:270b
10.10 121; 10.17 117, 156; 10.22 98; 10.31 246, 247
122; 10.44 149; 11.5 122, 156, 158; 11.6 Mahdrthamanjariparimala (MMP) 4,10 94;
159; 11.24 131; 11.39 150; 11.46 171; 11.47 179,25-6 88
151; 12.5 171; 12.7 162, 177; 12.26 122;
12.40 162 Laghusabdendusekhara (LSI) 58,1-2 244; 58,6
Niruktaslokavdrttika (NSV) 1.6.28 114; 1.6.151 248-9; 58,6-9,2 263; 59,2-6 264
132
Nydyasutra (NS) 1.1.1 198; 1.1.24 198 VdkyapadTya (VP) 2.482 10; 1.49-50 254-5
Nydsa(K2isN) 1:168 248,249 Vijndnabhairavatantra (VBh) 130 71, 90
Vijndnabhairavavivrti (VBhV) 114,7-9 89;
PadamanjarT (Kas?) 1:169 259 114,9-10 90; 114,14 90; 115,10-13 90
Pardtnmsikdvivarana (PTV) 99,9 92 Vijhdnabhairavoddyota (VBhU) 1,2-5 61-2,
Paribhdsendusekhara (ed. Abhyankar 1962) 86-7
28,11-12 228
Pratyabhijfidhrdaya (PH) 28,12-29,4 80 Satapathabrdhmana 6.1.1.9 27, 53
n.63 Sabdakaustubha (SK) 244,10-12 216;
^ 244,12-15 218
Bdlamanoramd (SK) 1:44,4-5 214, 242 Sdnkhdyana Srautasutra (SSS) 1.16.1 184
Brhaddranyaka Upamsad (BAUp) 2.3.11 [M]Sivasutra 3.29 92
' 2.3.6 [K] 181 SivasutravimarsinT (SSV) 116,7-118,4 92-3
Bodhapancadasikd (BPD) 4 73; lied 83
Baudhdyana Srautasutra (BSS) 24.8 182 Sayana's introduction to his commentary on the
Rgveda (Say) p. 28 29, 30, 31, 47; p. 29 33,
Bhdradvdja Srautasutra (BhSS) 5.17.1-3 184; 46, 47, 49
6.15.4-5 184; 6.15.7 188; 14.1.1-3 184 Skanda-Mahesvara's commentary on the
Nirukta (SM) 1:46,6-8 50; 1:51,11 105;
Mahdbhdsya (Mbh) 1:4,12 120; 1:6,8-11 41-2; 1:67,7-10 160; 1:75,8 110; 1:75,11 110;
1:7,8-10 43; 1:7,11-12 44; 1:7,23-5 44; 1:104,14 113; 1:104,14-15 170; 11:42,12 115;
1:29,21-4 223; 1:40,20-1 165; 1:40,26-8 11:45,3 117; 11:45,5-6 170; 11:63,5 134;
165; 1:75,13-14 187; 1:118,6=^192, 236; 11:90,3-4 101; 11:90,4-6 102; II: 149,7-9
1:118,8-13 197; 1:118,13-17 201; 1:118,18-25 138; 11:152,17 118; 11:156,11-13 124;
203; 1:119,1 204; 1:119,2-3 206; 1:119,4-15 11:183,10 118; 11:183,14 119; 11:270,18-20
208; 1:119,16-19 211; 1:119,19-20 212; 127; 11:281,18-19 143; II:322,12T13 145;
1:119,20-5 213; 1:119,25-8 218; 1:126,15-17 11:425,14 130; 11:482,14-15 156; 111:89,1-2
249; 1:137,4-6 270; 1:137,8-11 271; 170; 111:156,1 130; IV: 101,14-201,1 172
1-137,13-14 272; 1:137,13-18 260; Spandanirnaya (SN) 38,9 80
1:137,17-26 272; 1:137,18-26 261; 1:158,2-8 Svacchandatantwddyota (SvTU) l[l]:3,12-4,7
163; 1:217,22-3 237; 1:324,7-10 49; 87-8; 3[5]:76,17-18 94; 6[15]: 146,11-16
1:363,24-8 47; 11:31,10 256 n.201; H: 199,21 60-1
I N D E X OF WORDS ANALYSED BY THE
NIRVACANA METHOD
A 1.1.49 177, 189-219, 229-36, 236, 237, 238, artha 39-47, 164, 198, 253, 279; as meaning of
239, 240, 241, 244, 245, 247, 249, 256, 257, sthdna 217, 235, 238, 250, 252, 253, 254, 255,
265, 266; basic meaning of 196, 221, 256, 258, 263, 264, 265, 266, 267, 269, 277,
concluding remarks on discussion of 233-6, 278, indigenous discussions of 41-7, Louis
nirdisyamdna-panbhdsd and 218, 219-29, Renou on 40, Paul Thieme on 40, semantic
231, 234, purpose of 197-219, relation to A range of 164
1.1.52, 54, 55 and 56 234, survey of arthavdda 7, 274
Patanjali's remarks on 190-2, vdrttikas on Astddhydyl 10, 13, passim; the rules of 185
191, 197, 200, 201, 203, 208, 209, 234 atiparoksavrtti 35, 37
Abhayanandin 262 avyutpanna 32
Abhinavagupta 58, passim; on nirvacana ayogavdha sounds 223
analysis and reliance on tradition 66-71, task
in exegesis 59 bahiranga 215
abhydsa 124 bandhu 25, 180
ablative case: attributes to -tehl-eh forms beliefs 3, 4, 5, 7, 62, 63, 93, 95, 277
123-31, -tehl-eh forms and'105, 169-74, 278 Bhairava 57-61; autonomous agent 63, cause of
adesa 176, 178-83, 233, 238, 269, 270, 271, 274, the fear-cry 75-6, descriptive name 48,
278; in Brahmana equations 278, m ritual desiccator of time 77-8, favouring those
texts 182-3, mark added to 211, Paul Thieme terrified by samsdra 74-5, goddesses of
on 178-82 cognition and 78-81, &ara£a-analysis of 82-3,
adhikdra 208, 209-10 Lord of the Wheel of Powers 81, master of the
adhikdra-words 31, 101, 102, 103; rasmindmdniBhlravas 79, most terrible 81-2, nirvacanas
101-2, stotrnamani 102-3 of 61-93, 95-7, rava 'the roar' 73-4, 75-6,
adhvan 67-9 78-9, subjective awareness ipardmarsa) 75-6,
adjacency, see dnantarya supporter of the universe 72-4, supported by
ddyantaviparyaya 115 the universe 72-4, unconditioned self-
Aghoresvarl58 representation 75, 85, vaiydkarana derivation
Agnihotram Ramanuja Tatachariar 32 of 74-5
Ahirbudhnyasamhitd 57 Bhairavatantras 58, 59
aikapadika 38 n.57 Bhairavl 58
Aitihasikas 27, 273 Bhartrhari 254; on sthdna 250-5
akAC 225-6, 228 bhdsd 185
dnantarya 192, 213, 214, 217, 235, 241, 244 bhdsyakdra 131
-andt 98-103,168, 173; causal explanation 99, Bhattoji Dlksita 196 n.46
103, 168 Bhucarl 78-81
Annambhatta 248 Bhutatantras 58
antaranga 215, 217, 218, 221, 235, 268 Brahmanas 25, 180, 181, 278
anvartha 47-50, 63-6, 67, 68, 70, 83, 84, 85, 96 Brhaddevatd 18, 19, 20, 21
anvarthasamjnd 48-50 Brhaspati 70, 71, 88
anvaya 200
apakarsa 249, 259, 262, 265 chandas 185
Apara 59 change 278
apavdda 185 commentaries, the role of 10-11
300 General index
Sastra, methodological division in 183 tadantavidhi 220, 224, 225, 227, 228, 231,
sat-159, 161, 163,166,167,173, 276, 277 nirdisyamdna-panbhdsd and 220-4, 227, 228,
satT 187 231
Sayana 18 n 14, 29, 30, 31, 32, 33, 47 tantra 57
scripture 7, 57 Tantnc deities, names of 57
self-reference 250, 253, 266 tdntnka 57
semantics 3 n 6, 25, 97, 101, 265 Tarski, Alfred 3 n 6
sentences 50, 276, elliptical 276, meaning of tattva 25
277, semantic relations between 277, truth -teh and eh 104-31, 169, ablative attributes to
conditions of 3, 50, truth-value of 277 123-31, ablative interpretation of 169-74,
single sounds meaning of 252, 253, 257, 263, 278, genitive attributes to 112-23, genitive
264, substitution of 252, 253, 266, 267 interpretation of 169-74, 278, relation to other
Sistas 187 types of analysis 168-74
Sivatanusdstra 70, 88 temporality 272, 273
Sivopadhyaya 89 text passages, presentation and citation of 11-12
Skanda-Mahesvara 14-18, 23, passim texts 1, exegesis of 1
Skandasvamin, see Skanda-Mahesvara time, notion of 186, 273
sphota 255 tirtha 55, 56 n 2
sthana 176, 194, 196, 197, 201, 205, 207, 236, tradition 57, 84, 88, 95, 278, authorities of 95
238, 241, 248, 269, 271, 277, Bhartrhari on translation 2, indeterminacy of 4
250-5, in ritual context 278, Kaiyata on Tnka Saivism 59, 60, 78, incorporation of
255-8, kdla 'time' and 252, 253, 254, Krama elements in 78, ritual and 60
meaning of 217, 235, 238, 247, 248, 248-67, truth 3, 50, 95, 97, 173, 277, 278, mtersubjective
269, 277, 278, metaphorically considered a 5, mrvacana analysis and 277, presumption of
relation 247, 248, Nagesa on 258-64, 95, theory of truth as theory of meaning 3
necessary condition for relation 194, 236, 241, n 6, 173, theories of 3 n 6, 277
244, 247, 248, 269, relational term 236, 244, truth conditions 97
247, 248
sthdnasasthT 153, 157, 158, 162, 173, 189-267, upacdra 248 n 169
268, 269, 277, identified by a mark 208-11, Upamsads 180, 181, 278
ordinary Sanskrit usage and 234, relation Usas 26, 171
marked by 207, 235, 236-48, 268, synonymy utsarga 185
and 153, 157, 158
sthdneyogd, interpretations of 192-7, 204-8 vdcaka 79
sthdmn 176-8, 225, 226, 233, 238, 269, 270, vdcya 79
271, 272, 273, 274, Albrecht Wezler on 176-8, vaidika 57
identified by nirdisyamdna-panbhdsd 225, Vaidyanatha Payagunda 216
226 varnasdrupya 92
sthdnivadbhdva principle 188-9, 226, 269, 270, vdrttika 21
273, 274, 275, in the ritual Sutras 188-9 vdrttikakdra 18-22, Saunaka as 21
stotd stavandt 102 Vasudeva Dlksita 214
substitutes 178, 187, whole words 187, 264, 266, Veda 7, 274, inaccessible parts of 69, 187,
274 meaning of 33, 46, understanding of 28, 31
substitution 158, 178, 179, 180, change and 278, vimarsa 73, 79
in Paniman grammar 175, m ritual Sutras 175, visayasaptamT 256
188-9, of single sounds 252, 253, 266, 267 voidness 81
substitutional model 96, 97, 173, 174, 175, 181, vydkarana 10, 13, passim
186-7, 188, 264, 269, 270, 277, 278, non- vyaktipaksa 222 n 112
temporality and 272, 273 vyatireka 200
Svacchandabhairava 58 Vyomavamesvarl 80
Svacchandatantra 60-1, Ksemaraja's exegesis ofVyomavyapimantra 275
60-1, non-dualism and 60-1
svanta vowel 210 yaddgama-panbhdsd 220, 220, 221, 224, 225,
synonyms 153,157, 158, 171, 173 227, 228, nirdisyamdna-panbhdsd and 220-4,
synonymy 153, 157, 158, genitive case and 157, 227, 228
158, substitution criteria and 153 Yaska 13-14, passim, concerned with semantics
syntactic units 275 31, 101, date of 13-14
University of Cambridge
Oriental publications published for the
Faculty of Oriental Studies
1 Averroes' commentary on Plato's Republic, edited and translated by E I J
Rosenthal
2 FitzGerald's 'Salomon and Absal\ edited by A J Arberry
3 Ihara Saikaku the Japanese family storehouse, translated and edited by G W
Sargent
4 The Avestan Hymn to Mithra, edited and translated by Ilya Gershevitch
5 The Fusul al-Madam of al-FdrdbT, edited by D M Dunlop (out of print)
6 Dun Karm, poet of Malta, texts chosen and translated by A J Arberry, introduc-
tion, notes and glossary by P Grech
7 The political writings of Ogyu Sorai, by J R McEwan
8 Financial administration under the Tang dynasty, by D C Twitchett
9 Neolithic cattle-keepers of south India a study of the Deccan Ashmounds, by F R
Allchin
10 The Japanese enlightenment a study of the writings of Fukuzawa Yukichi, by
Carmen Blacker
11 Records of Han administration Vol I Historical assessment, by M Loewe
12 Records of Han administration Vol II Documents, by M Loewe
13 The language of Indrajit of Orcha a study of early Braj Bhdsd prose, by R S
McGregor
14 Japan s first general election, 1890, by K H P Mason
15 A collection of tales from Uji a study and translation of 'Uji Shui Monogatari', by
D E Mills
16 Studia semitica Vol I Jewish themes, by E I J Rosenthal
17 Studia semitica Vol II Islamic themes, by E I J Rosenthal
18 A Nestonan collection of Chnstological texts Vol I Synac text, by Luise
Abramowski and Alan E Goodman
19 A Nestonan collection of Chnstological texts Vol II Introduction, translation
indexes, by Luise Abramowski and Alan E Goodman
20 The Synac version of the Pseudo-Nonnos mythological scholia, by Sebastian
Brock
21 Water rights and irrigation practices in Lajh, by A M A Maktan
22 The commentary of Rabbi David Kimhi on Psalms cxx-cl, edited and translated
by Joshua Baker and Ernest W Nicholson
23 Jaldl al-din al-Suyuti Vol I Biography and background, by E M Sartam
24 Jaldl al-din al-Suyuti Vol II'Al-Tahadduth binimat alldh\ Arabic text, by E M
Sartam
25 Ongen and the Jews studies in Jewish-Christian relations in third-century
Palestine, by N R M de Lange