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ABSTRACT
How to characterize the relationship between science and technology has been a sensitive
issue for historians of technology. This essay uses a recent and controversial piece by Paul
Forman as a springboard for reexamining the concept of applied science and asks whether
“applied science” remains a useful term. Scholars have often taken “applied science” to
mean the subordination of technological knowledge to scientific knowledge—and thus the
subordination of history of technology to history of science. This essay argues that the
historical moment for sensitivity on the subject of applied science has passed, that even
in instances where technology can accurately be described as subordinate to science it
need not follow that its history is subordinate, and that the concept can be useful in
addressing issues in the history and contemporary practice of engineering education.
* Department of Mechanical Engineering and Program in History of Science, Technology, and Medicine,
University of Minnesota, Minneapolis, Minnesota 55455; jalexand@me.umn.edu.
I would like to thank Robert Bud for organizing this Focus section and the HSS panel on which it was based
and Robert Seidel for helping me envision my own contribution.
1 Ronald Kline, “Forman’s Lament,” History and Technology, 2007, 23:160 –166, on p. 162. Paul Forman’s
articles include the foundational “The Primacy of Science in Modernity, of Technology in Postmodernity, and
of Ideology in the History of Technology,” ibid., pp. 1–152 (it was this article to which Kline responded); “From
the Social to the Moral to the Spiritual: The Postmodern Exaltation of the History of Science,” in Positioning
the History of Science, ed. Jürgen Renn and Kostas Gavroglu (Boston Studies in the Philosophy of Science, 248)
(Berlin: Springer, 2007), pp. 49 –55; and “(Re)Cognizing Postmodernity: Helps for Historians— of Science
Especially,” Wissenschaftsgeschichte, 2010, 33:157–175.
518
Various definitions of “applied science” bear out the antagonism between science and
technology implied in Forman’s piece.5 Here I offer three definitions, two informal and
2 Forman, “Primacy of Science in Modernity,” pp. 71, 127 n 420. Kline also made note of this passage; see
Forman described the inattention to science he sees among historians of technology as an anti-science ideology;
see Forman, “Primacy of Science in Modernity” (cit. n. 1), p. 84 n 81.
5 “Antagonism” is Forman’s term for the history of technology’s attitude toward science; see Forman,
carrying implications of subordination, one formal and silent on the matter. The point is
not to provide a descriptively or theoretically satisfying characterization of either science
or technology or their interaction, but to prepare for a survey of what is at stake in using
the term “applied science.” Explicit and careful definitions of “applied science” have not
been a marked part of discussions so far, let alone definitions of “technology” and
“science.”6
The first definition comes from John Staudenmaier, longtime editor of Technology and
Culture, the journal of the Society for the History of Technology and preeminent in the field;
it asserts the cognitive superiority of science. “Applied science,” in Technology and Culture
articles presenting it as a useful description, described science as the “necessary prerequisite
for modern technological progress.” An article from Mario Bunge pressed the point most
directly: “a theory of flight is essentially an application of fluid dynamics. . . . Substantive
technological theories are always preceded by scientific theories.” The philosopher of
technology Carl Mitcham provides the second definition, of the so-called linear model that
emphasizes the chronological priority of science: “autonomous science necessarily pre-
cedes [technological] development into military, medical, and economic applications.”
The linear model can be seen in Vannevar Bush’s influential report on science for
peacetime ends, presented to President Truman in the summer of 1945; Bush’s paradigm
“was a distinctly linear one, with basic research preceding applied, which in turn preceded
new technology.” From the Oxford English Dictionary comes the third definition, em-
phasizing usefulness: “Applied, applied science, ‘Put to practical use; practical.’” Richard
Westfall used such a construction in his study of scientists’ participation in technology
during the scientific revolution, where he asserted that technology is “inherently directed
toward human use and not solely toward increasing understanding.” Ronald Kline
similarly emphasized something put to use in his conception of applied science as
marked by technical knowledge gained not from mechanical practice but by “more
scholarly means” that can be either dependent on science, by importing scientific
theories into technological practice, or autonomous, in using scientific methods within
work defined by technological goals.7 Kline’s remains a definition of “applied sci-
ence”; it is not a definition of “technology.”
6 Staudenmaier, Technology’s Storytellers (cit. n. 3), pp. 95–103. Forman’s “Primacy of Science in Moder-
nity” was published in a forum along with four other essays, solicited by the editor of History and Technology:
Martin Collins, “Values, Intellectual History, and the Standpoint of Critique,” Hist. & Technol., 2007, 23:153–
160; Kline, “Forman’s Lament” (cit. n. 1); Chunglin Kwa, “Shifts in Dominance of Scientific Styles: From
Modernity to Postmodernity,” Hist. & Technol., 2007, 23:166 –175; and Philip Mirowski, “Invention as the
Mother of Necessity: Reflections on Paul Forman’s ‘The Primacy of Science in Modernity,’” ibid., pp. 176 –184.
The comments contained pointed and often harsh criticisms. Critics responding to Forman’s article objected to
his definitions, labeling his idea of technology “ahistorical” (Collins, “Values, Intellectual History, and the
Standpoint of Critique,” p. 156; and Kline, “Forman’s Lament,” p. 162) and his idea of science reified (Mirowski,
“Invention as the Mother of Necessity,” p. 181).
7 Staudenmaier, Technology’s Storytellers, pp. 98, 97 (quoting Mario Bunge, “Technology as Applied
Science,” Technology and Culture, 1966, 7:329 –347); Carl Mitcham, “Petroski’s Policy: Henry Petroski, The
Essential Engineer,” ibid., 2011, 52:380 –384, on p. 381; Henry Petroski, The Essential Engineer: Why Science
Alone Will Not Solve Our Global Problems (New York: Vintage, 2010), p. 109 (describing Bush’s paradigm); Oxford
English Dictionary, s.v. “applied,” http://www.oed.com/view/Entry/9713”redirectedFrom⫽%22applied
%20science%22#eid385383 (accessed 22 Nov. 2011); Richard S. Westfall, “Science and Technology during the
Scientific Revolution: An Empirical Approach,” in Renaissance and Revolution: Humanists, Scholars, Crafts-
men, and Natural Philosophers in Early Modern Europe, ed. J. V. Field and Frank A. J. L. James (Cambridge:
Cambridge Univ. Press, 1993), pp. 63–72, on p. 64 n 3; and Ronald Kline, “Construing ‘Technology’ as ‘Applied
Science’: Public Rhetoric of Scientists and Engineers in the United States, 1880 –1945,” Isis, 1995, 86:194 –221,
on p. 197.
Although much may thus be at stake in characterizing science and technology, and if and
how they are connected, such efforts need not be antagonistic. How historians of tech-
nology wish to remember the founding of their field is at issue, as is the field’s perceived
autonomy from history of science. The risks for historians of technology are two: a
historical one, that in rejecting the concept of applied science they will not recognize
significant elements of the cultural context in which they themselves work; and a
historiographical one, that by using the category of applied science they will be seen to
agree that technology lacks autonomy and thus to betray the commitment to technology’s
unique cognitive form (as technological knowledge) that has become a hallmark of the
field. If historians of technology are ideologically opposed to science (as Forman charges),
then they may indeed face the first risk. The second is primarily an issue for scholars
wishing to defend or to extend the practice of the founding generation of historians of
technology from the 1950s. Recognizing two points will help make it possible to discuss
these risks without animus: that the acute sensitivity to descriptions of science/technology
relations surveyed below is the product of a historical moment that has passed and thus
need not inhibit current scholars; and that the subordination of technology to science, even
if it can be demonstrated, does not entail the subordination of history of technology to
history of science.
The historical issue, and the attendant characterization of the current cultural moment,
turns on general interactions between science and technology. There is some agreement on
the historical question: an empirical shift in the relative cultural value of science and
technology has been recognized by scholars other than Forman, as Chunglin Kwa and
Philip Mirowski point out in responses to Forman’s History and Technology essay. Kwa
describes the change as a move from deduction as the highest criterion of scientific
demonstration to performance, still within science but technologically driven. Mirowski
agrees with Forman about the timing of the shift in the early 1980s but sees it as something
8 David Edgerton, “‘The Linear Model’ Did Not Exist: Reflections on the History and Historiography of
Science and Research in Industry in the Twentieth Century,” in The Science–Industry Nexus: History, Policy,
Implications, ed. Karl Grandin, Nina Wormbs, and Sven Widmalm (Sagamore Beach, Mass.: Science History
Publications, 2004), pp. 31–57; Edgerton, “Innovation, Technology, or History: What Is the Historiography of
Technology About?” Technol. & Cult., 2010, 51:680 – 697; and Vannevar Bush, “The Engineer,” in Listen to
Leaders in Engineering, ed. Albert Love and James Saxon Childers (Atlanta: Tupper & Love/David McKay,
1965), pp. 9 –12.
much larger: “the progressive abandonment of one comprehensive system for integrating
institutions, practices and their justifications for another very different system.” Forman
himself alludes to this broader abandonment in a piece critical of the contemporary
intellectual move away from disciplinarity and into the “postmodern boundariless, all-
on-one-plane flatland culture.”9
A number of scholars have offered the idea of “technoscience” to characterize the
recent situation. The rise of the term coincides with Forman’s dating of the cultural shift,
and it became prominent in the work of Bruno Latour, who used it “to describe all the
elements tied to the scientific contents no matter how dirty, unexpected or foreign they
seem.”10 In contemporary sociology and anthropology the term refers to science as a
practical endeavor, technology-driven and under pressure to yield applications and often
considering subjects that may be themselves technological, not natural, such as the
human-made ozone hole or animals infected with disease in a laboratory. Wybo Houkes
offers “technoscience” as a way out of problematic philosophical attempts to describe
technology’s intellectual independence; at its most basic, “technoscience” makes apparent
an interdependent relationship between science and technology, but it can also obviate the
very notion of relationship, suggesting a merged or fused new entity. Technoscience may
not be adequate as a historical category, however, and a pressing issue is whether the word
can be used to describe any but the most recent configurations of its two components.11
Whether technology is independent was the incendiary issue lurking behind discussions
of applied science in the early years of the field of history of technology. Behind
historians’ assertions of the independence of technological knowledge was their claim for
the intellectual status of their own work, a claim forged in opposition to claims for the
superiority of scientific cognition through assertions of its value-free orientation and of the
validity of the experimental methods it employed. Staudenmaier characterized the applied
science claim as absolute and tending to polarize discussions because it “radically
subordinates all nonscientific cognition to the inferior status of prescientific intellectual
infancy or postscientific application.” As James McCllelan put it, “What could the
grandeur of science have to do with rubber washers in our washing machines?”12
The early historical literature addressing questions of applied science thus grew out of
contention between historians of technology and historians of science (alongside positive
connections with engineering education, discussed below). The Society for the History of
9 Kwa, “Shifts in Dominance of Scientific Styles” (cit. n. 6), esp. p. 167; Mirowski, “Invention as the Mother
of Necessity” (cit. n. 6), p. 177 (Mirowski takes issue most fundamentally with Forman’s conception of culture,
asking how he has failed to notice the complete disintegration of the concept of culture itself ); and Forman,
“From the Social to the Moral to the Spiritual” (cit. n. 1), p. 50.
10 Bruno Latour, Science in Action: How to Follow Scientists and Engineers through Society (Cambridge,
Conceptual Transformation, Cultural Reorientation,” in Science in the Context of Application, ed. Carrier and
Nordmann (Dordrecht: Springer, 2011), pp. 1–7, esp. pp. 1, 4; Nordmann, “Science in the Context of Technol-
ogy,” ibid., pp. 467– 482, esp. p. 469; and Wybo Houkes, “The Nature of Technological Knowledge,” in
Philosophy of Technology and Engineering Sciences, ed. Anthonie Meijers (Amsterdam: Elsevier, 2009), pp.
309 –350. John Pickstone uses the term to describe the rise of institutional collaborations between science and
technology late in the nineteenth century; Kline, similarly, writes that “technoscience” is accurately applied only
to specific technical and scientific endeavors around the same time. See John Pickstone, Ways of Knowing: A
New History of Science, Technology, and Medicine (Chicago: Univ. Chicago Press, 2001), pp. 163–165; and
Kline, “Forman’s Lament” (cit. n. 1), p. 162.
12 Staudenmaier, Technology’s Storytellers (cit. n. 3), p. 99; and James E. McClellan III, “What’s Problematic
about ‘Applied Science,’” in The Applied Science Problem, ed. McClellan (Jersey City, N.J.: Jensen/Daniels,
2008), pp. 1–36, on p. 17.
Problematic about ‘Applied Science,’” p. 17. McClellan cites the practice of co-locating HSS and SHOT
meetings every few years, rather than holding occasional joint meetings. Several joint sessions took place at the
most recent co-located meeting, held in Cleveland in fall 2011.
14 Edwin T. Layton, Jr., “Through the Looking Glass; or, News from Lake Mirror Image,” Technol. & Cult.,
1987, 28:594 – 607, on p. 597; Kline, “Construing ‘Technology’ as ‘Applied Science’” (cit. n. 7); McClellan,
“What’s Problematic about ‘Applied Science,’” pp. 16 –19; and Staudenmaier, Technology’s Storytellers, pp.
103–120. Arguments that applied science was a myth take several forms: that technologies often preceded
scientific explanations for how they worked (that steam technology stimulated work in thermodynamics is a
common example); that engineering research was more important to commercial products than was basic
scientific research (see Ronald R. Kline and Thomas C. Lassman, “Competing Research Traditions in American
Industry: Uncertain Alliances between Engineering and Science at Westinghouse Electric, 1886 –1935,” Enter-
prise and Society, 2005, 6:601– 645, esp. p. 639); and that design is a distinguishing and unique feature of
engineering, not in applying scientific concepts but in bridging between incomplete cognitive models and
real-world complexities (see Barry Allen, Art and Design: Art and Technology in Human Experience [Ithaca,
N.Y.: Cornell Univ. Press, 2008]).
unique character of this new subject, technological knowledge.15 The success of this
enterprise does reveal applied science to have been a straw man, albeit a productive one.
That success also means that the moment of contention has passed, and there is no longer
reason for historians of technology strenuously to defend the autonomy of their subject.
In any case, it is important to recognize that the potential subordination of her subject need
not entail a historian’s own intellectual subordination; the two categories of autonomy
remain separate.
ENGINEERING EDUCATION
17 Bruce E. Seely, “The Other Re-Engineering of Engineering Education, 1900 –1965,” Journal of Engineer-
ing Education, 1999, 88:285–294; see also Seely, “Research, Engineering, and Science in American Engineering
Colleges: 1900 –1960,” Technol. & Cult., 1993, 34:344 –386.
18 Bruce E. Seely, “SHOT, the History of Technology, and Engineering Education,” Technol. & Cult., 1995,
engineering knowledge and service. This context provides an opening for discussions of
applied science informed not by antagonism to science nor by the desire to “‘mess up the
minds’ of engineering students” who think of technological development as progress, but
by careful consideration of what it means to put something to practical use and what it
means to employ methods developed in one field in another (harkening back to Ron
Kline’s definition).19
CONCLUSION
Forman’s provocative piece provides the impetus for reopening discussions about applied
science; in fact, he makes use of something very like the linear model in describing the
former primacy of science over technology. His foundational essay remains one of the
most widely cited from History and Technology, and although it has been subjected to
heavy and telling criticism it remains a powerful call to historians of technology to think
again about the role of science in their field. Such rethinking need not be antagonistic; the
history of technology has established itself as an independent discipline with a unique
focus, and it no longer needs the straw man of science against which to form its own
identity. The field even has an alternate creation story, in which collaboration with
engineering educators rather than a rebuff from historians of science was decisive in
shaping its character. Scholars studying the history of engineering education can make use
of applied science as a historical category; historians working within institutions of
engineering education can make use of applied science in efforts to convince engineering
students that the concept is not big enough to cover all that they will do in the fields they
have chosen for their life’s work. “Applied science” is not synonymous with “technol-
ogy,” and more careful definitions along the lines of Ron Kline’s, offered above, will go
far toward making applied science a useful category of discussion.
19 John K. Brown, Gary Lee Downey, and Maria Paula Diogo, “The Normativities of Engineers: Engineering
Education and History of Technology,” Technol. & Cult., 2009, 50:737–752, on pp. 742, 747 (quoting
participants in a 2007 conference discussion about renewing interest in engineering history).