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1, JANUARY 2009
Abstract—In this paper, an application of speed and load torque system, typically, an analysis of the motor or gear casing vibra-
observers is presented. The aim of the observer implementation is tion, measured by the accelerometers, is done [7]. Instead of
to be used in the diagnostic system for a motor speed sensor and a the vibration measurement, it is possible to use the load torque
torque transmission system. The diagnostic system is dedicated to
the high-speed train propelled by an induction motor. An analysis observers [8]–[12]. The analysis of mutual shaft positions of
of the observed variables allows the identification of problems in gear or an analysis of mechanical oscillation of the drive system
the mechanical part of the main traction drive. For example, in makes it possible to early detect gear (and drive) damages
the case of speed sensor faults, the motor control system could [13], [14].
be switched into speed-sensorless control. The proposed observers After an initial period of operation, the problems with the
were verified by simulation and on a test bench for 1.2-MW rail
vehicle motor used in high-speed trains.
transmission can appear as a result of wearing and material
consumption. The wear of the gears causes growing amplitudes
Index Terms—Fault prediction, high-speed train (HST), induc- of the frequencies related to the gear meshing.
tion motor, load torque observer, speed observer.
In the case of transmission faults, the train might be stopped
or may work with some mechanical oscillations and noises.
I. I NTRODUCTION Some faults of the torque transmission system have also a
serious influence on the safety of the train and the passengers.
T HE MONITORING and diagnosis of industrial electrical
drives is a significant problem that has been frequently
discussed in the recent literature [1]–[4].
This is the reason of the necessity to introduce the proposed
diagnostic system.
An example of the reliable industrial system is a train main When the load torque is known, in the case of existing faults,
drive. The reliability of the rail vehicles strongly influences the it is possible to change the control in the traction drive system
development of the rail transport. Nowadays, a lot of rail sys- to assure operation safety [15]–[17]. Even when the load torque
tems are equipped with diagnostic tools which assure reliable is measured or calculated, it is hard to unequivocally identify
and safe freight and passenger transport. Most of the diagnostic faults [18]. To define the torque transmission fault criteria, it is
systems are equipped with additional sensors. Unfortunately, indispensable to build a database with load torque waveforms
with additional sensors, the vehicle is more complicated for for healthy and damaged mechanical systems and then define
assembly and maintenance, whereas the cost of the rail system the fault criteria.
will mostly increase. The new trend in modern diagnostic Most often, the traction main drives are equipped with speed
systems allows the elimination of some of the sensors. By sensors which are used in the motor control algorithm. In the
using the available advanced microprocessor systems, it is case of speed-sensor fault, the drive cannot work properly and
possible to eliminate some of the additional sensors, which are is switched off. If there is only one drive in the train, the vehicle
generally used in the diagnostic systems, and replace them with is stopped and blocks the track. If several drives are used in
calculation methods. the vehicle, the shutdown of one drive has an influence on
The torque transmission system converts the torque from the the train speed. As a solution to this problem, it is possible to
motor shaft to the vehicle wheels. It contains shafts, gears, and use speed calculations instead of speed measurement. A lot of
coupling. In the transmission system, the problems can appear speed observer systems are presented in the literature [17]–[21].
even in new trains as a result of manufacturing or assembly Most popular observers are based on the Luenberger theory
errors, e.g., misalignment of some parts of the transmission [12], [21], Kalman filters [23], and neural observers [16], [17],
system [5], [6]. To identify problems related to the transmission [22], [23]. Good results can be obtained with all mentioned
observers, but Luenberger algorithms can be simplified, so it
Manuscript received December 29, 2007; revised June 23, 2008. First can be more useful for industrial applications [23]. Using the
published July 9, 2008; current version published December 30, 2008. This
work was supported by the European Commission under the TOK/IAP Project
calculated speed, it is possible to propose fully speed-sensorless
of the Marie Curie Actions. control system or to switch to the speed-sensorless system in the
J. Guzinski, Z. Krzeminski, and A. Lewicki are with Gdansk University case of speed sensor fault.
of Technology, 80-952 Gdansk, Poland (e-mail: j.guzinski@ely.pg.gda.pl;
z.krzeminski@ely.pg.gda.pl; a.lewicki@ely.pg.gda.pl).
The diagnostic system proposed in this paper is intended to
M. Diguet is with Alstom Transport, 65-000 Tarbes, France (e-mail: marc. monitor the motor speed sensor and the torque transmission
diguet@transport.alstom.com). system. The diagnostic system is sensorless, which means that
H. Abu-Rub is with Texas A&M University at Qatar, 23874 Doha, Qatar
(e-mail: haitham.abu-rub@qatar.tamu.edu). no additional sensors are used except those previously used in
Digital Object Identifier 10.1109/TIE.2008.928103 the rail vehicle for control purposes. The proposed system was
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GUZINSKI et al.: APPLICATION OF OBSERVERS IN HIGH-SPEED TRAIN DRIVE FOR DIAGNOSTIC PURPOSES 249
TABLE I
MOTOR EQUIVALENT CIRCUIT PARAMETERS
A. Traction Motor
In the investigated system of the HST, a special induction
Fig. 2. Part of the HST bogie. cage motor designed for the traction application was used. The
verified by simulation and experimentally on a test bench for an data of the tested motor are as follows: Pmax = 1.2 MW, Un =
industrial drive with 1.2-MW induction motor. 810 V (phase voltage), nn = 2679 r/min, In = 586 A, fn =
133 Hz, ηn = 96%, cos ϕn = 0.88, and three pole pairs.
II. R AIL S YSTEM D ESCRIPTION For simulation purposes, the mathematical model of the
induction motor described in the stationary αβ coordinates was
In locomotives or in electric multiple units, a few electric mo- used. Equations of the motor model have the form
tors propel the train. Previously used dc motors and wounded
rotor synchronous motors are nowadays replaced by induction dis
= a1 is + a2 ψ r − ja3 ψ r + a4 us (1)
motors or permanent-magnet synchronous motors. Typically, dτ
one motor propels one axle in every motorized bogie. In each dψ r
bogie, one, two, or three motors may exist. A motorized car = a5 is + a6 ψ r + jωr ψ r (2)
dτ
typically has two bogies with motors.
In this paper, the diagnostic system was applied to a high- dωr 1 Lm ∗
speed train (HST) drive. The HST has two powered cars and a = Im |ψ r is | − TS1 (3)
dτ JM Lr
few trailers for passengers. Each motorized car has two bogies.
In each bogie, each axle is propelled by one electric motor is = [ isα isβ ]T ψ r = [ ψrα ψrβ ]T
(Fig. 1).
In most of the HST, 1.2-MW induction motors are used. The us = [ usα usβ ]T (4)
HST bogie transmission system is very complex (Fig. 2). The
motor torque is transmitted from the motor shaft to the wheels where us , is , and Ψr denote the stator voltage, stator current,
using two gears and few couplings. The motor is fixed to the car and rotor flux vectors, respectively; TS1 is the motor load
body. The position between the car body frame and the bogie torque; JM is the motor inertia (6.13 kg · m2 ); and
frame changes during train travel. To compensate these changes
Rs L2r + Rr L2m Rr Lm
in the transmission system, a sliding axle and some cardans a1 = − a2 =
are used. The speed sensor is mounted directly on the motor Lr wσ Lr wσ
shaft. The measured speed is used in the motor control system. Lm Lr
a3 = a4 =
Additional speed sensors are mounted on gears’ shafts and are wσ wσ
used only in the system of the antislip control of the wheels.
Rr Lm
a5 = a6 = Rr
Lr Lr
III. M ODEL OF THE S YSTEM
wσ = Lr Ls − L2m (5)
The model of the system was divided into three parts as
follows: model of the traction motor, model of the motor with Rr , Rs , Lr , Ls , and Lm being the motor equivalent circuit
converter, and model of the torque transmission system. All parameters presented in Table I.
prepared models with the adopted control algorithms have
allowed testing the observers’ procedures for diagnostic system
B. Torque Transmission System
by simulation. For simulation purposes, dedicated programs in
C language and in Matlab/Simulink were prepared. A per-unit For simulation purposes, the HST transmission system was
system, related to the motor nominal values, was used to present reduced to a two-mass system, as shown in Fig. 3 [11],
data [21]. [12], [17].
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250 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 56, NO. 1, JANUARY 2009
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GUZINSKI et al.: APPLICATION OF OBSERVERS IN HIGH-SPEED TRAIN DRIVE FOR DIAGNOSTIC PURPOSES 251
The presented speed observer system is based on the omitted, and the motor mechanical speed is treated as a variable
Luenberger observer theory with the use of motor electromotive parameter of the motor.
forces as additional state variables and disturbances simulta- The observer gains and the internal filter time constants
neously (Fig. 5). The mechanical equation of the system was should be properly tuned to simultaneously assure a fast
dîs
= a1 îs + a2 ψ̂ r − ja3 ξ̂ + a4 ucom
s + k3 (is − îs ) (17)
dτ
dψ̂ r
= a5 ψ̂ r + j ξ̂ β + a6 îs − k2 Sb ψ̂ r + Se (18)
dt
dξ̂ α
= j ω̂ψr ξ̂ β + jk1 e1 (19)
dt
dSbF 1
= (Sb − SbF ) (20)
dt TSb
dω̂rF 1
= (ω̂r − ω̂rF ) (21)
dt TKT
dSxF 1
= (Sx − SxF ) (22)
dt TSx
1, if ω̂ψr > 0
S= (23)
−1, if ω̂ψr ≤ 0
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252 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 56, NO. 1, JANUARY 2009
dωr
estimation of the variables and a stable work of the observer. T̂S1 = T̂e − JM (32)
The numerous observer gains and time constants were tuned dt
using the random weight change (RWC) algorithm [26]. In each
step of the RWC algorithm, the transient state of the observer where T̂S1 is the estimated motor load torque and T̂e is the
was simulated, and the quality coefficient was calculated. At calculated motor load torque.
the beginning, the observer gains were tuned randomly in Simulation results for load torque estimator are shown in
wide range of the field of research. After that, the field of Fig. 7. The load torque estimation method is very simple;
research was decreased, and the observer gains were precisely however, it should be precise. The disadvantages of the method
found [27]. are its sensitivity to any inaccuracy and the simplifications in
Fig. 6 shows simulation results for the speed observer using the mechanical equations, so it is not reliable in the diagnostic
data from the HST drive test bench. In the test, the motor reverse system. Unfortunately, results, which are shown in Fig. 7, show
is presented. The speed observer works with high accuracy. that load torque estimation error is up to 50%. This resulted
The motor speed calculation error related to the nominal motor from an error coming from the speed derivative calculation.
speed is less than 2% in the full speed range including the In the simulation program, the speed sensor was modeled as
very low speed. Additionally, in the speed observer, the motor a sensor used in the real HST (240 pulses per revolution). The
electromagnetic torque is calculated using the observer internal accuracy of that sensor was not enough for the speed derivative
variables in the following way: calculation.
Instead of estimation, it is possible to use the load torque ob-
Lm server. One of our approaches is to design an observer accord-
T̂e = (ψ̂rα îsβ − ψ̂rβ îsα ). (31) ing to the concept of the observers for systems with unknown
Lr
and inaccessible inputs. Unfortunately, the observer has limited
The calculated motor torque was used in the load torque range of estimated frequencies, and the frequency band of the
observer procedure. observer should be checked. In the provided simulation, the
Each observer method has sensitivity on motor parameter tested load torque observer presented in [8] was working less
changes (e.g., thermal variation of motor resistances). The precisely in comparison to the torque estimator because some
observer used in HST application has good accuracy with frequencies were filtered (Fig. 8). It is noticeable that, in the
motor parameter changes and works properly in practically calculated load torque T̂S1 waveform, the high frequencies are
implemented systems [22]. damped, so not enough information is given for gear meshing.
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GUZINSKI et al.: APPLICATION OF OBSERVERS IN HIGH-SPEED TRAIN DRIVE FOR DIAGNOSTIC PURPOSES 253
Fig. 10. Simulation results of the system with (a) misalignment only and
(b) misalignment including (right) one tooth broken in the HST gear.
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254 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 56, NO. 1, JANUARY 2009
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GUZINSKI et al.: APPLICATION OF OBSERVERS IN HIGH-SPEED TRAIN DRIVE FOR DIAGNOSTIC PURPOSES 255
Fig. 15. Motor current for a constant speed of 200 km/h (600 A/div and 30 ms/div).
Fig. 16. Load torque waveform and Fourier analysis results for a constant speed of the train of 59 km/h.
Fig. 17. Experimental results for load torque observer calculation—identification of meshing frequency—train speed of 100 km/h.
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256 IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS, VOL. 56, NO. 1, JANUARY 2009
[7] H. Qian, Y.-B. Liu, and P. Lv, “Kernel principal components analysis for Jaroslaw Guzinski received the M.Sc. and Ph.D.
early identification of gear tooth crack,” in Proc. 6th World Congr. Intell. degrees from the Electrical Engineering Department,
Control Autom., Dalian, China, Jun. 21–23, 2006, pp. 5748–5751. Technical University of Gdansk, Gdansk, Poland, in
[8] M. A. Brdyś and T. Du, “Algorithms for joint state and parameter estima- 1994 and 2000, respectively.
tion in induction motor drive systems,” in Proc. IEEE Int. Conf. Control, Currently, he is an Adjunct with the Faculty of
Edinburgh, U.K., 1991, pp. 915–920. Electrical and Control Engineering, Gdansk Univer-
[9] S. Katsura, J. Suzuki, and K. Ohnishi, “Pushing operation by flexible sity of Technology, Gdansk. His current interests in-
manipulator taking environmental information into account,” IEEE Trans. clude sensorless control of electrical motors, digital
Ind. Electron., vol. 53, no. 5, pp. 1688–1697, Oct. 2006. signal processors, and electric vehicles.
[10] K. Ohnishi, M. Shibata, and T. Murakami, “Motion control for advanced
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vol. 54, no. 3, pp. 1387–1399, Jun. 2007.
[12] M. S. Tondos, “Minimizing electromechanical oscillations in the drives Marc Diguet was born in 1956. He received
with resilient couplings by means of state and disturbance observers,” in the M.Sc. degree from the Ecole Nationale
Proc. EPE, Brighton, U.K., 1993, pp. 360–365. d’Electronique et de Radio-Electricite (INPG),
[13] S. Ai and H. Li, “Application of order cepstrum and neural network to Grenoble, France.
gear fault detection,” in Proc. Multiconf. CESA, Beijing, China, Oct. 4–6, Since 1985, he has been with Alstom Trans-
2006, pp. 1822–1827. port, Tarbes, France. He has been with the Alstom
[14] H. Li, “Gear fault monitoring based on order tracking and bi- Research and Development Department since 2006.
spectrum under running-up condition,” in Proc. 4th Int. Conf. FSKD, He was the Technical Project Manager of electri-
2007, pp. 379–383. cal multiple-unit projects for SNCF, RATP (French
[15] C. De Angelo, G. Bossio, J. Solsona, G. O. Garcia, and M. I. Valla, transport operators), and SJ (Swedish transport
“Mechanical sensorless speed control of permanent-magnet AC motors operator).
driving an unknown load,” IEEE Trans. Ind. Electron., vol. 53, no. 2,
pp. 406–414, Apr. 2006.
[16] T. Orlowska-Kowalska and K. Szabat, “Control of the drive system with
stiff and elastic couplings using adaptive neuro-fuzzy approach,” IEEE
Trans. Ind. Electron., vol. 54, no. 1, pp. 228–240, Feb. 2007.
[17] T. Orlowska-Kowalska and K. Szabat, “Neural-network application for
Zbigniew Krzeminski received the Ph.D. degree
mechanical variables estimation of a two-mass drive system,” IEEE Trans.
from the Technical University of Lodz, Lodz,
Ind. Electron., vol. 54, no. 3, pp. 1352–1364, Jun. 2007.
Poland, in 1983, and the D.Sc. degree from Silesian
[18] W. Wang, “Identification of gear mesh signals by kurtosis maximization
Technical University, Gliwice, Poland, in 1991.
and its application to CH46 helicopter gearbox data,” in Proc. IEEE
Currently, he is a Professor with Gdansk Uni-
Workshop Statistical Signal Process., 2001, pp. 369–372.
versity of Technology, Gdansk, Poland. His main
[19] J. Holtz, “Sensorless control of induction machines—With or without
areas of research include modeling and simulation of
signal injection?” IEEE Trans. Ind. Electron., vol. 53, no. 1 pp 7–30,
electric machines, control of electric drives, and DSP
Feb. 2006.
systems.
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induction machines in the whole operating range,” IEEE Trans. Ind.
Electron., vol. 53, no. 1, pp. 31–40, Feb. 2006.
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new observer,” in Proc. Int. Conf. PCIM, Nuremberg, Germany, 2000,
pp. 313–318.
[22] M. Włas, Z. Krzeminski, J. Guzinski, H. Abu-Rub, and H. A. Toliyat,
“Artificial-neural-network-based sensorless nonlinear control of induction Arkadiusz Lewicki received the M.Sc. and Ph.D.
motors,” IEEE Trans. Energy Convers., vol. 20, no. 3, pp. 520–528, degrees in electrical drives specialization from the
Sep. 2005. Faculty of Electrical Engineering, Gdansk University
[23] R. Magureanu, C. Ilas, V. Bostan, M. Cuibus, and V. Radut, “Luenberger, of Technology, Gdansk, Poland, in 1998 and 2003,
Kalman, neural observers and fuzzy controllers for speed induction respectively.
motor control,” Electrotehnica, Energetica, Electronica, vol. XLVI (L), He is with the Institute of Automatic Control
no. 5, 2000. Buletinul Institutului Politehnica, University of Bucharest, of Electric Drives, Gdansk University of Technol-
Romania. ogy. His scientific activities include microprocessor
[24] K. Ohnishi, M. Shibata, and T. Murakami, “Motion control for advanced control of converters, pulsewidth-modulation tech-
mechatronics,” IEEE/ASME Trans. Mechatronics, vol. 1, no. 1, pp. 56–67, niques, and nonlinear control.
Mar. 1996.
[25] A. Laschet, Simulation von Antriebssystemen. New York: Springer-
Verlag, 1988.
[26] B. Burton, F. Kamran, R. G. Harley, T. G. Habetler, M. A. Brooke, and
R. Poddar, “Identification and control of induction motor stator currents
using fast on-line random training of a neural network,” IEEE Trans. Ind.
Appl., vol. 33, no. 3, pp. 697–704, May/Jun. 1997. Haithem Abu-Rub (M’99–SM’07) received the
[27] T. Pajchrowski and K. Urbański, “DSP application to robust speed control Ph.D. degree from the Electrical Engineering De-
of PMSM by means of artificial neural network,” in Proc. Sci. Conf. partment, Technical University of Gdansk, Gdansk,
SENE, Lodz-Arturowek, Poland, 2001, pp. 647–652. (in Polish). Poland, in 1995.
[28] S. Kadowaki, K. Ohishi, S. Yasukawa, and T. Sano, “Anti-skid re-adhesion He was an Associate Professor (1997–2005) and
control using tangential force estimator based on disturbance observer for Chairman of the Electrical Engineering Depart-
electric commuter train,” in Proc. Int. Conf. Control Appl., Taipei, Taiwan, ment (2001–2005) with Birzeit University, Birzeit,
2004, pp. 1124–1129. Palestine. Since 2006 he has been a Visiting Asso-
[29] M. Wlas, Z. Krzeminski, and H. A. Toliyat, “Neural-network-based ciate Professor with Texas A&M University at Qatar.
parameter estimations of induction motors,” IEEE Trans. Ind. Electron., His main research interests include electric motor
vol. 55, no. 4, pp. 1783–1794, Apr. 2008. drives, power electronics, and electrical machines.
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