Professional Documents
Culture Documents
Geotechnical Engineering
Week 02: Earth Pressure Theory
Dr Adnan Sufian
CIVL3210 | Geotechnical Engineering | Dr Adnan Sufian
𝝉𝒇 = 𝒄 + 𝝈𝒏 𝐭𝐚𝐧 𝝓 𝜎𝑛
Rankine Theory
𝜏
• (Lower-bound) limit equilibrium approach 𝜏𝑓 = 𝑐 + 𝜎𝑛 tan 𝜙
– assumes that the soil is at a state of
failure everywhere, where failure is
defined by the Mohr-Coulomb criterion.
• Stress on a soil element at failure
obtained from Mohr circle analysis. 𝜎3 𝜎1
𝜎𝑛
• Assumes no shear stresses on horizontal
and vertical planes. Therefore, the
horizontal and vertical stresses are the
principal stresses.
• The lower-bound solution tends to be
conservative – typically have progressive
failure rather than failure everywhere.
Week 02: Earth Pressure Theory 12
CIVL3210 | Geotechnical Engineering | Dr Adnan Sufian
Rankine Theory
𝜏
If one of the principal stress is known, then the 𝜏𝑓 = 𝑐 + 𝜎𝑛 tan 𝜙
other can be readily calculated.
If the minor principal stress is known, then the
major principal stress is:
𝜎3 𝜎1
𝜎𝑛
1 + sin 𝜙 1 + sin 𝜙
𝜎1 = 𝜎3 ⋅ + 2𝑐 ⋅
1 − sin 𝜙 1 − sin 𝜙
Rankine Theory
𝜏
Conversely, if the major principal stress is 𝜏𝑓 = 𝑐 + 𝜎𝑛 tan 𝜙
known, then the minor principal stress is:
1 − sin 𝜙 1 − sin 𝜙
𝜎3 = 𝜎1 ⋅ − 2𝑐 ⋅
1 + sin 𝜙 1 + sin 𝜙 𝜎3 𝜎1
𝜎𝑛
Rankine Theory
• If the vertical stress is known, then the
horizontal stress can be calculated.
• We know the vertical stress from the
overburden pressure, and hence, we can
calculate the horizontal stress.
• However, the vertical stress may be the
major or minor principal stress depending
on whether we are looking at the failure
condition in front of (lateral contraction) or
behind the wall (lateral expansion).
• These limiting conditions are referred to
as active and passive earth pressures.
𝝈𝒉 = 𝑲𝒂 𝝈𝒗 − 𝟐𝒄 𝑲𝒂
45 + 𝜙Τ2 𝜎𝑣 = 𝛾𝑧
45 + 𝜙Τ2
𝜎𝑛
Pole
𝜎ℎ = 𝐾𝑎 𝜎𝑣 − 2𝑐 𝐾𝑎
𝐻 1 𝐻 1
𝑃 = 𝐻𝜎𝑏 𝑃 = 𝐻 𝜎𝑎 + 𝜎𝑏
2 2
𝐻 𝜎𝑏 + 2𝜎𝑎
𝑧= 𝑧= 𝐻
3 3 𝜎𝑏 + 𝜎𝑎
𝜎𝑏 𝜎𝑏
𝜎𝑛
𝜎3 = 𝜎ℎ = 𝐾0 𝜎𝑣 𝜎1 = 𝜎𝑣 𝜎3 = 𝜎ℎ
Week 02: Earth Pressure Theory 33
CIVL3210 | Geotechnical Engineering | Dr Adnan Sufian
𝝈𝒉 = 𝑲𝒑 𝝈𝒗 + 𝟐𝒄 𝑲𝒑
𝜎𝑛
𝜎3 = 𝜎𝑣 𝜎1 = 𝜎ℎ
𝐾𝑝 : coefficient of passive earth pressure
1 + sin 𝜙 1 + sin 𝜙
𝜎1 = 𝜎3 ⋅ + 2𝑐 ⋅
𝟏 + 𝐬𝐢𝐧 𝝓 𝟐
𝝓 𝟏 1 − sin 𝜙 1 − sin 𝜙
𝑲𝒑 = = 𝐭𝐚𝐧 𝟒𝟓° + =
𝟏 − 𝐬𝐢𝐧 𝝓 𝟐 𝑲𝒂
Week 02: Earth Pressure Theory 34
CIVL3210 | Geotechnical Engineering | Dr Adnan Sufian
45 − 𝜙Τ2
𝜎𝑣 = 𝛾𝑧
45 − 𝜙Τ2
𝜎𝑛
Pole
𝜎ℎ = 𝐾𝑝 𝜎𝑣 + 2𝑐 𝐾𝑝
Layered Soils
• When applying Rankine’s theory to obtain the horizontal stress distribution for both active
and passive conditions, a linear distribution was observed. This is because expressions for
𝜎ℎ are a linear function of 𝜎𝑣 , which in turn is a linear function of the depth, 𝑧.
• Rankine’s theory can easily be applied to layered soils following the same philosophy as
above. The expressions for 𝜎ℎ for both active and passive conditions remain the same.
• In layered soils, the stress distribution will be linear within each layer but there will be a
discontinuity and/or change in gradient at the interfaces between layers.
• Note that the presence of a water table in the middle of layer has the effect of a layered soil
in that their will be a change in gradient of the stress distribution even though it has the
same soil properties.
Layered Soils
An example of the lateral pressure distribution in a layered soil. From Bowles (1997).
Week 02: Earth Pressure Theory 42
CIVL3210 | Geotechnical Engineering | Dr Adnan Sufian
𝑧 𝑧𝑤
𝜎ℎ′ 𝑢
Notice a de-coupling between
earth and hydrostatic water Applied total stress Contribution due to Contribution due to
on retaining wall effective earth pressure hydrostatic pressure
pressures.
Flow net for a gravity retaining wall. From Das (2019). Flow net for a sheet pile wall. From Das (2019).
Sand
Displacement required to achieve active and passive conditions. From Bowles (1997).
Week 02: Earth Pressure Theory 77
CIVL3210 | Geotechnical Engineering | Dr Adnan Sufian
Coulomb Theory
• Applies an (upper bound) limit equilibrium
approach based on a particular failure 𝜏𝑤 = 𝑐𝑎 + 𝜎𝑛 tan 𝛿
mechanism (i.e. trial planar failure plane).
• Perform force equilibrium on the trial
failure wedge to obtain the unknown
forces.
• The most critical failure plane for the 𝜏𝑓 = 𝑐 + 𝜎𝑛 tan 𝜙
active and passive pressures must be 𝜃
determined (i.e. highest active force and
lowest passive force).
• Mohr-Coulomb failure criterion is applied
at the failure surfaces.
Coulomb Theory
Advantages:
• Applicable to any geometry. 𝜏𝑤 = 𝑐𝑎 + 𝜎𝑛 tan 𝛿
Force Equilibrium
The forces acting on the wedge are:
• Weight of the soil mass.
• Cohesion component of shear resistance
on trial failure surface.
• Adhesion component of shear resistance
on soil-wall interface.
• Reaction force at the trial failure surface
(unknown).
• Active reaction force at the soil-wall
interface (unknown). 𝜃
References
1. Bowles (1997), Foundation Engineering and Design (5th Edition).
2. Das (2019), Advanced Soil Mechanics (5th Edition).
3. Holtz & Kovacs (1981), An Introduction to Geotechnical Engineering.
UQ Researcher
ORCid
Google Scholar