Professional Documents
Culture Documents
00
2000, Vol. 6, No. 1, pp. 37–48 © Swets & Zeitlinger
ABSTRACT
Locke was the first to make a full argument for the reduction of persons to
consciousness (Locke, Ch. 27). In a famous discussion of personal identi-
ty, that is, of what it is that makes for the same person and for different
persons, he repeatedly affirms, “it is impossible to make personal identity
to consist in anything but consciousness” (Locke, p. 461). He explains that
only those deeds that I can remember as my own really belong to me as
person and can be imputed to me morally; whatever deeds there are that I
could never recall as my own must belong to some other person and be the
responsibility of some other. In the course of his discussion he is led to the
more fundamental thesis that “without consciousness there is no person”
(Locke, p. 464). He grants that there is a body-soul substance in each
human being, and he grants that its being is not reducible to conscious-
ness; but he distinguishes the person in each human being from any such
body-soul substance and does so on the grounds that only the person, but
not the soul, exhausts its being in consciousness, existing only as a con-
scious self. He carries this distinction very far, even to the point of saying
that it is not absurd for the same human body-soul substance to be inhabit-
ed (whether successively or simultaneously) by different persons, nor ab-
surd for the same person to inhabit different human body-soul substances.
One sees that the distinction between man as human being and man as
person, which has had such a career in contemporary bioethics, is already
in Locke. If he had had occasion to address the question of the human
embryo, he would have probably agreed that it is a human being and
would have perhaps even granted that it has a rational human soul, but he
would have surely declared that it is no human person since it has as yet no
personal consciousness.1
Though I reject Locke’s identification of person and personal conscious-
ness, I still acknowledge some important truths about persons that are
connected with his position. (1) Thus I acknowledge the central position
that consciousness has in the makeup of human persons, which can be seen
in this, that there is in a sense hardly any difference between annihilating a
person altogether and depriving a person of all consciousness forever. If
someone tries to console you with the thought that, though you will never
regain consciousness, you will nevertheless continue to exist as person,
you will say that this is no consolation at all, that the perpetual deprivation
of all consciousness is somehow equivalent to annihilation. It is not as if
you are losing a little while retaining a great deal; you are aware of losing
everything and retaining virtually nothing by retaining a non-conscious
PERSON AND CONSCIOUSNESS 39
personal being. Only through conscious acting can a person really live,
show himself as person, and achieve the greatest excellences of personal
being. Personal consciousness is not the mere accident of a personal sub-
stance; it makes the difference between being alive and being dead as
person.
(2) And there is another fact about persons that connects person and
consciousness. Locke does not make a point of it, but I would reckon it to
the truth connected with his position. Since persons exist in freedom they
determine themselves, they constitute themselves; a person is not a given
of nature but a self-creation. In his encyclical, Veritatis Splendor, para. 71,
John Paul II quotes Gregory of Nyssa saying that
human life is always subject to change; it needs to be born ever anew ...
but here birth does not come about by a foreign intervention, as is the
case with bodily beings ...; it is the result of a free choice. Thus we are in
a certain way our own parents, creating ourselves as we will, by our
decisions.
Since any such self-creation exists only in the conscious acting of a per-
son, we see again why it is that depriving a person of all consciousness is
almost the same as annihilating that person. Of course, as I have tried to
show in my 1976 in some detail, a human person cannot be altogether a
self-creation. For any act of creating presupposes someone who creates,
someone who in that act of creating is precisely not created. A self-crea-
tion that presupposes nothing that is not self-created, is a metaphysical
absurdity. (Needless to say, the absolute self-existence of God is not right-
ly conceived of in terms of self-creation.) And yet the central place of a
certain rightly-understood self-creation in the life of human persons brings
with it the central place of consciousness in the makeup of human persons.
But have we now conceded so much to Locke on person and conscious-
ness that we can no longer reasonably claim to find personhood in the
early human fetus, which undeniably lacks any subjective self-experience
and has as yet done no work of self-creation?
Let us look into the sacramental life of an adult Christian. Suppose that
one is baptized as an adult. Changes are wrought in him that fall entirely
outside of his subjective self-experience. He does not experience in him-
40 JOHN F. CROSBY
self the remission of original sin; indeed, he does not even experience that
solidarity with Adam in virtue of which he is infected with the sin of
Adam. The Catechism of the Catholic Church (para. 404) says that “the
whole human race is in Adam ‘as one body of one man.’” He experiences
himself much more individualistically. He can only believe, but certainly
not verify in his self-experience, that he exists in this mysterious solidarity
with Adam. He also does not experience in himself the baptismal remis-
sion of his personal sins. He does not experience the incorporation of
himself into Christ and the Church. He has become a new creature in
Christ – he is clothed in an innocence of which the white baptismal stole is
a sign; but he does not experience this newness and this innocence. Nor
does he experience the priestly dignity that he acquires through baptism.
He may glimpse these things in moments of deep contemplative prayer,
but even then they remain much greater realities than he can experience in
himself. The dramatic transition from the defilement of the person before
baptism to the purity and radiance of the person after baptism, does not
register in the self-experience of the one who devoutly receives baptism.
Mystics have said that we could not bear the sight of the beauty of the
freshly regenerated person, but this sight is withheld from the person
himself, as it is from others around him. He believes in faith that he has
been transformed; but the demand on his faith is often so great that he can
only marvel at the contrast between the baptismal regeneration of himself
that he believes and the plainness and everydayness of his self-experience
as he undergoes baptism.
The same holds for the eucharist. Our Lord says, “He who eats my flesh
and drinks my blood lives in me and I in him” (Jn 6:56). But one does not
experience this indwelling of Christ in receiving communion. He contin-
ues saying, “As the living father has sent me, and I live by the father, so he
who eats me shall live by me” (Jn 6:57). But we do not experience our-
selves living out of Christ; we believe it, and constantly struggle against
unbelief. If by some fraud an unconsecrated host were distributed at com-
munion the devout believer would not detect this in his prayer of thanks-
giving. And so with marriage. Christian spouses do not experience their
incorporation into the mystery of Christ and the Church; they do not expe-
rience it as they experience their love for each other; they believe it with a
faith that overcomes the world. And so with Holy Orders; “the indelible
spiritual character” (Catechism of the Catholic Church, para. 1582) im-
parted by this sacrament is not fully experienced by the priest, nor is its
indelibility. The Church acknowledges a difference between the valid and
the invalid conferral of this sacrament, but the recipient of the sacrament
will never find this difference in his self-experience.
PERSON AND CONSCIOUSNESS 41
child of God, or of being called to union with God. These relations I would
also reckon to the intrinsic or immanent makeup of human persons; thus
they too would have to be experienced in my subjective self-experience if
Locke is right.
The careful reader will notice that in speaking of the sacramental life of
the Catholic Christian, I made a point of referring to the impact of the
sacraments on his immanent being. The innocence restored in baptism
characterizes his immanent being as person; it is not just a new relation to
Christ (a relation of extrinsic imputation, say), but also a new intrinsic
character of himself as person. So is the indelible spiritual character
wrought by Holy Orders in the priest. The baptismal incorporation into
Christ and the Church is also not just an extrinsic relation; it involves
some immanent change in the one who is incorporated. Now my argument
is this. All of these sacramental effects wrought in me as person would
have to be experienced by me in myself, if indeed I as person were nothing
but my self-experience. But since most of them fall entirely outside of my
self-experience, far exceeding my self-experience, I as person am far more
than my conscious self-experience.
It goes without saying that I do not mean that, given the Lockean reduc-
tion of person to consciousness, each person must be able to answer all
possible questions about himself, thus possessing all possible knowledge
about himself and being invulnerable to error about himself. A Lockean
person could well ask, “What is consciousness?” or “How is it possible for
the same being to be subject to natural causes and to exist in freedom?” and
be at a loss to give any satisfactory answer. But notice that with these
questions one steps out of the mode of subjective self-experience, asking
rather about the universal essence of certain aspects of persons, and looking
for knowledge that is as much about other persons as it is about oneself. I
only say that immanent elements of yourself as person such as your con-
sciousness or freedom must be experienced subjectively by you if Locke
were right. If they were completely hidden from your subjective self-pres-
ence, then the Lockean reduction of person to consciousness would be
refuted. And so I do not make an argument against the Lockean reduction
out of the fact that the Christian believer cannot explain theologically the
indwelling of Christ in the devout communicant or explain theologically
the original sin that is remitted by baptism. But I do make an argument
against this reduction out of the fact that any given believer does not fully
experience this indwelling in himself and does not fully experience in
himself the transition from having original sin to being freed from it.
I can perhaps explain more precisely the way in which the great realities
of the inner life of the believer exceed the self-experience of the believer.
PERSON AND CONSCIOUSNESS 43
person, do not originate in his conscious self and that sometimes empower
him to do what he would have thought beyond his conscious strength.
If now the Catholic Christian, having that sense of himself that is
formed by living the sacramental life of the Church, has occasion to
reason about the status of the early human embryo, he will say that the
absence of personal conscious life in it does not tell against its person-
hood: for if so much of his own personal being is hidden from his
conscious self-experience, why should not the entire personal being of
the embryo be hidden from itself, that is, why should it not exist as person
even in the absence of any self-experience? He will also point out that the
reasoning to this conclusion need not be so indirect. People are baptized
not only as adults but also as newborn infants, who lack all real personal
self-presence; but the effects wrought by baptism make sense only if the
infant in whom they are wrought is a person. The infant must be a person
of a kind that Locke never envisaged, namely a person not reducible to
consciousness.
But it is not only the Christian living by faith who can discern the infinite
abyss of existence in himself; the searching pagan can discern something
of it and he can also realize that it far exceeds the conscious self-experi-
ence of persons. The Lockean reduction of person to consciousness is by
no means the natural position of the non-Christian, or of the Christian who
is surveying the human experience that he shares with all other human
beings. Precisely the Catholic Christian is alive to this continuity of Chris-
tian experience and universal human experience and takes pleasure in
showing how the former illuminates the latter, and also how the latter
predisposes the mind for receiving the former. Let me offer just one spec-
imen of our natural human experience of the irreducibility of us persons to
consciousness.
I start from a certain fact, first recognized by Socrates, about moral
good and evil.5 In teaching that it is better to suffer than to commit injus-
tice (see above all the Gorgias), Socrates teaches that nothing is so ulti-
mately harmful for a human being as doing wrong. Being the victim of the
worst wrong is as nothing when compared to the harm inflicted on oneself
as a result of committing some wrong. This defiles the soul so grievously
that it is for Socrates a wonder that it does not destroy the soul, as a
similarly grievous bodily disease kills the body. I also assume with Socra-
PERSON AND CONSCIOUSNESS 45
tes that doing the just thing is supremely beneficial for human persons,
entirely surpassing any non-moral benefit which they could receive.
I submit that one can connect this great Socratic discovery with our
understanding of man as person by saying that wrongdoing is an incompa-
rable evil for the human person and that right-doing is incomparably ben-
eficial for the person. Of course Socrates had no conception of person, any
more than Plato or Aristotle had, and I do not mean that what he calls soul
is equivalent to what we call person. I just mean that if we bring to the
study of the Socratic ethics our understanding of man as person, then we
will understand that it is as persons that we are supremely harmed and
supremely benefitted by our own moral action.
Now I argue that if persons really could be reduced to their subjective
self-experience, it would be impossible to maintain this fundamental ethi-
cal insight of Socrates. My argument begins like this. If persons had no
being beyond their conscious experiencing, they could not fail to experi-
ence that harm to themselves that comes from wrongdoing. How could
this exist “objectively” and without being experienced? I can readily ad-
mit that, on the assumption that persons are nothing but subjective self-
experience, all kinds of facts could characterize persons without them
being aware of the facts. For example, some persons could resemble oth-
ers without having any awareness of the resemblance. Or the relation of
consciousness to the normal working of the brain could remain entirely
unknown to them. But I speak here of what is good for persons and bad for
persons, and in fact of what is supremely good and bad for them: how can
this thoroughly intrinsic moral reality fail to be experienced subjectively
from within? Of course if the harm lay in the fact that punishment is
coming for the wrongdoing, then the harm could exist objectively. But the
idea of Socrates, and the insight of each of us, is that moral harm to oneself
is nothing imposed on us from without but is rather something springing
up within us. How can it, being so thoroughly immanent to my moral
being, fail to be experienced subjectively by me if indeed I were nothing
but subjective self-experience? There is no point in objecting that the harm
to the person is nothing but the violation of some standard or norm, as if
nothing but an extrinsic relation to the norm were involved and so nothing
that needs to be included in the self-experience of a Lockean person. Such
a violation would at most explain the moral wrongness of an action – not
really explain even this, in my opinion, but at least plausibly explain it –
but not even plausibly explain the harm for me accruing from the wrong-
doing. For this harm does not lie in a relation of my action to a norm, but in
the relation of my action to my very self. Such an objection would try to
explain in extrinsic terms that which is entirely intrinsic to the person.
46 JOHN F. CROSBY
being of the person lags far behind personal consciousness. For we can
hardly verify our immortality in our subjective self-experience; many feel
that their inner consciousness is like a flickering flame that is in danger of
being extinguished at death. An indestructible spirit out of which our
conscious life arises is not inescapably given within ourselves, which is
why Socrates/Plato can only attempt an inference to it on the basis of
moral evil.
If, then, someone, not necessarily a believer, lives the moral life seri-
ously enough to experience “a depth unfathomable, an infinite abyss of
existence” in himself, which he is far from completely living through and
experiencing from within himself, then when he turns his thoughts to the
status of the early human embryo he will not summarily deny its person-
hood on the grounds that it lacks all consciousness. He will be used to the
idea of persons far exceeding their conscious self-experience and so will
see nothing surprising in the idea of a person being embodied in the human
embryo and still awaiting the moment when it will quicken into conscious-
ness. And if he is a believer, he will be all the more sensitive to the way
persons exceed their conscious self-experience in their moral existence;
his experience of the sacraments of the Church will have enabled him to
see more in his moral experience.
The fact that persons can exist without yet being consciously awake
does not mean that we are entitled to suspect their presence just anywhere.
There is, for example, no reason to suspect their presence in the sperm or
egg prior to fertilization. Human persons are embodied persons, and until
the body is formed that is developmentally continuous with the adult hu-
man body, there is no reason to suppose the existence of a slumbering
human person. But once this body is formed at fertilization, the body
which will later be inhabited by a consciously alive person, it is entirely
reasonable to suppose that this person already dwells in the body, is really
there as a real person, only not yet consciously awakened.
Of course, I do not claim to establish fully the assumption that the
earliest human embryo is indeed already a person, for to do this I would
have to deal with all kinds of plausible arguments (like the argument from
twinning) that fall outside the scope of this paper. My task has been nega-
tive, clearing away one of the main obstacles that prevents people from
acknowledging the human embryo as person. If we can defeat the Lockean
reduction of person to consciousness, we open up for many people the
possibility of a person who is already in our midst with a moral claim on us
even though he or she is still awaiting the dawning of consciousness.
48 JOHN F. CROSBY
NOTES
1. It is important to distinguish Locke’s dualism of person and human being from the
Platonic dualism of soul and body; it is a question of two completely different dual-
isms. We have just seen how Locke contrasts person and the body-soul compound,
and sometimes he draws the contrast directly between person and soul. As for the
body, he reckons it to person to the extent that it is experienced.
2. I have explored this difference in some detail in my 1996 book. See especially pp. 82-
97, where I give particular attention to the fact that my relation to myself as subject is
irreducible to my relation to myself as object. While it is possible to make myself an
object for myself, this self-relation is something fundamentally different from my
relation to myself in what I am about to call my subjective self-experience. For one
thing, the objectifying self-relation has something cognitive about it that is foreign to
subjective self-experience. As this self-experience becomes stronger, I become more
alive as person, more recollected, more empowered to act through myself as person,
and all of this lacks the cognitive theme of standing over against myself as object. As
far as I know this distinction is made for the first time in Western philosophy by St.
Augustine; see, for example, De Trinitate, X, 16.
3. It would be a mistake to think that Locke’s position comes closer to being the true one
if it is referred to our fulfillment in eternity, where, as I suggest here, our personal
being and our conscious self-presence coincide more than they do in our earthly
existence. A coinciding of person and consciousness is something different from a
reduction of person to consciousness. See my discussion of this difference in my
1996, pp. 128-131, esp. 131.
4. I trust that none of my readers will be tempted to introduce here the modern psycho-
logical category of the unconscious. The priestly dignity that I have as baptized
Christian, for example, does not reside in my unconscious, nor is there any such thing
as a psychotherapy that could bring this priestly dignity into consciousness in the
sense of letting me live it in my subjective self-presence.
5. Beginning with this sentence and throughout the next few paragraphs I take over some
sentences from my 1996, pp. 135–137.
REFERENCES
St. Augustine. (1992). De Trinitate, (The Trinity). Catholic University of America Press,
Washington, D.C.
Crosby, J. (1976). ‘Evolutionism and the ontology of the human person: Critique of the
Marxist theory of the emergence of man,’ Review of Politics 38(2), 208–243.
Crosby, J.(1996). The Selfhood of the Human Person, Catholic University of America
Press, Washington, D.C.
Catechism of the Catholic Church (1994). Libreria Editrice Vaticana, Vatican City.
John Paul II (1993). Veritatis Splendor, Pauline Books and Media, Boston.
Locke, J. (1959). An Essay Concerning Human Understanding, vol. II., Dover Publica-
tions, New York.
Newman, J.H. (1869). Parochial Plain Sermons, IV, Rivingtons, London.