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Medicine, Health Care and Philosophy 4: 295–304, 2001.

© 2001 Kluwer Academic Publishers. Printed in the Netherlands.

Scientific Contribution

Genetics and culture: The geneticization thesis

Henk A.M.J. ten Have


Department of Ethics, Philosophy and History of Medicine, Faculty of Medical Sciences, University of Nijmegen, The Netherlands
(E-mail: h.tenhave@efg.kun.nl)

Abstract. The concept of ‘geneticization’ has been introduced in the scholarly literature to describe the various
interlocking and imperceptible mechanisms of interaction between medicine, genetics, society and culture. It
is argued that Western culture currently is deeply involved in a process of geneticization. This process implies
a redefinition of individuals in terms of DNA codes, a new language to describe and interpret human life and
behavior in a genomic vocabulary of codes, blueprints, traits, dispositions, genetic mapping, and a gentech-
nological approach to disease, health and the body. This article analyses the thesis of ‘geneticization’. Explaining
the implications of the thesis, and discussing the critical refutations, it is argued that ‘geneticization’ primarily is
a heuristic tool that can help to re-focus the moral debate on the implications of new genetic knowledge towards
interpersonal relations, the power of medicine, the cultural context and social constraints, rather than emphasizing
issues as personal autonomy and individual rights.

Key words: bioethics, culture, Foucault, genetics, geneticization, Human Genome Project, medicalization, non-
directiveness, responsibility

Introduction Second, the moral debate concerning genetic tech-


nologies can be hampered by the immediate interest to
In present-day culture, genetical issues have a strong translate the public fascination with new data, devices
public representation. The media are frequently and discoveries into practical applications. A few
drawing our attention to genetic discoveries. It is clear years ago it was discovered that a particular form
that today there is a strong and growing fascination of gene was associated with chronic traumatic brain
with the accomplishments of the new life sciences. injury in boxing (Jordan et al., 1997). It was imme-
However, the public perception of genetics is not diately proposed to test all candidate boxers. Those
always congruent with the scientific and technological with a predisposition to develop ‘dementia pugulistica’
state of the art. For several reasons, it is necessary should not be allowed to enter training programmes;
to make a distinction between the scientific debate in the others could safely be admitted as professional
genetics and the public perception of genetic advances. boxers.
First, public representations of genetic research The fact that knowledge is available should not
tend to focus the ethical debate regarding the impact in itself dictate its application. What is necessary is
and value of genetic knowledge primarily at the prior identification of the goals that we want to accom-
level of individual decision-making. The emphasis on plish in using the knowledge, a careful balancing of
the proper management of information by individual the benefits and harms generated through the applica-
citizen has a tendency within the moral debate to tion of knowledge, and a delineation of the norms and
neglect the social and cultural dimension of genetic values that should be respected. Multiplication of tech-
information. Clarification of the right to know and nological possibilities therefore calls for a concom-
the right not to know, although valuable in itself as itant development of the moral framework guiding and
possible ways to empower individual persons, also regulating potential and actual application of genetic
needs to elucidate the cultural context within which technology. In order to promote human use of new
genetic knowledge is promulgated, as well as the social technologies, ethical reflection will be unavoidable. At
processes involved in the dissemination of genetic the same time, such reflection often is already more or
technologies. less orientated to particular applications since these are
296 H ENK A.M.J. TEN H AVE

pre-given and postulated together with the knowledge on the chromosomes. Diagnostic tests to identify all
claims. disease genes and predict any genetic dispositions
Third, the intertwinement of knowledge and appli- and susceptibilities are flooding the health market.
cation claims also calls into question the responsibility Assuming that the Genome Project has been ultimately
of the human genetics community to communicate and completely successful, we still have to concern
clearly and accurately about the nature and signifi- ourselves with questions about the moral value of
cance of genetic information. Sometimes, communi- predictive knowledge of future human existence.
cation is overstated, for example when it is claimed
that the Human Genome Project will provide the ulti-
mate answers to the chemical underpinnings of human Geneticization
existence (Watson, 1990). Moreover, such representa-
tion of genetic research can lead to particular public The development of genetics as a science is more
perceptions. It creates, for example, the impression and more associated with a growing influence of
that knowledge about many individual genes is knowl- genetic knowledge and technology in particular areas
edge about how the genome functions in people. It of society and culture. This influence manifests itself
also leads to the situation, discussed by Fogle (1995), directly, through the application of genetic testing,
that genes are viewed by the public as entities, each for example in prenatal care and in various insur-
of which controls one portion of the phenotype, rather ance arrangements, as well as indirectly through new
than as integrated into a system. imagery and concepts of health, disease, disorder (ten
Have, 1997; Hoedemaekers and ten Have, 1999). In
the 1980s and the 1990s, genetic explanations have
Ethics and genetics become more attractive. From an analysis of film, tele-
vision, news reports, comic books, ads and cartoons,
The current development of genetics is a challenge, it is shown that in popular culture, the gene is a very
particularly to societies, to reflect upon the future powerful image. It is considered not only as the unit
evolution of human life and social existence. It is often of heredity, but as a cultural icon, as an entity crucial
argued that genetic information is special and that for understanding human identity, everyday behavior,
it therefore requires special ethical (and legal) treat- interpersonal relations and social problems. Nelkin
ment (Chadwick and Levitt, 1998; Hoedemaekers and and Lindee (1995) have related the growing impact
ten Have, 1998b; McGleenan, 1998). Genetic knowl- of the genetic imagery in popular culture to “genetic
edge is not private information, but necessarily implies essentialism”, the belief that human beings in all their
relatives. Genetic information is also potentially valu- complexity are products of a molecular text.
able to third parties, such as insurance companies, Moreover, the expansion of the science of genetics,
employers, and prosecutors. Genetic technology can as well as the significance of genetics in the socio-
affect future generations. For these reasons, devel- cultural context of modern human beings have also
oping a framework of moral norms and regulations repercussions for healthcare and medicine as well as
should involve all members of society. The purpose science in general. Molecular biochemistry now has
of the ethical debate is to develop guidelines and stronger claims to be the most fundamental science in
standards for the appropriate use of gene technology. medicine and the life sciences as ever before. There
The main focus of the ethics literature is precisely also is the general conviction that future genetics
here: while reflecting upon and evaluating the rapid will drastically change medical diagnosis, treatment
evolution of genetics, ethicists try to analyse the poten- and prevention. In order to identify and analyze the
tial effects of genetic information and to determine various cultural processes related to the biomolecular
the conditions for justified applications of gene tech- life sciences, the concept of ‘geneticization’ has been
nology. introduced in the scholarly debate.
However, it is also possible to approach genetical
issues from another perspective. While not denying The thesis
that significant moral questions may arise in using
and applying genetic knowledge, ethics may also raise Abby Lippman (1991), social scientist of McGill
the question whether gene technology itself is morally University in Montreal, introduced the concept of
neutral. A crucial concern is the moral value and ‘geneticization’ to describe the various interlocking
meaning of genetic information. Let us assume, for the and imperceptible mechanisms of interaction between
sake of argument, that the Human Genome Project has medicine, genetics, society and culture. Lippman
realized ist claims: mapping of the human genome has postulates that Western culture currently is deeply
been successful; all human genes have been located involved in a process of geneticization. This process
G ENETICS AND CULTURE 297

implies a redefinition of individuals in terms of DNA of genetics is shaped. The popularization of genetics is
codes, a new language to describe and interpret human associated with contestation. The story of geneticiza-
life and behavior in a genomic vocabulary of codes, tion therefore is not only the story of successes and
blueprints, traits, dispositions, genetic mapping, and a breakthroughs, but also one of challenges, protests
gentechnological approach to disease, health and the and criticism. In her study of the popular images
body. Geneticization is defined as of genetics, Van Dijck distinguishes four stages in
the story of geneticization: (a) the introduction of
the ongoing process by which priority is given the ‘new biology’ in the 1950s and 1960s (with
to differences between individuals based on their new images arising; attempts to dissociate genetics
DNA codes, with most disorders, behaviors and from former eugenics; disputes over ‘biofears’ and
physiological variations . . . structured as, at least in ‘biofantasies’), (b) the DNA debate in the 1970s with
part, hereditary (Lippman, 1993, p. 178). political controversy over biohazards (politicization of
genetics; disputes over the safety of DNA research;
Introducing the concept of ‘geneticization’,
increasing awareness of social and ethical implica-
Lippman is touching on a kind of awareness that
tions), (c) the growth of the biotechnology business
seems to be more widely shared, although it often
in the 1980s (industrialization of genetics; ‘biobucks’
is not well articulated. A growing number of
and ‘biomania’), (d) the initiation and implementa-
studies nowadays is aimed at exploring our culture’s
tion of the Human Genome Project (medicalization of
fascination with genetics (Koechlin and Ammann,
genetics; creating new medical images for genetics;
1997; Katz Rothman, 1998; Van Dijck, 1998; Glasner
the ‘biophoria’ of genome mapping). These stages do
and Rothman, 1998). Genetic technology is not merely
not represent chronological phases; they rather signify
regarded as a new technology that is available for
epistemological and conceptual shifts.
responsible use by autonomous consumers, but rather
as a potential transformation of human understanding
The critique
and existence. For example, the opening sentences
in the recent book of Barbara Katz Rothman are as The thesis of geneticization is fruitful in generating
follows: new types of research and in directing scholarly atten-
tion to dimensions of genetic technology that are
Genetics isn’t just a science. It’s becoming more
usually neglected in bioethical analyses. However,
than that. It’s a way of thinking, an ideology. We’re
it also evokes sometimes vehement critique from
coming to see life through a ‘prism of heritability’,
geneticists and philosophers who reject it on various
a ‘discourse of gene action’, a genetics frame.
grounds. The critique on the thesis focuses on the
Genetics is the single best explanation, the most
following dimensions.
comprehensive theory since God. Whatever the
question is, genetics is the answer (Katz Rothman,
The usefulness of the concept
1998, p. 13).
One objection to the concept of geneticization is
Genetic thinking is considered a way of understanding that the thesis creates similar misunderstandings as
the world, genetic practice is a way of imagining the the earlier debate on medicalization (Niermeijer,
future. 1998). The argument is twofold. First, the concept
Through these more general implications, genetics of geneticization is useless since there already is
has proliferated as a public issue. Despite the widespread public debate focusing on the social
ubiquitous permeation of genetic thinking, and despite consequences of genetics. Second, the concept creates
its apparent popularity, new genetic advances are not misunderstanding by suggesting that genetic tech-
welcomed with total acceptance or univocal acclama- nology leads to new phenomena and situations,
tion. Over the last fifty years, the advancement of whereas the psychosocial and cultural effects of new
genetics has always been controversial. The impli- genetic information are already known for a long
cation of this historical lesson is drawn by José van time. In reaction to this critique, it is pointed out
Dijck: “The dissemination of genetic knowledge is not that geneticization is not a new empirical phenomenon
uniquely contingent on the advancement of science but a new theoretical concept that uncloses partic-
and technology, but is equally dependent on the devel- ular dimensions and brings in new perspectives in the
opment of images and imaginations” (1998, p. 2). debate on present-day genetics. Although there have
Genetics is not merely the story of science and tech- been many types of debate and many aspects discussed
nology, but also the narrative of culture. Therefore, it up to now, the orientation on cultural and social impli-
is necessary to study the popular representations of the cations of the new genetics is rather new. Dismissal
new genetics, the various ways in which the public face of the concept of geneticization as useless, therefore,
298 H ENK A.M.J. TEN H AVE

removes those items from the agenda of public debate sciences, just as human existence is more and more
that it intends to bring into the discussion (van Zwieten explained in terms of molecular biology.
and ten Have, 1998a, 1998b). At the same time, the geneticization thesis is not
a fata morgana or ideal construct; it is about empir-
The empirical basis ical reality. The connection between reality and theory,
From an analysis of literature Hedgecoe (1998) however, seems to be different as constructed by
concludes that the ideas about geneticization are not opponents of the thesis. In philosophical discourse
based on convincing empirical evidence but rather on only a few examples will suffice to make a specific
theory-derived polemic. Close scrutiny of the claims point plausible. Sometimes, even examples in the
of geneticization shows that they lack “adequate world are not relevant since philosophy may concern
grounding in empirical reality”. For his conclusion, itself with hypothetical thought-experiments to under-
Hedgecoe refers to research data of Condit, showing stand phenomena. A few well-selected examples will
that public perceptions of genetics are not necessarily lead to a new interpretation of the same reality,
deterministic (Condit, 1999). Hedgecoe also concludes whether or not these examples are statistically
from Condit’s publications that there is no evidence representative of the majority of cases. For instance,
that the use of genetic explanations in public discourse on a global scale, ethnic cleansing is not a widespread
is more common now than in the past. This points phenomenon. Even in locations where it occurs it is
to the fact, in Hedgecoe’s opinion, that the thesis of very hard to convincingly prove its empirical reality.
geneticization is no more than a sweeping claim. What Nonetheless, the implications of the phenomenon for
is needed are small scale studies, focusing on indi- our philosophical self-understanding as human beings,
vidual elements of geneticization. As a warning signal, for culture and politics are enormous. It is a misunder-
Hedgecoe recapitulates the medicalization debate of standing of a philosophical thesis when notions and
the 1970s; he points out that overstated and incon- explanations from philosophical discourse are tested
sistent claims have been made and that the empirical with the instruments and methods from the empirical
basis was not sound. sciences. There is a mistake in requiring empirical
This type of critique raises questions concerning proof. For example, the studies of Michel Foucault
the status of the geneticization thesis. Is it correct to on clinical medicine have been rejected by some
construe the thesis primarily as an empirical claim medical historians with the claim that they do not
which can then be falsified on the basis of empirical take into account many relevant data from the history
evidence? Is the thesis a sociological explanation of of medicine. The same mistaken approach is used in
the facts of scientific and everyday-life reality? Or is refutations of the work of Illich on medicalization.
the thesis, as I would defend, a philosophical inter- Finally, examples of the small scale studies
pretation of the self-understanding of today’s human advocated by critics are already available. Processes
life and culture? Apart from the dispute about the of geneticization have been analysed in the case
status, there also is confusion about the methodology of screening and counselling programmes for beta-
used by proponents of the thesis. Those who oppose thalassaemia in Cyprus (Hoedemaekers and ten Have,
the thesis seem to proceed from a positivistic point of 1998a).
view that explanatory theories should be deduced from
a representative collection of empirical data, whereas The ambiguity of the concept
geneticization seems to be a theory based on under- Another critique is that the concept of geneticization
standing the interactions of science and society. The is unclear (Hedgecoe, 1998). On the one hand it is
old dichotomy between ‘Erklären’ and ‘Verstehen’ is difficult to demarcate it from related concepts, such as
relevant here. The geneticization thesis is developed in ‘genetic essentialism’. On the other hand, a clear-cut
the humanities, cultural sciences and philosophy, and it definition of geneticization is missing. Descriptions
introduces the perspectives of these discplines into the of the concept used to be comprehensive, wide-
debate on genetics which is mainly in the area of the ranging, complex, and therefore ambiguous. Because
natural sciences. Criticism of the geneticization thesis of the conceptual unclarity geneticization will prob-
seem to presuppose the priority of the methodology ably undergo the same fate as the discussion about
prevailing in the natural sciences. Critique, such as medicalization; it will increasingly be regarded as
Hedgecoe’s, is a symptom of the same phenomenon unhelpful.
identified and criticized in the geneticization thesis, Indeed, it is correct that at the moment various
viz. the uncritical predominance of mechanistic and concepts and variable descriptions of the same concept
reductionistic images. The thesis is rejected since the are used. There is a definite need of conceptual clarifi-
only acceptable method of explanation and theory cation. There is no a priori reason why such clarifi-
formation appears to be the model of the natural cation is not possible. In fact, one of the newly
G ENETICS AND CULTURE 299

introduced items on the agenda of bioethical research physician and patient alike. Medical power also is
is precisely the interaction between socio-cultural no longer exclusionary but has become incorpora-
influences and genetic technology. Articulating and tive; challenges from alternative healthcare, holism,
specifying the concept of geneticization will be a bioethics, hospice movement are rapidly incorporated
necessary condition for further development of this into ‘orthodox’ medical practice. The new field of
new research area. In this respect, the analogy with the medical power, therefore, is not so much dependent
medicalization debate in philosophy of medicine can on paternalistic domination and control as it is on
prove to be more helpful than assumed by the critics. monitoring and surveillance. Bentham’s Panopticism
has in fact proved very useful for medical purposes. It
Geneticization as heuristic tool in the moral debate is an extremely effective arrangement for clinical care,
penetrating every dimension of individual existence in
The medicalization debate should indeed be regarded the wards.
as a precursor to geneticization. Lessons from this Technologies of monitoring and surveillance incite
debate should be used to develop the recent debate a particular type of discourse; they make the intimacies
on the socio-cultural impact of gene technology. of the patient visible, they leave visible records.
These statements at the same time must be qualified. Everything must be noted, recorded, and objected
Medicalization as well as geneticization seem to be to analysis. Subjecting the patient to the medical
instantiations of more encompassing processes. For regime, and at the same time managing the patient as
example, Michel Foucault has argued that our culture a rational and autonomous person, is the best strategy
stresses normalization (Foucault, 1970, 1973). Since to guarantee the unhampered continuation of medical
the early nineteenth century, medicine creates social activities.
order by its polarized distinction between ‘ill’ and The concept of geneticization can be further
‘health’. The theory of medicine (in particular pathol- explained by relating it to the concept of medical-
ogy and the classification of diseases), specific views ization. The process of medicalization can occur on
of the human body and society as a whole became different levels: (1) conceptually, when a medical
closely interconnected. Foucault shows how together vocabulary is used to define a problem; (2) institu-
with an epistemological shift towards the significance tionally, when medical professionals confer legitimacy
of knowing the interior of the body, the position and upon a problem; (3) at the level of the doctor-patient
value of medical knowledge in society was elevated. relationship, when the actual diagnosis and treatment
Medical knowledge transformed in modern societies of a problem takes place (Conrad and Schneider,
into biopolitics, whereas at the same time biopolitics 1980). Medicalization is also associated with several
transformed human beings into subjects of scientific consequences: it is a mechanism of social control
control. Knowledge is intrinsically connected with through the expansion of professional power over
power. Medicine is the political technology of the wider spheres of life, it locates the source of trouble
body, focussed on assessment of normality and on in the individual body, it implies a particular allocation
technical prescriptions for a possible normalization. of responsibility and blame, and it produces depend-
The disciplinary methods of medicine articulate that ency on professional and technological intervention
patients are docile bodies (Foucault, 1979). There is (Crawford, 1980; Zola, 1975; Illich, 1975).
no escape from medical power; even the wishes, the In analogy, the concept of geneticization can be
autonomous expressions of patients can be seen as an studied on various levels:
extension of medical power. Within society modes of
power are developing that admit forms of individual- (1) conceptually, when a genetic terminology is used
ization while at the same time denying other forms; to define problems;
the same movement that empowers individuals and (2) institutionally, when specific expertise is required
liberate them from some forms of oppression results to deal with problems;
in other forms of domination. This is also the Janus- (3) culturally, when genetic knowledge and tech-
face of medicalization: at the same time as it provides nology lead to changing individual and social
certain benefits it also subjects patients to certain forms attitudes towards reproduction, health care,
of discipline. prevention and control of disease;
Arney and Bergen (1984) emphasize that medi- (4) philosophically, when genetic imagery produces
cine is not simply ‘medicalizing’. Instead of using particular views on human identity, inter-
domination and control, the field of medical power personal relationships and individual responsi-
has been reformulated. The locus of medical power bility. In contradistinction with medicalization,
is no longer the individual physician but is instead the concept of geneticization seems to be broader
located in large, pervasive structures encompassing because it also refers to developments and differ-
300 H ENK A.M.J. TEN H AVE

ences in the interaction between genetics and to fix machinery. They represent the body as being
medicine; there is, for example, not simply an comprised of “a multitude of tiny interchangeable
expansion of concepts of health and disease into parts, rendering the body amenable to objectification
everyday life, but a fundamental transforma- and technological tinkering in the interest of devel-
tion of the concepts themselves. In medicine, oping the ‘perfect’ human” (Lupton, 1994, p. 61).
there also is tendency to use a genetic model of How should this development towards a geneti-
disease explanation, as well as a growing influ- cized future be evaluated? It is at least important to
ence of genetic technologies in medical practice try to identify what influences, what determines this
(Hoedemaekers and ten Have, 1999). development. It seems that this development towards a
geneticized future is possible because of the consensus
Using the concept of geneticization also requires a
regarding two ideals in current moral debate: the ideal
critical analysis of theoretical developments following
of value neutrality of clinical genetics and the ideal of
the introduction of the medicalization thesis (Williams
individual responsibility in health matters.
and Calnan, 1996). Particularly the perspective that
patients are not passive “docile bodies” under the
Non-directiveness
control of medical power, but articulate consumers
and autonomous decision-makers needs to be taken One of the prime tenets of genetic counseling is patient
seriously, because the moral requirements of non- autonomy. Once genetic information is available, the
directiveness and respect for individual autonomy are basic rule is that patients or clients should be able
strongly emphasized in present-day clinical genetics. to use the information according to their personal
views. Geneticists or counselors should not seek to tell
patients or clients whether they should obtain partic-
Future society: Geneticized future? ular information or what they should do with the
information if they acquire it. In other words, the goal
Prima facie, it seems unavoidable that the future will of genetic counseling or screening is to inform patients
bring us a society within which all potentially useful or clients about what is possible and what their options
genetic information is freely available and actually are (Collins, 1991). The leading principle of coun-
applied. In principle, every member of this society will seling and screening therefore is non-directiveness.
be able to foretell his individual fate from reading his Accurate information should be provided to the person
genes, and to adapt his personal lifeplan in accordance concerned regarding the nature of potential genetic
with such predictive knowledge. conditions, the prognosis, possible treatments and
In the opinion of ‘geneticization’ authors as preventive strategies. The experts providing such infor-
Lippman (1992), this future has already partly begun. mation should not, in any respect, try to influence the
Society is involved in a process of geneticization. As decisions made by the persons who are counseled or
an instantiation of the more encompassing process screened.
of medicalization, this process involves a redefini- The moral ideal underlying the practice of clin-
tion of individuals in terms of DNA codes. Modern ical genetics is value-neutrality. The genetic expert
society is using a new genomic language to commu- is withholding any normative judgment regarding the
nicate about human life. Disease, health and the body obtaining and application of genetic information; his
are explained in terms of molecular biology. Nelkin aim is merely to provide information and to help the
and Lindee (1995), in their book The DNA Mystique, patients or clients to work through possible options.
examining popular sources such as television, radio It is evident that this ideal in itself is a weak
talk shows, comic books and science fiction, show counterbalance to tendencies to make genetic tests
how popular images “convey a striking picture of more generally accessible. Patient values are to be
the gene as powerful, deterministic, and central to decisive whenever choices have to be made on the
an understanding of both everyday behavior and the basis of genetic information. When respect for indi-
‘secret of life’ ” (1995, p. 2). It seems that the cultural vidual autonomy is the basic norm guiding the use of
meaning of DNA nowadays is remarkably similar to genetic information, it is also reasonable to expect that
that of the immortal soul of Christian theology. The predictive “combi-tests” will eventually be on sale in
bio-information metaphor and cartographic metaphor, the supermarket or drugstore (de Wert, 1994).
often used in the context of the genome project, are in
fact reworkings of the mechanical metaphor that has Individual responsibility for health
been frequently used in the past in medical discourses
on the body. These linguistic (and often also visual) A second determinant that may further increase the
representations of the body carry with them the impor- significance of genetic information is the ideal of indi-
tance of a technological approach: machinery is used vidual responsibility for personal health. Health policy
G ENETICS AND CULTURE 301

and health education, especially in times of limited genetic diagnosis to predict future disabilities, and
budgets and reduced expenditures, increasingly appeal therefore appeals to (prospective) responsibility may
to the notion of ‘personal responsibility’. If health be justified; but this argument in practice is often
policy defines a particular problem as undesirable, linked with the argument that individuals who deliber-
and if health education research shows the problem to ately have not used diagnostic possibilities, should be
be associated with a particular life-style, then health (retrospectively) responsible for adverse consequences
policy can attribute responsibility to those individuals for themselves or their offspring. When, for example,
that exhibit that life-style, particularly since life- a couple decides not to use prenatal diagnosis, or
style is supposedly the free choice of rational indi- not to terminate pregnancy in case of diagnosed fetal
viduals. disorders, it is argued that the couple then is respon-
Traditionally, in health care the rhetorics of respon- sible for the suffering of the child, when indeed a child
sibility is used in a specific way (see also: ten Have, with handicaps is born (Hilhorst, 1993). If suffering
1997). In the medical model of disease, patients could have been avoided, and a choice is made not to
are usually not held responsible for the genesis and use predictive opportunities, parents should bear the
evolution of their illnesses. Diagnosing a condition consequences of their irresponsible choice; they can
as disease introduces excusability. When a person’s no longer argue that suffering has befallen them; they
condition is interpreted as illness, the medical judg- have themselves to blame.
ment implies that he cannot be blamed for his condi- This line of argumentation, if indeed taken seri-
tion, and that treatment and care are appropriate and ously, will be a significant stimulus for individuals
morally desirable. In this traditional model, the notion to obtain genetic information as much as possible,
of responsibility is used with prospective force: it is particularly when there is a threat that governments,
equivalent to saying that a person has an obligation to insurance companies and employers will work with
preserve his health. Through assigning responsibility a system of incentives and disincentives. When there
to the individual for his future health, an attempt is is a cultural imagery that future diseases, disorders
made to guide and change the individual’s behaviour. and disabilities can be foretold by examining the indi-
Such practical use of the concept is different from vidual’s genome, persons can no longer claim that they
the retrospective ascription of responsibility. The latter are victims, if they have deliberately decided not to
use implies an evaluation of what has happened. If an use predictive diagnosis. It has been their voluntary
individual has a health problem, he is held causally choice not to know, and not to eliminate potential
responsible because of his unhealthy life-style or risky disadvantages to their health. Fate has been replaced
behaviour in the past. This use combines causality by choice.
with culpability. Since the person himself is the cause
of his present problem, he is also answerable for the
consequences of his prior behaviour. Retrospective use A genetic civilization strategy
of the concept of responsibility therefore is retributive;
it implies disapproval and blame. The ideals of value-neutrality of clinical genetics and
In present-day health policy there seems to be a of personal responsibility for health, prevailing in
development towards connecting the prospective and current bioethical debate, may indeed generate a situ-
retrospective senses of ‘responsibility’ (ten Have and ation where the availability of genetic information
Loughlin, 1994). Usually, the line of argumentation is in itself produces its wide-spread application. In this
as follows. If there is an urgent need to reduce the costs view, human beings in the new millennium will be
of health care, and if at the same time it is scientifically dominated by predictive knowledge of their genome
argued that major expenditures are associated with and driven by new norms in interpersonal behaviour.
certain patterns of behaviour, it is tempting to create an Such assumption is not unrealistic since we have
obligation to be healthy and to introduce some system witnessed a similar change in normative behaviour
of sanction for those who do not implement such obli- patterns at the close of the 19th century (ten Have,
gation. In a liberal society, individuals are normally 1990). The rapid growth of genetic knowledge can
free to do as they choose. In this respect, caring for be compared with the enormous development of the
your health is not different from other dimensions of discipline of microbiology one century ago. With the
personal life. But when individual choices turn out rise of new knowledge about the origin and transmis-
badly, and when individuals remain uninfluenced by sion of infectious diseases, in many countries philan-
moral appeals of health educators, legal and financial tropic activities have been organized to civilize the
sanctions may be thought justified. public through inculcating the new hygienic norms.
Today, a similar argument is used concerning Philantropists launched a large scale offensive to
predictive information. It may be prudent to use civilize the habits and life-styles of the masses. As
302 H ENK A.M.J. TEN H AVE

enlightened men, they coupled assistance with moral- tion are guided and motivated by specific values, viz.
ization. Norms of behaviour, such as cleanliness, promotion of health, relief of suffering, elimination of
domestic nursing, soberness were transmitted not by disease. From this value perspective, respect for indi-
repression or coercion but by the subtle means of vidual autonomy is an instrumental value, necessary
advice, persuasion and education. The result was the in order to accomplish the values intrinsic to medi-
normalization of individual behaviour. The new norms cine as helping and caring profession. The norm of
of a healthy, regular, and disciplined conduct passed non-directiveness in clinical human genetics, there-
into domestic life; the strategy succeeded in having the fore, is inadequate from a medical point of view. It
norms internalized. Hygienism thus produced a new may have been prudent to introduce this norm against
behaviour pattern in the general population. the background of historical misuse of genetic infor-
Why could a similar transformation of life-styles mation. It may be desirable as a practical norm as
not occur today as a result of new genetic informa- long as genetic information is mainly related to genetic
tion? Though it is hard to forecast the future, two risks to the offspring. But it can be argued that in the
factors can be identified that may prevent, hinder or at present situation, where genetic testing is more and
least restrict this development towards geneticization more concerned with detecting genetic risks for the
of future human existence. future health of the individual person who is tested,
The first factor is the need to make some deline- the normative attitude of clinical geneticists should
ation between disease and health, normality and abnor- shift from neutrality to prescriptivity (de Wert, 1999).
mality, given the uncontrollable wealth of information A similar point is made by Caplan: it is likely that
that will in the end be available. In current ethical a shift will occur from a normative stance of value-
debate, the above distinctions are increasingly prob- neutrality toward “an ethic in which the promotion
lematic. It is apparently difficult to make use of the of genetic health and the amelioration, prevention,
traditional distinctions in determining what conditions and correction of genetic disease are the foundation
should be screened or not. Perhaps it is even thought of clinical and public health practice” (Caplan, 1992,
impossible to apply them as normative criteria guiding p. 134). Decisions made on the basis of genetic infor-
potential genetic screening programmes. Nonetheless, mation, should in this view aim at promoting health
the exponential growth of genetic data and resulting and alleviating disease. There is no reason to think that
possibilities of detection, will inevitably lead to an advocating these values in the realm of human genetics
urgent need of selection; without selective use and is inappropriate or unethical. Studies of the practice
meaningful criteria to make distinctions of value of clinical human genetics in fact indicate that those
among the immense data available, the usefulness of professionals who now offer genetic screening and
data will be questionable. The multiplication of possi- testing services do not always act in conformity with
bilities for testing will at the same time increase the their self-imposed ideal of value-neutrality (Fletcher
necessity to reach consensus regarding those condi- and Wertz, 1988).
tions and predispositions that seriously restrict the
functioning of human beings within community, and
those that are within the bounds of reasonable vari- Conclusion
ations of human functions and structures. Of course,
at the moment it is unclear how such distinctions In modern society two determinants are at work that
can be made and morally justified. But the acknowl- will probably lead to a future where individual exist-
edgement that it will be an extremely difficult task ence is to a large extent affected and permeated with
should not lead to the conclusion that it is impossible. predictive genetic information. First, we witness the
Right here is a major challenge to philosophical reflec- current domination of the moral principle of respect
tion. Many moral discussions about whether or not for personal autonomy; the individual ought to choose
to apply genetic knowledge seem essentially to focus among the potential of genetic tests those possibilities
on this issue in particular (for example, the debate on that fit his or her lifeplan. Second, society is moral-
the development and use of human growth hormone; izing individual responsibility in the sense that persons
Wilkie, 1993). who do not use the opportunities to foresee and prevent
The second factor is the normativity of medicine. future suffering, have to face the consequences. Both
Medicine regards itself ultimately as a helping and factors give a strong push to know as much as possible
caring profession, not merely as service institution. about our life in the near and distant future. In this
In such a self-conception, value-neutrality is not an perspective the collective destiny of human beings in
appropriate position to guide medical activities. Physi- Western societies will be deeply geneticized.
cians in this view adhere to professional norms that go However, there are reasons to question the predic-
beyond value-neutrality. Diagnosis, therapy, preven- tion of further geneticization.
G ENETICS AND CULTURE 303

First, a clear opposition exists between the above The concept of geneticization is re-orientating
determinants; the first emphasizes the interest of the attention away from moral topics related to the
individual, the second the community interest. It is not current emphasis on individual autonomy, such as
evident what interest will prevail; it is not obvious that non-directiveness in clinical genetics and the ideal of
one interest will definitely overrule the other. individual responsibility in health matters. This re-
Second, autonomous individuals will not at random orientation creates space for seriously questioning the
use everything available; they will sooner or later start dominant bioethical discourse with its emphasis on
to wonder what may be the meaning and relevancy of individual freedom to choose. In a liberal society, it
all knowledge available and obtainable. Even within a is argued, individuals are normally free to do as they
fully free health market, individuals will not consume choose. In this respect, caring for your health is not
everything; they will attempt to make a distinction different from other dimensions of personal life. But
between appropriate and inappropriate, intelligible and when individual choices turn out badly, and when
unintelligible uses of genetic tests. individuals remain uninfluenced by moral appeals of
Third, it is doubtful whether future medicine health educators, legal and financial sanctions may
will depart so radically from its present-day value be thought justified. If suffering is in practice avoid-
orientation, especially in the European setting. The able, and individuals freely decide not to use predictive
autonomous request of individual patients will be a opportunities, they should bear the consequences of
significant moral factor, but at the same time, medicine their choices. The logic of individual choice and
will also want to be guided by its own norms to make responsibility necessarily includes the logic of blaming
distinctions between disease and health, normality the victim.
and abnormality. Beyond the individual demands and The heuristic value of the concept of geneticiza-
subjective complaints, medicine will continue to strive tion is precisely here: it introduces into the bioeth-
for a more rather than less objective determination ical debate moral issues and methods that tend to
of needs, signs and symptoms. Apparently, a full be ‘forgotten’, neglected or disregarded. Geneticiza-
geneticization of human existence in the future may tion, in the words of Van Dijck (1998, p. 29) is
only occur when we abandon the philosophical attempt “a gradual expansion of loci of contestation where
to differentiate between ‘healthy’ and ‘ill’, ‘normal’ meanings of genetics are weighed”. The concept there-
and ‘abnormal’. fore informs bioethics that biomedicine and bioscience
Finally, this analysis illustrates the advantage of should be associated with biocriticism. A central
the concept of ‘geneticization’: it operates as heur- thesis in the epistemology of the French philosopher
istic tool, like the concept of ‘medicalization’ in Gaston Bachelard (1938) is that the problem of the
the medical-philosophical debates of the 1970s. It growth of science must be formulated in terms of
discloses particular areas for philosophical scrutiny, it obstacles. There is no history of science without
re-directs and re-focuses moral discussion. In creating shadows, without failures, dissensus, and conflicts.
and facilitating different ethical perspectives, the
concept of geneticization particularly draws attention
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