Professional Documents
Culture Documents
a r t i c l e i n f o a b s t r a c t
Article history: A series of waterborne polyurethane dispersions derived from jatropha oil-based polyol (JOL) with dif-
Received 25 August 2014 ferent OH numbers ranging from 138 to 217 mgKOH/g, were successfully prepared. Jatropha oil-based
Received in revised form 17 October 2014 polyols were synthesized by epoxidation and oxirane ring opening using methanol. The JOLs produced
Accepted 24 October 2014
were then used to prepare jatropha oil based waterborne polyurethane (JPU) dispersions by reaction
Available online 16 November 2014
with isophrene diisocyanate (IPDI). Dimethylol propionic acid (DMPA) was used as an internal emulsifier
to enable the dispersion of polyurethane in water. The influence of the OH number, DMPA content and
Keywords:
hard segment content on the stability of the wet JPU dispersions, as well as the physical, mechanical
Jatropha oil
Polyurethane dispersion
and thermal properties of the dry JPU films were investigated. The results reveal that with increasing OH
Renewable polyol number, the DMPA content and hard segment content significantly decrease the particle size from 1.1 m
Waterborne coating to 53 nm, indicating increasing stability of the dispersions. JPU films exhibit the stress–strain behavior
of an elastomeric polymer with a Young’s modulus ranging from 1 to 28 MPa, a tensile strength of 1.8
to 4.0 MPa and elongation at break ranging from 85 to 325%. The polyurethane dispersions synthesized
in this work possess good pendulum hardness, water repellence and thermal stability with promising
application as a binder for wood and decorative coatings.
© 2014 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.indcrop.2014.10.046
0926-6690/© 2014 Elsevier B.V. All rights reserved.
S. Saalah et al. / Industrial Crops and Products 64 (2015) 194–200 195
in industry are constantly looking for alternatives as the price of ratio of the oil double bond to formic acid and hydrogen peroxide
fossil oil is typically increasing. Recently, the synthesis of water- was 1:0.6:1.7. The reaction temperature was then increased and
borne PU dispersions derived from vegetable oil such as soybean oil, maintain at 60 ◦ C. The reaction was quenched after a prescribed
castor oil, rapeseed oil and linseed oil have been reported (Chang time by cooling the reaction mixture to room temperature. The mix-
and Lu, 2012, 2013; Lu and Larock, 2008; Ni et al., 2010). How- ture was then transferred to a 500 mL separating funnel to allow
ever, to the best of our knowledge, no research has been reported phase separation. The aqueous phase was removed, and the oil
concerning jatropha oil regarding its promising properties to pro- layer was washed successfully with distilled water to remove the
duce waterborne dispersions. In Malaysia, jatropha become one of remaining acid. The oil layer was then dried using magnesium sul-
the most important crop after palm oil and rubber, mainly planted phate. Four samples of EJO were prepared by varying the reaction
for biodiesel production. BATC Development Berhad was actively time.
engaged in jatropha plantation and bio-fuel industry since 2007. Up
to 2011, about 600,000 acres planted areas, 3.3 million areas land- 2.3. Preparation of jatropha oil-based polyols (JOL) by the oxirane
banks and more than 300 nurseries and collection centers were ring opening method
reported in Malaysia (Bionas, 2011).
Jatropha oil (JO) which is extracted from the seeds of the jat- The reactions were carried out in a four neck flask, as mentioned
ropha fruit is a promising candidate for chemical purposes as it in Section 2.2. A calculated amount of methanol and water was
contains 78.9% unsaturated fatty acids, mainly of oleic acids (43.1%) charged into the flask followed by adding sulphuric acid and heat-
and linoleic acid (34.4%) (Sarin et al., 2007). This high degree of ing to 64 ◦ C, and then added with EJO. The reaction was kept at
unsaturation provides a broad alternative for chemical modifica- 64 ◦ C for 30 min, and sodium bicarbonate was added to quench the
tion to produce polymers with various properties. Furthermore, it reactions. After being cooled to room temperature, the deposit was
is an advantageous to use jatropha oil because it is a non-edible discarded. Methanol and water were removed by vacuum distilla-
oil and thus its usage will reduce the consumption of edible oils tion at 60 ◦ C for 30 min, followed by 80 ◦ C for 10 min. The resulted
for chemical purposes (Rios et al., 2013). Previous researches have clear golden yellow polyol was analyzed for OH number according
revealed the potential of producing alkyd resin (Boruah et al., 2012), to ASTM D4274-99 (Test Method C-Reflux Phtalation). By using the
polyurethane coatings (Sugita et al., 2012), polyurethane adhesive same hydroxylation procedure for different EJO, a series of jatropha
(Aung et al., 2014) and polyurethane elastomer (Hazmi et al., 2013) oil based polyols (JOL) with different OH numbers were prepared
from jatropha oil. In this research, an attempt is made to produce a and coded as JOL 138, JOL 161, JOL 188 and JOL 217. The numbers
waterborne PU dispersion using a jatropha oil-based polyol. represent the OH number of the polyol in mgKOH/g.
The aim of this study is to investigate the effect of the polyol
OH number, DMPA content and hard segment content on the sta-
bility of the wet jatropha oil-based polyurethane (JPU) dispersion 2.4. Preparation of jatropha oil-based polyurethane (JPU)
and the physical, mechanical and thermal properties of the dry JPU dispersion
films. The stability of the dispersion was investigated by particle
size analysis, pH and viscosity measurement. On the other hand, the The JOL and DMPA (dissolved in NMP) were added to a four-
physical properties of the JPU films were determined by pendulum necked flask equipped with a mechanical stirrer, nitrogen inlet,
hardness and water contact angle analysis. Tensile test and thermo- condenser, and thermometer. The mixture was heated to 70–80 ◦ C
gravimetric analysis (TGA) were used to determine the mechanical and stirred for 30 min to obtain a homogeneous mixture. IPDI was
and thermal properties of the JPU films. These properties will have then added dropwise for 30 min followed by adding a few drops of
an influence on the practical design of products as the PU disper- dibutyltn dilaurate as a catalyst. MEK was added batch by batch to
sion can be used as a standalone coating or as a binder in wood and reduce the viscosity of the system. After an additional 3 h of reac-
decorative coatings. tion, HEMA was added until the NCO peak at 2270 cm−1 of Fourier
transform infrared (FTIR) spectra disappeared, showing that all the
diisocyanate had been consumed. The reactants were then cooled
2. Materials and methods to 40 ◦ C and neutralized by adding TEA (1.2 equiv. per DMPA), fol-
lowed by dispersion at high speed with distilled water to produce
2.1. Materials the JPU dispersions with a solid content of ∼25 wt.% after removal
of the MEK under vacuum. The reaction scheme for this method is
Crude jatropha oil was supplied by BATC Development Berhad, shown in Fig. 1. The formulation for waterborne JPU dispersion is
Kuala Lumpur, Malaysia. The hydrogen peroxide 30% and methanol shown in Table 1. The “JPU 138” designation indicates that the OH
were supplied by Merck, Germany. Isophrene diisocyanate (IPDI), number of the polyol used for the JPU preparation is 138 mgKOH/g.
dimethylol propionic acid (DMPA), n-methyl pyrollidone (NMP), For all formulation, the molar ratio between the polyol (JOL), IPDI,
2-hydroxyethyl methacrylate (HEMA), phtalic anhydride and DMPA and HEMA was fixed which led to JPUs with an increase in
dibutyltin dilaurate (DBTDL) were purchased from Sigma–Aldrich. the hard segment and DMPA content. The corresponding JPU films
Ethyl methyl ketone (MEK), triethylamine (TEA), formic acid, mag- were obtained by casting the JPU dispersions into a Teflon mold,
nesium sulphate anhydrous, pyridine, and sodium hydroxide were and drying at room temperature for 7 days, followed by drying in
supplied by Systerm. All chemicals were reagent grade, and were a vacuum oven at 60 ◦ C for 12 h. The JPU films were stored in a
used as received. desiccator at room temperature.
The reactions were carried out in a 1000 mL four neck flask The attenuated total reflectance Fourier transform infrared
equipped with a mechanical stirrer, condenser, a thermometer sen- (ATR-FTIR) spectra were recorded on a Perkin-Elmer Spectrum
sor and an isobaric funnel. The reaction temperature was controlled 2000 spectrometer which collects mid-infrared scattered radiation
by placing the flask in a water bath. Jatropha oil (200 g) and formic using a single-beam improved Michelson interferometer. The spec-
acid were poured into the flask and heated to 40 ◦ C, before adding tra were recorded in the range of 4000–500 cm−1 with a nominal
hydrogen peroxide dropwise over a period of 30 min. The molar resolution of 4 cm−1 .
196 S. Saalah et al. / Industrial Crops and Products 64 (2015) 194–200
H3CO OH
O
O H O
O H N O CH2
N O O O N O
H3CO O N H CH3
H O
O O
O OH
O O OCH3
OCH3
O CH2 CH3
N TEA
O O CH3 CH2 CH2 CH3
O H O
O H N O CH2
N O O O N O
H3CO O N H CH3
H O
O O COO
NH
O O OCH3
OCH3
O
O O
Water
The particle size of the polyurethane dispersions was mea- wet film thickness of 120 m using a hand bar coater. After 72 h of
sured by a Zetasizer Nano-S (Malvern Instruments). Approximately drying at room temperature the pendulum hardness was measured
0.1 mL of the polyurethane dispersion was diluted with 3 ml dis- using a Byk pendulum hardness tester.
tilled water and measured at 25 ◦ C. The Zetasizer Nano ZS was The mechanical properties of the dispersion cast films were
also applied for zeta potential measurements using electrophoresis analyzed using a tensile tester (Strograph R1 Toyoseiki), accord-
principle. ing to ASTM D638-03 Type V specifications. The crosshead speed
The viscosity of the polyurethane dispersion was determined was 10 mm/min with 1 kN load cell. The stress and strain measure-
according to ASTM D4878-03 using a Brookfield Viscometer (RV ments data were analyzed for Young’s modulus, tensile strength,
DV-II+ Pro) with spindle number 40. The measurement was con- and elongation at break. The values were reported as the average
ducted at temperature 25 ◦ C. of a minimum of five measurements for each sample. The mea-
The pendulum hardness was determined according to ASTM surement was carried out at room temperature and 50% relative
D4366-82. The JPU dispersions were applied on a glass plate with a humidity.
Table 1
The formulation of jatropha oil-based polyurethane (JPU) dispersions.
Sample designation JOL OH number Molar ratio DMPA (wt.%) HSa (wt.%)
(mg KOH/g) JOL (OH) DMPA (OH) HEMA (OH) IPDI (NCO)
Fig. 2. FTIR spectra of jatropha oil-based polyol (JOL) and polyurethane (JPU) film.
The contact angle between a water drop and the surface of the polydispersity index (PDI) of 0.219 indicated that the dispersion
sample was measured using a contact-angle meter (FACE, Japan). exhibited a homogeneous composition.
The drop of water was mounted on the surface of the films using a According to Table 1, when the OH number of the polyol
microsyringe and the contact angle was measured. A high value of increases, the amount of diisocyanate and DMPA also increases to
contact angle indicates a good hydrophobic nature of the coating, maintain a constant molar ratio between the NCO and OH groups.
while a low value indicates that the water wets the surface. The However, increasing the amount of IPDI and DMPA in the PU
angle measurements were done in triplicate on different parts of formulation results in a higher hard segment content as well as
the films. DMPA content. As shown in Fig. 4, as the amount of hard segment
Thermogravimetric analysis (TGA) was performed using a increases in the PU formulation, the particle size decreases due to
TGA/SDTA851e, Mettler Toledo, Switzerland. The films were heated the decrease in the soft segment content, which is more hydropho-
from 25 to 600 ◦ C at a rate of 10 ◦ C/min under a nitrogen atmo- bic as it is derived from vegetable oil. The ionic stabilization of
sphere. the dispersion particles by an ionomer is well documented. Gen-
erally, the hydrophobic component forms the core of the particles
while the ions are on the surface which creates an electrochemical
3. Results and discussion double layer consisting of COO− from the DMPA and counter ions
of NH(Et3 )+ from the neutralization with TEA (Bullermann et al.,
3.1. FTIR analysis 2013).
The particle size reduction as a result of increasing the DMPA
The IR spectra of jatropha oil-based polyol and water-borne content is clearly shown in Fig. 5. The decreasing trend of particle
polyurethane (JPU) films are shown in Fig. 2. It can be seen that the size as the OH number increases is due to a combination of high
broad absorbance at 3454 cm−1 in the polyol shifted to 3334 cm−1 hard segment content and a sufficient amount of DMPA in the JPU
in the JPU implying that the OH group was converted to a hydrogen formulation. The results are supported by the Zeta potential data
bonded NH group. There is no peak at 2270 cm−1 indicating that the suggesting that JPU dispersions synthesized from JOL with a high
isocyanate group ( NCO) had fully reacted. In addition, the absorp- OH number are more stable, which is indicated by a high absolute
tion band corresponding to C O of urethane linkage (hydrogen value for the zeta potential. From the point of view of colloidal
bonded) of the PU components can be observed at 1710 cm−1 while
the absorption bands at 2923 cm−1 , 2853 cm−1 and 1461 cm−1 cor-
15
respond to the C H stretching of the CH2 and CH3 groups. It is
also worth mentioning that there was a minimum side reaction to
form urea as no absorption band of the carbonyl group (C O) at a
range of 1645–1635 cm−1 was observed.
10
Volume (%)
5
Particle size and zeta potential analysis are important meth-
ods to predict the stability of the dispersion. A stable dispersion
is generally recognized by a smaller particle size and high abso-
lute value of the zeta potential. The results (Table 2) indicate a
0
significant reduction in particle size from 1167 to 53.3 nm when 0.1 1 10 100 1000 10000
the OH number increases from 138 to 217 mgKOH/g. The parti- Parcle diameter (nm)
cle size distribution of the JPU188 dispersion is shown in Fig. 3.
One particle distribution peak was observed at 164 nm and the Fig. 3. Particle size distribution of JPU 188 dispersion.
198 S. Saalah et al. / Industrial Crops and Products 64 (2015) 194–200
60
50
30
20
10
0
JPU 161 JPU 188 JPU 217
1000 which formed a soft and tacky surface. This may due to insufficient
800 amount of hard segment content which is responsible for the dry
film formation of the PU dispersion.
600
Table 2
Some properties of the JPU dispersion with different OH numbers.
Sample pH Acid value (mg KOH/g) Solid content (wt.%) Viscosity (mPa s) Color Average particle size (d nm) Zeta potential (MV)
JPU 138 7.0 8.63 24.8 30.0 Milky white 1167.0 −46.37
JPU 161 7.0 4.80 24.2 7.3 Milky white 670.4 −46.7
JPU 188 7.0 7.93 26.9 80.4 Milky white 165.9 −68.23
JPU 217 7.0 6.23 26.5 78.2 Yellowish 53.3 −66.4
S. Saalah et al. / Industrial Crops and Products 64 (2015) 194–200 199
12 100.00
JPU 217
JPU 217
10 80.00 JPU 188
JPU 188 JPU 161
8 JPU 161
Weight (%)
60.00
Stress (MPa)
6 40.00
4
20.00
2
0.00
0.00 100.00 200.00 300.00 400.00 500.00 600.00
0 Temperature (°C)
0 100 200 300 400
Strain (mm/mm) Fig. 9. TGA curves of JPU films.
Table 4
The thermal properties of JPU films produced from polyol with different OH numbers.
Sample T1on (◦ C) T1max (◦ C) *w1 (%) T2on (◦ C) T2max (◦ C) *w2 (%) Residue at 600 ◦ C (%)
and Larock, 2008; Ni et al., 2010) and petroleum based UV curable Chang, C., Lu, K., 2012. Natural castor oil based 2-package waterborne polyurethane
PU-acrylate (Xu et al., 2012). wood coatings. Prog. Org. Coatings 75, 435–443.
Lu, Y., Larock, R.C., 2008. Soybean-oil-based waterborne polyurethane disper-
sions: effects of polyol functionality and hard segment content on properties.
4. Conclusions Biomacromolecules 9 (11), 3332–3340.
Ni, B., Yang, L., Wang, C., Wang, L., Finlow, D.E., 2010. Synthesis and thermal prop-
erties of soybean oil-based waterborne polyurethane coatings. J. Therm. Anal.
Environmentally friendly waterborne polyurethane dispersions Calorim. 100 (1), 239–246.
have been synthesized from jatropha oil-based polyols and IPDI. 2011. Bionas BATC Development Company Profile., pp. 1–26, Retrieved from
Dispersions with a wide range of particle size from 53 nm to 1.1 m http://bionas-usa.com/file/BATC%20%20Company%20Profile.pdf
Sarin, R., Sharma, M., Sinharay, S., Malhotra, R.K., 2007. Jatropha–palm biodiesel
were obtained, and the trend demonstrated increasing JPU disper- blends: an optimum mix for Asia. Fuel 86 (10–11), 1365–1371.
sion stability as the OH number, hard segment content and DMPA Rios, L., Echeverri, D., Cardeño, F., 2013. Hydroxylation of vegetable oils using acidic
content increased. Physically dried, tack free JPU films with pen- resins as catalysts. Ind. Crops Prod. 43, 183–187.
Boruah, M., Gogoi, P., Adhikari, B., Dolui, S.K., 2012. Preparation and characterization
dulum hardness ranging from 20 to 50 s were obtained by the
of Jatropha Curcas oil based alkyd resin suitable for surface coating. Prog. Org.
evaporation of water, which indicated good film formation. Water Coatings 74 (3), 596–602.
contact angle analysis demonstrated that the hydrophobic char- Sugita, P., Alim, Z., Poliuretan, A., Minyak, B., Pagar, J., Baru-baru, P., 2012. Synthesis
and application of jatropha oil based polyurethane as paint coating material 2,
acter of the surface of the films is mainly related to the hard
134–140.
segment content. The resulting JPU coating films for all formula- Aung, M.M., Yaakob, Z., Kamarudin, S., Abdullah, L.C., 2014. Synthesis and character-
tions demonstrated good thermal stability with a minimum onset ization of Jatropha (Jatropha curcas L.) oil-based polyurethane wood adhesive.
of degradation temperature at 286 ◦ C. On the other hand, the films Ind. Crops Prod. 60, 177–185.
Hazmi, A.S.A., Aung, M.M., Abdullah, L.C., Salleh, M.Z., Mahmood, M.H., 2013. Pro-
exhibited elastomeric polymer behavior with a Young’s modulus ducing jatropha oil-based polyol via epoxidation and ring opening. Ind. Crops
ranging from 1 to 28 MPa, a tensile strength of 1.8 to 4.0 MPa and Prod. 50, 563–567.
elongation at break ranging from 85 to 325%. The polyurethane dis- Tielemans, M., Roose, P., Groote, P.De, Vanovervelt, J.-C., 2006. Colloidal stability of
surfactant-free radiation curable polyurethane dispersions. Prog. Org. Coatings
persion synthesized in this work possesses good properties with 55 (2), 128–136.
promising application as a binder for wood and decorative coatings. Asif, A., Shi, W., Shen, X., Nie, K., 2005. Physical and thermal properties of UV curable
waterborne polyurethane dispersions incorporating hyperbranched aliphatic
polyester of varying generation number. Polymer 46 (24), 11066–11078.
Acknowledgements Philipp, C., Eschig, S., 2012. Waterborne polyurethane wood coatings based on rape-
seed fatty acid methyl esters. Prog. Org. Coatings 74 (4), 705–711.
The authors gratefully acknowledge the Ministry of Higher Edu- Hwang, H.-D., Park, C.-H., Moon, J.-I., Kim, H.-J., Masubuchi, T., 2011. UV-curing
behavior and physical properties of waterborne UV-curable polycarbonate-
cations Malaysia for the financial support provided for this work. based polyurethane dispersion. Prog. Org. Coatings 72 (4), 663–675.
The authors would also like to thank the Malaysian Nuclear Agency Lee, J.S., Kim, B.K., 1995. Poly(urethane) cationomers from poly(propylene) glycol
for the use of their facilities and instruments. and isophorone diisocyanate: emulsion characteristics and tensile properties of
cast films. Prog. Org. Coatings 25 (4), 311–318.
Pathak, S.S., Sharma, A., Khanna, A.S., 2009. Value addition to waterborne
References polyurethane resin by silicone modification for developing high performance
coating on aluminum alloy. Prog. Org. Coatings 65 (2), 206–216.
Athawale, V.D., Nimbalkar, R.V., 2011. Waterborne coatings based on renewable oil Kong, X., Liu, G., Qi, H., Curtis, J.M., 2013. Preparation and characterization of high-
resources: an overview. J. Am. Oil Chem. Soc. 88 (2), 159–185. solid polyurethane coating systems based on vegetable oil derived polyols. Prog.
Davies, W., Some, 1990. Property aspects of aqueous polyurethane ionomer disper- Org. Coatings 76 (9), 1151–1160.
sions. In: Kansa, D.R. (Ed.), Additives for Water-Based Coatings. The Royal Society Negim, E-S.M., Bekbayeva, L., Grigory, A.M., Abilov, Z.A., Saleh, M.I., 2011. Effects of
of Chemistry, Cambridge, pp. 181–209. NCO/OH ratios on physico-mechanical properties of polyurethane dispersion.
Bullermann, J., Friebel, S., Salthammer, T., Spohnholz, R., 2013. Novel polyurethane World Appl. Sci. J. 14 (3), 402–407.
dispersions based on renewable raw materials – stability studies by varia- Javni, I., Petrović, Z., 2000. Thermal stability of polyurethanes based on vegetable
tions of DMPA content and degree of neutralisation. Prog. Org. Coatings 76 (4), oils. J. Appl. Polym. Sci. 77, 1723–1734.
609–615. Xu, H., Qiu, F., Wang, Y., Wu, W., Yang, D., Guo, Q., 2012. UV-curable waterborne
Chang, C., Lu, K., 2013. Linseed-oil-based waterborne UV/air dual-cured wood polyurethane-acrylate: preparation, characterization and properties. Prog. Org.
coatings. Prog. Org. Coatings 76 (7–8), 1024–1031. Coatings 73 (1), 47–53.