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Piezoelectric Energy Harvesting Device Optimization
by Synchronous Electric Charge Extraction
ELIE LEFEUVRE,* ADRIEN BADEL, CLAUDE RICHARD AND DANIEL GUYOMAR
Laboratoire de Ge´nie Electrique et Ferroe´lectricite´, INSA de Lyon, 8 rue de la Physique, 69621 Villeurbanne Cedex, France
ABSTRACT: This article presents a nonlinear approach to optimize the power flow of
vibration-based piezoelectric energy-harvesting devices. This self-adaptive principle is based
on a particular synchronization between extraction of the electric charge produced by the
piezoelectric element and the system vibrations, which maximizes the mechanical to electrical
energy conversion. An analytical expression of the optimal power flow is derived from a
simple electromechanical model. An electronic circuit designed to perform the synchronous
charge extraction is proposed. Theoretical predictions confirmed by experimental results show
that the new principle increases the harvested power by 400% as compared with a quasilinear
impedance adaptation optimization method.
JOURNAL OF INTELLIGENT MATERIAL SYSTEMS AND STRUCTURES, Vol. 16—October 2005 865
1045-389X/05/10 000865–876 $10.00/0 DOI: 10.1177/1045389X05056859
ß 2005 Sage Publications
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866 E. LEFEUVRE ET AL.
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Piezoelectric Energy Harvesting Device Optimization 867
The piezoelectric parameters used in these expressions the beam vibration amplitude. Since electronic loads
are defined in Table 1. usually require stabilized DC voltages, an electronic
power interface is necessary to ensure the electrical
KE ¼ KPE þ KS
ð5Þ compatibility. In this field, switching-mode power
KD ¼ KPD þ KS
converters are the preferred interfaces because of their
high efficiency (Erickson and Maksimovic, 2001).
2 2 In addition to their primary voltage adaptation role,
k2 ¼ ¼ ð6Þ
KE C0 þ 2 KD C0 power converters may be controlled to maximize the
power flow.
Equation (7), defining the dynamic equilibrium of The aim of this section is to compare the maximiza-
the system, governs the displacement, u of the mass, M. tion of the harvested power in the case of the well-
The energy equation (8) is obtained by multiplying known ‘impedance adaptation’ principle with the new
both the terms of Equation (7) by the velocity and ‘synchronous electric charge extraction’ approach.
by integrating over the time variable. The externally
provided energy is distributed as the kinetic energy, the Load Impedance Adaptation
elastic energy, the mechanical losses, and the transferred
energy, as respectively defined in Table 2. The trans- The principle of load impedance adaptation consists
ferred energy corresponds to the part of mechanical of tuning the load impedance to get the higher power
energy which is converted into electrical energy. It is the flow. In the case of a linear source and load, there is
sum of the electrostatic energy stored on the piezo- only one matching impedance, which is equal to the
electric disk and the energy absorbed by the connected generator internal impedance. The linear assumption
electrical circuit, calculated in Equation (9). means in particular that the internal current source
(or voltage source) of the generator does not depend on
Mu€ ¼ F KE u V Cu_ ð7Þ the load impedance. But considering the mechanical
system of the power generator at resonance, its vibration
Z Z Z amplitude obviously depends on its inherent damping,
1 1
Fu_ dt ¼ Mu_ 2 þ KE u2 þ Cu_ 2 dt þ Vu_ dt ð8Þ and harvesting energy on a resonant system results in
2 2
increasing its inherent damping (Lesieutre et al., 2003).
Z Z Thus, the equivalent internal electric current source
1 2
Vu_ dt ¼ C0 V þ VI dt ð9Þ (or voltage source) amplitude of a piezoelectric element
2
bonded on a vibrating structure at resonance cannot
be considered as strictly independent of the power
OPTIMIZATION OF THE HARVESTED POWER absorbed by the electric load and the impedance
adaptation notion must be taken with caution in this
Optimization of the harvested power requires the case.
consideration of the global system and its environment, The power flow characteristic is determined by
from the external mechanical excitation that generates considering the electrical circuit described in Figure 3.
the vibration to the electronic load characteristics. In a This circuit rectifies the piezoelectric element alternating
first approximation, an external excitation generating voltage through a diode bridge, and a capacitor, Cr
a single-frequency vibration of the cantilever beam smoothes the DC voltage. The power flow is then
in its first flexural mode is considered. The strain of controlled by the DC–DC power converter, which may
the equivalent piezoelectric disk is assumed to be a charge, for instance, an electrochemical battery or
sinusoidal function of time. Thus, the open-circuit directly feed an electronic system.
voltage of a piezoelectric element bonded on the beam There are many different DC–DC power converter
is sinusoidal too. Its amplitude depends on the piezo- circuits, and most of them are able to achieve the
electric element material, on its dimensions, and on load impedance adaptation defined in this section.
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868 E. LEFEUVRE ET AL.
Each circuit has specific voltage (or current) adjustment since the average current flowing through Cr is null. This
capability (Erickson and Maksimovic, 2001), and the charge balance is expressed by Equation (10). Starting
choice of a particular circuit must be made in consider- from Equation (10) and considering the second piezo-
ing the requirements of the application. The DC–DC electric equation (1), the rectified voltage, VDC is
converter, represented in Figure 3, can thus be any kind expressed as a function of the displacement amplitude,
of power converter. um in Equation (11), which leads to Equation (12),
In the case of the load impedance adaptation giving the expression of the average harvested power as
technique, the DC–DC power converter average input a function of the displacement amplitude.
current is adjusted proportionally to the input voltage. Z t2
Thus, the circuit including the DC–DC converter and VDC T
I dt ¼ ð10Þ
the battery (Figure 3) can be considered equivalent to a t1 R 2
resistor, R.
Calculations presented here are based on the global R
VDC ¼ $um ð11Þ
electromechanical model presented earlier and the RC0 $ þ ð=2Þ
simplified circuit shown in Figure 4. Previous studies
on a similar vibration-based power generator showed V2DC R2
a method to track the optimal power flow using a P¼ ¼ $ 2 u2m ð12Þ
R ðRC0 $ þ ð=2ÞÞ2
switchmode DC–DC power converter (Ottman et al.,
2002, 2003), but the model presented in these studies
does not include the mechanical part of the system. 2 $ 2
Ropt ¼ and Pmax ¼ u ð13Þ
The vibrating structure is driven at resonance by an 2C0 $ 2C0 m
external force, F considered purely monochromatic. The
rectifier bridge is considered ideal and the rectified If the mechanical displacement amplitude is kept
voltage, VDC is assumed to be constant, which is a good constant whatever be the equivalent load resistance, R,
approximation if the time constant, RCr is much larger Equation (12) shows that the average power flow
than the oscillating period of the structure. When the reaches a maximum, Pmax for an optimal load resis-
absolute value of the piezoelectric element voltage, V is tance, Ropt given in Equations (13). However, if the
lower than the rectified voltage, VDC, the rectifier diodes vibration amplitude is affected by the load resistance, R,
are blocked and the outgoing piezoelectric element this expression of the optimal load resistance, Ropt may
current, I is null. In this open-circuit configuration, not be valid in certain cases.
the piezoelectric element voltage, V and the mechanical To take into account the global behavior of the
displacement, u vary proportionally. When the absolute electromechanical system, modeled in the section on
value of the piezoelectric element voltage, V reaches Electromechanical Model, the energy balance of the
the rectified voltage, VDC, the rectifier conducts and structure is considered during the half vibration period
the absolute value of V is then kept equal to VDC. The defined by instants t1 and t2 (Figure 4). Since there is
blocking of the rectifier occurs when the absolute value no variation of the elastic energy between the instants t1
of the piezoelectric element voltage starts to decrease, and t2 in steady-state operation and since the kinetic
i.e., when the displacement, u reaches its extreme values. energy is null at those instants, the external mechanical
Typical voltage and displacement waveforms are shown energy provided to the system is distributed between
in Figure 4. the mechanical losses and the electrical energy harvested
The electric charge generated by the piezoelectric (Equation (14)). At resonance, assuming that the
element during the particular half vibration period displacement remains sinusoidal, the energy balance
between the instants t1 and t2 is the integral over the (14) can be simplified, and the displacement amplitude,
time of the current, I between these instants. In steady- um can then be expressed as a function of the external
state operation, this electric charge is equal to the charge mechanical force amplitude, Fm (Equation (15)). Starting
flowing through the load, R during the same half period, from Equations (12) and (15), the average harvested
um Displacement u
I
VDC
t1 t
V VDC R
Cr t2
Figure 4. Simplified energy harvesting circuit
and corresponding voltage and displacement
Voltage V waveforms.
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Piezoelectric Energy Harvesting Device Optimization 869
power is expressed as a function of the force amplitude, load resistance to R3 or an increase in the load resis-
Fm in Equation (16). tance to R4 allows a larger vibration displacement
Z T=2 Z T=2 amplitude. Then, the power entering into the vibrating
V2 T structure increases and the average harvested power
Fu_ dt ¼ C u_ 2 dt þ DC ð14Þ
0 0 R 2 returns at maximum, but for two different load
Fm resistances, instead of one.
um ¼ ð15Þ Finally, the useful power delivered to the terminal
C$ þ 2R$2 =ðRC0 $ þ ð=2ÞÞ2 electric load may be deducted from the harvested power
V2 R2 $ 2 and from the DC–DC converter efficiency, which is
P ¼ cc ¼
R ðRC0 $ þ ð=2ÞÞ2 typically between 65 and 90%.
F2m
R1 ¼ ð17Þ
2 2C0 $
C$ þ 2R$2 =ðRC0 $ þ ð=2ÞÞ2
ð16Þ
R2 ¼ ð18Þ
2C0 $
The four roots R1, R2, R3, and R4 of @P=@R are res-
pectively given in Equations (17)–(20). If Condition (21) pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
22 C0 C$ 2 2 C0 C$
is satisfied, then R3 and R4 are complex solutions, and R3 ¼ ð19Þ
2C20 C$ 2
R2 is the only load resistance for which the harvested
average power reaches a maximum value, given in pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Equation (22). R1 is not a physical solution, of course. 22 C0 C$ þ 2 2 C0 C$
If Condition (23) is satisfied, then the system behavior R4 ¼ ð20Þ
2C20 C$ 2
changes: R2 corresponds to a local minimum of the
average harvested power and there are two optimal 2
load resistances R3 and R4, for which the average C$ ð21Þ
C0
harvested power reaches the maximum value given in
Equation (24). In this case, the maximum of the average
harvested power remains constant for a given external 2 $ F2m
Pmax ¼ ð22Þ
force amplitude, and its value is theoretically limited 2C0 ðC$ þ ð2 =C0 ÞÞ2
only by the inherent mechanical losses of the structure
modeled by the damping coefficient, C. This particular 2
C$ ð23Þ
behavior with two optimal load resistances is character- C0
istic of strongly coupled systems, such as piezoelectric
transformers (Ivensky et al., 2002). The global behavior F2m
is cleared up considering the variations of the harvested Pmax ¼ ð24Þ
8C
power as a function of the load resistance and the
coupling coefficient, shown in Figure 6.
A physical interpretation of the changing system Synchronous Electric Charge Extraction
behavior can be made considering the influence of load
resistance on damping. According to Equation (15), The input current of the DC–DC switching-mode
R2 is the load resistance value leading to the strongest power converter used for impedance adaptation in the
damping effect for any electromechanical coupling. previous section is considered as continuous since it is
In the weak electromechanical coupling domain, the modeled with an equivalent resistor. This is possible in
damping effect is also weak. Its displacement ampli- practice if the switching frequency remains much higher
tude allows the structure to receive power from the than the mechanical vibration frequency. Moreover, the
external driving force. Hence, in this domain it is power converter may include an input filter to smooth
intuitively understandable that the harvested power the current (Erickson and Maksimovic, 2001).
increases if the electromechanical coupling is Contrarily, the input behavior of the DC–DC
improved. But in the strong coupling domain, the converter used in the synchronous electric charge
R2 load induces a significant damping effect. Since extraction approach is voluntarily nonlinear. This non-
the external driving force has a constant amplitude, linear processing of the piezoelectric element electric
the power received by the structure is far lower than charge is derived from the so-called ‘SSD’ principle
that in the weak coupling domain because of the that was developed to address the structural damping
strong displacement amplitude reduction. Thus, in this problem (Richard et al., 1999, 2000). The electrical
domain the harvested power may reduce if the electro- circuit considered and the corresponding waveforms are
mechanical coupling is improved. A reduction in the represented in Figure 5. One difference with the previous
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870 E. LEFEUVRE ET AL.
I Vm Displacement u
um
DC-DC t1 t
V Vrect converter t2
Battery Figure 5. Electric circuit achieving the synchronous
electric charge extraction and corresponding dis-
Piezoelectric element Voltage V placement and voltage waveforms.
circuit (Figure 3) is the absence of an intermediate expressed in Equation (29). Assuming that the displace-
voltage smoothing capacitor on the DC side of the ment remains sinusoidal, the calculation of this energy
rectifier bridge. Another difference is that the DC–DC balance is simplified, leading to the displacement
power converter is not permanently operating, but only amplitude expression, um as a function of the external
during short time intervals, compared to the vibration force amplitude, Fm, given in Equation (30). The
period. The operation intervals are triggered on the harvested power as a function of the external
minima and maxima of the displacement, u, synchro- force amplitude, Fm, given in Equation (31) is derived
nously with the mechanical vibration. Apart from these from Equations (28) and (30). Equation (31) shows
charge extraction intervals, the DC–DC converter input that there exists a particular relation between the
is equivalent to an open-circuit and the outgoing electromechanical parameters given in Equation (32),
current, I is null. In this condition, the mechanical speed for which the harvested power reaches a maximum.
is related to the voltage derivative by Equation (25). The corresponding harvested power, Pmax is given in
Integrating this equation over the time between Equation (33).
the instants t1 and t2 leads to Equation (26), linking Z T=2 Z T=2
22 2
the voltage amplitude, Vm to the displacement ampli- Fu_ dt ¼ C u_ 2 dt þ u ð29Þ
tude, um. Hence, electric charge extraction occurs when 0 0 C0 m
the absolute value of the energy stored in the piezo- Fm
um ¼ ð30Þ
electric capacitor, C0 is the maximum. At these instants, C$ þ ð42 =C0 Þ
the charge of C0 is quasi-instantaneously transferred
2 $ F2m
to the terminal electric load through the power P¼2 ð31Þ
converter, resulting in a cancellation of the piezoelectric C0 ðC$ þ ð42 =C0 ÞÞ2
voltage, V. 2 C$
Only a few DC–DC power converter circuits are able ¼ ð32Þ
C0 4
to achieve the charge extraction described above. A
particularly well adapted circuit is presented in the F2m
Pmax ¼ ð33Þ
section on Electrical Circuits. 8C
The expression of the average power delivered by
the piezoelectric element is given in Equation (27). Comparison of Theoretical Performances
Equations (26) and (27) lead to the harvested power
expression as a function of the displacement amplitude, The comparison of energy-harvesting devices is
given in Equation (28). based on the experimental setup parameters described
in Table 3. The piezoelectric element is composed of 68
u_ ¼ C0 V_ ð25Þ
identical PZT plates bonded on each side of the beam,
near its clamped end. The electromechanical coupling
V m ¼ 2 um ð26Þ
C0 is variable by changing the number of PZT plates
1 $ connected to the electrical network. Because of their
P ¼ C0 V2m ð27Þ symmetrical disposition, all the plates are practically
2
submitted to the same mechanical solicitation on the
2 $ 2
P¼2 u ð28Þ first bending mode of the beam. Hence, it may be
C0 m considered an elementary electromechanical coupling
To take into account the mechanical damping effect relative to any of the PZT plates on this vibration mode.
induced by this energy-harvesting technique when the Parameters, and C0, given in Table 3, correspond to
system is driven at resonance by a constant amplitude all the 68 PZT plates connected together in parallel.
external force, the energy balance of the structure If r is the ratio of connected PZT plates, according
between instants t1 and t2, is considered just after each to Equations (2) the value of the capacitance blocked is
electric charge extraction. The energy provided to the equal to rC0, and the force factor is equal to r. The
system by the external force, F during this half period is other parameters are not affected. Equation (6) shows
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Piezoelectric Energy Harvesting Device Optimization 871
rffiffiffiffiffiffiffiffiffiffiffi 10
C$
kcritical ¼ ð34Þ 8
KD
6
A comparison between Equations (13) and (28) shows (1)
that for a given electromechanical setup and a constant 4
0
area inside the cycle curves. It appears that the cycle
induced by the synchronous electric charge extraction -20
technique is significantly larger than the cycle obtained
with the standard impedance adaptation technique for -40
the same mechanical displacement amplitude. -60
Figure 9 shows the power flow behavior as a function
of the coupling coefficient squared with both the -80
-2 -1.5 -1 -0.5 0 0.5 1 1.5 2
approaches, the system being driven by a constant u (mm)
amplitude external force at resonance. Both maxima have
Figure 8. Theoretical cycles of the piezoelectric voltage as a
the same value, as predicted by Equations (24) and (33). function of the displacement: (1) impedance adaptation and
But it is remarkable that the maximum corresponds (2) synchronous electric charge extraction.
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872 E. LEFEUVRE ET AL.
6
reduction of the piezoelectric material quantity required
(2) (1) to reach the maximum harvested power, comparatively
5
with the standard impedance adaptation technique,
whether the system is driven with an imposed displace-
4 ment or with a constant amplitude external force.
P (mW)
3
EXPERIMENTAL
2
Experimental Setup
1
The experimental setup, shown in Figure 11, is
0
composed of a cantilever beam clamped at one end in
0 0.005 0.01 0.015 a rigid structure. The beam is driven by an electro-
k2 magnet that may generate a periodic force. As
Figure 9. Theoretical harvested power as a function of the coupl- previously explained, the global electromechanical
ing coefficient squared in the case of a constant external coupling coefficient can be tuned by modifying the
force amplitude at resonance: (1) impedance adaptation and
(2) synchronous electric charge extraction. number of piezoelectric inserts connected in parallel
to the electronic circuit. With 68 piezoelectric inserts
bonded on the beam, the coupling coefficient squared,
1.2 k2 is variable between 0.00014 and 0.0094. The inserts
are arranged in four rows of 17 inserts, two on the top
1.1
(rows number 1 and 2) of the beam and two on
1 its bottom (rows number 3 and 4). The piezoelectric
0.9 material is P1-89 ceramic (QS-France) and the beam
0.8 material is XC75 blue steel. The dimensions of the beam
um (mm)
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Piezoelectric Energy Harvesting Device Optimization 873
Energy harvesting
device
Signal PZT insert rows
generator
PZT inserts Steel beam #1 #2
Inductive
proximity Steel beam
Electromagnet sensor
#3 #4
Rigid support
Power amplifier
Figure 11. Experimental setup and insert rows numeration.
The DC–DC power converter has not been imple- by the gate voltage, VG of the MOSFET transistor,
mented in the case of the impedance adaptation which is determined by a control circuit measuring the
principle. Actually, the power converter is not necessary rectified voltage, Vrect. When the rectified voltage Vrect
to characterize the energy-harvesting device since it can reaches a maximum, a 15-V voltage is applied on the
be replaced by a resistance, R. In this case, the harvested transistor gate. The transistor then conducts and starts
power is measured with the simplified electrical circuit, the transfer of electric charge from the piezoelectric
described in Figure 4, comprising four UF4004 diodes element to the coupled inductor, L. When the electric
and a 470 mF capacitor, Cf. charge of the piezoelectric element is completely
In the case of the synchronous electric charge extracted, the control circuit detects the cancellation
extraction principle, it is necessary to implement a of the rectified voltage and applies a null voltage on
DC–DC power converter since this nonlinear energy the transistor gate. Thus, the transistor is blocked, the
converter cannot be simulated by a passive element. The piezoelectric element returns to an open circuit, and the
DC–DC converter circuit is detailed in Figure 12. It energy stored by the coupled inductor, L is transferred
comprises four UF4004 rectifier diodes and a flyback to the storage capacitor, Cf. The next electric charge
switching mode converter. The flyback converter is extraction sequence occurs when the rectified voltage
composed of an IRFD220 MOSFET transistor, T, a reaches its next maximum, synchronously with the
Myrra 74010 coupled inductor, L, an SB540 Schottky mechanical displacement. Experimental displacement,
diode, D and a 1000 mF storage capacitor, Cf. voltages, and currents are shown in Figures 13 and 14.
The electronic load, which could be an electrochemical According to these chronograms, the piezoelectric
battery or any electronic circuit, is simulated by a element is on an open circuit during 8.3 ms, whereas
resistor, RL. The power converter operation is controlled the electric charge extraction duration is nearly 10 ms.
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874 E. LEFEUVRE ET AL.
3 100
2 80
Vrect (V)
1 60
u (mm)
40
0
20
-1
0
-2 -2 -1 0 1 2 3
0.6 x 10-5
-3
0 0.005 0.01 0.015 0.02 0.025 0.03 0.035 0.04 0.045 0.05
0.4
IL (A)
100 0.2
0
50
-0.2
V (V)
-2 -1 0 1 2 3
0 x 10-5
5
-50 4
3
ID (A)
-100 2
0 0.005 0.01 0.015 0.02 0.025 0.03 0.035 0.04 0.045 0.05 1
0
100 -1
-2 -1 0 1 2 3
80 20 x 10-5
Vrect (V)
60
10
VG (V)
40
0
20
-10
-2 -1 0 1 2 3
0
0 0.005 0.01 0.015 0.02 0.025 0.03 0.035 0.04 0.045 0.05 t (s) x 10-5
t (s) Figure 14. Experimental voltage and current waveforms during an
Figure 13. Experimental displacement and voltage waveforms electric charge extraction sequence.
obtained with the synchronous electric charge extraction technique.
10
practice, imperfections of the components restrict the
effective output voltage domain. Figure 15 shows that 8
Experimental Comparison of Performances as a function of the equivalent load resistance are in very
good agreement in the case of the impedance adaptation
The first experimental comparison between both the technique, as shown in Figure 16. The harvested power
energy-harvesting optimization approaches is made reaches 4.6 mW with a 10 k optimal load resistance
in the case of an imposed mechanical displacement, and a 2 mm displacement amplitude at 60 Hz. With
monitored with an inductive proximity sensor. The the same mechanical excitation, the available har-
experimental and predicted harvested power variations vested power, Pin reaches 17.5 mW in the case of the
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Piezoelectric Energy Harvesting Device Optimization 875
18 1.2
1.1 Theoretical
16 Pin
Experimental
(2) 1
14
0.9
Pout
12
0.8
um (mm)
P (mW)
(1)
10
0.7
8 0.6
(1)
6 0.5
Theoretical
4 0.4
Experimental (2)
2 0.3
0.2
0 0 0.005 0.01 0.015
102 103 104 105 106 107
R (Ω) k2
Figure 16. Experimental harvested power as a function of the Figure 18. Experimental displacement amplitude as a function
load resistance for a 2-mm displacement amplitude at 60 Hz: of the coupling coefficient squared with a constant external force
(1) impedance adaptation and (2) synchronous electric charge amplitude at resonance: (1) impedance adaptation and (2) synchro-
extraction. nous electric charge extraction.
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876 E. LEFEUVRE ET AL.
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