Sample Questions

1. SEBI regulates __________.

a. Mutual Funds
b. Depositories
c. Registrar & Transfer Agents
d. All of the above

2. Investment objective of a mutual fund scheme defines the broad investment charter.

a. True
b. False

3. Statement of Account is to be sent to investors within ___ days of NFO closure.

a. 3
b. 5
c. 7
d. 15

4. Within ___ days of dividend declaration, warrants will have to be sent to investors.

a. 7
b. 10
c. 15
d. 30

5. Unit holders can hold their mutual fund units in demat form.

a. True
b. False

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