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Computer Program for Analysis and Design of

Nanostructured Semiconductor Devices

l2 12
Roberto Yuj i Tanaka , , Angelo Passaro , , Nancy Mieko Abe \ Lucas Kriesel Sperotto1,2, Diogo de Moura Pedrosol,3
l2
and Gustavo Soares Vieira ,
'Applied Physics Division, Instituto de Estudos Avanyados - IEAv, Sao Jose dos Campos, Brazil
2
Space Science and Technology Graduate Program, Instituto Tecnol6gico de Aeromiutica - ITA, Sao Jose dos Campos, Brazil
3Faculty of Engineering, Universidade Estadual Paulista - UNESP, GuaratingueUl, Brazil
roberto@ieav.cta.br, angelo@ieav.cta.br

Abstract-This work presents the recent improvements in a consistent Poisson-SchrOdinger equation using the Finite
computer program created to assist the design and analysis of Element Method (FEM) [9]-[10].
quantum well, wire, and dot nanostructured semiconductor­
based devices. The list of added features includes the calculation The tool has already been used in some previous works
of heavy hole, light hole and split-off energy bands, dark current, such as an optimization of multiple quantum well with the
photocurrent, and absorption spectrum. Additionally, the genetic algorithm [11] and a study of a magnetic field induced
computer program allows self-consistent computation and can 'memory effect' in a weakly coupled multi-quantum well
take into account the energy band non-parabolic effects in the structure [12].
effective mass approximation.
In this work, the improvements implemented in this
Keywords-quantum wells; quantum dots; finite element
program regarding the previous one [8] are describe. The new
methods; nanotechnology; computer aided engineering; software features include the calculation of heavy hole, light hole and
development. split-off energy bands, dark current, photocurrent, and
absorption spectrum, effective mass dependent of energy in
order to take into account the energy band non-parabolic
I. INTRODUCTION
effects [13]. Concerning the self-consistent Poisson­
Nowadays, several electronics devices employ Schrodinger calculation convergence, a new technique was
semiconductor quantum wells (QW), quantum wires, and adopted and presents a very good performance mainly in the
quantum dots (QD) nanostructures. These nanostructures are study of complex devices. We also present some results
being used in devices such as infrared sensors [1], lasers [2], obtained with the new computational tool compared to
and solar cells [3]. There is a large number of recent experimental data.
publications regarding the solar cells with focus on using
quantum wells and dots to enhance efficiency of photovoltaic
II. THE COMPUTER CODE
devices with intermediate band [4], a promising concept that
could lead, in the future, to a compact, radiation hard, high The computer code presented in this work is part of an
efficient solar cells [5]. Infrared photodetectors based on effort to develop a multiphysics computer program, named
quantum wells are already being used, with success, in space LEVSOFT [6]-[9]. The module developed for the analysis of
environment [6]. But, at present, a great attention is given to quantum wells based nanostructures is named QWS, presently
QD infrared detectors, which present some theoretical in version 4.5.
advantages over the QW based devices, such as absorption The QWS is a cross-platform program written in object
indifferent to incident direction of light and lower dark currents oriented C++ language. The Qt library [14] is used to build its
due to the tridimensional confinement of the electron graphical user interface. The core of the program that build and
wavefunction [7]. solve the eigenvalue problem using the FEM, presented in the
In this context, a computational tool has been developed Mathematical Formulation section, was constructed using the
intended to aid the design and analysis of devices based on sdk-Ievsoft library also developed in lEAv.
quantum wells, wires and dots [8]. The tool allows solving the QWS allows the defmition of the parameters of a QW, such
governing equations of the phenomena involved in the study of as, the thickness and the sequence of the material layers that
these kinds of semiconductor nanostructures and computing compound the device, and it computes both the effective mass
some parameters such as dark current, photocurrent and and the potential of confmement of the conduction band of
absorbance. These characteristics are dependent on a fme each layer. The parameters necessary to compute material
adjustment of both the material composition and thickness of properties, including ternary and quaternary alloys were
each layer that compound the detector structure. The tool obtained from [15]. Alternatively, users can enter their own
employs the effective mass approximation and solve the self- parameters. QWS allows computing a set of eigenenergies and

This work has been supported by INCT-DISSE, by CNPq/AEB , grant n.


559908/2010-5, and by CNPq, grants 310578/2012-4 (AP), 310509/2012-2
(GSV), 381329/2011-9 (LKS), and 180248/2012-0 (DMP).

978-1-4799-1397-8/13/$31.00 ©2013 IEEE


eigenstates associated to the QW and computing the oscillator model by rotating the planar model around the axis. This
strain, the probability of absorbing incident radiation between module will allow the user create these nanostructures and
two energy levels of the QW. The QWS graphical user analyze the results in a way analogous to the QWS. In the near
interface, Fig. 1, was remodeled in order to accommodate the future, the QWS will be linked to this new module.
new features and also to make easier the user interaction with
The calculation core of QWS utilize the effective mass
the program. Fig. 2 shows the self-consistent result window of
approximation, one of the most used methods in semiconductor
a single quantum well device with applied bias.
physics to describe the electron and hole behavior in crystalline
As mentioned before, the heavy hole, light hole and split­ solids [15]. For energies of states near the bottom of the
off hole energy bands computation were added to the QWS conduction band or near the top of the valence band, the
features. effective mass is approximated by a scalar m* given by [15]:
The absorbance spectrum was implemented according to
[16]:
m
'
=
[ ] -I
2
n2 d E
de
(3)

where E
is the energy and k is the wave vector. In some
problems, such as the absorbance in quantum well
photodetectors, it is necessary to calculate states whose
where <l> =
(E". -E" -nO))2 +r2 ' n and n' are the ground state
energies are in the region where the parabolic approximation is
no longer valid. In this case, a correction in the effective mass
and the last confined state index, respectively, is the Fermi EF is needed in order to take into account the non-parabolicity of
energy, En
is the n-th energy state value, ks is the Boltzmann's the energy band. This will be further described in the following
section.

-
constant, T is the temperature, n is the reduced Planck constant,
(j) is the angular frequency, 11 is the material refraction index, r

is the half-width at half-maximum (HWHM) of a normalized t:-:-:- .... Chal'll' Distribution Electron

I
( l//"in"V
Lorentzian andfnn' is the oscillator strength (2) given by:

/,,,,
=

m rna, (�_ E ) f
II 1/' n
1//".
J
2
(2)
_n�tL_.� �
...., . ...
, -lOII . '_

·- JCl,O A.

� QWSv45· E:JTesVC�Ie1 c;;;:)"'� Convergence

]_ Pj
___
File Tools Resutn Options Help

""""'CO",U" SUb-bands

� SiZ.e(.A,)

.B
otenl al Doping Dopant Bind. EnectiVe �Electron Heavynole
0' La�er!.4alerial
Eneror{eV) Conc.(cm-3) Eneroy(eV) Mass

l lA1o�3411)'\S 0 Loghthole Split off


300 0 262365 0 0 0,090· ·

:;! 2 GaAs LJ
. �Electron nonilar.lbolceffect;;.temass
200 () le�18 0.004 0.066

3A1oJOG�oor'S 0.262365 0 0 0.090 . Operation Parameters

-
EJectn::field H"'
OOO
...--- v, =

TelTlleratureO

PeI'iodicStnJcture

��urrberofperiQ.ds 1C----"
Fig. 2. QWS self-consistent calculation graphical user interface.

tl

.
D III. MATHEMATICAL FORMULATIONS
� P.ojectloadotd:E:/To:stfC el Harr*oman expanSlOfl
Using the effective mass approximation, the confmed states
@ Ft1it1! element method
FilteElementOptions
in nanostructured semiconductors could be calculated solving
SWerOptJ OOs the time-independent SchrOdinger equation, given by:
I $chrodilger/PoQan Sefton_tntOptions I

(4)
Fig. 1. QWS main graphical user interface.
where, V is the potential, 1// is the wavefunction, m
o
is the
Dark current [17] and photocurrent calculations were also
added to QWS. It is possible to evaluate the dark current electron rest mass and m'(r,E) is the effective mass
components due to the thermionic emission [18], the thermally dependent of energy, given by [13]:
assisted tunneling [19] and the sequential tunneling [18]. The
photocurrent was modeled following [20].
'(r,E)- '(r {l- [(V(r)-E)]
'L Eg{r)
A quantum wire and quantum dot module is under
m -m
] (5)
development. The first structure is modeled with 2D-planar
FEM and the other with a 2D-axial FEM, generating a 3D
�: VT in,V{NT Y V{NT }dQT �T Y
where Eg is the band gap of the semiconductor material that is
dependent of the nonparabolicity parameter y, calculated by: +

2m ET
mo g

(6) V T fnr {NT Y {NT }dQT �T Y


+

(10)

Changing the non-parabolic effective mass (5) in (4) and


= L {NT Y {NT }dQT�T Y
E
y
applying the fIrst-order Taylor series expansion in the
+ �fi2 i V{NT Y V{NT }dQT �T Y
[( (r)- )]
1- V
E
-I
n'
Eg(r)
expression [ ] results: 2m m o ET
g

Here T, { . }, and { . } T denote a transpose, a row vector,


and a colunm vector, respectively. Equation (10) could be

_ �
2
V{ m
.
1
(r )mo
( 1+
[(V(r) )] VIj/(r
-
Eg r ()
E
) )} (7)
written in matrix format given by:

V(r};I(r) Ij/(r)
+
(11)
= E

where
Manipulating algebraically the terms in (7) results (8). In
this work, the FEM is used to solve (8).

The dependent variables and, when necessary, theirs


derivatives are calculated in the nodal points which, in the
simplest case, fall together with the element vertices. For
Schrodinger equation, the dependent variable is the wave IV. RESULTS
function. Inside each element, T , the wave function is
expanded in terms of a set of base functions, N;: In this section, three cases will be used to evaluate the
precision and accuracy of the implementation of the non­
parabolic effect in QWS. The fIrst one from an article
Ij/' IN'; Ij/'; ,
=

i=!
(9)
published in the Phys. Rev. B [13] that shows the effect of non­
parabolicity on quantum wells. The well is formed by GaAs,
200 A width, and the barriers, by Alo.37Gao.63As. The non­
where np is the number of nodal points of the element and Ij/; p
parabolicity arameter, given in this article for GaAs is
4.9xlO-19 m . For other materials and alloys the non­
is the wave function value calculated in each nodal point. In parabolicity parameter could be obtained, from GaAs value, by
this work, it is assumed that the effective mass and the the rational expression [l3]:
potential are constant inside of a fmite element, but their values
can change from one element to another.
Applying the Method of Weighted Residuals in (8) and (12)
next, the Galerkin method, in which the weight functions, P"
are chosen to be the same as the interpolating functions used to
describe the state variables ( P,'
element:
) results, for each =
N; ' The other case is a quantum well structure designed with
the QWS for a infrared sensor to detect electromagnetic
radiation with wavelength of 9.3 f.lm. This structure was grown
and processed by laboratories of !NCT-DISSE. It is composed
by GaAs wells, 56.5 A width, and barriers of Alo2osGao795As,
300 A width. The computational absorbance spectrum (1) will
be compared with the experimental one. The last case is of
Ino.s3Gao.47As / Alo.52Ino.48As.
A. Case One peak is in 9.3 /lm. The peak for the experimental absorbance
The first case is a quantum well structure of GaAsl spectrum is in 9.8 /lm. This structure was originally designed
Alo.37Gao.63As with well width of 200 A. The energy values of without considering the non-parabolic effect. The Figs. 4 and 5
confmed states with and without the effective mass correction shows the QWS graphical user interface for the dark and
due to band energy non-parabolicity and the correspondent photocurrent simulation. These calculations were done
s
values that are presented in [13] are shown in Tab. I. considering a Si n-type dopping in the well region of 1.0xl0l
3
cm- • For the photocurrent, an extern electric field of 9,000
VIcm was considered. These results are in good agreement
TABLE I. ENERGY VALUES OF THE FIRST FIVE STATES IN THE QW. with the experimental measurements, but the computation
State Parabolic (eY) Non-parabolic (eY) Ref[13] (eV)
depends on empiric parameters such as electron mobility.
EI 0.01039 0.01055 0.01055
E2 0.04154 0.04116 0.04111
•.
1

E3 0.09322 0.08886 0.08882 : --.-...


_s...,-o.I_-...

E4
.,.......,,--,
0.16463 0.14920 0.14974
E5 0.25260 0.21672 0.21893

The energy values calculated considering the non­


parabolicity are in accordance with the energy values presented
in [13]. The second column of Tab. I contains the energy
values calculated by QWS without the correction of non­ �--

parabolicity. Comparing these values with the corresponding 111--.......

values in the third column it is seen that for the first and second �-­
-

states energy values are less affected by the correction as


predicted by theory because they are closer to the bottom of the ...
conduction band. For the others states the non-parabolicity
effect become stronger as the states deviate from the Fig. 4. QWS dark current calculation graphical user interface.
conduction band minimum, as stated by theory [13].

B. Case Two
The second case is a quantum well structure of GaAsl 1_ ... -
_ ....'... "

AiO.205Gao.795As with well width of 56.5 A. The experimental


;; .
absorbance spectrum (continuous line) and calculated I '
absorbance spectrum (dashed line) for this structure are J�
presented in Fig. 3. It was designed with QWS to detect
infrared range radiation with wavelength of 9.3 /lm.
1,50 ---_101
_r_r
- --. »

1,25
Fig. 5. QWS photocurrent calculation graphical user interface.

== 1,00

� C. Case Three
...
'-' 0,75
=
'" The third case is a quantum well structure of Ino.53Gao.47As
.Q
I..
0
(m*=0.0430; r1.1894xlO-19) I Alo.52Ino.4s As (m*=0.0772;
'" 0,50
.Q y=3.6963xl0-1 ) with well width of 30 A. The experimental
...::
absorbance spectrum and the calculated one using both one
0,25
well and four wells for this structure are presented in Fig. 6. A
0,00
good agreement is obtained, but only if the non-parabolic
effective mass is considered.
4 5 6 7 8 9 10 11 12

Wavelength (�m)
V. CONCLUSION

Fig. 3. Calculated (dashed lines) and experimental (solid line) absorbance The effective mass approximation is one of the most
spectra. employed method to describe the electrons and hole behavior
in semiconductor materials. Usually the parabolic model is
The dashed line with plus sign represents the absorbance used to approximate the energy-momentum dispersion inside
spectrum calculated with oscillator strength and wave functions the crystal. However this fitting is only valid when the states
with the non-parabolic effect in effective mass. The other are near to the maximum of valence band top and the minimum
dashed curve represents the absorption spectrum calculated of the conduction band bottom. For other states it is necessary
without the non-parabolic effect in effective mass, which curve
to add a correction into the effective mass to get the right mUltiple quantum well photodiode, " Applied Physics Letters, vol. 101,
no. 5, p. 052107, 2012.
values of energies. The inclusion of the non-parabolicity
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and optical performances of mUltiple quantum well transistor lasers, "
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[3] M. P. Lumb, M. K. Yakes, M. Gonzalez, I. Vurgaftman, C. G. Bailey, R.
measurable parameters of these devices. Hoheisel, and R. J. Walters, "Double quantum-well tunnel junctions
with high peak tunnel currents and low absorption for InP multi-junction
solar cells, " Applied Physics Letters, vol. 100, no. 21, p. 213907, 2012.
[4] A. Luque and A. Marti, "Increasing the Efficiency of Ideal Solar Cells
by Photon Induced Transitions at Intermediate Levels, " PhYSical Review
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-F Letters, vol. 78, no. 26, pp. 5014-5017, Jun. 1997.

[5] A. Luque and A. Marti, "The intennediate band solar cell: progress
� toward the realization of an attractive concept., " Advanced materials
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� 0.6 -+--+----;4ffi----1
rl+--+--+---+----1----1
OJ [6] D. Z.-Y. Ting, C. J. Hill, A. Soibel, S. A. Keo, J. M. Mumolo, 1.
'"
= Nguyen, and S. D. Gunapala, "A high-performance long wavelength
eo
.J:i superlattice complementary barrier infrared detector, " Applied Physics
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� 0.4 --+----+--t--+-----1
-+----+--#-#-t-----1<.- Letters, vol. 95, no. 2, p. 023508, 2009.
.J:i
< [7] P. Martyniuk and A. Rogalski, "Quantum-dot infrared photodetectors:
Status and outlook, " Progress in Quantum Electronics, vol. 32, no. 3-4,
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[8] R. Y. Tanaka, A. Passaro, N. M. Abe, 1. M. Villas-Boas, G. S. Vieira,
and S. Stephany, "Software tools for the design and analysis of quantum
well, quantum wire and quantum dot devices, " in 2007 SBMOIIEEE
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2 4 6 8 10
Wavelength (11m) [9] L. R. Ram-Mohan, Finite element and boundary element applications in
quantum mechanics, no. 5. Oxford [England]; New York: Oxford
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Fig. 6. Calculated and experimental absorbance spectra for the
[10] A. C. J. Paes, N. M. Abe, V. A. Serrao, and A. Passaro, "Simulations of
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[II] A. Passaro, R. Y. Tanaka, A. Muraro, G. S. Vieira, and N. M. Abe,
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experimental and computational absorbance curve of a pp. 2759-2762, Aug. 2010.
quantum well nanostructure designed originally with QWS [12] W. H. M. Feu, 1. M. Villas-Boas, L. a Cury, P. S. S. Guimaraes, G. S.
without the non-parabolicity correction. The peak of Vieira, R. Y. Tanaka, A. Passaro, M. P. Pires, S. M. Landi, and P. L.
Souza, "Current bistability in a weakly coupled multi-quantum well
experimental absorbance spectrum, in 9.8 /lm, differs from the
structure: a magnetic field induced 'memory effect', " Journal of Physics
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