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Clinical Practice in Pediatric Psychology © 2016 American Psychological Association

2016, Vol. 4, No. 1, 1–10 2169-4826/16/$12.00 http://dx.doi.org/10.1037/cpp0000131

Co-Occurring Autism and Intellectual Disability:


A Treatment for Encopresis Using a Behavioral Intervention
Plus Laxative Across Settings

Michael I. Axelrod Mary Tornehl


University of Wisconsin-Eau Claire Eau Claire, Wisconsin

Angela Fontanini-Axelrod
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Eau Claire Area School District, Eau Claire, Wisconsin


This document is copyrighted by the American Psychological Association or one of its allied publishers.

The current study investigated the effects of a behavioral intervention plus laxative
therapy for 2 adolescents with Autism Spectrum Disorder (ASD), Intellectual Disability
(ID), and chronic histories of constipation and frequent fecal accidents. The treatment
consisted of regularly scheduled toilet sits, an incentive system for bowel movements
in the toilet, and a cleanup procedure for fecal accidents, plus a laxative. The behavioral
intervention was implemented at home by each participant’s parents and at school by
educational staff. A multiple baseline design across participants was used to evaluate
the effects of the treatment on participants’ frequency of soiling, frequency of success-
ful bowel movements in the toilet, and successful self-initiated bowel movement in the
toilet. The treatment resulted in improvements in both participants’ fecal incontinence.
Specifically, both participants achieved full fecal continence after 9 and 10 weeks
respectively. Moreover, treatment gains were maintained following the withdrawal of
the behavioral intervention and laxative. Results indicate that a behavioral intervention
implemented across settings and laxative therapy can have a profound effect on the
encopresis of adolescents with co-occurring ASD and ID.

Keywords: across settings, autism, behavioral intervention, encopresis, intellectual


disability

Encopresis affects between 1.5 and 7.5% of all encopresis when sampling a psychiatrically re-
children and adolescents (Axelrod et al., 2015). ferred group from the United States. However,
Encopresis and constipation make up between 3% Mattila and colleagues (2010), using a community
and 5% of primary care referrals, 3% to 6% of sample from Finland, and Simonoff and col-
pediatric psychiatry referrals, and 30% of pediat- leagues (2008), using a community sample from
ric gastroenterology referrals (Culbert & Banez, the United Kingdom, found that approximately
2007; Hardy, 2009; Loening-Baucke, 1993). 7% of children with ASD also had encopresis.
However, there is some variability in the reported Finally, Radford and Anderson (2003) reported in
prevalence of encopresis and Autism Spectrum their clinical experience that between 10 and 20%
Disorder (ASD). Joshi and colleagues (2010) of preschool children with Autism had concomi-
found that 22% of children with ASD also had tant encopresis. Unlike encopresis and ASD, re-
search on the prevalence of encopresis and Intel-
lectual Disability (ID) is sparse (Grey & McClean,
2007). von Wendt, Similä, Niskanen, and Järvelin
This article was published Online First February 11, 2016. (1990), using a small sample of children with ID
Michael I. Axelrod, Human Development Center, University
of Wisconsin-Eau Claire; Mary Tornehl, Eau Claire, Wisconsin; from Finland, reported that approximately 30%
Angela Fontanini-Axelrod, School Psychology and Social Work, had encopresis at age 7. Other research has found
Eau Claire Area School District, Eau Claire, Wisconsin. that low IQ (e.g., below 70) might be associated
Correspondence concerning this article should be addressed
to Michael I. Axelrod, Human Development Center, Univer-
with co-occurring encopresis underscoring the im-
sity of Wisconsin-Eau Claire, 105 Garfield Avenue, HSS 160, portance of identifying effective treatment options
Eau Claire, WI 54702-4004. E-mail: axelromi@uwec.edu (see Matson & LoVullo, 2009).
1
2 AXELROD, TORNEHL, AND FONTANINI-AXELROD

Interventions consisting of medical and be- highly effective but cautioned against general-
havioral components are most effective for the izing the results. Problems such as the use of
treatment of retentive encopresis (RE). In their AB designs (i.e., baseline—treatment) and
exhaustive review of the RE treatment litera- treatment implementation in a single setting
ture, McGrath, Mellon, and Murphy (2000), (e.g., home, residential facility) plague the lit-
using Chambless criteria standards, concluded erature. Furthermore, the treatment length of the
that a treatment combination of behavioral and reviewed studies tended to be exceptionally
medical intervention (e.g., scheduled toilet sits, long (e.g., 128 weeks).
rewards for successful bowel movements in the Unfortunately, controlled research investigat-
toilet, initial disimpaction of the colon, laxative) ing interventions for children with ASD who
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

was probably efficacious (i.e., a treatment dem- have RE is nonexistent. Neither randomized
This document is copyrighted by the American Psychological Association or one of its allied publishers.

onstrating efficacy through having two studies controlled trials nor examples of single case
show significant differences between the treat- experimental design studies are found in the
ment and a waitlist control group; Chambless et literature. Matson (1977), in a case report, de-
al., 1997). According to McGrath et al. (2000), scribed using a simple correction procedure in-
comprehensive medical interventions that failed volving cleaning up fecal accidents to decrease
to include behavioral components did not meet the frequency of fecal accidents of an adoles-
Chambless criteria for an efficacy category (i.e., cent male with ASD. In another case report,
well-established, probably efficacious, promis- Dalrymple and Angrist (1988) employed a com-
ing). More recently, Brazzelli, Griffiths, Cody, prehensive toilet training intervention (e.g.,
and Tappin (2011) concluded in their review of scheduled toilet sits, shaping appropriate toilet-
the literature that behavioral interventions plus ing behavior with reinforcement, positive prac-
laxative therapy are more effective at improving tice, and an incentive system for the absence of
fecal incontinence associated with RE than lax- fecal accidents) plus mineral oil to increase
ative therapy alone. As an example, Borowitz, bowel movements in the toilet and decrease
Cox, Sutphen, and Kovatchev (2002) randomly fecal accidents of an adolescent female with
assigned children to one of three groups: inten- ASD, ID, and RE. There is an obvious need to
sive medical intervention, biofeedback, or en- evaluate RE treatment protocols for individuals
hanced toilet training involving scheduled toilet with ASD.
sits and individualized incentive programs plus Fortunately, research on toileting training in-
medical intervention. All three groups signifi- dividuals with ASD or ID, coupled with evi-
cantly decreased fecal accidents, and increased dence for the effectiveness of behavioral plus
bowel movements in the toilet and self-initiated medical interventions for RE, provides some
toileting over the course of 3, 6, and 12 months guidance when considering treatment options.
of treatment. However, improvement rates were Procedures relying on positive reinforcement
higher for the enhanced toilet training plus med- (e.g., incentives for bowel movements in the
ical intervention group. Furthermore, children toilet) and prompting are common to toilet
in the enhanced toilet training plus medical in- training protocols for children with ASD or ID
tervention group obtained these results in less (Kroeger & Sorensen-Burnworth, 2009; Matson
time using fewer laxatives. This last point is & LoVullo, 2009). For example, Azrin and
perhaps most important, as children presenting Foxx (1971) and, more recently, Cicero and
with chronic constipation and RE are often on Pfadt (2002) showed that rewarding successful
laxatives for months to years especially when elimination during the toilet training process
the laxative is used for maintenance (Pashankar, could lead to rapid success for individuals with
2005). ASD or ID. These findings should not come as
Research on treating encopresis for children a surprise, as interventions that rely on princi-
with ID is also positive. In their review of the ples of applied behavior analysis (e.g., positive
literature, Lancioni, O’Reilly, and Basili (2001) reinforcement) have been successfully used to
found that treatments incorporating scheduled improve the general behavior and enhance skills
toilet sits, rewards for bowel movements in the of children with ASD or ID, as well as nonde-
toilet, and consequences for fecal accidents velopmentally disabled children (see Alberto &
(e.g., clean up, delayed time-out) coupled, in Troutman, 2013). Consequently, behavioral ap-
most instances, with medical intervention, were proaches applied to the treatment of RE for
AUTISM, INTELLECTUAL DISABILITY, AND ENCOPRESIS 3

children with ASD or ID has both empirical and scheduled toilet sits. The intervention and data
theoretical support. collection were implemented at home by the
The current study was an attempt to extend boy’s grandmother and by staff at school. How-
the literature on the treatment of RE to individ- ever, most studies either indicated the proce-
uals with co-occurring ASD and ID. Specifi- dures occurred at home or failed to report a
cally, this study investigated the effects of a specific location for the intervention and data
standard RE treatment protocol for two adoles- collection. Given RE is likely to present in both
cents with co-occurring ASD and ID, and his- settings (see Christopherson & Friman, 2004),
tories of chronic constipation and frequent fecal research investigating treatment procedures
accidents. Treatment consisted of a behavioral across those settings is important.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

toilet training protocol involving regularly


This document is copyrighted by the American Psychological Association or one of its allied publishers.

scheduled toilet sits, an incentive system for Method


bowel movements in the toilet, a cleanup pro-
cedure for fecal accidents, and a commonly Participants and Setting
used laxative. The study attempted to establish
empirical evidence for the treatment of RE for Participants included two adolescent boys re-
children with co-occurring ASD and ID. Unfor- ferred to an outpatient psychology clinic be-
tunately, investigations of interventions for chil- cause of histories of encopresis with constipa-
dren with co-occurring ASD and ID who have tion and incontinence overflow. A primary care
RE are nonexistent. The population of children physician referred both participants following a
with ASD or ID clearly differs from their peers physical examination that ruled out any under-
without ASD regarding toileting and toilet lying diseases or medical conditions that might
training. As Radford and Anderson (2003) point have been responsible for the fecal accidents
out, children with ASD are more likely to ex- (e.g., spinal cord abnormalities, motility disor-
perience problems associated with recognizing ders such as Hirsprung’s Disease). Interviews
the physiological signs related to feeling the and physical examinations indicated positive
urge to defecate, the motor and communication histories of chronic constipation. Both partici-
skills necessary for successful toilet training, pants had been previously treated with laxa-
and social awareness (e.g., understanding when tives, enemas, and a toilet training protocol that
and where it is appropriate to have a bowel included self-initiated toileting attempts and re-
movement). Compounding the problem, enco- wards for successful bowel movements in the
presis can be a very difficult problem to treat. toilet, but these treatments failed to produce
For example, Arndorfer, Allen, and Aljazireh positive effects. Consequently, the referring
(1999) found that pediatricians reported enco- physician recommended the families seek ser-
presis to be one of the most challenging referral vices at the psychology clinic.
concerns seen in practice behind only disruptive Dale was 13 years old at the time of the
behavior and attention-deficit/hyperactivity dis- study. His biological parents reported Dale had
order. Taken altogether, identifying effective never successfully had a bowel movement in the
treatments for children with co-occurring ASD toilet. According to his father, Dale had be-
and ID who are experiencing RE is important. tween one and three fecal accidents at home or
The study also addressed the implementation school per day. Rodney was 14 years old at the
of the toilet training components of the treat- time of the study. His biological parents re-
ment across settings and outcome data (i.e., ported that Rodney was successfully toilet
frequency of soiling accidents, frequency of trained at approximately 42 months of age but
successful bowel movements in the toilet, per- currently experiencing frequent (i.e., 1–3 per
centage of successful self-initiated bowel move- day) fecal accidents primarily at school and at
ments in the toilet) were collected both at home home on weekends. Dale and Rodney qualified
and school. In our review of the literature, few for a diagnosis of Autism based on state De-
studies reported implementing the treatment partment of Education eligibility criteria. Ac-
and data collection procedures across settings. cording to school records, Dale and Rodney’s
For example, Boles, Roberts, and Vernberg cognitive functioning, measured by a standard-
(2008) successfully treated the nonretentive en- ized intelligence test, were significantly below
copresis of a 10-year-old boy by rewarding average (i.e., IQ below 65) when compared with
4 AXELROD, TORNEHL, AND FONTANINI-AXELROD

same-aged peers and both participants met eli- The percentage of successful self-initiated
gibility criteria for ID. bowel movements in the toilet was calculated
Parent interviews and review of records indi- by dividing the number of successful self-
cated that neither participant experienced night- initiated bowel movements in the toilet by the
time fecal, or diurinal or nocturnal urinary in- total number of successful bowel movements in
continence. Parent interviews suggested both the toilet and multiplying by 100. Parents,
participants were able to comprehend and fol- teachers, and para-educators served as data col-
low multistep instructions related to toileting lectors. Each received a 15-min training on data
(e.g., “go to the bathroom, close the door, try to collection procedures by the first author includ-
poop, wash your hands when done”). Further- ing definitions and use of data collection forms.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

more, both participants could manage toileting Vignettes of various scenarios were used to
This document is copyrighted by the American Psychological Association or one of its allied publishers.

tasks (e.g., buttoning and unbuttoning pants, ensure data collectors understood the proce-
wiping self, adequately washing hands) inde- dures and used the data collection forms cor-
pendently. Finally, both participants were Cau- rectly. After reviewing the vignettes, data col-
casian and spoke standard English as their pri- lectors were required to obtain a 100% correct
mary language. on the data collection forms before the interven-
The intervention took place at the partici- tion could begin.
pants’ home and school. Participants had a pri-
mary bathroom in their respective homes used Procedures
for most toileting events. Bathrooms were ar-
ranged to include resources should a fecal acci- Participants were referred to the outpatient
dent occur (e.g., washcloth, soap, plastic bag for psychology clinic following a consultation with
soiled clothing) and moist flushable wipes. Dale their primary care physician. The first author
and Rodney attended two different middle began by obtaining signed informed consent
schools in a medium-sized metropolitan area in from both participants’ parents and signed per-
the upper Midwest. They were each placed in a mission to consult with both participants’
special education class for students with disabil- schools. The first author then conducted a clin-
ities and spent approximately 75% of their day
ical interview with parents that included general
in the same classroom and with the same teach-
background information (e.g., primary referral
er. A certified special education teacher and
concerns, previous attempts at intervention),
para-educator staffed each classroom. There
complete histories (e.g., medical, developmen-
was a private bathroom within 15 feet of each
classroom. The private bathrooms each had a tal, educational, psychiatric), and current toilet-
standard toilet and sink. Because of Dale’s short ing routines. Parents were told of the interven-
stature, small stepstools were placed in his tion protocol and then provided the option to
home and school bathrooms. forgo the collection of baseline data to imme-
diately begin treatment. Both participants’ par-
Measures ents agreed to collect baseline data. Participants
were brought to the clinic for the second ap-
The dependent variables for analysis were pointment. The first author described the inter-
frequency of soiling accidents, frequency of vention protocol to participants and discussed
successful bowel movements in the toilet, and data collection procedures with parents. In be-
percentage of successful self-initiated bowel tween participants’ first and second clinic visits,
movements in the toilet. A soiling accident was the first author met with relevant school staff
recorded when fecal matter was noted in the (e.g., classroom teachers, para-educators,
child’s underwear or pants, or anywhere other school administrators) to discuss the interven-
than the toilet (e.g., bed, floor). A successful tion protocol and data collection procedures.
bowel movement in the toilet was recorded Parents and school staff were provided with an
when fecal matter was eliminated into the toilet. intervention protocol checklist that described, in
A successful self-initiated bowel movement in detail, all elements of the intervention’s proce-
the toilet was recorded when the participant dures. The first author assessed understanding
eliminated fecal matter into the toilet without an by asking questions about the intervention pro-
adult prompt or not during a scheduled toilet sit. tocol.
AUTISM, INTELLECTUAL DISABILITY, AND ENCOPRESIS 5

Baseline. The referring primary care physi- and school staff were asked to identify small
cian recommended both participants take mag- toys (e.g., metal cars, action figures) and activ-
nesium hydroxide (i.e., Milk of Magnesia) daily ities (e.g., 10 minutes playing games on a tablet,
at bedtime in an attempt to disimpact the colon 10 minutes shooting baskets in the gym) that
and establish regularity of bowel movements. participants found enjoyable. Each item or ac-
Parents and school staff were instructed to tivity was given a corresponding number. Num-
change nothing with regard to the treatment of bers were written on small slips of paper and
both participants’ RE. Data collection proce- placed in a jar. Participants picked a slip of
dures (i.e., weekly charts indicating fecal acci- paper out of the jar immediately following a
dents, successful bowel movements in the toi- successful bowel movement in the toilet. If a
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

let) were introduced during baseline. Parents fecal accident occurred at home, the participant
This document is copyrighted by the American Psychological Association or one of its allied publishers.

and school staff were directed to conduct pants- was required to go to the bathroom, take off the
checks at predetermined 30-min intervals across soiled clothing and clean soiled skin with dis-
the day to assess for fecal accidents. posable wipe, put clean clothing on, wash the
Toilet training plus laxative. The toilet soiled clothing by hand in the sink for 5 min-
training protocol used in this study consisted of utes, and ask a parent to help finish cleaning the
four components: regularly scheduled toilet sits, clothes in the washer and drier. If a fecal acci-
a reward system for successful bowel move- dent occurred at school, the participant was
ments in the toilet, a cleanup procedure for fecal required to get a change of clothing, go to the
accidents, and a laxative. Brief toilet sits of 2 bathroom, take off the soiled clothing and clean
minutes were scheduled for every 15 minutes soiled skin with disposable wipe, put clean
the participant was awake beginning approxi- clothing on, and bring the soiled clothing home
mately 10 minutes after waking in the morning in a plastic bag to wash in the sink for 5 minutes
and ending approximately 10 minutes before and then put in the washer and report to a
turning the bedroom light off for bedtime. Par- parent. Parents and school staff were instructed
ents and school staff were instructed to indicate to repeat instructions to participants should be-
to participants that it was time to use the bath- havior problems (e.g., noncompliance) occur
room, guide them to the bathroom door at home during toilet sits and cleanup procedures, and
or school, and provide brief praise statements then use disciplinary procedures consistent with
for compliance (e.g., “thank you for listening,” each setting (e.g., time-out from reinforcement,
“good job going to the bathroom”). Parents set loss of privileges) if problems persisted. Parents
a timer for 2 minutes, and knocked on the and school staff reported participants were gen-
bathroom and stated that the toilet sit ended erally compliant with all requests and disciplin-
when the timer sounded. School staff also set a ary procedures were not needed during the
timer for 2 minutes and knocked on the bath- study.
room door when the timer sounded. Participants Following consultation with the participants’
were instructed to sit on the toilet until either the primary care physician, a recommendation was
timer sounded at home or the teacher indicated made for participants to take 17 g of polyethyl-
that the toilet sit was over when at school, pull ene glycol 3350 (i.e., MiraLAX) every morning
up their underwear and pants, state to their as maintenance therapy and discontinued use of
parent or teacher whether they had successfully the magnesium hydroxide. Parents were in-
had a bowel movement in the toilet, wash structed to mix the polyethylene glycol 3350
hands, and open the bathroom door at which powder with a large glassful of water. Parents
time the parent or teacher would confirm a and participants were instructed to be sure the
bowel movement occurred in the toilet and re- polyethylene glycol 3350 was taken following
cord the stool’s size and consistency. breakfast. Parents and school staff continued
For the condition’s reward component, the conducting pants-checks at predetermined 30-
first author, in collaboration with parents and min intervals across the day.
school staff, developed individualized reward Follow-up. All components of the inter-
systems for successful bowel movements in the vention including daily doses of polyethylene
toilet. Specifically, Dale and Rodney earned glycol and scheduled toilet sits were removed
affordable “prizes” for every successful bowel following the last day of the treatment condi-
movement in the toilet. Participants, parents, tion. Parents and school staff were directed to
6 AXELROD, TORNEHL, AND FONTANINI-AXELROD

continue collecting data including conducting toilet sits, immediate delivery of rewards, and
pant-checks at predetermined 30-min intervals appropriate implementation of the cleanup proce-
across the day. dures. In addition, parental checklists for the home
included when and how much of the laxative was
Experimental Design taken. Treatment integrity for the protocols was
calculated by dividing the number of correctly
A multiple baseline design across participants implemented intervention steps by the total num-
was used to assess the effects of the treatment on ber of intervention steps and multiplying by
participants’ frequency of fecal accidents, fre- 100%. The average treatment integrity value at
quency of successful bowel movements in the home was 94%. The average treatment integrity
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

toilet, and percentage of successful self-initiated value at school was 87%. Second, parents and
This document is copyrighted by the American Psychological Association or one of its allied publishers.

bowel movements in the toilet. Following base- school staff kept calendar records that recorded
line, the toilet training plus laxative intervention the date and time of each scheduled and un-
was implemented with each participant. The scheduled toilet sit. Calendar records were com-
intervention was removed when a participant pared with treatment protocol checklists to de-
had only one fecal accident across two weeks. termine the degree to which the two integrity
Follow-up data were collected two (i.e., Rod- measures matched. Agreement was calculated
ney) to three (i.e., Dale) weeks after the inter- by dividing the total number of agreements plus
vention was removed and then at 20, 24, and 30 disagreements by the total number of agree-
weeks from the start of baseline. Results were ments and multiplying by 100%. The average
analyzed through visual and descriptive meth- agreement at home and school was 100%. Fi-
ods. nally, the first author observed 1-hr time blocks
across 10 randomly selected intervention days
Interobserver Agreement and at school and used the treatment protocol check-
Treatment Integrity list to record treatment integrity. Across the 10
hours of observation, 100% of the interven-
Reliability of the dependent variables was tion’s steps were implemented as prescribed.
assessed by having each participants’ mother
and father or classroom teacher and para- Results
educator separately record successful bowel
movements in the toilet, whether the bowel Figure 1 displays the frequency of bowel
movement occurred following a scheduled or movements in the toilet and the number of fecal
unscheduled (i.e., self-initiated) visit to the accidents per week for Dale and Rodney. Con-
bathroom, and soiling accidents. Interobserver sistent with history, both participants failed to
agreement was calculated by dividing the num- have a bowel movement in the toilet during the
ber of agreements (bowel movements in the baseline phase while having, on average, at least
toilet and fecal accidents) by the number of two fecal accidents per day. During the inter-
agreements plus the number of disagreements vention phase, the number of successful bowel
multiplied by 100%. Because both parents and movements in the toilet increased and the
school staff members were not always available frequency of fecal accidents decreased for
to conduct a reliability check, interobserver both participants. Specifically, Dale achieved
agreement was evaluated for 52% of recorded zero fecal accidents by the intervention’s 9th
bowel movements in the toilet and 58.1% of week and Rodney achieved zero fecal acci-
fecal accidents. Percentage of agreement was dents by the intervention’s 10th week. Both
100% for both bowel movements in the toilet participants maintained improvements imme-
and fecal accidents. diately following the withdrawal of the inter-
Treatment integrity (i.e., the degree to which vention and during long-term follow-up at
the intervention was implemented as pre- weeks 20, 24, and 30.
scribed) was assessed several ways. First, par- Dale’s mean number of fecal accidents per
ents and school staff separately completed treat- week was 15.67 during the baseline phase. He
ment protocol checklists provided by the first failed to have a successful bowel movement in
author each day. Treatment protocol checklists the toilet during baseline. His mean number of
included intervention steps involving scheduled fecal accidents per week decreased to 8.3 and
AUTISM, INTELLECTUAL DISABILITY, AND ENCOPRESIS 7
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 1. Frequency of fecal accidents and successful bowel movements in the toilet for
each participant across conditions.

his mean number of successful bowel move- failed to have a successful bowel movement in
ments in the toilet per week increased to 3.2 the toilet during baseline. His mean number of
during the intervention phase suggesting the fecal accidents decreased to 7.1 per week and
toileting training plus a daily laxative was ef- mean number of successful bowel movements
fective at improving Dale’s fecal incontinence. in the toilet increased to 4.9 per week during the
During the follow-up phase, Dale’s mean num- intervention phase suggesting the toilet training
ber of fecal accidents decreased to fewer than plus laxative had a positive effect on Rodney’s
one per week while the mean number of suc- fecal incontinence. During the follow-up phase,
cessful bowel movements in the toilet increased Rodney’s mean number of fecal accidents was
to 6.17 per week, suggesting he maintained less than one per week and his mean number of
improvements after the removal of the interven- successful bowel movements in the toilet in-
tion. creased to 6.4 suggesting he maintained im-
Rodney’s mean number of fecal accidents per provements following the removal of the inter-
week was 19.20 during the baseline phase. He vention.
8 AXELROD, TORNEHL, AND FONTANINI-AXELROD

Regarding self-initiation of bowel move- thermore, the results were obtained with a
ments in the toilet, both Dale and Rodney failed relatively short laxative duration. The current
to successfully self-initiate a bowel movement study’s findings confirm previous research sug-
in the toilet during baseline. During the inter- gesting behavioral interventions (e.g., toilet
vention phase, the percentage of successful self- training) have an effect on the duration children
initiated bowel movements in the toilet per are on laxatives because of their chronic consti-
week increased for both participants. The mean pation (see Borowitz et al., 2002). In the current
for Dale was 34.38% (range: 0% to 62.5%) and study, participants were able to discontinue lax-
for Rodney was 28.57% (range: 0% to 66.7%), ative use after 10 weeks.
with an increasing trend for both participants. The study is noteworthy for two additional rea-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Both participants successfully self-initiated all sons. First, both participants also exhibited in-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

bowel movements in the toilet during the fol- creased frequency of successful self-initiated
low-up phase when the scheduled toilet sits bowel movements in the toilet during both inter-
were discontinued. vention and follow-up conditions. That is, both
participants had more successful bowel move-
Discussion ments in the toilet following self-initiated versus
adult-prompted toilet sits during intervention and
The study’s primary purpose was to investi- follow-up than when compared with baseline.
gate the effects of a standard RE protocol in- Over the course of the intervention, both partici-
volving a behavioral intervention plus laxative pants gradually increased the percentage of self-
therapy for two adolescents with co-occurring initiated successful bowel movements in the toilet
ASD and ID, and histories of chronic constipa- per week from zero to more than 60%, suggesting
tion and frequent fecal accidents. Both partici- a gradual increase in independent toileting behav-
pants exhibited a decrease in the frequency of ior. Furthermore, both participants self-initiated all
fecal accidents while, at the same time, in- successful bowel movements in the toilet during
creased the frequency of bowel movements in the follow up condition, suggesting full skill ac-
the toilet during intervention and follow-up quisition. These results are rather remarkable
(i.e., no intervention) conditions. Rodney and given that Dale had no and Rodney had little
Dale each achieved full fecal continence after previous success self-initiating bowel movements
nine and 10 weeks of intervention respectively. in the toilet. The behavioral intervention targeted
Dale had only one fecal accident and Rodney self-initiated toileting and independence through
had three fecal accidents during the five weeks prompting and the incentives aided in reinforcing
of follow-up. Both participants had zero fecal successful toileting. These results are important
accidents 25 (for Rodney) and 27 (for Dale) given that a goal of many individuals with ASD or
weeks after the intervention was initiated. ID is independence in daily living skills, including
The results, on the surface, are not surprising. toileting.
Previous research has found that a combination Second, the study’s behavior intervention and
of behavioral and medical intervention is most data collection procedures were implemented
effective at reducing the frequency of fecal ac- across settings. Specifically, the scheduled toilet
cidents while increasing the frequency of bowel sits, incentive system for successful bowel move-
movements in the toilet (see Brazzelli et al., ments in the toilet, cleanup procedures, and all
2011; McGrath et al., 2000). Moreover, evi- data collection occurred at both home and school.
dence-based toilet training approaches for chil- Although it is unclear whether the intervention
dren with ASD or ID rely on behavioral inter- implementation across settings enhanced partici-
ventions (see Azrin & Foxx, 1971; Cicero & pants’ response to treatment, addressing the prob-
Pfadt, 2002). However, the current study ex- lem both at home and school seems logical. Re-
tends the research on behavioral intervention search investigating interventions for encopresis
plus laxative therapy by demonstrating the implemented across settings is sparse, as much of
treatment’s effectiveness with two adolescents the published research on encopresis treatment
with co-occurring ASD and ID, and represents targets the problems only in the home (e.g.,
the first demonstration that an already estab- Borowitz et al., 2002; Rockney, McQuade, Days,
lished treatment for RE can be applied to ado- Linn, & Alario, 1996), potentially ignoring an
lescents with co-occurring ASD and ID. Fur- important setting for treatment. According to
AUTISM, INTELLECTUAL DISABILITY, AND ENCOPRESIS 9

Christopherson and Friman (2004), implementing treatment integrity assessment methods when
interventions for encopresis in school settings will investigating interventions that occur within
likely enhance the success of evidence-based participants’ homes.
treatments. Finally, long-term follow-up data (e.g., at 1
year) were not collected. As a result, it is unknown
Limitations and Direction for whether participants were able to remain continent
Future Research past four months and maintain colonic functioning
without either behavioral interventions or laxative
Despite the promising results, the study had therapy. Including these data is important given
several limitations. First, external validity is that many children with RE continue to have
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

limited by the sample size, participant charac- problems with incontinence even after treatment
This document is copyrighted by the American Psychological Association or one of its allied publishers.

teristics, and setting. Although this study adds has been successful (see Rockney et al., 1996).
to the literature on RE treatment and individuals Future studies should collect follow-up data be-
with co-occurring ASD and ID, the small sam- yond 30 weeks to determine the long-term effec-
ple size makes it difficult to establish the effi- tiveness of the RE treatment.
cacy of the treatment procedures for this popu-
lation. Furthermore, study characteristics (e.g., Conclusion
participant age and level of intellectual ability)
limit the generalizability of the findings to ad- Despite these limitations, empirical evidence
olescents with co-occurring ASD and ID. Fu- reported in this study suggests that a behavioral
ture research should attempt to replicate this intervention involving scheduled toilet sits, an
study’s procedures to establish the effectiveness incentive system for successful bowel move-
of toilet training plus laxative therapy for chil- ments in the toilet, and a cleanup procedure for
dren with co-occurring ASD and ID, and histo- fecal accidents combined with laxative therapy
ries of RE. Replication is important given the can have a profound impact on the incontinence
paucity of research. Second, the treatment’s be- of adolescents with co-occurring ASD and ID
havioral procedures were time intensive and who also have RE. These findings are important
required a high level of commitment from par- for researchers looking to establish the effec-
ents and school staff. The study failed to incor- tiveness of RE treatment protocols with differ-
porate fading procedures that might have re- ent populations of children. For practitioners,
duced the need for parent or school staff the results reported in the current study provide
involvement. Future research might consider guidance for those looking for an effective treat-
systematically fading the behavioral procedures ment that can be implemented across settings.
to make the treatment’s procedures less in-
volved. For example, the time between toilet
sits could be increased from 15 to 30 to 60 min References
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http://dx.doi.org/10.1016/j.rasd.2009.01.005 Received September 18, 2015
Lancioni, G., O’Reilly, M. F., & Basili, G. (2001). Treat- Revision received January 4, 2016
ing encopresis in people with intellectual disability: A Accepted January 5, 2016 䡲

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