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RESEARCH

Correlation between Observed Support


Pressure and Rock Mass Quality
Bhawani Singh, J. L. Jethwa, A. K. Dube and B. Singh

Abstract The correlation between rock muss quality and support P ~ s u m A - L a correspondanceentre/aqual/~ de/a masse rocheuseet/a
pressure proposed by Barton eta]. (1974) has proven useful, except pression de soutienpropos~par Barton et at (1974)s"est r ~ utile, sauf
in cases of squeezing ground conditions. Field data collected dans les cas de terrain entas~. Lee d o n n ~ sur le terrain r~ueillies
systematically from 20 tunnel sections indicate a clear need for s y ~ dans 20 sections de tunnel diff~rentesiadiquent que les
correction factors to account for height of overburden and tunnel facteurs correctifs doivent tenir compte de la hauteur du surchargement
closure, which do not seem to be adequately accounted for by the et de la ferme~re da tunne& lesqueUessemblont pas ~tre suffiswnment
stress reduction factor. As expected, the support pressure decreases prises en comptepar les facteurs de r~duction de t~nsion. Commepr#vu,
rapidly with tunnel closure and then increases beyond a limiting lapreseion de soutien diminue rapidement avec la fermeture du tunneler
closure. The fact that the observed wall support pressures were puis augmente au-del~ de la fermeture d~limitante. Le fair que les
always close to zero except in squeezing ground conditions has been pressions de soutien de paroi obeero~es~talent constamment proches de
taken care of by slightly modifying wall factors for Q-wall. A z~ro sauf dans les cond~ns de terrain e n t a ~ a ~ corrig~grdce a une
criterion derived from the field data shows that squeezing ground l~gare m o d ~ des facteurs de la paroi Q (Q-wall). Des c~.res
conditions would be encountered where the height of the overburden d,~riv&des donn~essur le terrain indiquent que les conditions de termin
is greater than 350 Qm. The data reported herein confirm the entas~ seraientpr&entes aux endroits of~la hauteur de la surcharge est
earlier findings of Barton et al. (1974) that the support pressure is sup~rieure a 350 Q. I~s d o n n ~ p u b l i ~ ici confirment les d&ouvertes
independent of the tunnel size. p~,c~dentes de Barton et at (1974)selon lesquelles la pression de soutien
est indc~ndante des dimensions du tunnel.

Introduction tion oftlmnel closures, which, in turn, Deep-seated radial displacement


T herellability of a realistic quan- depend on the support stiffness. Fur- of the rock mass around the tun-
titative classification system for thermore, a t~mnel at a greater depth nel opening by single- and mnlti-
estimatingt~nnel support pres- is likely to attract higher support pres- point borehole extensometers.
sure has increasedwith the passage of sure. The t~nnel closure and therefore
time. Ever since its development, the the support pressure continues to build Q and RMR
Q-system of Barton et al. (1974) has up for a considerable time due to creep
It is general practice to divide a
attracted interest oft~mnel engineers, of the failed rock mass. Empirical
correlations developed in a effort to tunnel into several rock mass units on
field geologists and researchers. In the basis of the variation in the geo-
spite of being overly comprehensive eliminate the above limitations of the
Q-system are discussed herein. Be- mining conditions. Each rock mass is
and complicated, this classification then assigned a Q value, depending on
method has now found acceptance. cause the proposed empirical correla-
tions are based on only 24 tunnel sec- the values of the size parameters RQD,
Jethwa et al. (1982) measured the Jn, Jr, Ja, Jw, and SRF. It has been
support pressure by load cells and con- tions, there is scope for refinement.
experienced t h a t a single value of some
tact pressure cells in several steel-rib- of these six parameters is sometimes
supported t~mnel sections through both Recording of Field Data influenced by personal bias. There-
squeezing and elastic ground condi- fore, a range of values is assigned to
tions and compared the measured val- The following field data w e r e
collected: these six parameters and a range of Q
ues with those estlmsted after Q-sys- is obtained.
tem. The study brought to light signifi- a) Radius of tunnel excavation. The range and average values of Q
cant limitations of Barton's methods b) Depth of tunnel section from obtained fromtnnnel sections are given
for application to tunnel sections un- ground level. in Tables A1 and A2 in the Appendix.
der squeezing ground conditions. For c) Unit weight of ground overlying The rock mass ratings RMR (after
example, the support pressure is a func- the tunnel section. Bieniawski 1981) were also obtained.
d) Q of the rock mass around the The correlation of RMR and Q provided
tunnel section. the necessary confidence (Jethwa et al.
Present address: Bhawani Singh, Professor, e) RMR of the rock mass around the 1981). Whenever Q value was doubt-
Dept. of Civil Enffineering, University of t~mnel section. ful, the doubt was reflected in a wider
Roorkee, Roorkee 247 667, India; J. L. i9 Hoop load in steel ribs by com- range of Q and the absence of a close
Jethwa, Asst. Director, C M R S Unit, Q/8, pression load cells. correlation with RMR.
Laxmi Nagar, Nagpur 440 022, India; g) Radial support pressure by con-
A. I~ Dube, Asst. Director, C M R S Unit, tact pressure cells. Support Pressure
CBRI, Roorkee - 247 667, India; B. Singh, h) ~[Mnnel closure by the tape ex-
Director, Central Minlu~Research Station, tensometers and closure meters. Compression load ceils of 50-100
Dhanbad - 826 001, India. tonne capacity and contact pressure

TunneUingand UndergroundSI~ceTechnology,Vol. 7, No. 1, pp. 59-74, 1 9 9 2 . 0886-7798/92 $5.00 + .00


Printed in Great Britain. ~) 1992 Pergamon Press plc 59
cells of 5-15 kg/cm2capacity were used Theoretical Criterion A clear line of demarcation between
to measure support pressure on steel Theoretically,squeezing conditions the elastic and the squeezing condi-
ribs. The load cells were inserted into around a t-nnel opening would be en- tions can be seen. The equation forthis
rib joints, a vertical joint at the tlmnel countered if line has been obtained as
crown and two horizontal joints at the
H = 350 Q,3 (3)
spring level. No load cell was installed ~6 > q~ (1)
at the bottom. Thus, a rock mess m a y undergo
The vertical support pressure was where ~o is the tangential stress and Cl¢
squeezing w h e n the depth of the tun-
obtained as a ratio of the arithmatic is the uniaxial crushing strength of the
rock mass. nel section exceeds 350 Qm.
sum of the loads recorded by the two
load cells installed at the spring level In the case of a circular tunnel un-
der hydrostatic stress field, Eq. 1 can Comparison of Measured and
to the product of the excavation width
and the rib spacing. Since no load cell be written as Predicted Roof Support
was installed at the bottom, the hori- 2P > q¢ (2)
Pressure
zontal support pressure was taken as a Barton's correlation, given in Eq. 4
ratio of the load recorded by the crown in which P is the primary stress value. below, was used to obtain predicted
load cell to the product of half the It follows that a tunnel section expe- values of short-term roof support pres-
excavation height and the rib spacing. riencing elastic conditions in a given sure p~. As discussed above, measured
The coutactpressm~cellswereinstalled soft rock mass can encounter squeez- roof support pressure values were ob-
at the interface of the steel ribs and the ing conditions if the prlm~ry stress tained from instrumented t-nnel sec-
bael.-Rll The load cells and the contact level increases due to increase in the tions. Out of a total of 19 case histories
pressure cellswere installedcloseto the tlmnel depth or any other reason. This listed in Tables A1 and A2, 16 cases
bmnel face. All ofthese instruments were explains why phyllites and shales have been included in this analysis.
protected against directhit during blast~ squeeze at one place and present elas- These 16 case histories involve 8 tun-
ing. The blast vibrations did not affect tic conditions at another, as shown in nel sections under non-squeezing and
these ~ o u t s . Tables A1 and A2 (in the Appendix). 8 under squeezing ground conditions.
Equations I and 2 can thus be used to The measured roof support pressures
predict squeezing conditions in a tun- have been compared with the predicted
Tunnel Closure nel, provided that P and q~ are known. values shown in Figure 2. The com-
Diametral deformations of the tunnel parison has not been shown for the
sections were m e a s u r e d by t a p e Empirical Criterion wall support pressure because the num-
extensometers, closure meters, and ber of measurements is small.
sometimes even by simple invar tapes. Measurement ofp~rnary stress field
and the in-situ crushing strength of For predictedroofsupport pressures,
The change in tlmnel diameter was the classification methods of Terzaghi
halved to obtain the radial tunnel rock masses across a tvnnel for pre-
(1946), Deere et al. (1969), Proto-
closures. dicting squeezing conditions is both
dyakouov(1963), Wickhamet al. (1974),
expensive and time-cons-mlng. There-
Barton et al. (1975), and Bieniawski's
fore, an attempt was made to seek a
Type of Rock Masses RMR method (supplemented by Unal
simple criterion for predicting squeez-
The instrumented tunnel sections ing conditions. An empirical criterion 1983) have been used. It can be seen
covered both hard rock masses such as was developed (as shown in Fig. 1) that that the predictions are unreliable in
quartzites,metabasics, and dolomites; gives a log-log plot between the tunnel all cases except one. In the case of
and c o m m o n l y occurring soft rock depth H in metres and the logarithmic Barton's Q-system, the predictions are
masses such as shales, clays, slates, reliable for non-squeezing conditions.
mean of the reck mass quality Q. Some
and phyllites. of the case histories of Barton et al. The predictions turned out to be un-
safe for squeezing ground. ForexAmple,
(1974) have also been used in Figure 1.
Criterion for Squeezing Ground
Condition
Incompetent or soft rock masses ,®
characterized by low in-situ crushing
strength undergo plastic failure when o -- MANERI BHALI PROJECT
b -- SALtd. PROJECT
• NON-SOUEEZING CONDITION
2000 x SQUEEZING CONDITION
overstressed. Such a rock mass around c -TEHRI DAM PROJECT
@ R O C K BURST
a t - n n e l opening fails when the tan- d -- SANJAY VIDYUT PARIYOJNA
• - KOLAR GOLD MINES
gential stress exceeds its uniaxJal f - CHHIBRO - KHOORI T UNNEL
g -- GIRl HYDEL TUNNEL
crushing strength. The failure of the h - LOKTAK HYDEL TUNNEL
rock mass is associated with volumet- I00C i -- KHARA HYDEL PROJECT
ric expansion, which is manifested in -139-BARTON'S CASE HISTORIES
the form ofradialinward displacement E
*,
of the t - n n e l periphery called t - n n e l SQUEEZING
wall. These deformations are called Q: 5 0 0 d
x 9 x¢ / "
tunnel closures. The t - n n e l closures Xg ®x ~ x^
can be very large (measured closures 142 g ~ / 141 v e4a~
- xo/~o ' -- NON- SQUEEZING
have been as large as 17% of the size of x
xh /
xf xf ~ et04 el05
the t-nnel opening). This phenom- 159
c : y -c eq
enon is called "squeezing" of the rock
mass. The squeeze can occur not only
2 O0 xg /~s?9 ~ ec ;~
from the roof and the sides, but also Xh / ei @101 OB
from the floor. /
• b
~ m n e l closures resulting from the
100
elastic relaxation of a t - n n e l opening, •001 "01 0.1 1 t0 100
on the other hand, are smaller than 1% Q

of the tlmnel size (see measured values


in Tables A1 and A2, Appendix). Figure1. Criteria for predicting squeezing ground condition.

60 TUNNELLING AND UNDERGROUND SPACE TECHNOLOGY Volume 7, N u m b e r 1, 1992


e~E
16 "

12
TERZAGHI~ I R ~
12

8
WICKHA~ 1. ~ m n e l depth or thickness of the
overburden.
2. ~ m n e l closure.
3. Time.
4. %mnel size.
If other factors are unchanged, the
t - n n e l closures depend on the support
stiffness. It is difficult to estimate the
support stiffness in the present case,
- 8 since the stiffness of backfill has to be
taken into consideration while esti-
cL 4
x xx mating the overall stiffness of a steel-
• x
rib support system. Therefore, bmnel
closure has been used to replace the
stiffness of a support system (Table 3).
O
0 4 8 1'2 1'6 0 4 8 12
Influence of Overburden on Roof
Probsd kg /crn2 prObSd , ko /crn2
SupportPressure
Barton et al. (1975) suggested the
12 following correlations for support
DEERE pressures:
16
i~= 2Q~/J,

%12- 8
l~w = 2 Q i ~ / J r
in w h i c h
8-
Pi~ = short-term roof support
4
% pressure,
4 x
• x Pi~ = short-term wall support
pressure,
/a_ x x J = Barton's joint roughness
, u , - " * . ~x x
0¥ , Or coefficient,
0 4 8 12 16 0 4 8 12
short-term roof rock mass
pObSd kg /cm 2 Probsd ko/crn2 quality,
short-term wall rock mass
x SQUEEZING , • NON- SQUEEZING quality.

12' 12 The values of Q~ and Q~, have been


S A R T O ~ taken as 5 times Qr and Q,, where Q,
and Q , are Barton's rock mass quality
for roof and wall rock, respectively (val-
NE ues of Q, and Q~ should be obtained
u 8- e~E 8
separately for the roof and the wall
rock, respectively).
The short-term roof and wall sup-
x x port pressures were estimated from

./
~ I x x
4-
Eqs. 4 and 5. These values were used
to calculate correction factor f for
• ]o( x xx overburden or tunnel depth. The cor-
rection factor f is defined as a ratio of
i i i i measured support pressure to the pre-
4 S 12 0 4 S 12
dicted support pressure. A relation-
~2" , "~¢m a pob,d , kglcm2 ship of f to t - n n e l depth is shown in
Figure 3. Because the elasto-plastic
x SQUEEZING, • NON- SQUEEZING
theory suggests a linear relationship
between the overburden pressure and
Figure2. Comparison of predicted and observed roof support pressures. the support pressure, a linear relation-
ship has been attempted in Figure 3.
According to Figure 3, the correc-
tlon factor f can be given by
the measured support pressures were seen from Table 1 that in the cases of
10.8 and 11.5 kg/cm2when compared to sections 1 and 2, the difference in sup- f = 1 + ( H - 320)/800 > 1 (6)
predicted values of 4.2 and 4.4 kg/cm2 port pressure could be the result of
for t~,n n el sections 2 and 4, respectively. depth, t-nnel closure, t-nnel radius, in w h i c h H is t h e t h i c k n e s s of
Such large differences in the measured and time ofobservatious. Similarly, in overburden or t, mnel depth in metres.
and p r e d i c t e d s u p p o r t p r e s s u r e s t~mnel sections 3 and 4, the difference The data points for squeezing ground
prompted the authors to look for pos- would be related to tlmnel radius and appear to suggest that the line in Fig-
sible reasons. tlmnel closures. It follows that the ure 3 should be much steeper to repre-
Some of the data in Table A2 that are following four factors might have influ- sent a natural trend. In reality, the
related to these four t-nnel sections enced the measured support pressure: difference between observed support
have been shown in Table 1. It can be

Volume 7, Number 1, 1992 TUNNm~n~e ANDUNDERGROUNDSPACETECHNOLOGY 61


Table I. Details of tunnel sections under squeezing ground conditions (from Table A2).

Support Pressure
(kg/sq. cm)
Tunnel Radial
Tunnel Depth tunnel Observation
T y p e of Rock Radius (m) closure Period
S. No. Mass Q (m) Predicted Measured (%) (months)

1 Crushed red 0.025 to


1.5 280 3.3 3.1 2.8
shales 0.10

2 -do- -do- 4.5 680 4.2 10.8 1..2

Soft and
plastic black 0.016 to
clays within
1.5 280 4.4 3.2 4.5 26
0.03
thrust zone

4 -do- -do - 4.5 -do- 4.4 11.2 1.7 26

pressures and proposed line is mainly wall support pressure, as shown in The observed wall support pressures
the result of excessive tunnel closures, Table 2. The ratio of the wall support from some ofthe squeezing and the non-
which have been taken into account by pressure p, to the roof support pres- squeezing case histories have been plot-
another factor, f', for squeezing ground sure p,, corresponding to Q i , ' , have ted in Figure 4. It can be seen that the
condition. also been shown in col,,mn 3 of~able 2. recommendations ofBarton et al. (1975)
Some m a y doubt that the correla-
tion proposed in Eq. 4 can account for
the method of construction, the type of
supports, the primitive stresses and
x2
tunnel closures. The instrumented 2.5-
tunnels were constructed by conven-
tional means, i.e.,drillingand blasting • NON-SQUEEZING
followed by steel ribs. This practice x SQUEEZING
resulted in significant damage to the
rock mass. Therefore, equation 4 is on
the safe side. In the case of machine
t, mnelling, designers should reduce the 2.0-
support pressures obtained from Eq. 4
by perhaps 20%, as there will be re-
duced damage to the rock mass.
Another valid concern is that the
field data are not sufficient to prove the 3
validity of the proposed correlations. • 11 •
In the opinion of the authors, the Inter- 1.5--
national'l~,nnellingAssociation should 09 012
compile a data bank for observed sup- 511 5x
p o r t pressures from all parts of the x7 x~,
world and should try to improve these
correlations. ob~ .... f
61 J Pr - Pi( '
I.O - ~ f = 1+ (H-320}/SOO
Ratio of Wall Support Pressure xl ~!
• I0
to Roof Support Pressure
0.8 , , l X6 l I
Barton et al. (1975) realized that 0 200 400 600 8uO
the wall support pressure would be OVERBURDEN ( H }~m
smaller than the roof support pressure
and therefore suggested increasing the Figure 3. Correction factor for overburden in Barton's correlation for short-
observed Q values for estimating the term roof support pressure under non.squeezing ground conditions.

62 TUNNELLINGANDUNDERGROUNDSPACETECHNOLOGY Volume 7, Number 1, 1992


Table2. Wall factor Q~.. .:/ Q~for estimating wall support pressure.

Recommendation of Barton et al. 1975 Authors' Recommendation

Range of Qi Qi-w~u I~ Range of Oi Oj.wat]

1 2 3 4 5 6

<0.1 1.0 1.0 <0.1 1.0 1.0

0.1-10 2.5 0.7 0.1~ 2.5 0.7

>10 5 0.6 >5 >15 0.0-0.4

are overly safe for ~. values greater port pressures are higher for low tun-
than 5. The modified wall factors have f:= 1~°b~d nel roof closures. The roof support
(7)
therefore been recommended as shown f- pi~ pressures decrease when the t~mnel
in Figure 4 and Table 2. closures increase and attain minimum
in which values when the roof closures are ap-
Correlation Between Support p ~ d = measured roof support pro~qmAtely 5%. The normAHTed roof
Pressure and Tunnel Closure in pressure, support pressures again rise when the
Squeezing G r o u n d C o n d i t i o n p~ = predicted short-term roof t~mnel roof closures exceed 5%. Such a
support pressure, and variation is in conformity with the
Variation of the normalized roof f = correction factor for ground reaction curve concept.
support pressure with the tunnel clo- This trend is repeated in Figure 6,
overburden (Eq. 6).
sure at the crown is shown in Figure 5. which shows the variation of the nor-
The ordinate represents f;,which isthe The data points in Figure 5 are mRllzed wall-support pressure with the
correction factor for tunnel closure at taken from Table A2 and represent measured t~mnel-wall closures. The
the crown. The correction factor f/is eight tunnel sections from four differ- correction factor f~ for t, mnel-wall clo-
given as ent tunnels. The normalized reef sup- sure is given as

Z m
x SQUEEZING GROUND CONDITION
• NON-SQUEEZING GROUND CONDITION
ACCORDING TO BARTON ET AL ( 1 9 7 5 )
--- SUGGESTED BY AUTHORS

Q i - w o l l : Qi
x x7

i x3 Qi--wall = 2 . 5 Qi
i
I
1I
1 Qi-wall " .5 Qi

XI
I
k
X2

, ,,I , , ,,I l i I 1 I e~L,4., I ,_z~'-~ ,


0-001 0"01 0"t | t0 t00
Qi
Figure 4. Variation of ratio between wall support pressure and roof support pressure with short-term rock mass quality.

Volume 7, Number 1, 1992 TuNN~.r.~ ANDUND~.R~ROUNDSPACE TECHNOLOaY 63


4
obsd
obsd PW

fPw
f" Pr
pObSd :
MEASURED WALL SUPPORT PRESSURE
w
pObSd : MEASURED ROOF SUPPORT PRESSURE
Pw = PREDICTED WALL SUPPURT PRESSURE
Pr = PRE~CTED ROOF SUPPORT PRESSURE
X4 CORRECTION FACTOR FOR TUNNEL~WALL
f = CORRECTION FACTOR FOR OVERBURDEN CLOSURE
3 tr : CORRECTIOI( FACTOR FOR TUNNEL CLOSURE
CORRECTION FACTOR FOR OVERBURDEN
AT TIlE CROWN

== X4 o.
.=
x7
t~

$
/ o
.=, //
N
=
m
//X B

N
"3
5X6~ / X7

Y~
DATA POINTS PLOTTEO FROM
TABLE ].b
r

I J 0 t ]
0 5 t0 15 0 5 10 t5
OBSEBV.O TU..EL CLOSURE AT CBOWN ~.,.~ OBSE.VEO TU..E~ WALL CLOSU~(~

Figure 5. Correction factor for roof closure under Figure 6. Correction factor for wall closure under
squeezing ground condition (H > 350 Q^ I / 3). squeezing ground condition (H > 350 Q^1/3).

Variation of Support Pressure


f~ _I ~ port pressure, it has been possible to
(8) with Time
l~w study the effect of time on the support
After studying the influence of the pressure. Figure 7 shows the variation
overburden and the tunnel closures of the correction factors t~'over time.
where and incorporating these influences in The correction factors f" for time are
p~= measured wall support the correlations between Q and sup- given as
pressure
f = correction factor for over-
burden, and Table 3. Correction factors for tunnel closures in squeezing ground conditions.
Piw = predicted short-term wall
support pressure. Tunnel
Thus, the correction factors f'r and fw' Support Closure
are the same as the normalized roof S. No. Ground Condition System (%) fworf;
and wall support pressure, respectively.
The recommended values of these cor- Non-squeezing
rection factors are given in Table 3. 1. <1 1,0
(H < 350 Ola)
The validity of Table 3 for squeezing
ground has been questioned, particu-
larly with regard to highly squeezing or Squeezing > 1.80
2. Very stiff 1-2
flowing ground. It is suggested that the (H > 350 ~1/3)
application of Table 3 should be re-
stricted to moderately squeezing ground
by limiting closure to 5%, by strength- 3. Moderately squeezing Stiff 2-4 0.85
ening the support system immediately.
Serious construction problems may arise
if this remedial measure is not followed.
4. -do- Flexible 4-6 0.70
It is recommended that all such tlmnel
sections be instrumented.
Jethwa (1984) concluded that the
wall support pressure may be signifi- Very 6-8 1,15
5. Highly squeezing
cantly higher than the roof support flexible
pressure in the case of parallel tunnels
if the clear spacingis less than the sum Extremely
of the tunnel widths. 6. -do- >8 1.80
flexible

64 T I Y N N E L L I N G AND U N D E R Q R O U N D S P A C E TEcI-INOLOGY Volume 7, Number 1, 1992


Combining Eqs. 9, 10, and 11, the
long-term roof and wall support pres-
sures can be given as
X ROOF S U P P O R T P R E S S U R E IN SQUEEZING GROUND CONDITION
p, = p~' f ' f ' " log 9.5 t °'~ (12)
• ROOF S U P P O R T PRESSURE IN NON-SQUEEZING GROUNO C O N D I T I O N

0 WALL SUPPORT PRESSURE IN S Q U E E Z I N G GROUND CONDITION P. = Pl." f ' f ' ' log 9.5 t °'~ (13)

in which p, and p,, are long-term roof


I and wall support pressures.
.1
Barton et al. (1975) suggested that
- 0 5 . ...-.. . I "/
the ratio of the ultimate to the short-
. ....- t e r m support pressure is about (5) ~,
.... I-'-t0 4
f
i.e., 1.7. Equation 11, however, sug-
gests the following relationship:
• t "" x,
p o~ f ' log 9.5 t °'~
i.e.,
•~ 07 ~ ....."-"'''-'""~
91 _f: log 9.5t 0a~
- 4 ~ 1 C - ~ , -~ zx ~ x8 x3_ .~. "
~ i O~ ..... ,~...,. • ~
.....- po f: log 9.5 t~a~

where Pl and Po are support pressures


after t~ and t_ months of excavation.
u . , t
• !.

t 0 In case ofa r ~ d hnmg, f~= fo' so that


the ratio of the ultimate support pres-
2 sure a i ~ r 100 years to that alter one
month is given by (t o = 1 month and t~
A , , '{ , i , ,1 L , , ,
= 100 years or 1220 months)
10 100 t000

t , TIME OF OBSERVATION IN MONTHS

Figure 7. Variation in observed support pressure over time.

f~_ ~.,~,,a (9)


f" f" 1~

- (lO)

f{~w 12-
CMRS
where
f; = correction factor for the
influence of time on the roof
support pressure,
°'1E 8
f~w = correction factor for the
influence of time on the wall
support pressure,
1~b~ = measured roof support
pressure,
a - L .

I~ ~ = measured wall support Q. 4


pressure,
f = correction factor for over-
burden (Eq. 6), and
f' = correction factor for tlm~el
closures (Table 3).
All the data points from Tables A1 0 T" I | 1
and A2, except those for the wall sup- 0 4 8 12
port pressures in the non-squeezing
ground conditions (being negligible),
have been plotted in Figure 7. pobsd , kg/crn 2
According to Figure 7, the correc-
tion factor f " can be given by
x SQUEEZING ~ • NON- SQUEEZING
f" = log 9.5 t °'~ (11)
in which t is the time in months after Figure 8. Comparison of observed roof support pressure with predicted values
excavation of the t - n n e l opening. from authors" Eq. 12 (p, ffi p~. f . f . log 9.5 t^0.25).

Volume 7, Number 1, 1992 TUNN~.LWOANDUNDERGROUNDSPACETECHNOLOGY 65


tunnel opening (2a). The ordinate rep- discontinuities in a larger opening.
pz _ log 9"5t°'as - 1.75 resents the observed roof support pres- Thus, the size effect is automatically
sure corrected for overburden, the tun- accounted for in the est;m.te of Q. The
po log 9.5 t~25 nel closure and the time of excavation. adverse effects of deteriorating hydro-
It may be seen that the corrected sup- geological conditions ( J ) should also be
In other words, the support pres- port pressure is independent of the determined, if possible, after a water
sure will increase in 100 years to 1.75 tunnel size. tlmnel is commlssioned. Itwould there-
times the support pressure observed The reason for support loading in fore be unsafe to obtain Q from small
after 1 month of excavation. The cor- non-squeezing conditions may be re- drifts and use it to estimate support
rected support pressures compare well lated to the dead weight of the loosened requirements for large excavations.
with the observed values, as shown in rock blocks which become detached For underground excavations in
Figure 8. from the parent rock mass at the tun- non-dialatant rock masses (schists,
This ratio of 1.7 between the ulti- nel roof and rest on the support sys- slate, etc.) with smooth planes of weak-
mate and the short-term support pres- tem. This type of support pressure is ness, it is cautioned that Terzaghi's
sure tallies with the (5) ~ suggested by called the "loosening pressure". concept may still be v a h d
Barton et al. (1975). However, the The loosening pressure has been
ultimate support pressure for t-nnels attributed to poor blasting practice, Conclusions
under squeezing reck conditions may gravity and delayed support in the form
be 2-3 times the short-term support of steel ribs. Excessive tunnel closures The combined approach of field in-
pressure, according to Jethwa (1984). strumentation and quantitative clas-
under squeezing ground conditions are
The ratio of the ultimate support sification of Barton et al. has proved
also considered responsible for mobi-
pressure to the short-term support pres- rewarding at this stage of development
hzing large loosening pressures, even
sure, worked out here as 1.7, is rela- of rock mechanics. Despite limited
in t u n n e l sections s u p p o r t e d by
tively small compared to the ratio of 2 - shotcrete immediately on excavation. field data, some practical trends show-
3 after Jethwa (1984), probably be- ing the influence of overburden, tnnnel
The loosening pressure (dead weight of
cause the period of observations re- closures and time of excavation on the
the loosened or a destressed zone) is
ported herein is relatively short and t , nnelling condition and the support
therefore mobilized due to poor blast-
the number of squeezing case histories pressures have emerged. It would per-
ing practice and is likely to be indepen-
is small. Furthermore, in special cases haps be hasty to draw any definite
dent of the tunnel size.
of soluble or erodible joint fillings and conclusions from these trends; how-
In a recent study at the underground
where seepage is a serious problem, ever, some tentative correlations have
powerhouse complex of Lakhwar dam
the long-term support pressure may be been possible. These correlations are
project in India (Q = 8-9 and H= 250
as high as the cover pressure or 6 times subject to refinement as more field
m), the observed roof support pres-
the short-term support pressures, data is collected. The following tenta-
sures were nearly the same (i.e., about
whichever is smaller. This trend has tive conclusions are possible from these
0.5 kg/cm2) for the 6-m-wide approach
been indicated from a 10-year perfor- correlations:
adit, 14-m-wide expansion surge tank
mance study of Chhibro-Khodri under - and 21-m-wide powerhouse cavern, all 1. Squeezing is likely to occur in a
ground powerhouse complex in India excavated through tightlyjointed traps. t~mnel section where the height of
(Mitra 1991). These observations should erase all overburden in metres exceeds 350 Q1/8.
For designing a temporary support doubts about size effect in underground 2. The s h o r t - t e r m roof support
system, one m a y assume a unlforin openings. pressure is given by the following
distributionof the short-term support It may be noted that rock mRss qual- correlations:
pressure, but a factorof safety of 1.75. ity Q estimated from a larger bmnel
However, the permanent support sys- would be smaller than that obtained 1~ =2.0 (5Q) ~3. f. f
tem should be designed for the net from small driRsin a similar rock mass. Jr
ul~mAte support pressures, with a fac- This isdue to the possibilityofintersect-
in which f is the correction factor for
tor of safety of 1.5. ing greater n u m b e r of geological thickness of overburden (H) in metres,
Effect of Excavation Size on
Support Pressure
According to Terzaghi (1946) and
Unal (1983), the support pressure is
directly proportional to the size of a
tunnel opening. O n the other hand, x SQUEEZING
Barton et al. (1974), suggest that the • ' NON- SQUEEZING
2-
support pressure is independent of the ~,_
t - n n e l size.
Colnmns 3 of Tables A1 and A2 (see *- ,, . . . . . . . . . . . . . -,-
Appendix) list support pressures ob- w-= • ~ ~2
tained from Terzaghi's method for non- .~_ 61 7
t x
squeezing as well as squeezing ground ~ 1 ~X
conditions. It may be noted that the "~
estimated support pressure values Q'7
(shown in col-ran 3) do not compare "O h-
well with the observed support pres-
sures (in co]-mnR 12 and 13). The
support pressures corrected according o i ! ! I i

to the proposed correlations (eol, mns O 4 8 12 16 20


10 and 11) are in better agreement
with the observed support pressures. DIAMETER OF OPENING jm
Figure 9 shows the variation of
pO~/p/f, f. f, with the diameter of Figure 9. Support pressure virtually independent of tunnel size.

66 ~ G ANDU~DZRGROUNDSFACZTzcm~oLoGY Volume 7, Number 1, 1992


and f ' is t h e correction factor for t ~ n n e l Support, RockMechanics, Vol. 6, 189- ground conditions. Proc. of the Rapid
closure (see Table 3, equal to 1 in non- 236. Springer-Verlag. Excavation Tunneling Conference, San
squeezing ground conditions). The value Barton, N.; Lien, R.; and Lunde, J. 1975. Francisco, Calif., May 3-7, 1981, 766-
Estimation of Support Requirements 783. New York: AIME.
of t h e correction factor f i s given as Jethwa, J. L.; Dube, A. IC; Singh, B.; Singh,
for Underground Excavations, Proc.
f = 1+(H-320)/800 > 1 Sixteenth Syrup. on Rock Mechanics, Bhawani; and Mithal, R. S. 1982.
Univ. of Minnesota, Minneapolis, Evaluation of classification system for
3. I n squeezing g r o u n d conditions, U.S.A., 163-177. tunnels in non-squeezing ground
t h e s u p p o r t p r e s s u r e is significantly Bieniawski, Z. T. 1981. Case Studies conditions. Proc. of lSRM Syrup. Rock
influenced by t u n n e l closures. The Prediction of Rock Masses Behavior by Mechanics: Caverns and Pressure
correction factor f' for t u n n e l closure the Geomechanical Classification, Shafts, ed. W. Wittke, 607-612.
v a r i e s from 0.7 to 1.8 in t h e case of a Second Australia-New Zealand Con- Rotterdam: AM. Balkema.
ference on Geomechanies, Brisbane, 36- Jethwa, J. L.; Singh, B.; and Singh, Bhawani.
single t u n n e l . The m i n i m u m s u p p o r t 41. 1984. Estimation of ultimate rock
p r e s s u r e occurs w h e n t h e t u n n e l clo- Daemen, J. J. I~L 1975. ~ m n e l support pressure for tnnnel linings under
s u r e is about 5% of t h e t u n n e l diam- loading caused by rock failure. Ph.D. squeezing rock Conditions--a new
eter. The s u p p o r t p r e s s u r e i n c r e a s e s Thesis, UniversityofMinnssota,U.S~. approach. Proc. ISRM Symposium on
r a p i d l y beyond t h i s limiting closure. Deere, D. U.;Peck, R. B.;Monsees, J.E.;and Design and Performance of Under-
4. The short-term wall support pres- Sc.hmidt,B. 1969. "Design of Tunnel groundExcavations, Cambridge, U.K.,
sure m a y be o b t a i n e d from t h e above Liners and Support System." Highway Sept. 3-4, 1984.
correlation b y s u b s t i t u t i n g Q~n for Q. Research Record No. 339, U.S. Mitra, S. 1991. Study of long-term behavior
I n general, t h e a c t u a l wall s u p p o r t Department of Transportation, of underground powerhouse cavities
Washington, D.C. in soft rocks. Ph.D. Thesis, University
p r e s s u r e for t h e non-squeezing rock Dube,~ I~ 1979. Goomechanicalevaluation of Roorkee (under submission).
conditions is likely to be negligible. of a tunnel stability under FAilingrock Protodyakonov, N . M . 1963. Firmness
The s h o r t - t e r m v a l u e s o f P i / p ~ d e p e n d conditions in a Himalayan Tunnel. coefficient for estimation of rock loads.
on Qi (i.e., 5Q), as given below: Ph.D. Thesis, Univ. of Roorkee, India. Personal communication to Beas
Dube, A. I~; Jethwa, J. L.; Singh, B.; Singh, Design Org-ni~ation, New Delhi, India.
Ptw/P. Qt Bhawani; and Mithal, R. S. 1982. Geo- Sharma, V.M. 1985. Prediction ofclesure
engineering evaluation of problems of and rock lo ads for tunnels in squeezing
1.0 5Q < 0.1 a large underground cavity for Tehri ground,. Ph.D. Thesis (p. 254), I.I.T.,
1.0 - 0 . 0 5 < 5 Q < 0.1 Dam Project (India). ISRMSymp. Rock Delhi, India.
0.0 5Q > 5 Mechanics: Caverns and Pressure Terzaghi, K. 1946. Rock defects and load on
Shafts (ed. W. Wittke), 239-244. t~lnnel supports. In Introduction to Rock
5. The u l t i m a t e s u p p o r t p r e s s u r e Rotterdam: AM. Balkema. Tunnelling with Steel Support, I t V.
m a y be 1.75 t i m e s t h e s h o r t - t e r m sup- Dube, A. I~;Singh,B.;and Singh, Bhawani. Proctor and T. C. White (Youngstava,
p o r t p r e s s u r e for t l m n e l sections u n d e r 1986. Study of squeezing pressure Ohio, U.S ~..: Commercial Shearing and
non-squeezing g r o u n d conditions, ex- phenomenon in a tnnnel--I and H. Stamping Co.).
cept for cases of soluble a n d erodible Tunnelling and Underground Space Unal, E. 1983. Design guidelines and roof
j o i n t fillings w i t h seepage. Technology 1:35-48. control standards for coal mines roofs.
Jethwa, J. L.; Dube, A. I~; Singh, B.; Singh, Ph.D. Thesis, Pennsylvania State
6. The s u p p o r t p r e s s u r e is indepon- Bhawani; and Viladlc,r, M. N. 1979. University. Refer to p. 113 of Rock
d e n t of t h e t u n n e l size, provided t h a t Q I n s t r u m e n t a t i o n and Design for Mechanics in Mining and Tunnelling
is o b t a i n e d from a full-sized opening. multiple openings in f-illngrock mass. (Bieniawski, Z.T., 1984, Rotterdam:
[] Int. Syrup. on In-Situ Testing of Soils A.A. B-Ikema).
and Rocks and Performance of Wickham, G. E.; Tiedmann, H. R.; and
References Underground Structures, Roorkee, Skinner, E. H. 1974. Ground support
Barton, N.; Lien, R.; and Lunde, J. 1974. India, Dec. lg--22, 1979, Vol. 1. prediction model--RSR concept. Proc.
Engineering Classification of Rock Jethwa, J. L.; Dube, A~ K.; Singh, B.; and of North American Rapid Excavation
Masses for the Design of Tunnel Singh, Bhawani. 1981. Rock load and Tunneling Conference, San
estimation for t~mnels in squeezing Francisco, California, Vol. 1,691-708.

Volume 7, N u m b e r 1, 1992 TUNN~.T.n~a AND U~mE~mOUND SPACE TECHNOLOGY 6 7


Appendix
Table A1. Comparison of predicted and observed support pressure from Q-system in non-squeezing ground conditions.

Corrected
Short-term Support Short-term Support Observed Support
Vertical
Pressure Correction Factors for: Pressure: Pressure
Support
Pressure Short-
Geolo- from term
gical Terzaghrs Rock Over- Obser-
S. descrip- Classifi- Mass bur- Tunnel Wall vation
No. tion cation Quality Vert. Horiz. den Closure Vert. Horiz. Vert. Horiz. Period Remarks

Qi
P., f f 1"' f W' p, p. p o= p.O=
= 5Q

from from from = P.~, = P..,,


from Table 4
Eq. 4 Eq. 5 Eq. 6 f . f 'r f - f ,w

kg/sq, kg/sq. kgL~l, kg/sq, kg/sq, kg/sq.


kg/sq, cm month
cm cm cm cm cm cm

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15

Maneri-Bhati Hydro Project

1. Moderately 0.3 to 0.7 15 tO 30 0.5 to 0.1 tO 1.0 1.0 1.0 0.5 to 0.03 to 0.6 Steel ribs
fractured (0.5) (21) 0.7 (0.6) 0.2 (0.4) 0.7 (0.6) 0.05 stable
< quartzite. (0.04)
0 a = 2.4
y = 2.5
RQD = 75,
Q = 3.6
uh/a =
0.06, H =
225
r (Jethwa et
l.a al. 1982)

¢.D
¢,D
b~
.<
Table A1 (contd.)

1 2 3 4 5 6 10 11 12 13 14 15

+ Maneri-Bhali I-Ivdel Proiect (contd.)

i.a
p.a 2. Foliated 0.3 to 1 7 t o 34 0.5 to 0.1 to 1.29 1.0 1.0 0.6 to 0.005 0.8 2 Steel
¢.0 metabasics. 0.7 (0.5) (24) O.7 (0.6) 0.20 0.9 (0.8) to 0.05 ribs;
¢.0
bO a = 2.4;y = 2.5g (0.15) (o) stable
RQD = 82,
Q = 3.4-6.8
uh/a = 0.05,
H = 550
(Jethwa et al.
1982)

3. Sheared 0.8 to 1.5 to 0.7 to 0.2 to 1.04 1.0 0.70 to 0.2 tO 2.0 3 Steel
matabasics. 2.6 (1.7) 16.5 (5) 1.8 1.2 (0.7) 1.9 (1.3) 0.5 ribs;
a=2,4,7 =2.5 (1.25) (0.35) stable
RQD = 60
Q = 0.3-3.3
uh/a = 0.4
H = 350
(Jethwa et al.
1982)

Salal Hydel Tunnel

4. Highly jointed 1.7 to 6 to 8.5 1.0 to 0.4 tO 1.0 1.0 1.0 1.0 to 0.14 to 1.1 appears 1.5 Steel
dolomites. 5.5 (3.6) (7) 1.2 (1.1) 0.5 1.2 (1.1) 0.2 negli- ribs;
Q a = 6,~' = 2 . 8 (0.45) (0.17) gible stable
RQD = 30-40
Q =1.2-1.7
H=110

Khara Hydel Proiect


+
5. Grade I phyllites, (25) 0.16 to (0.13) 1.0 1.0 1.0 (0.3) (0.04) 0.25 to appears Steel
massive and 0.45 0.56 negli- ribs;
distinctly jointed (0.3) (0.40) gible stable
a = 7,Y = 2.64
RQD = 75,
RMR = 67
Q =5, H = 320
(Dube et al.
1982)
O~
~D
=~ ~ :.--&6 A
,e- " - = " ~ -+ Lm _~
GO

[~.-' •
0
O

0 O
IN
~,,uo 0
v O

v0

m-.
o.
v

o. o O

o o O

b-
q q o.
o5

O
~ 8 m---. o

°oO~
t~ ~ V

-.:. .+ ~o
_
K"
>~. ~D E
E ~
o

.8 ~ ~- ~
•- ,, 0~
I-
o
el II e" ¢-
~ ~ . ~ mr ~,~ O E o-Z m O z : ~ o ~ 8 m'-, o
I n
E' :D
O "11"
o
m
t:
i,=
..d O
<,D v' o5

70 TUNN~,T,~G AND UNDERGROUND SPACE TECHNOLOGY V o l u m e 7, N u m b e r 1, 1992


Table A1 (contd.).

1 2 3 4 5 6 9 10 11 12 13 I 14 15
1,181
Khara Hydro Proiect (contd.)

9. Chalnage 389 m do do do do do 1.0 (1.7) (1.1) 2.4 1.6 do


~D a = 3 , Q = 0.4
~D H = 150-200
b~
uh = 22.5 mm

Upper Krishna Project

10. Thinly bedded 75 (0.22) (o) 1.0 1.0 1.0 (0.22) (0) 0.2 appears 1.0 do
shales with negli-
calcite bands. gible
Chalnage 761 m
a = 6.5,
uv = 12 mm
Q=15, H=34

11. Chalnage 204 m do do do do do 1.0 (0.22) (o) 0.2 to appears 1.0 do


a = 6 . 5 , Q = 15 0.4 (0.3) negli-
H = 52, gible
uv = 5 mm

Lakhwar Hvdro Proiect

12. Tightly jointed -- 42 0.35 -- 1.0 1.0 1.0 0.35 0.45 to Distribution
basic reck. 0.55 of support
H = 250, pressure is
Q = 8-9 asymmetric
(i) a = 10.5
(ii) a = 7
(iii) a = 3

Notations:
a = average radius of tunnel opening in metres.
RQD = rock quality designation in percent.
Q = rock quality based on classification of Barton et al. (1974).
7 = unit weight or rock material in gm/cc.
uh/a = tunnel wall closure in per cent.
uv/a = closure at crown level in per cent.
H = height of overburden above opening in metres.
( ) = average values, except in column 4, where root mean square value is given.

++ Estimated support capacity.


t~ Table A2. Comparison of predicted and observed support pressure in squeezing ground conditions.

Corrected
Vertical S h o r t - t e r m Support Short-term Support
Support Pressure Correction Factors for: Pressure:
Pre~ure Short-
Geolo- from term
gical Terzaghl's Rock Over- Obser-
Descrip- Classifi- Mass bur- O b s e r v e d Support vation
S. NO. tion cation Quality den T u n n e l Closure Vert, Horlz. Pressure Period Remarks

roof wall

Qi P,~ p~,, f'r fW'


P~ P. P~ pw°b

from from = P~of" = P.=?


= 5Q from from from Table Table
o Eq. 4 Eq. 5 Eq. 6 4 4 f " f'r f " f*'

kg/sq, kg/sq. kg/sq, kg/sq, kg/sq, kg/sq.


kg/sq, cm month
cm cm cm cm cm cm

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15

Chibro-Khodri Tunnel

OR!!==¢1 1.8 to 3.4 0.125 to 2.5 to 4.2 1.8 to 3.0 1.0 (0.85) 1.8 (2.8) (4.3) 3.1 1.7 Circular ribs
(2.7) 0.50 (3.3) (2.4) stable
(0.25)

< a = 1.5,
o
RQD =10-
20
Q = 0.025
-.3
-0.10
7 = 2.73
uh = 2.8
H = 280
(Jethwa et
al. 1982)
tj~
b3
Table A2 (contd.).

1 2 3 7 8 9 10 11 12 13 14 15

Chibro-Khodri Tunnel (contd.)

b.a 2. Crushed red shale, 10.3 0.06 3.3 to 2.4 to 1.45 1.8 0.7 (11) (3.8) 10.8 3++ 8 Heavy circular
~D
CD highly.squeezing to to 5.0 5.0 ribs; severe
~0 a=415, =2.73 22.1 0.25 (4.2) (3.7) buckling due to
RQD = 10-20 (16.2) (0.12) squeezing. Little
Q = 0,012-0.5 closure at crown.
uh/a = 6, H = 680
(Jethwa et al. 1982)

3. Soft plastic black 1.5 to 0.08 4.0 to 3.0 to 1.0 0.70 0.7 (3.1) (2.7) 3.2 2.6 26 Circular ribs were
clays in thrust zone, 3.3 to 4.8 4.8 stable; compress-
moderately (2.4) 0.15 (4.4) (3.9) ible backfill
squeezing. (0.11) behind ribs.
a~'5, = 2.64 Enlargement of
RQD = 10 drift to 9 m size in
Q = 0.016-0.03 close proximity
uh/a = 4.1 delayed stabi-
uv/a = 4.5 lisation.
H = 280
(Jethwa et al. 1982)

4. Soft plastic black do do do do 1.0 1.8 1.8 (7.9) (7.0) 11.5 12.2 26 Circular ribs of
clays within thrust very high capacity
zone, moderately were stable.
squeezing. Consequently,
Y = 2.64, tunnel closures
Q RQD = 10 were likely to be
Q = 0.016-0.03 low, approx.
H -- 280 0-2%.
(Jethwa et al. 1982)

Giri Hydro Tunnel

~2 5. Very blocky and 0.7 to 1.5 to 1.2 to 0.8 to 1.08 1.15 1.15 (1.9) (1.2) 2.0 2.4 12 Roof closure
seamy slates, 2.3 4.1 1.8 1.3 considered equal
moderately (1.2) (2.5) (1.5) (1.0) to wall closure as
squeezing. horseshoe ribs
a = ~ . l , =2.5 with invert struts
uh/a = 7.6 deformed, but not
H = 380 as severe as in
Q - 0.32-0.82 case 6.
(Jethwa et al. 1982)
Table A2 (contd.).

1 2 3 10 11 12 13 14 15

Q Giri Hydro Tunnel (contd.)

6. Crushed phyllites, 2.1 to 0.62 to 1.8 to 1.2 to 1.0 0.7 1.8 (1.5) (2.9) 1.7 4.0 27 Peak
highly squeezing. 4.1 (3.1) 1.6 (1) 2.3 (2.1) 1.9 (1.6) measured
a = 2~1, = 2 . 3 support
RQD = 10-25 pressure of 5
q = 0.124-0.32 k0/sq, cm
uh/a = 12.4 occurred at
uv/a = 5 half total wall
H = 240 closures when
(Jethwa et al 1982) horseshoe ribs
with invert
budded.

L o k t a k Hydro Tunnel

7. Crushed shales, 2.9 to 0.055to 3.5 to 2.5 to 1.0 1.15 1.15 (5.1) (4.6) 5.4++ 5.4++ 15-cm-thick
moderately 5.4 (4.2) 0.22 5.3 (4.4) 5.3 (4.0) shotcrete with
squeezing. (0.11) 4-m-long rock
a = 2~., = 2 . 7 bolts supple-
gm/cc mented with
RQD = 10-20 circular ribs.
Q = 0.011-0.044 Squeezing
uh/a = 7 occurred even
H = 300 at H = 160 m.
(Jethwa et al 1982) Roof closure is
considered
equal to wall
closures.

Maneri Bhali Proiect

0 Highly fractured 2.64 (2.5) 1.6 1.1 1.04 1.15 1.15 (1.9) (1.3) 2.0 14 Supports
8.
quartzites. buckled.
a=23$, =2.5 Vertical and
RQD = 6O, Q = 0.5 horizontal
uh = 190 mm closures
H = 35O appeared
(Sharma 1985) equal.

See footnotes in Table A1 for notations.


~D
b3

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