Professional Documents
Culture Documents
ALPI Training 2021 CTPAT AEO
ALPI Training 2021 CTPAT AEO
with CARE.
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C-TPAT Background
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C-TPAT Benefits
• Reduced Cargo Inspections • FAST Lanes for expedited cargo
• Fewer enforcement processing
examinations and trade • Mitigation of penalties
inspections • Communications portal (from
• Tiered system 2006)
• Certified • Best practices catalog (from
• Validated (minimum) 2005)
• Validated (exceeds standards;
has best practices) • Expedited ruling requests
• Possible “green lane”
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C-TPAT Background
• March 25, 2005, CBP publishes detailed C-TPAT Security Criteria
• Training Phase I
• Container Security, Physical Security, Physical Access Controls
• Training Phase II
• Personnel Security, Procedural Security, IT Security
• Security Training and Threat Awareness
• Training Phase III: Business Partner Requirements
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Security Training and Threat Awareness
• Purpose:
• To train all ALPI employees to recognize and be aware of the threat posed by
terrorists at each point in the supply chain.
• ALPI Employees must be aware of emergency procedures the company has in
place.
• “safe” rooms, evacuation procedures
• ALPI Employees must know how to report situations that may compromise
security (who, what, when).
• Each facility has guidelines and emergency numbers
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ALPI USA: Fafety & Emergency
• “Safe” room
• What to do if there is a Hazmat situation
• Where to meet outside the facility in case of an evacuation
• Numbers to call: (see the attached document)
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Phase I: Container Security
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Phase I: Physical Security
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Phase I: Physical Access Controls
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Phase I: Physical Access Controls (cont’d)
• ALPI Employees must wear badges at all times and should report
cases where:
• Visitors and delivery personnel are not wearing identifying badges while on
the facility premises
• Any proposed break in procedure
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Phase II: Personnel Security
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Phase II: Procedural Security
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Phase II: Procedural Security
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Phase III: ALPI Business Partner Requirements
• All ALPI Business Partners (manufacturers, product suppliers, vendors) should
meet C-TPAT criteria (or equivalent foreign supply chain security system) for their
own business, subject to ALPI verification.
• ALPI Employees must target Business Partners that are C-TPAT certified.
• CBP Status Verification Interface (SVI)
• ALPI managers should be advised of partners that do not meet C-TPAT criteria, so
a change in supplier may be considered.
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Security Awareness for Guards
• First line of defense: the perimeter
• Check for damage to facility, unauthorized entry of persons and vehicles
• Report breaches IMMEDIATELY
• Guards are responsible for verifying incoming and exiting trailers and containers
• Paperwork (shipping or receiving)
• Seals
• Driver IDs
• Visitors: ID and appointment checked before allowed to enter
• Delivery drivers: ID and delivery approval before entry
• Employees: ID required, survey employee parking, watch for terminated employees
• Follow all ALPI written procedures; log all persons/vehicles
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Recognizing Internal Conspiracies
• Employees not in appropriate work spaces at appropriate time
• Example: assembly line personnel in warehouse
• Excessive contact with outside personnel
• Shoe example
• Parking violations
• Next to containers/trailers
• No employee parking permit displayed
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ALPI Security Awareness
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AEO Compliance & Standards
➢ Legal Compliance
➢ Financial Solvency
➢ Procedural Security
➢ Premises Security
➢ Cargo Security
➢ Conveyance Security
➢ Personnel Security
➢ Business Partner Security
➢ Security Training and Threat Awareness
AEO program is globally structured by World Customs Organization (WCO) by at large adhering to the C-TPAT
requisites of USA.
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