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The chemistry of tea flavonoids


a b b
Douglas A. Balentine , Sheila A. Wiseman & Liesbeth C. M. Bouwens
a
LIPTON, 800 Sylvan Avenue, Englewood Cliffs, NJ, 07632 Phone: 201–894–7338 Fax:
201–894–7338 E-mail:
b
Unilever Research Laboratorium, Vlaardingen, The Netherlands

Available online: 29 Sep 2009

To cite this article: Douglas A. Balentine, Sheila A. Wiseman & Liesbeth C. M. Bouwens (1997): The chemistry of tea
flavonoids, Critical Reviews in Food Science and Nutrition, 37:8, 693-704

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Critical Reviews in Food Science and Nutrition, 37(8):693-704 (1997)

The Chemistry of Tea Flavonoids


Douglas A. Balentine,1* Sheila A. Wiseman,2 and Liesbeth C. M. Bouwens3
1
Lipton, Englewood Cliffs, New Jersey; 2Unilever Research Laboratorium Vlaardingen, The Netherlands;
3
Unilever Research Laboratorium Vlaardingen, The Netherlands

* Address for correspondence: Douglas A. Balentine, Ph.D., LIPTON, 800 Sylvan Avenue, Englewood Cliffs, NJ 07632. Tel: 201-
894-7338; Fax: 201-894-7017; E-mail: douglas.balentine@unilever.com

I. TEA that contribute to the organoleptic profile of the


beverage and are being studied to determine their
Tea is the fragrant brew prepared from the leaves potential role in prevention of chronic diseases such
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of two varieties of the plant Camellia sinensis: assa- as cancer and cardiovascular disease. The physio-
mica and sinensis. Originating in China and South- logical activity of tea flavonoids is in part due to
east Asia, tea has been cultivated and consumed for antioxidant function characterized by redox chem-
more than 2000 years.1 The Chinese value tea for istry and the ability to scavenge reactive oxygen
its pleasant flavor and medicinal benefits, some of species (ROS). The bioactivity of flavonoids also
which have scientific merit today (Table I).2-3 appears to be mediated by nonantioxidant mecha-
Tea was first introduced into continental Europe nisms such as modulation of signal transduction
by the Dutch at the beginning of the sixteenth cen- pathways,6 proliferation at Gl phase of the cell
tury and reached England and North America by cycle,7 and the immune response.8 However, the
the mid-1600s. Tea has become an important com- mechanisms of tea bioactivity and their relevance
mercial product throughout the world with annual to human health remain to be established.
production of 2,610,569 metric tons in 1996 (Fig-
ure I). 4 A comprehensive overview of the history
and agriculture of tea is available in "Tea: Cultiva- II. COMPOSITION OF FRESH TEA
tion to Consumption".5 AND BIOSYNTHESIS
The distinctive color, flavor, and aroma of tea OF TEA FLAVONOIDS
result from chemical changes that occur during leaf
processing. Tea leaf contains flavonoids and methyl- Flavonoids are 2-phenyl benzopyran (Figure 2)-
xanthines (Table 2), unique bioactive compounds based compounds that are subdivided into six class-

TABLE 1
Traditional Health Claims for Tea

Traditional claims Possible scientific basis

Improved blood flow Vassodialation and decrease platelet activity


Elimination of alcohol and toxins Increased activity of phase I and phase II enzymes
Clear urine and improve flow Diuretic effects
Relieves joint pain Antiinflammatory activity
Improved resistance to diseases Prevention of cancer and coronary heart disease

Adapted from Ref. 2.

1040-8398/97/$.50
© 1997 by CRC Press LLC
693
<D
4
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CIS(Former USSR)
BpS— 8,000

Turkey " " " * ^ 1


114,540 Japan
\ 88,709
South America^
56,500 " * ^ ^ China
/ / \ 593,386
-
Kenya *~~ X / - \
Bangladesh \ \
257,162 Sri Lanka 55,129 • \
India 258,427 Indonesia Australia and
779,996 144,000 Papua New Ginea
8,100

FIGURE 1. World tea production 1996 (metric tons).


TABLE 2 (-)-epigallocatechin and (-)-epigallocatechin gal-
Composition of the Tea Leaf late (Figure 3), colorless, water-soluble compounds
that contribute bitterness and astringency to green
Component Percentage of tea. Flavonols such as quercetin, kaempferol, my-
dry weight
ricitin, and their glycosides, which are character-
Flavanols 25.0 ized by a 4-oxo 3-hydroxy C ring, are found in tea
Flavonols and flavonol glycosides 3.0 (Figure 4). Flavonol glycosides make up 2 to 3%
Phenolic acids and depsides 5.0 of the water-soluble extract solids of tea. The fla-
Other polyphenols 3.0 vonol aglycones are not found in significant quan-
Caffeine 3.0 tities in tea beverage due to their poor solubility
Theobromine 0.2
Amino acids 4.0
in water.9-10
Organic acids 0.5
Monosaccharides 4.0
Polysaccharides 13.0
Cellulose 7.0 OH
Protein 15.0
Lignin 6.0
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Lipids 3.0
Chlorophyll and other pigments 0.5
Ash 5.0
Volatiles 0.1

Adapted from Refs. 9, 10, 16.g

FIGURE 3. Major tea catechins.


es: flavones, flavanones, isoflavones, flavonols, fla-
vanols, and anthocyanins.
Flavanols and flavonols, the main classes found
in tea, are 30% of the dry weight of fresh leaf. Cat- Epicatechin EC H H
Epicatechin gallate ECG Gallate H
echins (flavan-3-ols), the predominate form, are char-
Epigallocatechin EGC H OH
acterized by di- or tri-hydroxyl group substitution Epigallocatechin gallate EGCG Gallate OH
of the B ring and the meta-5,7-dihydroxy substitu-
tion of the A ring. Fresh tea leaf contains four major
catechins: (-)-epicatechin, (-)-epicatechin gallate,

OGlycoside
5' OH O
1
6
FIGURE 4. Major tea flavonols.

5 4
Kaempferol glycoside KaG H H
FIGURE 2. Basic flavonoid structure (2-phenyl Quercitin glycoside QuG OH H
benzopyran). Myricitin glycoside MyG OH OH

695
A. Biosynthesis of Tea Flavonoids Proteins and Amino Acids

The pathways for the de novo biosynthesis of Tea beverage is —17% w/w nitrogenous ma-
flavonoids in both soft and woody plants have been terials as protein (-6% w/w) and amino and nucleic
elucidated and reviewed in detail.11 Flavonoids are acids (-1.0% w/w). Theanine (y-n-ethyl glutamine)
formed from condensation reactions of cinnamic (-3% w/w) is one of the 19 amino acids in green
acids and acetic acid. Involved with the biosynthe- and black tea16-18 and is unique to tea. Amino acid
sis of tea flavonoids are the enzymes of the shiki- degradation is involved with biogenesis of aroma.
mate/arogenate pathway, especially 5-dehydroshUri- The distinctive flavor of Japanese green tea is in
mate reductase, a key regulatory enzyme. Cinnamic part due to amino acids.
acid biosynthesis is controlled by phenylalanine
ammonia lyase. The regulation of flavonoid bio-
synthesis in tea has not been well characterized.
E. Enzymes

The enzymes most important to the chemistry


and manufacturing of tea are those responsible for
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B. Methylxanthines
the biosynthesis of tea flavonoids and those in-
volved in the conversion of fresh leaf into manu-
Tea leaf contains 2.5 to 4.0% caffeine (dry weight factured commercial teas.
basis) and much smaller quantities of the related
Polyphenol oxidase (PPO) (EC 1.14.18.1;
methylxanthine theobromine. Theophylline has been
monophenol monooxygenase [tyrosinase] or EC
reported as a tea constituent;12 however, it has not
1.10.3.2; O-diphenol: O2 oxidoreductase) is one
been detected in tea beverage using current analyt-
of the more important enzymes involved with the
ical techniques13 and is not formed by the biosyn-
formation of black tea polyphenols.16-19 The en-
thetic pathway for methylxanthines in tea.14 A
zyme is a metallo-protein thought to contain a bi-
180 ml serving (6 ounces) of tea contains -60 mg
nuclear copper active site. Reviews of PPO are avail-
of caffeine, compared with —100 mg of caffeine in
able.19-21 Tea PPO reacts effectively with both 3'
a 180-ml serving of freshly brewed coffee. Black,
to 4' and 3' to 4' to 5-hydroxylated catechins with
green, and oolong tea beverages contain about the
specificity for the o-diphenol. PPO has good func-
same amount of caffeine when prepared using the
tionality in the pH range 4.6 to 5.6.9
same amount of leaves. The amount of caffeine in
Peroxidase (POD) (EC 1.11.1.7) is found in
tea beverage is determined by the brewing condi-
fresh green leaf.22-23 It is a haemin-based enzyme
tions of time, temperature, leaf size, and amount of
that catalyzes the reductive decomposition of hy-
tea. Decaffeinated teas are available and contain
drogen peroxide to water and organic peroxide
less than 5 mg of caffeine in a 180-ml serving.
species to the corresponding alcohol. PPO is
thought to produce peroxide, which activates the
POD system. However, catalase is quite active in
tea and rapidly removes peroxides as they form,
C. Minor Phenolic Compounds thereby limiting the role of POD in fermentation
and Minerals reactions.9-10

Tea beverage contains phenolic acids, gallic


acid, and its quinic acid ester theogallin that are
easily detected by HPLC.15 Potassium, calcium, mag- F. Analytical Methods
nesium, and aluminum are the predominant miner-
als found in the ash (10 to 15% w/w) portion of the Methods are available to quantify many fla-
water-soluble extract solids of tea.16-17 Tea beverage vonoid phytochemicals in vegetables, fruit,24 and
is a significant source of fluoride at - 1 mg/serving. teas.25

696
The total polyphenolic content of teas and other A. Chemistry of Tea Fermentation:
polyphenol-rich foods is best estimated using colori- Oxidation
metric techniques such as the Folin-Denis or Pruss-
ian Blue assays that are based on redox reactions Chemical reactions during the manufacture of
mostly specific to phenolic groups.26 These nonspe- green, oolong, and black teas are responsible for
cific methods are useful for estimating the amounts the development of their respective colors and fla-
of undefined polyphenols in tea beverage. vors. During tea fermentation the colorless catechins
High-performance liquid chromatography (HPLQ of green tea are converted to a range of products of
techniques typically use reverse-phase C-18 meth- orange-yellow to red-brown color through a series of
ods based on a gradient of acetonitrile and water to oxidative condensation reactions and numerous vola-
quantify the flavonoids in tea. These methods often tile flavor constituents are formed. These changes are
permit the simultaneous determination of flavonoids reflected in the red-amber color, reduced astringency,
and caffeine. Accurate HPLC methods for analy- and more complex flavor of black tea beverage.9-35
sis of catechins,25-27 the flavonols—either as glyco-
sides28 or hydrolyzed into free form,29 the theafla-
vins25 and caffeine30 — are available. Gallic acid, B. Flavanol Oxidation
theogallin, and the chlorogenic acids31 can also be
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analyzed using HPLC methods. Methods are also The fermentation process is initiated by the
available to estimate the level of catechins32-33 and oxidation of catechins to reactive quinones, a pro-
total catechins34 in biological fluids. cess catalyzed by the enzyme polyphenol oxidase.
Quantitative analysis of the undefined condensed While the gallocatechins, epigallocatechin, and epi-
flavonoids in black tea is not currently possible. gallocatechin gallate are preferred, polyphenol oxi-
One useful method of estimating the undefined poly- dase can use any catechin as a substrate to form the
phenols in tea is to express these constituents as the complex polyphenolic constituents found in black
difference between known polyphenols determined and oolong teas.9-35
through quantitative methods such as HPLC and the
total polyphenols estimated using the Folin-Denis
or Prussian Blues assays. The latter assays can be C. Theaflavins (TFs)
made more quantitative if defined polyphenolic mix-
tures from tea are used as standards in lieu of gallic Theaflavins are a well-defined group of flavo-
acid. noid biopolymers produced through fermentation.
Exhibiting a bright orange-red color in solution,
they are important contributors of "brightness" and
III. MANUFACTURING astringency, desirable attributes of tea beverage.36
Common to black tea are four main TFs that
Freshly harvested tea leaves require manufac- vary in degree of gallation and several minor TFs,
turing to be converted into green, oolong, and black including the isotheaflavins and neotheaflavins (Fig-
teas (Figure 5). Green tea is processed in a man- ure 6).10-35 The total TF content of black tea leaves
ner designed to prevent the enzymatic oxidation does not usually exceed 2% and can be as low as
of catechins. Green tea consumption is increasing 0.3%. TF content can be readily determined by di-
worldwide, but Japan, the People's Republic of rect HPLC analysis of tea beverages.25 The quantity
China, North Africa, and the Middle East are tradi- of TFs in black tea beverage is about one third the
tionally the sites of greatest consumption. Oolong level of remaining catechins.
tea is partially oxidized tea manufactured primarily
in the People's Republic of China and Taiwan. Black
tea is the dominantly manufactured tea product world- D. Theaflavic Acids and Theaflagallins
wide made through a polyphenol oxidase-catalyzed
oxidation of fresh leaf catechins. Detailed reviews Gallic acid (GA) is not directly oxidized by
of the manufacturing of tea are available.5-9 polyphenol oxidase but can be directly oxidized

697
O)

00
Fresh Leaf

\
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iijiii iiiiiii iiliiiiSHi


iiiiiii iiiiiii::: ill iiiiiii iijl:
::::
iiiiiii iiiiiii:::
iiiiiti iiiiiiiii!
III ::::;:;
iiiiiii
i• •ilii:; ii:
pPr.: ::::
:;::
iiiiiii ill iiiiiii ..;:i:i::::::ii:tt: :i:i:ii:iiii iiiiiii!:
I::::::!::::::::::::::: "•ii:i;;:S!
iiiiiii ii:::::::; iii iijiii: !::: .;::::::..
I:-;:::-::-:!::::!::::: ;:::::;::;
::::::;:::::;::::t:::;:

Green Tea Oolong Tea Black Tea

FIGURE 5. Tea manufacturing process.


OH
OR, OH

OH
HOOC
O

OH

FIGURE 6. Theaflavins.
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R2

Theaflavin TF H H
Theaflavin 3-gallate TF3G Gallate H ''•OH OH
Theaflavin 3'-gallate TF3'G H Gallate
Theaflavin 3,3'-digallate TFDG Gallate Gallate OH

FIGURE 7. Epitheaflavlc acid and Epitheaflagallin.


to a gallic acid quinone.9'35 GA reacts with cat-
echin quinones to form a group of compounds called
theaflavic acids or with gallocatechin quinones to
form theaflagallins such as epitheaflagallin (Fig- polyphenolic substances thought to be the brown
ure 7).37 The theaflavic acids are bright red, acidic to black pigments of tea. These compounds have
substances present only in small quantities in black historically been termed "thearubigens", based on
tea.35 the early work of Roberts.935 One subgroup of these
undefined flavonoids has been classified as proan-
thocyandin polymers and form cyanidin and del-
E. Bisflavanols (Theasinensins) phinidin on acid hydrolysis.16 Recent attempts to
separate and purify the condensed flavonoids via
The paired condensation of two gallocatechins chromatography and reverse phase HPLC have not
form a group of colorless substances called bisfla- led to further elucidation of these flavonoid conden-
vanols (Figure 8).10-35 Reclassified as theasinesins38 sation products.40-41 Black tea fractions defined as
and found in green and oolong teas,39 bisflavonols theafulvin40 and oolongtheanin39 have been isolated.
are reactive compounds and are thought to rearrange
to form other undefined black tea flavonoids.
G. Consumption and Composition
of Tea Beverage
F. Condensed Tea Flavonoids
Hot black tea is most commonly consumed
Catechins are reduced by ~85% during black worldwide. Iced tea, however, accounts for 80% of
tea manufacturing, yet only ~10% can be account- tea consumption in the U.S. Tea is usually pre-
ed for as theaflavins and theaflavic acids. The bal- pared from tea bags infused in hot water in a pro-
ance of catechins form undefined, water-soluble portion of 1 g leaf to 100 ml water. The resulting

699
TABLE 3
Principal Components of Green and Black
Tea Beverages (% wt/wt Solids)

Flavonoid Green tea Black t

Catechins 30-42 3-10


Theaflavins 2-6
Simple polyphenols 2 3
Flavonols 2 1
Other polyphenols 6 23
Theanine 3 3
Amino acids 3 3
Peptides/protein 6 6
Organic acids 2 2
Sugars 7 7
Other carbohydrates 4 4
Caffeine 3-6 3-6
Potassium 5 5
Other minerals/ash 5-8 5-8
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Adapted from Refs. 9, 10, 16.

0 H nisms, including delocalization of electrons, for-


OGallate] mation of intramolecular hydrogen bonds,44 and re-
OH OH
arrangement of their molecular structure.45-46 These
tea polyphenols may also prevent oxidative reac-
FIGURE 8. Bisflavonol A, or Theasinensin A tions by chelating free copper and iron, which may
and Theassinensin F. catalyze formation of ROS in vivo.47'49 The redox
chemistry of tea flavonoids provides a chemical
basis for describing chemical reactivitiy as an elec-
beverage typically has a solids concentration of tron donor and, thus, antioxidant functionality.
~O.35% for a 3-min brew. A typical tea beverage The structural features thought to be responsible
contains 2500 to 3500 ppm solids. Black and green for flavonoid antioxidant activity are an o-dihydroxy
tea beverages contain different polyphenols con- catechol (3',4'-OH) arrangement on the B ring, ei-
stituents due to the changes that occur during man- ther di- or tri-hydroxy-substituted catechins or fla-
ufacturing (Table 3). vonols, and the C2-C3 double bond in the C ring
Green tea is most commonly used in Asia, espe- conjugated with a C4 carbonyl group found in fla-
cially in Japan and China. The numerous reports of vonols.44-50-51 Antioxidant function is also thought
health benefits associated with green tea drinking to be promoted by C5, C7 dihydroxylation on the
have increased the awareness of green tea in the U.S. A ring.52 The antioxidant activity of catechins' is
Sugar, lemon, herbs, fruit flavors, and spices determined by the B ring catechol structure and is
are commonly added to tea beverages as flavoring further enhanced in gallocatechins by the 5' hy-
agents. droxy group on the B ring.
The reduction potential of a compound pro-
vides an estimate of the energy required to donate
IV. REDOX PROPERTIES OF TEA an electron; the lower the reduction potential, the
ANTIOXIDANTS less energy required to donate an electron and the
higher the expected antioxidant activity. The reduc-
Catechins and flavonols scavenge ROS and tion potentials of catechins, gallocatechins, querce-
free radicals42-43 through several proposed media- tin, and rutin for donation of a single electron were

700
determined using differential pulse voltammetry with ment of molecular structure,4546 reactivity with
reference to a saturated calomel electrode (SCE). other antioxdants, and chain termination events.
The measurements were made at 20°C and pH 6.15 The redox potential of catechins and gallocat-
using 1 xaM aqueous solutions of the catechins and echins was also determined using pulse radiolysis
gallocatechins and 0.5 mM solutions of quercetin relative to the hydrogen electrode (NHE) at pH
and rutin in 50% methanol (Table 4). Gallocatechins 7.43 All values relative to the NHE electrode have
had lower redox potentials than the simple catechins. been corrected to the equivalent SCE value by sub-
The 5'-OH group in the B ring of the gallocatechins tracting a factor of 0.19 V to allow for comparison
is thought to allow for easier electron donation and of results. The same ranking of catechin redox poten-
thus better antioxidant activity. tial was found using both methods, but the values
Comparison of the redox potentials of catechins found relative to the NHE electrode were clearly
and catechin gallates demonstrates that introduction higher (possibly due to differences in pH): EGC
of a gallate ester into the B ring of the catechin 0.23 V, EGCG 0.24 V, C 0.38 V, and EC 0.38 V.
molecule increases the energy required for electron Determinations using the NHE show that EGC and
donation. The redox potential of EGC was lower EGCG have lower redox potentials than the redox
than that of EGCG (0.09 V vs. 0.14 V). Differenc- standards Trolox (0.29 vs. SCE),55 rutin (0.41 vs.
es in redox potential between the catechin and epi- SCE),45 and 4-methoxyphenol (0.55 v.s SCE).56
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catechins were also observed with all epi forms Due to the lower redox potential of the EGC and
having significantly lower values. The difference EGCG radicals compared with the vitamin E radi-
was most evident between EGC and GC, which have cal (~D 0.06 V), it is feasible that electron transfer
redox values of 0.09 V and 0.13 V, respectively. from the gallocatechins to the vitamin E radical (i.e.,
The redox potentials of the simple catechins, EC, regeneration of vitamin E) would occur in biolog-
C, and EGC were similar. The redox potential of ical systems. The gallocatechins are potentially rel-
quercetin was similar to the non-gallated epicat- evant biological antioxidants based on their redox
echins, while the quercetin glycoside rutin has a properties.
redox potential higher than the catechin gallates. The redox potential of theaflavins have been
The redox potentials do not fully predict the rank- determined using both pulse voltammetry, with ref-
ing of these flavonoids as antioxidants in biologi- erence to a SCE, and pulse radiolysis, with refer-
cally based systems.42-53154 Other mechanisms im- ence to the NHE.57 At pH 6.15 relative to the SCE,
portant to determination of overall antioxidant the first redox potentials of the theaflavins are the-
functionality are delocalization of electrons, forma- aflavin (TF) 0.16 V, theaflavin di-gallate (TFdG)
tion of intramolecular hydrogen bonds,44 rearrange- 0.19 V, theaflavin-3'-gallate (TF3'-G) 0.19 V, and

TABLE 4
Redox Potentials of Catechins, Gallocatechins, Quercetin,
and Rutin

Component 1 st redox potential vs. SCE (V)

Epigallocatechin (EGC) 0.09


Quercetin (Q) 0.11
Gallocatechin (GC) 0.13
Epigallocatechin gallate (EGCG) 0.14
Gallocatechin gallate (GCG) 0.15
Epicatechin (EC) 0.19
Epicatechin gallate (ECG) 0.20
Catechin (C) 0.20
Rutin (R) 0.23
Gallic acid (GA) 0.25

701
theaflavin-3-gallate (TF3-G) 0.20 V; these values Tea flavonoids are competitive inhibitors of micro-
are similar to those of simple catechins and higher somal glucuronidase,62 slow cell proliferation through
than those of the gallocatechins. The reduction poten- modulation of API activation,6 and decrease growth
tials of theaflavin radicals induced by pulse radioly- of tumors cell lines at the Gl phase of the cell cycle.7
sis in neutral media (E, vs. SCE) are: TF = 0.32V These properties of tea flavonoids suggest that the
and TFdG = 0.35V;57 these values are higher than physiological effects of tea on processes involved
those of the gallocatechins and Trolox. The redox with chronic diseases such as cancer and coronary
potentials of the theaflavins were similar, although heart disease involve more than simple antioxidant
gallate esterification tended to increase the redox mechanisms. A better understanding of the physi-
value. TF had the lowest first reduction potential; ological effects of tea and potential mechanisms
however, the TF gallates have higher antioxidant requires much more research.
activity than TF in the lipid phase,48 demonstrat-
ing that redox potential is not a perfect indicator
of antioxidant activity.
ACKNOWLEDGMENTS
Reduction potentials of the tea flavonoid radi-
cals are also lower than those of the alkylperoxyl
The authors thank Michael Albano for his edi-
(E? = 0.86 V vs. SCE)58 and superoxide (E, = 0.75
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torial and technical assistance in the preparation of


vs. SCE)59 radicals and therefore have the potential
this manuscript.
to neutralize these reactive species based on redox
properties. A good quantitative correlation was not
observed between the redox potential and ability
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