Professional Documents
Culture Documents
13
Introduction
Our Reading Freire and Habermas (Morrow & Torres, 2002) used a thesis of
convergence and complementarity between the two theorists as a reference point
for situating Freire’s project within the larger context of the collapse of the Soviet
Union and post‐Marxist critical social theory. Convergence referred primarily
to the core categories of Freire’s pedagogy, as well as the political strategy that
emerged with his radical democratic approach to the transformation upon his
return from exile to Brazil. In the case of Habermas, the possibility of conver-
gence dates earlier to his break with the pessimistic neo‐Marxism of his Frankfurt
School critical theory mentors in the late 1960s, especially as developed in his
theories of communicative action and deliberative democracy. The question of
complementarity, on the other hand, opened up questions of mutual interrogation,
respective blind spots, and productive points of friction.
To revisit this book after nearly two decades presents a daunting challenge
that introduces various problems of selection, emphasis, and revision in light of
hindsight, subsequent scholarly discussion, and the current horizon of crisis and
possibilities. This task is further complicated by the fact that in the interim we
have not devoted any coordinated effort to the further development of its themes.
This reflects not only that our attention was distracted elsewhere, but that its
favorable if perfunctory reception in the occasional review did not appear to
raise issues that were necessary to respond to. It was cited with some frequency,
though not commensurate with the visibility of Freire and Habermas and without
detailed critical commentary. Particularly noteworthy, as well as disappointing,
was the complete neglect of the book within the community of more specialized
Habermas scholarship, in part a reflection of the more general lack of discussion
of educational theory in that context. If Freire’s untimely death had not
undermined a proposed conference concerned with a dialogue with Habermas,
The Wiley Handbook of Paulo Freire, First Edition. Edited by Carlos Alberto Torres.
© 2019 John Wiley & Sons, Inc. Published 2019 by John Wiley & Sons, Inc.
242 Raymond Allen Morrow and Carlos Alberto Torres
there might have been more of a response. Though the problematic of education
seems more recently to have come to the attention of Axel Honneth—a former
student of Habermas whose theory of recognition has emerged as a major con-
tribution to critical social theory (Honneth, 2012), he surprisingly does not link
his discussion with the contributions of Habermas, let alone Freire, despite the
extensive reception of Habermas in educational theory and research (Murphy &
Fleming, 2009). This neglect is particularly surprising given the centrality of edu-
cational reform in Germany and the democratic public sphere in Habermas’s
earliest writings, the concept of a critical‐emancipatory knowledge interest, the
theory of communicative action, and the leitmotif of collective learning that
underlies his distinction between strategic (or instrumental) rationalization and
social rationalization.
Moreover, Reading Freire and Habermas has been cited primarily to provide
some authority for confirming or clarifying specific points unrelated to the
implications of the Freire‐Habermas relation. Consequently, there was little
effort to extend or further develop the particular issues we introduced, despite
occasional informative exceptions (Borman, 2011; Huttunen & Murphy, 2012;
Knowles & Lovern, 2015). Nor was there much negative criticism, in part a
reflection of the pervasive pluralist spirit of letting a “million Freires” blossom,
despite the wide range of potentially contestable comparative arguments or,
most controversially, situating Freire as a “post‐Marxist” critical social theorist.
social theoretical diagnosis and its convergence with critical social research
understood as a crucial resource for the “reflection” necessary to further
develop praxis.
From this metatheoretical perspective, the core generative concepts take the
form of a transformative “methodology,” though not a “method,” a distinction
found in the postpositivist social science literature. A social scientific method is
a specialized technique, for example, survey research, that is relatively indifferent
to the purposes of values that guide its use. In contrast, a methodology in this
more technical sense refers to an overall strategy for investigation (e.g. research
design) that may use a variety of technical methods, as long as the process of
investigation is guided by specific purposes and explicit values. In the case of
critical social theories based a “critical theory of methodology,” the research
design is based on linking analysis agency and structure (e.g. social and cultural
reproduction) with values relating to processes of liberation and humanization
and the reduction of alienation and dehumanization (Morrow, 1994). Similarly, a
Freirean methodology—as a praxis‐oriented pedagogical program—necessarily
gives primacy to the strategic role of dialogical learning, but this does not
preclude the use of more structured instructional methods if they contribute to
the overall goals of a critical education project.
The distinction between the stable foundational and changing diagnostic con-
cepts also has important implications for reflexive validation and further devel-
opment of Freire’s pedagogy. Even if particular educational experiments may
appear to fail or not live up to expectations, the resulting necessary criticisms
have no direct relation to refuting the validity of his core concepts, even if prob-
lematizing the adequacy of the diagnosis underlying particular applications.
Consequently, such failed “praxis” should give rise to “reflection” based in part
on critical evaluation research. Indeed, from this perspective, the history of the
“reinventions” of Freire provides a potential comparative laboratory for develop-
ing more adequate criteria of “failure” and “success,” as well as informing the
construction of more empirically grounded diagnostic strategies and contribut-
ing to the reconstruction of core concepts.
The existing critiques of the use of Freire’s as a “method” are thus valid to the
extent that they target strategies that lose sight of conscientization as part of a
larger emancipatory pedagogical process. Where such “radical” critiques often
go astray is that they often tightly and a historically couple his core concepts with
a specific, time‐bound and situational diagnosis, as in the case of Freire’s appar-
ent embrace of revolutionary Marxism‐Leninism in chapter 4 of Pedagogy of the
Oppressed.2 To this day, there are contexts—especially Latin America—where
the vague but dogmatic mantra of this understanding of Freire’s “Marxism” and
“socialism” is ritually repeated in a “sectarian” manner that lacks adequate his-
torical and empirical “reflection,” as Freire would say.
During our interview in 1985, he corrected me that his work is not split in
two: the first Freire, and the latter Freire. Rather, it is one single Freire in
movement, in a perpetual state of learning and in continuous reflection
about his own work. (Torres, 1998, p. 1)
awareness of the necessary dialogue between expert and popular knowledge (or
expert and lay knowledge as characterized by sociologist Anthony Giddens’s
conception of a “double hermeneutic”). The three phases of his career were
defined by changing interpretations of the requirements of realizing this
multifaceted intention.
Our strategy can be also justified by a related expression of Freire’s self‐
understanding, again from the 1985 interview:
Over and over again he demanded that his critics contextualize his work
historically, acknowledge the evolution of his thought and his self‐
criticism, and allow him … the right to continue thinking, learning and
living beyond his books and, in particular, beyond Education as a Practice
of Liberty (1967) and Pedagogy of the Oppressed (1969), where many
admirers and critics left him virtually suspended. (Torres, 1998, p. 1)
Without such an historical perspective, debates about the “true” Freire are
resolved either by arbitrarily selecting particular citations that fit one’s theoreti-
cal agenda or concluding that he was simply inconsistent. An example of the
latter is Ronald Glass’s provocative critical contention—based on citations from
throughout his career—that Freire’s epistemological approach was “lacking clar-
ity.” Most seriously, “he equivocated between accepting the radical indetermi-
nateness of knowledge and arguing for a natural science kind of certainty.”
Consequently, “if knowledge is tied to human interests (Habermas) and relations
of power (Foucault) that embed ideological commitments … then explanations
of oppression continually beg the question of their validity.” What is thus required,
Glass concludes, is a “nonfoundational” approach (Glass, 2001, pp. 21–22).
Glass’s critique can best be addressed—as we did in our earlier study—by a con-
sideration of Freire’s intellectual development—his “education as an educator”—
using the perspective of the “final Freire” and his related unconscious convergence
with Habermas’s postfoundationalism as a reference point for reassessing the
previous two phases. These three phases were closely related to his geographic
locations, professional responsibilities, and political engagements:
1) The pre‐exile period before 1964 was defined by development of an innova-
tive adult literacy program, a process that was supplemented by related agri-
cultural extension experience in Chile (Torres, 2014). This phase was guided
by an elite‐mass model of society and a liberal democratic approach to the
contribution of education to “fundamental democratization” as part of a
developmental nationalist project of modernization in Brazil as understood
within the emerging Latin American tradition of dependency theory. A cru-
cial aspect of his methodological approach to dialogical education was the use
of multiple empirical methods to investigate the social realities and popular
culture of learners, especially the ethnographic analysis of generative themes
and the use of participatory action approaches to community and local devel-
opment (Flores‐Kastanis, Montoya‐Vargas, & Suárez, 2009). This phase was
interrupted by a military coup in 1964, which reflected an elite response to
the perceived threat of mass, grassroots democratic mobilization, though
framed in the ideological rhetoric of anticommunism.
252 Raymond Allen Morrow and Carlos Alberto Torres
2) The exile period from 1964 to 1980, which involved extensive international
experience: relocation in Chile from 1964 to 1969, followed by a year of teach-
ing at Harvard, and then work for a decade as an educational consultant for the
World Council of Churches in Geneva. The experience in Chile culminated in
a Marxist turn that can be related to the trauma of exile, his exposure to the
remarkable international reception of Marxism in Chile, and his conviction
that in most of Latin America that the only alternative to fascist authoritarian-
ism was revolution as envisioned by the Cuban revolution, especially the
example of Che Guevara. A problematic feature of this Marxist phase (which
was extensively shared by a Latin American intellectual generation), however,
was a tendency to see Marxism in foundationalist terms as a self‐sufficient,
scientific program of theory and praxis that could dispense with dialogue with
the “bourgeois” social sciences. In practice, however, his work with the World
Council of Churches included consultant activities with both new revolution-
ary regimes and democratic reform projects sponsored by governments and
nongovernmental organizations. Consequently, there was an unresolved ten-
sion between the democratic and revolutionary models, especially because, as
critics charged, he unsuccessfully attempted to graft his dialogical pedagogy
onto a Marxist‐Leninist conception of revolutionary “democracy” based on
“communion” with “the masses” or “the people.” This persistent democratic
deficit was also reflected in the lingering Eurocentrism of Latin American rev-
olutionary theory, especially its lack of understanding of the experiences of
African descendants of slaves and indigenous peoples. Such problems in his
initial appropriation of Marxist theory arose in part from not realizing the con-
flicts between the humanist (existential, phenomenological, historicist) and
antihumanist (structuralist) interpretations of Marxism that he attempted to
integrate in Pedagogy of the Oppressed. Moreover, this initial engagement with
Marxism did not give any evidence of a deeper understanding of Gramsci, the
primary reference point of his relation to the Marxist tradition in his third
phase, as part of a complex Gramsci reception in Brazil (Coutinho, 2012).
3) The period of his return to Brazil in the 1980s until his death in 1997 included
work as a university professor, engagement with the radical democratic
Worker’s Party headed by Lula da Silva, and a 2‐year effort at the end of the
1990s to initiate the reform of the public education system of Sao Paulo
(O’Cadiz, Wong, & Torres, 1998). Though the resulting new social theoretical
perspective was not treated in a systematic way, his political involvements gave
priority to democratization for realizing broadly socialist goals, his social anal-
ysis rejected class reductionism and recognized the diversity of oppression,
and epistemologically he embraced a “critical” or “progressive postmodern-
ism” that rejected both relativism and dogmatic claims to certainty in favor of
reflection on praxis informed by a plural understanding of social research
(Freire, 1993; Freire & Macedo, 1993). In questioning his use of the terminol-
ogy of postmodernism to describe this phase, we argued in Reading Freire and
Habermas that the more theoretically sophisticated postpositivst philosophy
of social science provided by Habermas and contemporary critical social the-
ory and research could more effectively clarify what he had in mind. Moreover,
this interpretation is also in principle consistent with Freire’s relation to a
Rereading Freire and Habermas 253
Our pedagogy cannot do without a vision of man and of this world. It for-
mulates a scientific humanist conception which finds its expression in a
dialogical praxis in which teachers and learners, together, in the act of
analyzing a dehumanizing reality, denounce it while announcing its trans-
formation in the name of the liberation of man (Freire, 1972, p. 20, 1985,
p. 57). Emphasis added.
(Weigand, 2010, p. 13). A similar and even more damning denunciation of Freire’s
philosophical anthropology can be found in the work of Chet Bowers, who has
long viewed Freire’s pedagogy as the “trojan horse” of Western neoliberalism.
The key to his critique is a caricature of Freire as an advocate of “total autonomy,”
thus downplaying his stress on solidarity, dialogue, and historical contextualiza-
tion (Au & Apple, 2007). This tactic leads to the conclusion that he should “be
viewed as an essentialist thinker whose philosophical anthropology is based on
Western assumptions that were also the basis of the Industrial Revolution”
(Bowers, 2005, p. 132).6
An alternative strategy for analyzing and reconstructing Freire’s philosophical
anthropology, especially as a distinctive political anthropology, was introduced
in the early work of Carlos Torres. The problematic of Freire’s anthropology was
first noted in the eloquent foreword of the original Portuguese (and Spanish) edi-
tions by Ernani Maria Fiori, who pointed out that “anthropology becomes educa-
tion” with political intent as a “pedagogy of the oppressed” (Fiori, 1970, p. 13),
even though in the book Freire explicitly referred to cultural and social anthro-
pology only in the context of ethnographic analysis of generative themes.
Creatively building on Fiori’s suggestion, Carlos Alberto Torres, writing in 1977,
went further by describing Freire in terms of a “scientific pedagogy” whose epis-
temological dimensions are grounded in a “political anthropology” concerned
with the insertion of human consciousness in history (Torres, 1978, p. 7). This
“scientific” characterization—which resembles Habermas’s conception of “post‐
metaphysical” theory—is of strategic importance because of the tendency in the
early reception of Freire in Latin America and elsewhere to view him somewhat
misleadingly and too narrowly as a “Christian thinker” (Jarvis, 1987), partly
because of his early association with the Catholic Action Movement.
Though Torres’s early discussion of Freire’s anthropology raises a number of
issues worthy of further exploration, in the present context we can only high-
light the strategic importance given to Hegel’s master–slave metaphor as an
anthropological concept, an analysis that eventually appeared in an English
version nearly 20 years later (Torres, 1994). Our focus here, however, is limited
to a basic reconstruction of Freire’s self‐understanding of his anthropology in
retrospective reflections.
Ultimately, or perhaps one might say, in the overall context, not only of the
passage cited, but of the whole book (could it have been otherwise?), a
particular anthropology is implicit (when not clear and explicit)—a cer-
tain understanding or view of human beings as managing their nature in
their own history, of which they become necessarily both subject and
object. This is precisely one of the connotations of that nature, constituted
socially and historically, which not only founds the assertion made in the
passage quoted, but in which are rooted, consistently, I feel confident,
the positions on political pedagogy that I have argued over the course
of the years. (Freire, 1994, p. 97)
Here is the passage to which he refers, using the earlier and more familiar trans-
lation in Pedagogy of the Oppressed:
Whereas the violence of the oppressors prevents the oppressed from being
fully human, the response of the latter to this violence is grounded in the
desire to pursue the right to be human. As the oppressors dehumanize
others and violate their rights, they themselves also become dehumanized.
As the oppressed, fighting to be human, take away the oppressors power
to dominate and suppress, they restore to the oppressors the humanity
they had lost in the exercise of oppression. It is only the oppressed who, by
freeing themselves, can free their oppressors. The latter, as an oppressive
class, can free neither others nor themselves. (Freire, 2005a, p. 56)
It is because this is “the way we are” that we live the life of a vocation, a
calling, to humanization, and that in dehumanization, which is a concrete
fact in history, we live the life of a distortion of the call—never another call-
ing. Neither one, humanization or dehumanization, is sure destiny, given
datum, lot, or fate. This is precisely why the one is calling, and the other,
distortion of the calling. (Freire, 1994, p. 98)
●● That evolutionary and social history has a contingent potential for directional-
ity as cumulatively evident, despite regressions, in processes of dehumanization‐
humanization; awareness of such humanizing possibilities gives rise to moral
obligations that constitutes a distinctive human “vocation”;
●● That humanization is constructed in part through struggles of oppression‐
liberation, whose intersubjective logic can be understood metaphorically in
terms of Hegel’s allegory of recognition in the master–slave dialectic and the
principle that no one can be free until all are free;
●● That the necessary condition of possibility of humanization and struggles for
mutual recognition is a dialogical (and developmental) subject whose self‐
understanding is constituted through mutual recognition and a dialectic of
being and becoming that can flourish only under conditions of relative nonop-
pression that release the potential of biophilia and reduce its pathological
distortion as necrophilia in relation to both society and nature.
Rereading Freire and Habermas 261
Each phrase in this concise, instructive formulation raises issues that are not
really addressed in the rest of Aronowitz’s article but need to be either problema-
tized, qualified, or underscored. Most generally, in simply equating philosophical
anthropology with a theory of human nature, readers are again provided no
guidelines for reflecting on the theoretical and methodological significance of
Freire’s theoretical strategy beyond the provocative yet puzzling characterization
of it as a “secular theology.” Unfortunately, this term is unsatisfactory for at least
three reasons. First, it is now questionable because secular theology has taken on
very different, often conflicting, meanings in subsequent discussions within the
field of theology, where it is associated with the “death of God” debate and later
262 Raymond Allen Morrow and Carlos Alberto Torres
Aronowitz also raises another issue that needs to be treated with caution:
describing Freire’s anthropology as “well developed.” That may be the case in the
sense of being comprehensive in scope when reconstructed, nevertheless it is
merely sketched in an accessible outline form, without any technically detailed
theoretical justification as a philosophical anthropology. It can be argued, in
other words, that it is clearly unfinished and in need of further development in
relation to later discussions and research, as we have suggested in the case of our
Habermas comparison.
Rereading Freire and Habermas 263
a nthropology that viewed the domination of humans and nature as a tragic expres-
sion of instrumental reason (Leiss, 1974). Habermas’s theory of communicative
action, however, rejected the pessimistic anthropology of his mentors, stressing
instead the potentialities for collective learning and ecological democracy
(Gunderson, 2014b). Dealing with these issues requires a longer term reconstruc-
tion of Freire’s project that confronts the epochal challenge of linking philosophical
anthropology to what has been described as the imperative of a “future” environ-
mental ethics (Gare, 2016). That theme was not adequately addressed in our earlier
study on Freire because of our neglect of his use of the concept of “biophilia,” which
he appropriated from Erich Fromm. The particular anthropological significance of
biophilia derives from both its status as an innate love of life and its potential nega-
tion and deformation as “necrophilia” as expressed in “antidialogical” action. We
would now view biophilia—which Fromm explicitly linked to his later environmen-
tal concerns—as a key mediating bridge between Freire’s philosophical anthropology
and ecopedagogy (Gunderson, 2014a).
The theme of biophilia also draws attention to the need for further developing
a series of more general issues relating to the Fromm‐inspired psychoanalytic
dimension of Freire’s anthropology and critical social psychology. Unfortunately,
Freire does not discuss the biophilia‐necrophilia distinction in any depth, which
could give rise to misunderstandings. Most important, Fromm’s use of biophilia
does not depend upon the later Freud’s pessimistic drive theory based on a polar-
ization of the “instincts” of life and death.7 As in the case of the relational and
intersubjective wings of the object‐relations tradition of psychoanalytic theory,
Fromm views destructiveness as derivative from the “crippling” frustration of
biophilia, not as an independent, destructive anthropological drive in the form of
an “instinct”:
Subsequent to our earlier study, ecopedagogy and the naming of the anthropo-
cene have introduced a form of environmental crisis theory of epochal signifi-
cance, hence requiring fundamental reconsideration of the contingent social
theoretical and political assumptions of contextualization. Moreover, the more
recent issue here is one of potentially cataclysmic human‐induced climate
change, not merely the more potentially manageable, sustainability issues of pol-
lution, environmental degradation and resource depletion. To be sure, education
is only one site for responding to these issues, but one of strategic longer‐term
significance given its anticipatory responsibility for developing critical citizen-
ship capable of facilitating the stable and resilient forms of democratic delibera-
tion that need to balance concerns with the more traditional emancipatory
principles of redistribution and recognition (Fraser & Honneth, 2003) with the
challenge of the anthropocene (Misiaszek, 2017; Torres, 2017).
268 Raymond Allen Morrow and Carlos Alberto Torres
Notes
1 Constraints of space and focus preclude analyzing the relation of Freire’s
educational praxis program to other intellectual sources or “matrixes” of Latin
American liberation philosophy, especially the complementary “sociological
matrix” represented by Colombian sociologist Orlando Fals Borda (1925–2008),
as exemplified in his pioneering development of participatory action research
(Flores‐Kastanis, Montoya‐Vargas, & Suárez 2009; Mendieta, 2016).
2 It should be recalled that the final, fourth chapter was not part of the original
draft and was somewhat hastily written in response to the reaction of colleagues
who wanted him to apply his pedagogy to the then topical question of
revolutionary leadership. Consequently, the chapter was not primarily concerned
with a general theory of revolution, as opposed to providing strategic, if
somewhat idealistic cautions for already existing revolutionary parties that had
seized power through a coup d’état against authoritarian regimes.
3 The imperative of reinvention was thus integral to Freire’s overall approach. As he
insisted in a conversation with Moacir Gadotti and Carlos Alberto Torres after a
lecture at the University of California, Los Angeles in 1991, in a conversation with
led to his approval of a Paulo Freire Institute that was implemented in Brazil in
November of that year, he did not want a fellowship of followers because he
should be reinvented, not repeated.
4 The anthropological approach represented by Freire and Habermas can thus be
seen as a variant of a “left ontology,” to use the somewhat problematic term of an
otherwise interesting recent anthology that nevertheless fails to discuss
philosophical anthropology and does not adequately address Habermas’s
ontological position (Strathausen, 2009).
5 This important resource is now available in English with a new preface (Torres, 2012).
6 Bowers’ analysis can be compared to an earlier, distinctive Latin American
critique of Freire by the Argentinian philosopher and anthropologist Rodolfo
Kusch (1922–1979), a pioneering defender of the “barbarism” of indigenous
culture against the pretentions of European “civilization,” in an essay that was
included in an early book by Carlos Alberto Torres (Torres, 1981, pp. 139–155).
The focus of Kusch, however, was not directly on Freire’s anthropology, as
opposed to his developmentalist assumptions about modernizing popular
indigenous culture. Kusch has subsequently been revived as part of Walter
Mignolo’s decolonial project, which provides a more sophisticated alternative to
Bowers critique of Freire. For example, Catherine Walsh, now associated with the
decolonial network, was an early member of the Freire network in the United
States who became disenchanted with Freire though her work with indigenous
peoples in Ecuador, despite a more recent partial reconciliation in viewing him as
a “grandfather” and “ancestor” (Walsh, 2015). For a critical response to the
decolonial approach from the perspective of Habermas and Freire, based on
recognizing the realities of hybridization and possibilities for dialogue between
indigenous and critical modernist knowledge, see (Morrow, 2013a).
7 The anthropological implications of Freire’s rather selective and limited reliance
on Fromm’s social psychoanalytic interpretations (Freud is never cited) remains a
relatively unexplored topic, despite the more recent Fromm revival (Braune, 2014).
Rereading Freire and Habermas 269
But such questions are of crucial importance not only for ecopedagogy but
further developing the psychoanalytic dimensions of Freire’s theory of liberation
along lines consistent with object‐relations theory and Honneth’s recognition
theory (Honneth, 1996 [1992]), thus rejecting the classic Freudian “death instinct”
drive model shared by Lacan and Marcuse, despite their completely opposed
political interpretations (McLaughlin, 2017).
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274 Raymond Allen Morrow and Carlos Alberto Torres