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IEEE SENSORS JOURNAL, VOL. 18, NO.

24, DECEMBER 15, 2018 9925

Flexible Linear and Angular Displacement


Sensor Based on a Gradient Guided-
Mode Resonance Filter
Yen-Chieh Wang and Cheng-Sheng Huang

Abstract— This paper reports a method for micrometer-scale using two photonic crystal slabs as highly efficient reflec-
linear and angular displacement measurement based on a gradi- tors and obtained subnanometer resolution for out-of-plane
ent grating period guided-mode resonance (GGP-GMR) filter. displacement with a detection range of 250 nm based on
When the filter is mounted on a moving or rotating object,
the displacement on the object can be observed through the simulation results. Furthermore, by using a fiber optical FP
changes in the resonant wavelength, which are detected by the sensor with sophisticated signal processing, Smith et al. [10]
GGP-GMR filter. In this paper, the GGP-GMR filter comprised achieved a resolution of 2 pm.
grating periods from 250 to 550 nm with 2-nm increments. Various optical sensors have been proposed and successfully
Each period comprised 100 repeated cycles, resulting in a total demonstrated for millimeter- to micrometer-scale displace-
length of 6 mm. For linear displacement, we achieved an average
sensitivity of 67 nm/mm for a detection range of 6 mm and ment. Among these, fiber Bragg gratings (FBG) with various
a theoretical limit of detection of 3 µm. To demonstrate the designs and sensor implementations are among the most
measurement of angular displacement, the GGP-GMR filter was popular. By attaching an FBG on the side of a cantilever beam
attached to a cylinder with a diameter of 8 cm. The experimental with an elaborately designed orientation, Dong et al. [1] and
results revealed an average sensitivity of 51.7 nm/° for a range Ng et al. [2] have demonstrated that the Bragg wavelength can
of 7° and an experimental limit of detection of 0.002°.
be kept constant when the bandwidth is gradually increased
Index Terms— Displacement measurement, sensor, guided- along with the transverse displacement at the end of the
mode resonance, subwavelength structure, bandstop filter. cantilever beam. By bending the long period fiber grating [3]
and using a tilted FBG [4], the shift of the Bragg wavelength
I. I NTRODUCTION
can be correlated with the transverse displacement. In all

P OSITION sensors such as linear and angular displacement


sensors are vital for various applications. In addition
to displacement, physical quantities, such as strain, velocity,
the examples, the displacement is normal to the fiber axial
direction, which is referred to as “out of plane” in the
current study. Moreover, Zou et al. [5] combined a spring
acceleration, force, torque, pressure, and vibration, can be and an FBG to increase the sensitivity for measurement of
determined on the basis of physical laws and mathemat- in-plane displacement (i.e., displacement along the fiber axial
ical models. Among the various types of displacement direction).
sensors, optical displacement sensors offer advantages, includ- Interferometer-based sensing with different configurations
ing immunity to electromagnetic interference, high sensitiv- is also a popular technique for micrometer-scale sensing.
ity, low cost, compact size, and multiplexing capability. For These approaches include interference between a long-period
nonplanar surface measurement, sensors such as fiber optical FBG and a single-mode fiber with an air cavity [6], multi-
sensors can have flexible and bendable structures. In terms mode interference between a multimode fiber and a planar
of sensitivity, optical sensors can conduct measurements on mirror [7], and core-cladding mode interference with an opti-
millimeter, micrometer [1]–[8], and nanometer [9], [10] scales cal waveguide (OWG) [8].
depending on the type of sensor. For comparison, Table 1 lists these displacement sensors
Fabry–Perot (FP) cavities are commonly used for high- and their corresponding sensitivities and detection ranges.
resolution displacement measurement. Different implementa- In this paper, we propose a micrometer-scale displacement
tions have been realized to achieve submicrometer resolution. sensor based on a gradient grating period guided-mode reso-
To achieve high-quality resonance, Suh et al. [9] proposed nance (GGP-GMR) filter. The sensor was fabricated on a plas-
tic substrate, which provided bendability for nonplanar surface
Manuscript received September 3, 2018; revised October 5, 2018; accepted
October 5, 2018. Date of publication October 10, 2018; date of current measurement. To utilize this characteristic, we demonstrated
version November 16, 2018. This work was supported by the Ministry its use as an angular displacement sensor as well as for linear
of Science and Technology, Taiwan, under Grant MOST 106-3114-E-009- displacement.
004 and Grant 106-2221-E-009-120. The associate editor coordinating the
review of this paper and approving it for publication was Prof. Sheng-Shian Li. II. M ETHODS
(Corresponding author: Cheng-Sheng Huang.)
The authors are with the Mechanical Engineering Department, National A. Design
Chiao Tung University, Hsinchu 30010, Taiwan (e-mail: jackwang40729@
gmail.com; csh@nctu.edu.tw). The proposed GGP-GMR sensor is based on a
Digital Object Identifier 10.1109/JSEN.2018.2875082 GMR filter, which has been studied theoretically and
1558-1748 © 2018 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
9926 IEEE SENSORS JOURNAL, VOL. 18, NO. 24, DECEMBER 15, 2018

TABLE I
C OMPARISON OF O PTICAL D ISPLACEMENT S ENSORS

Fig. 2. Schematic of linear measurement setup.

was used to generate gratings with gradient periods on an


e-beam resist, and reactive ion etching was used to transfer
the pattern to a Si wafer with grating depth of 85 nm;
subsequently, the e-beam resist was removed to realize a Si
master. Then, Norland optical adhesive 68 (NOA68, Norland
Products Inc.) was sandwiched between the Si master and
a flexible sheet of polyethylene terephthalate (PET). After
the NOA68 was cured through exposure to ultraviolet light,
the PET replica with the gradient grating pattern was sep-
arated from the Si master. To prevent stiction between the
NOA68 and Si master, the Si master was silanized through
immersion in a solution of Repel silane (GE Healthcare Life
Science). Finally, a layer of TiO2 (thickness of 90 nm) was
sputtered on the top of the NOA68. Detailed discussion on
Fig. 1. (a) Schematic of a GGP-GMR filter attached to a moving object. the structure of the fabricated GGP-GMR filter can be found
(b) Illustration of peak wavelength shift during a change in the position of an in [15].
object with an attached GGP-GMR filter. Red and blue curves indicate the
reflection spectra before and after movement. The displacement sensing mechanism is illustrated in Fig. 1.
As explained, when a broadband light source is incident
on a particular location (or particular grating period) of the
experimentally [11]–[13]. If suitable device dimensions and GGP-GMR filter, a specific wavelength will resonate at this
materials are selected and if light is applied at a normal period and be reflected back. As shown in (1), the reso-
incident with a broadband light source, then a specific nant wavelength is proportional to the grating period. When
wavelength of light (the resonant wavelength) will resonate the position of an object with an attached GGP-GMR filter
with the device and be reflected back, whereas other changes, the incident light will illuminate the GGP-GMR
wavelengths will be transmitted through. Experimentally, filter at a new position with a different grating period; thus,
a transmission dip or reflection peak can be observed. the resonant wavelength will change accordingly as illustrated
The resonant wavelength can be calculated based on the in Fig. 1b. The change in resonant wavelength is correlated
second-order Bragg condition [14]. with the shift in lateral distance.
λ R = ne f f  (1) B. Linear Displacement
where λ R is the resonant wavelength, n e f f is the effective To verify that the designed GGP-GMR filter can be used
refractive index (RI), and  is the grating period. The effective for displacement measurement, the device was mounted on a
RI can be considered to be a weighted average of the RIs of manual translational stage with 10-μm resolution. A broad-
the GMR filter related to the low RI, high RI, and cover layer, band light source (LS-1, Ocean Optics) was connected to one
which was air in this study. end of a 2 × 1 fiber (SPLIT400-UV-VIS, Ocean Optics) with
Unlike conventional GMR filters with a constant grating a core diameter of 400 μm, which was used to as a source
period, the GMR filter used in this study featured a GGP of normal incident light for illuminating the GGP-GMR filter.
(Fig. 1) varying from 250 to 550 nm with 2-nm increments, The fiber exit was approximately 2 mm from the GGP-GMR
and each period consisted of 100 cycles, resulting in a total filter, resulting in a beam spot size of approximately 1 mm on
length of 6.04 mm. The GMR sensor consisted of three layers the GGP-GMR filter. For spectral measurement, the reflection
fabricated on a flexible plastic support, a low-RI replicated of the resonant wavelength was collected by the same fiber and
grating structure, and a high-RI dielectric layer. To fabricate transmitted to its other end, which was connected to a spec-
the GGP-GMR sensor, three main fabrication processes were trometer (FLAME, Ocean Optics). In this work, the reflection
used, namely electron beam (e-beam) lithography, replica from the non-grating region was used as reference, which is
molding, and thin film deposition. In brief, e-beam lithography defined as 100% reflectivity.
WANG AND HUANG: FLEXIBLE LINEAR AND ANGULAR DISPLACEMENT SENSOR BASED ON A GRADIENT GMR FILTER 9927

Fig. 3. (a) Reflection spectra at different locations of a GGP-GMR filter. (b) Relationship between the displacement and peak wavelength. The peak wavelength
as a function of location at regions of (c) 1 mm, (d) 3 mm, and (e) 5 mm.

The translational stage was gradually moved laterally was connected to a spectrometer. Measurements were taken
in 0.5-mm increments from the smallest period (250 nm), at 0.5° increments from 0° to 7°. The experiment was repeated
designated by 0 mm, to the largest period (550 nm), designated twice.
by 6 mm, with a total of 13 locations. The reflection spectra The reflection spectra for one of the experimental runs are
at these locations are shown in Fig. 3a. The relationship shown in Fig. 4b, and the peak wavelength as a function of
between the resonant wavelength and the displacement is angular displacement is shown in Fig. 4c.
shown in Fig. 3b. To further explore the LOD and investigate the sensitivities
To investigate the limit of detection (LOD) and sensitivity at different locations of the GGP-GMR filter, we measured the
at different parts of the GGP-GMR filter. We measured the reflection spectra at 0.005 °increments at three locations on the
reflection spectra at increments of 50 μm in the regions GGP-GMR filter, as highlighted in the red boxes in Fig. 4c.
of 1, 3, and 5 mm, as highlighted by the red boxes in Fig. 3b. To more accurately define the peak wavelength, the Gaussian
For each region, an experiment was initiated at the smallest model of the software (OriginPro 2016 ) was used to fit the
period, and the displacement was increased in increments raw data at the peak regions. Fig. 5a displays an example of
of 50 μm up to 250 μm. The experiment was repeated twice. the raw data and the fitted curve at 0.5 °with peak wavelength
The peak wavelength as a function of a location is shown of 472.63 nm, and Fig. 5b shows the fitted curves from 0.5 ° to
in Fig. 3c, 3d, and 3e at the locations of 1, 3, and 5 mm, 0.52 ° at 0.005 °increments. Fig. 5c–5d shows the relationship
respectively. between the peak wavelength and angular displacement with
lines of best fit at 0.5°, 3.5°, and 6.5°.
C. Angular Displacement
Because the plastic substrate rendered the GGP-GMR III. R ESULTS AND D ISCUSSION
filter bendable, it could conform to a curved surface
for angular measurement. To verify this, we bonded the A. Linear Displacement Sensor
GGP-GMR filter to a cylinder with a diameter of 8 cm. Fig. 3 shows that the position of the GGP-GMR filter and
The cylinder was attached to a plate mounted on a trans- the corresponding resonant wavelength did not exhibit a linear
ducer (L404-011, Sanyo Denki), which was connected to a relationship. At longer wavelength (or higher grating periods),
controller (ESP300, Newport) with a resolution of 0.001° the curve gradually levels off, indicating reduced sensitivity.
(Fig. 4a). In this study, we used the same number of repeated cycles
The measurement setup was similar to that used for linear (100 cycles) for each period, resulting in different total lengths
displacement measurement. First, a broadband light source for each period. For example, for the period of 250 nm,
was applied at the smallest grating period to define an angle 100 repeated cycles resulted in a total length of 25 μm,
of 0°. For measuring the reflection spectra and resonant whereas, the period of 550 nm had a total length of 55 μm.
wavelengths, the reflected light was collected by the same For the same change in lateral distance, the shift in the
fiber and transmitted to the other end of the 2 × 1 fiber, which illuminated grating period was less at longer grating periods.
9928 IEEE SENSORS JOURNAL, VOL. 18, NO. 24, DECEMBER 15, 2018

Fig. 4. (a) Schematic of angular measurement setup. (b) Reflection spectra at different angles. (c) Relationship between peak wavelength and angular
displacement.

Fig. 5. (a) Raw data and fitted curve at 0.5°. (b) Fitted curves from 0.5° to 0.52° with 0.005° increments. Peak wavelength as a function of angular
displacement at (c) 0.5°, (d) 3.5°, and (e) 6.5°.

This resulted in smaller changes in resonant wavelength and the line of best fit shown in Fig. 3b. An average theoretical
reduced sensitivity in the regions with higher periods. LOD of 3 μm was achieved, which was calculated as the
For a total lateral shift of 6 mm, the resonant wavelength ratio of the spectrometer resolution (0.2 nm) to the sensitivity.
shifted 396 nm (from 433 to 842 nm). The average sensitivity As discussed, the sensitivity was not constant across the
was approximated as 67.3 nm/mm based on the slope of GGP-GMR filter; instead, the sensitivity gradually decreased
WANG AND HUANG: FLEXIBLE LINEAR AND ANGULAR DISPLACEMENT SENSOR BASED ON A GRADIENT GMR FILTER 9929

with increasing period. In this study, based on Fig. 3c–3e, Moreover, Fig. 3a and 4b indicate that reflection efficiency
the sensitivities at small, medium, and large periods were decreases with increases in the grating period; however,
determined as 80.2, 59.5, and 56.8 nm/mm, respectively. the peaks were well defined, and the reduced reflection effi-
Overall, the sensitivities were comparable to those of the ciency at region with higher periods did not affect the subse-
optical sensors listed in Table 1. quent measurement of resonant wavelengths. Nevertheless, if
this is of concern, the gradient grating depth could be set such
B. Angular Displacement Sensor that the larger period has a deeper grating depth to increase
the coupling efficiency (reflection efficiency).
The reflection spectra exhibited characteristics similar to
those of linear displacement measurement, namely decreasing
reflectivity and increasing resonant wavelength with larger E. Correction of Thermal Drift
periods. However, this did not affect subsequent measure- We are currently working on the correction of the peak
ments, and the peak wavelengths could be well identified. wavelength drift caused by temperature variation. Two possi-
The peak wavelength and angular displacement exhibited a ble solutions are evaluated to compensate the thermal drift.
slightly nonlinear relationship, as explained in section A in First, the wavelength shift can be corrected for ambient
Results and Discussion. For an angular shift of 7°, the peak temperature by establishing a correlation between temper-
wavelength shifted 365.1 nm (from 415.8 to 780.9 nm). The ature and the wavelength shift due to temperature vari-
average sensitivity was approximately 51.7 nm/°, which was ation. In this case, instead of a single calibration curve
determined to be similar to that of linear displacement based as shown in Fig. 3b and Fig. 4c, multiple calibration
on the slope of the line of best fit. curves for different temperatures need be obtained. Secondly,
To scrutinize the sensitivity more carefully at differ- since GMR is polarization dependent, the resonance for
ent angles (different periods), we considered three regions, both transverse electric (TE) and transverse magnetic (TM)
as highlighted by the red boxes shown in Fig. 4c. When the polarization can be excited simultaneously. As suggested
angular displacement was small, the response was approxi- by Magnusson et al. [17], one could possibly use the shift
mately linear (Fig. 5c–5e). Thus, we could approximate the of both TM and TE resonant wavelengths to solve two
sensitivities and LODs at these regions. The sensitivities unknowns – temperature and displacement in this work.
of 57.0, 41.8, and 27.5 nm/° at 0.5°, 3.5°, and 6.5°, respec-
tively, decreased with increasing angular displacement (higher
IV. C ONCLUSION
period). The experimental LODs, which were calculated as
the average standard deviation from the experiments divided In this paper, we propose linear and angular displacement
by the corresponding sensitivity, were 6.1×10−3°, 2.3×10−3 °, sensors based on a GGP-GMR filter. The average sensitivity
and 12.1 × 10−3 ° for Fig. 5c, 5d, and 5e, respectively. of 66 nm/mm for a detection range of 6 mm was achieved
for linear displacement measurement, which is comparable to
C. Improving Sensitivity and Resolution other micrometer-scale displacement sensors based on other
We believe that the sensitivity and resolution can be further optical devices listed in Table 1. Additionally, due to the
improved through device optimization. Couple strategies are bendable nature of the plastic-based GGP-GMR filter, the sen-
suggested for future work. Tibuleac et al. [16] showed that a sor was able to conform to a curved surface and measure
GMR filter with only 12 repeated cycles can achieve transmis- angular displacement with an average sensitivity of 51.7 nm/°
sion spectrum from approximately 81% outside resonance to for a detection range of 7° on a cylinder with a diameter
approximately 2% resonance in the microwave range. In the of 80 mm. An experimental LOD of 0.002 °was achieved. The
current study, each period consisted of the same number GGP-GMR sensor represents a new paradigm for linear and
of repeated cycles (100 cycles); to improve the sensitivity, angular displacement measurement. We believe that through
the number of repeated cycles could be reduced as long as the optimization of the structure of the GGP-GMR sensor, further
resonance is sufficiently strong for the reflection peak to be improvement can be achieved in terms of sensitivity, resolu-
detected, which could also improve the resolution. A 2-nm tion, linearity, and detection range.
increment on the grating period was used in the current
study; however, other increments could be investigated to ACKNOWLEDGMENT
further improve the sensitivity and resolution. Based on (1), The authors thank the Nano Facility Center at National
the GGP-GMR materials could be chosen for a higher effective Chiao Tung University and National Nano Device Laborato-
RI, such that for a given lateral displacement, a greater shift in ries, Taiwan, for their support in fabricating and characterizing
resonant wavelength can be achieved to improve the sensitivity the GGP-GMR sensor. This manuscript was edited by Wallace
and resolution. Academic Editing.
D. Nonlinearity and Reduced Reflection Efficiency
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