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Dominance and recessivity are not intrinsic properties of genes or alleles but describe, in diploid
organisms, the pattern of occurrence of a phenotypic trait with respect to the possible
combinations of two alleles. If the trait is present in the heterozygote, it is said to be dominant or
semidominant, and if it is present only in one of the homozygotes, it is recessive.
Introduction
Different combinations of alleles of a gene (genotypes) may give rise to different manifestations
(phenotypes). The foundations of this observation were laid down by Gregor Mendel in his
hybridization experiments on peas, published in 1866. When Mendel crossed two pure-bred lines
of peas grown from round or wrinkled seeds, the seeds on these plants were all round. However,
when the plants grown from these progeny seeds were intercrossed, wrinkled seeds reappeared in
a ratio of about one wrinkled seed to three round seeds.
To explain the 1:3 ratio, Mendel hypothesized that the round-seeded trait was ‘dominating’ over
the wrinkled-seeded one and introduced an alphabetic notation that is still in wide use. He
showed that the segregation of round and wrinkled seeds could be explained by the transmission
of binary factors, later called alleles (derived from Bateson's term ‘allelomorph’). If seeds of RR
and Rr types were round and only the rr seeds wrinkled, the 1:3 ratio observed in the
hybridization experiment was neatly explained (Figure 1). Mendel went on to show that the
segregation of six other dichotomous traits of pea plants could be accounted for in a similar
fashion. These fundamental experiments underpin the science of genetics. See also Mendel,
Gregor Johann
Figure 1
The question to be addressed here is: what features of the two alleles determined that the round
trait was dominant over the wrinkled trait? More generally, what biological features determine
the dominance relationship of traits determined by a pair of alleles? To avoid confusion in the
ensuing discussion, it must first be noted that there are several operational uses of the word
dominance, which must be clearly distinguished.
Different Definitions of Dominance and Recessivity
Semidominance and codominance
Many allele pairs do not exhibit the phenotypic relationship observed in Mendel's original
experiments. Rather, the phenotype of the heterozygote is intermediate between the two
homozygotes and, strictly speaking, the two alleles do not have a dominant/recessive relationship
for the trait in question. Usually the heterozygous phenotype represents a blend of the
characteristics of the two homozygotes, in which case the alleles are referred to as semidominant
(Figure 2a). Occasionally, as in the case of some blood groups, the distinct characters of the two
homozygotes are independently expressed in the heterozygote: this is termed codominance
(Figure 2b). Note that dominance and recessivity are not intrinsic properties of genes or alleles:
rather, the terms describe the relationship between different combinations of alleles and observed
characters (see next subsection). In human genetics, there is an additional complication. Often
the disease allele is very rare and the homozygote for this allele has never been observed. It is
therefore unknown whether the disease allele is dominant or semidominant, with respect to wild
type (Figure 2c). In this context, a different operational definition of dominance, based on
inheritance pattern, tends to be used.
Figure 2
The major variation in the function of agouti alleles occurs at the transcriptional level: dominant
alleles show increased transcription and recessive alleles decreased transcription, compared with
the wild type. The lethal yellow allele (Ay) illustrates another important point: although the
yellow coat is (semi)dominant with respect to wild type, lethality only occurs in homozygotes.
Hence the trait of lethality is recessive with respect to wild type.
Dominant inheritance
Pedigrees showing vertical transmission of a phenotypic character are said to exhibit dominant
inheritance (Figure 3a); the allele segregating with the phenotypic character is assumed to be
dominant to its partner. However, this is not necessarily equivalent to the previous definition of
dominance. First, the occurrence of a rare homozygote will often reveal that the alleles are
semidominant, because the homozygote is more seriously affected than the heterozygote.
Second, dominant inheritance does not necessarily imply dominance of one allele over the other
at a cellular level. For example, mutations of tumor suppressor genes are recessive at a cellular
level but segregate in a dominant pattern because of the high cumulative risk of a somatic
mutation occurring in the wild-type allele of a target cell. A similar process may underlie the
dominant inheritance of some nonneoplastic diseases, for example autosomal dominant
polycystic kidney disease. Sex-limited vertical transmission may occur in disorders caused either
by mutations of imprinted genes, which are functionally hemizygous (acting in the haploid state),
or by mutations in the mitochondrial genome, in which enteroplasty (the occurrence of multiple
copies of distinct alleles) is an additional complicating factor. In X-linked disorders, the
definition of dominance is made ambiguous by the occurrence of X inactivation, the
consequence of which, for the majority of X-encoded genes, is to render only one or other allele
active in an individual cell. A disorder conventionally regarded as recessive (no manifesting in
carrier females) may be clinically manifest in rare females owing either to preferential
inactivation of the wild-type allele or to incomplete selection against cells in which the mutant
allele is active. Finally, very common recessive traits may also show vertical transmission
Figure 3
Typical pedigrees showing autosomal dominant and autosomal recessive inheritance. Affected
and unaffected individuals are denoted by filled and open symbols (square, male; circle, female)
respectively. (a) Autosomal dominant inheritance of mutant allele B. Transmission of the
phenotype occurs vertically between generations. On average, 50% of the offspring of an
affected individual are themselves affected, irrespective of sex. (b) Autosomal recessive
inheritance of mutant allele B. Consanguinity is frequent, as shown here (closely spaced parallel
lines). Usually only a single sibship is affected, with previous and succeeding generations free of
the disease. (c) If there is extensive inbreeding or the recessive mutant allele B is very common,
pseudodominant inheritance may occur.
Recessive inheritance
Recessive traits are typically recognized by the occurrence of multiple affected siblings within a
single sibship, the previous and subsequent generations being free of the disease (Figure 3b). The
rarer the trait, the higher the proportion of affected individuals who are born to consanguineous
unions, in which the mutant allele in each parent segregated from a shared ancestor. This is
referred to as auto zygosity.
The classical patterns of dominant and recessive inheritance can be confused in certain
situations. In the case of very common recessive disorders, there is a significant chance of union
between a homozygous affected individual and an unaffected individual who is, by chance, a
heterozygous carrier of the same recessive allele. In that case, half their children will be affected,
giving rise to vertical or ‘pseudodominant’ transmission (Figure 3c). Conversely, the birth of two
or more affected siblings to unaffected parents does not necessarily imply recessive inheritance.
Germinal mosaicism for a dominant mutation, recurrent transmission of an unbalanced karyotype
from a parent with a balanced translocation and segregation of an imprinted locus are all
alternative possibilities
Most Mutant Alleles are Recessive to Wild Type and Cause Loss of Function
Saturation mutagenesis of Drosophila melanogaster by Hermann Muller and others in the late
1920s and 1930s first showed that most mutant alleles (over 90%) are recessive to wild type.
Similar conclusions have more recently been reached for other species including yeast, zebra fish
and mouse. (It is incorrect to conclude that dominantly inherited diseases must be rarer in
humans than recessively inherited diseases, for reasons given above.) The explanation for why
mutant alleles are usually recessive sparked a great debate between Ronald Fisher, who
developed a complex mathematical theorem based on selection of modifier alleles, and Sewall
Wright, who believed that it was inherent in the pathophysiology of gene action. Although
Fisher's ideas were influential, Wright's view has been vindicated by decades of accumulated
knowledge. An especially persuasive demonstration of this was provided by an analysis of
mutations in the alga Chlamydomonas reinhardtii. This alga reproduces vegetatively in the
haploid state over many generations, so that mutations arise as hemizygotes rather than
heterozygotes. However, the effect of the mutation in association with a wild-type allele (as a
temporary heterozygote) can be examined either by artificially fusing two haploid gametes, or by
screening for rare diploid vegetative cells that arise because diploid zygotes occasionally divide
mitotically instead of meiotically. Of 59 mutations examined, 52 were recessive, seven were
semidominant and none was dominant to wild type.
A combination of two arguments explains the recessive nature of most mutations. The first, and
more straightforward, is that most mutations cause loss of function. This follows directly from
the particular mutation in many cases. For example, complete gene deletions, also nonsense
mutations or frameshifts leading to instability of the transcribed messenger ribonucleic acid
(mRNA), are loss of function by definition. Less predictably, this may also be the case with
simple amino acid substitutions that often lead to misfolding of the protein and premature
degradation. The consequence in the heterozygote of such a loss-of-function mutation will be
that all synthesized protein is normal, but it is only present at 50% of the wild-type level. See
The second argument, more subtle and in some aspects still controversial, is that a 50% reduction
in the level of a protein will usually not affect the phenotype. The reason why this might be the
case is most easily understood in terms of the theory of metabolic fluxes developed in 1973 by
Henrik Kacser and James Burns. As shown in Figure 4, the relationship between the level of a
protein and the activity of the pathway in which it acts is hyperbolic: the activity reaches a
maximum value asymptotically as further protein is added. This nonlinear relationship
determines that a 50% reduction in protein level will in most cases have little detectable effect on
activity. Although this may be true, it begs the question as to why surplus protein is made in the
first place. If it is assumed that the costs of gene expression are relatively low, it can be shown
that it is selectively advantageous for a pathway to have high activity rates and the recessively of
mutations then follows.
Figure 4
Relationship between protein level and metabolic activity. Most proteins act at the asymptotic
end of the activity curve. A 50% reduction in protein compared with the wild-type level, caused
by a heterozygous loss-of-function mutation, results in a reduction in activity of less than 10%
(assumed to reflect the phenotype); complete loss of the protein abolishes activity. Hence the
phenotype of the heterozygote resembles wild type and the mutation is recessive.
As should be apparent from the above discussion, recessivity of mutations with respect to wild
type represents the default state. Mutations that, by contrast, have a dominant or semidominant
action at the cellular level in relation to wild type always require a specific explanation. Broadly
speaking, the mutations fall into two groups, depending on which of the two assumptions about
recessive mutations is contravened. First, a minority of proteins are dosage sensitive. In other
words, the 50% reduction in level caused by a loss-of-function mutation significantly impedes
normal function, implying that the Kacser–Burns reasoning is not applicable. This dosage
sensitivity is termed haploinsufficiency. Second, some mutations alter, rather than abolish, the
function of the mutant protein: these are gain-of-function mutations. Gain-of-function mutations
may be further divided into two types: dominant negative and dominant positive. Dominant
negative mutations are so called because they abrogate the function of the wild-type allele. This
requires that the mutant protein is able to compete with normal protein synthesized by the wild-
type allele, but is itself nonfunctional (Figure 5). The consequence of this is that the phenotype
associated with a dominant negative mutation of one allele may resemble that caused by
recessive mutations of both alleles. Dominant positive mutations impart increased, constitutive,
novel or toxic activities to the mutant protein. Their molecular mechanisms tend to be diverse
and idiosyncratic, requiring elucidation, on a case-by-case basis, by experimental analysis. Many
distinct mechanisms of gain of function have been identified, which can broadly be categorized
as acting at the level of the gene, the transcript or the protein (Table 1). The effects on phenotype
are correspondingly unpredictable: a corollary of this is that dominant mutations tend to provide
fewer clues to the essential functions of the affected protein than do recessive mutations
Figure 5
Common mechanism of dominant negative mutation. (a) Dimerization mediated by the left half
of the normal monomeric protein activates the function of the right half (shown as a change to
shaded fill). (b) Heterozygous mutation that abolishes the activation domain but does not affect
dimerization will cause half of the normal protein to become sequestered into nonproductive
signaling complexes.
Loss of function
Gain of function:
dominant negative
Gain of function:
dominant positive
A special class of mutations is those caused by expansion of triplet repeats. With the exception
of the gene associated with Friedreich ataxia, these are dominantly inherited but the cellular
mechanisms of this dominance are diverse. The proposed mechanisms include reduction of
transcription associated with haploinsufficiency, production of abnormal RNA aggregates or
spliceforms and synthesis of proteins containing expanded stretches of polyglutamine that are
toxic to the cell.
Semidominant mutations are much more common than true dominant mutations
It is a rare event for two clinically affected individuals with heterozygous mutations of the same
disease gene to reproduce. Only one-quarter of their children are expected to be homozygous for
the mutant allele, so it is even rarer to observe the consequences of homozygosity. However,
these cases are very instructive and tend to be reported in the medical literature. Table 2 provides
a listing of genes for which homozygosity of dominantly inherited mutations has been reported.
At present only six genes have been identified for which mutations exhibit completely dominant
behavior. In three cases (huntingtin (Huntington disease) (HD), prion protein (p27-30)
(Creutzfeldt–Jakob disease, Gerstmann-Straussler-Scheinker syndrome, fatal familial insomnia)
(PRNP) and transthyretin (prealbumin, amyloidosis type I) (TTR)) the mutant protein forms
abnormal aggregates, and a heterozygous quantity of these aggregates is presumably sufficient to
trigger the disease irrespective of the presence of the wild-type allele. A different mechanism
applies to the keratin 5 (epidermolysis bullosa simplex, Dowling-Meara/Kobner/Weber-
Cockayne types) (KRT5) gene, which encodes a structural protein of skin. In heterozygotes, the
mutant protein forms polymers with the wild-type protein, completely abrogating its normal
function in a classical dominant negative fashion. The two other cases involve tumor suppressor
genes (breast cancer 1, early onset (BRCA1), multiple endocrine neoplasia I (MEN1)); the
reasons for the completely dominant behavior have not been elucidated. In a much larger number
of cases (Table 2) the homozygous phenotype is more severe than the heterozygous phenotype;
the mutation is semidominant and the phenotypic effects are mitigated by the wild-type allele.
type 1
a
Full names of gene and links to further information can be found on the Genew: Human
Gene Nomenclature Database Search Engine (see Web links).
b
See Online Mendelian Inheritance in Man (Web links).
More commonly in human genetic diseases it is not known whether a mutation behaves in a true
dominant or semidominant fashion (Figure 2c): in the following sections, these are simply
referred to as ‘dominant mutations’, reflecting their inheritance pattern.
Both dominant and recessive disease-causing mutations may occur in the same gene
The identification of both dominant and recessive mutations in the same disease-causing gene
can be very instructive for understanding structure–function relationships of the encoded protein.
Examples are listed in Table 3. In the majority of cases, the dominant and recessive mutations
are responsible for the same disease phenotype. One of two mechanisms is usually responsible.
The recessive mutations can cause loss of function, whereas the dominant mutations act in a
dominant negative fashion; the net effect of both mutations is a marked reduction of function.
Examples include aquaporin 2 (collecting duct) (AQP2), growth hormone 1 (GH1), hemoglobin,
beta (HBB), insulin receptor (INSR), POU domain, class 1, transcription factor 1 (Pit1, growth
hormone factor 1) (POU1F1) and thyroid hormone receptor, beta (erythroblastic leukemia
viral (v-erb-a) oncogene homolog 2, avian) (THRB). Alternatively, the dominant mutations cause
loss or gain of function; the recessive mutations have a qualitatively similar, but quantitatively
lesser effect, so that the phenotypic effects are approximately comparable. Examples include
mutations of ankyrin 1, erythrocytic (ANK1) and serine (or cysteine) proteinase inhibitor, clade
G (C1 inhibitor), member 1, (angioedema, hereditary) (SERPING1), in which the recessive
mutations occur in the promoter or splice sites and probably reduce rather than abolish the
normal transcript, whereas the dominant mutations cause haploinsufficiency; and potassium
voltage-gated channel, KQT-like subfamily, member 1 (KCNQ1), protein C (inactivator of
coagulation factors Va and VIIIa) (PROC) and uroporphyrinogen decarboxylase (UROD) in
which the recessive mutations are relatively mild missense substitutions that are phenotypically
silent in heterozygotes.
Table 3. Genes additional to those in Table 2 for which both heterozygous and homozygous
mutations have been identified
Genea OMIM Disease
Nob
a
Full names of gene and links to further information can be found on the Genew: Human
Gene Nomenclature Database Search Engine (see Web links).
b
See Online Mendelian Inheritance in Man (Web links).
In the majority of cases, the phenotype of the heterozygote falls within the range depicted in
Figure 2, that is, somewhere between the extremes represented by the two homozygotes.
Occasionally, however, the heterozygous phenotype may be either more severe or less severe
than either homozygote.
The best documented example of a more severe phenotype in the heterozygote concerns the
gene myocilin, trabecular meshwork inducible glucocorticoid response (MYOC) (encoding
myocilin), mutations of which cause the dominantly inherited eye disorder primary open angle
glaucoma. A consanguineous family segregating a missense mutation in myocilin included
several individuals homozygous for the mutation: surprisingly, these individuals were clinically
normal. This phenomenon has been referred to as metabolic interference or homoallelic
complementation. The molecular basis has not been fully elucidated, but as myocilin function
requires dimerization, it is speculated that homodimers of the mutant allele are able to form in a
manner similar to the wild-type allele, but heterodimer formation is reduced or abnormal. A
similar mechanism may explain several instances of X-linked diseases that are more severe in
females than males, for example, Juberg–Heilman syndrome and craniofrontonasal syndrome.
The converse situation occurs when there is heterozygous advantage. If selection is relatively
strong, this will maintain a high carrier rate in the population even if the homozygous recessive
phenotype has low genetic fitness. The classical examples are provided by mutations of the α-
and β-globin genes causing thalassemia and sickle cell disease, which occur commonly in
tropical countries because heterozygotes for these mutations are protected against malaria. A
somewhat different example is the valine/methionine polymorphism at position 129 of the prion
protein (encoded by PRNP). Neither of these amino acids is disease causing, but heterozygosity
at this site seems to protect against development of both classical and variant Creutzfeldt–Jakob
disease by inhibiting protein aggregation. See also
This article started with a description of Mendel's observations of the segregation of plants
bearing round and wrinkled pea seeds that led directly to the concepts of dominance and
recessivity. In 1990, the molecular basis of the recessive wrinkled allele originally studied by
Mendel was discovered. A mobile genetic element (transposon) had inserted into the gene
encoding starch-branching enzyme I, leading to a high sugar content in the fleshy seedling leaves
(cotyledons) and osmotically-induced wrinkling. This insertion inactivates the gene so that no
functional enzyme is produced in the homozygote. In accordance with the Kacser–Burns
principle (Figure 4), sufficient enzyme activity remains in the heterozygote for normal starch
metabolism, hence no wrinkling occurs. The wrinkled phenotype therefore segregates, as Mendel
observed, as a classical recessive trait.