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PII: S0959-6526(17)32099-1
DOI: 10.1016/j.jclepro.2017.09.109
Please cite this article as: Ching-Chih Chang, Kuei-Chao Chang, Wen-Chun Lin, Ming-His Wu,
Carbon footprint analysis in the aquaculture industry: Assessment of an ecological shrimp farm,
Journal of Cleaner Production (2017), doi: 10.1016/j.jclepro.2017.09.109
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Highlights
1. The carbon footprint of an ecological shrimp farm is studied.
2. The lifecycle total carbon footprint of white shrimp is 6.9389 kgCO2e/kg.
3. The greatest emissions come from the electricity (2.0093 kgCO2e/kg).
4. Alternative energy solutions should be encouraged in the aquaculture industry.
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ABSTRACT
The study uses life cycle assessment to analyze the carbon footprint of an
ecological shrimp farm located at Yijhu, Taiwan. The procedural study contains
primary and secondary data. The quantization procedure follows the ISO/TS 14067.
This study aims to estimate the white shrimp full life cycle carbon footprint using a
function unit per kilogram. SimoPro 8.0 is used to calculate the carbon footprint in
this study. The results show that the life cycle total carbon footprint of white shrimp is
6.9389 kgCO2e/kg. The top five factors in terms of carbon emissions were as follows:
electricity (2.0093 kgCO2e/kg, 29.39%), feed (1.6395 kgCO2e/kg, 23.98%), indirect
raw materials (1.4782 kgCO2e/kg, 21.62%), waste treatment (0.7783 kgCO2e/kg,
11.40%) and transport and refrigerant (0.7524 kgCO2e/kg, 11.01%). The results
showed that wastewater treatment is one of the emission hotspots over the whole life
cycle. To conclude, the carbon footprint of the shrimp supply chain can be reduced by
employing energy-conserving technology, by utilizing simple wastewater treatment
procedures, and by using territorial plants as feed, and such moves could help this
industry achieve its goals with regard to a sustainable environment.
Key words: carbon footprint, white shrimp, life cycle, electricity, feed
1 Department of Transportation and Communication Management Science and the Research Center for
Energy Technology and Strategy, National Cheng Kung University, No. 1, University Road, Tainan
70101, Taiwan. E-mail: chan5305@mail.ncku.edu.tw
2 The Research Center for Energy Technology and Strategy, National Cheng Kung University, No. 1,
1. Introduction
Greenhouse gas emissions are continuing to rise each year, which causes the
global temperature to rise. In its 2014 Synthesis Report (AR5), the Intergovernmental
Panel on Climate Change (IPCC) points out that we are now facing a number of
climate anomalies. For instance, an increased frequency and intensity of extreme
weather events are caused by rising temperature. The IPCC (2014) also noted that
rising temperatures are changing the rainfall patterns, which subsequently leads to
water shortages in some areas. Most importantly, glacial melting in polar areas has
caused an increase in sea levels, which is deteriorating the ecosystems. Such changes
in the climate system are likely to affect both natural and human systems, including
food production and supply. Indeed, the FAO (2009) Climate Change Report strongly
emphasized that climate change and environmental degradation are the main reasons
for food shortages.
In addition, IPCC (2014) pointed out that there is considerable evidence showing
that human activities are one of the factors associated with greater GHG in the
atmosphere in recent decades, and reported the GHG emissions associated with each
sector of the economy, using the GWP100 standard, which means that emissions are
converted into CO2-equivalents based on the 100-year Global Warming Potential. The
data showed that the emissions from the electricity and heat production sector (24%)
were the largest, followed by industry (21%), transportation (14%), agriculture (14%),
forestry and other land-uses (11%), and buildings (6.3%). It can thus be seen that
agriculture was the third greatest producer of emissions, producing the same amount
as the transportation sector. While agriculture is not the largest producer of emissions,
it still releases alarming levels that should be addressed.
The United Nations Environment Programme (2008) released Kick the Habit: A
UN Guide to Climate Neutrality Report, which revealed the emissions related to the
production of 100 kcal of food. Figure 1 shows that the food associated with the
highest emissions is shrimp (3.0799 kgCO2/100kcal), followed by lamb (2.5900
kgCO2/100kcal), beef (1.3789 kgCO2/100kcal), and pork (0.9026 kgCO2/100kcal).
The high carbon emissions associated with shrimp production mean that it is
important to develop more sustainable approaches to the production and distribution
of this product.
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Unit : kgCO2/100kcal
4 3.0799
2.5900
3
2 1.3789
0.9026 0.6033
1 0.4853 0.2903 0.1678 0.0272
0
Shrimp Lamb Beef, Pork Fish, avg Salmon, Eggs Chicken Apples
grain fed value farmed
There are two specifications for computing carbon footprints, which are known
as PAS 2050 and ISO 14040/44. Many studies have used Pas 2050, includingYen
(2014), which estimated the carbon footprint of oyster, and Ku and Miao (2013),
which evaluated the carbon footprint of tilapia. Studies that adopted the ISO 14040/44
include Henriksson et al. (2014), which assessed the carbon footprint of shrimp;
Ziegler et al. (2013), which evaluated the carbon footprint of Norwegian seafood; and
Adom et al. (2013) calculated the carbon footprint of a dairy feed mill.
ISO later proposed the ISO/TS 14067 standard, which was based on the previous
ISO 14040:2006 and ISO 14044 standards, with a greater focus on the environmental
impact of climate change. All these standard share common qualitative criteria,
including the system’s organizational boundaries, base year, and identification of
GHG sources. As for quantitative methodology, there are three steps, which are the
calculation of GHG emissions, selection and collection of data and factors, and
documenting the GHG inventory, as illustrated in Figure 2.
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Qualitative Quantitative
Methodology Process Methodology Process
Results Explanation
In contrast to the previous standards, which only provided two scenarios of from-
cradle-to-gate and from-cradle-to-grave, the ISO/TS 14067 further provides from-
gate-to-gate and partial carbon footprint scenarios. Studies that applied ISO/TS 14067
in their work include Fantozzi et al. (2015), which discussed the carbon footprint of
truffle sauce produced in Italy, and Svanes and Aronsson (2013), which evaluated the
carbon footprint of the banana supply chain.
The current study aims to calculate the carbon footprint of white shrimp
(Penaeus vannamei) from an ecological farm, with the goal of showing how GHG
emissions can be minimized, based on the ISO/TS 14067 standard. We address two
existing knowledge gaps in the literature by examining the following: 1) the carbon
footprint associated with shrimp production from cradle-to-grave, rather than from
cradle-to-gate, and 2) the potential of reducing the carbon footprint associated with
shrimp production by focusing our assessment on an ecological shrimp farm. The
cooking methods examined are those that are commonly used by local shrimp farmers
in Yijhu, and which are believed to provide especially tasty shrimp.
2. Methodology
2.1 The environmental overview
Yijhu, together with nearby Budai, Yanshuei, and Beimen townships, is one of
the main aquaculture areas in southern Taiwan, as illustrated in Figure 3. Due to the
outbreak of shrimp disease in recent years, few farmers only raise shrimp in their
ponds. Instead, they raise shrimp with other fish species, such as tilapia or milkfish, to
maintain their living. To avoid the inclusion of these other species during the carbon
footprint inventory, this study examines an ecological shrimp farm located in Yijhu.
The inventory period was in 2014.
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The shrimp farmer’s activity data boundary started from when the shrimp farmer
bought the post-larvae and put them into the pond (52 shrimp per square meter). After
3 to 3.5 months the shrimp were harvested and sent to the processing factory. This
period includes the raw material and aquaculture phases of the carbon footprint life
cycle.
In the raw material phase, the shrimp go through nauplius and protozoa periods
when they need to be raised in a dark place, until they grow up and enter the mysis
and post-larva periods. Due to limited information about the nauplius to post-larva
period, and based on the experience of Macías (2012) and Cao et al. (2011), which
reported that the carbon emissions of larvae production are less than 5% of the partial
carbon footprint, this study only calculated the data for the post-larva to adult shrimp.
In addition, the main sources of electricity consumption were the waterwheel and
aeration systems, which are used to maintain the circulation and oxygen content of the
pond, and they need to run 24 hours a day. The electricity and water consumption data
was based on the monthly records of these.
cycle. To be specific, lime was used to adjust the pH value of the water, while zeolite
powder was used to capture toxic substances and make them precipitate. Tea meal is a
natural material which can eliminate fish, and thus prevent them from eating the
shrimp. The activity data was collected by the weight of the material used.
Next, we consider the activity data boundary of the distribution, usage, and waste
treatment stages. In the distribution phase, the carbon footprint of diesel combustion
contains three parts. The first part of transportation started from the raw material firms
to the shrimp farm, and the second part started from the harvest at the shrimp farm
and lasted until the shrimps were transported to the processing factory. The third part
of transportation started from the shrimp farm and ended at the incinerator.
Nevertheless, we ignored the transportation of shrimp from the process factory to
customers, as we assumed these shrimp were sold locally and bought by people living
nearby.
The amount of refrigerant used for frozen transportation was also taken into
account in the distribution phase. The truck was assumed to be a Mitsubishi Delica
double AC, and its activity data with regard to the refrigerant was taken from Formosa
Robin (2014).
As for the usage phase, we estimated the carbon emissions of fuel and of water
based on the shrimp cooking method used. The activity data contained the harvest
weight of the shrimp; while the fuel used was based on a scenario. Due to the lack of
related product category rules (PCR) for shrimp in Taiwan, this study used the
average cooking tips provided by local shrimp farmers to evaluate the energy
consumption when cooking.
The last phase is the waste treatment phase, which includes the treatment of
wastewater, recycle of empty packages and the disposal of heads and shells of shrimp.
Although the ecological shrimp farm only replaced the pool water once a year, the
wastewater needed to be purified (such as by removing the biochemical oxygen
demand (BOD) in the water) before being released to the nearby environment. In this
case, we assumed pond water was treated in the Southern Taiwan Science Park. The
waste disposals phase was related to head and shell of shrimp. Based on a survey from
shrimp processing factories, the heads and shells of shrimp accounted for 40% of the
entire shrimp product. This waste was disposed of using incineration, and the empty
packages used to transport this were recycled.
In short, the life cycle carbon footprint of shrimp was separated into five stages,
as shown in Figure 4. These five stages include the phases of raw materials,
aquaculture, distribution, usage and waste treatment.
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System Boundary of White Shrimp Life Cycle Carbon Footprint in Chiayi Township
Raw Material Phase Aquaculturing Phase Distribution Phase Usage Phase Waste Treatment Phase
Feed Electricity
Photosynthetic Bacteria Water
EM Bacteria
Foremilk
Wholesaler
Other Materials
Consumer
Broodstock Trpt Freezing treatment
Postlarva Trpt Put Postlarva into pond
Farm
Traditional
Market
Trpt
Trpt
Trpt
: Included in System
Waste Waste Waste Water Waste
: Excluded from System
Trpt Trpt Trpt
Trpt : Transportation
Waste Waste Waste Water Waste ReTrpt : Refrigerated Transportation
Treatment Treatment Treatment Treatment
The carbon footprint framework was based on the ISO/TS 14067 standard.
Because ISO/TS 14067 does not provide any quantification method; we adopted the
emission factor method of PAS 2050 to analyze the data, which is the most widely
used approach. This method uses the GHG activity data multiplied by GHG emissions
or removal factors, as illustrated in equation (1).
In which,
CE𝑗: GHG emissions of material j (kgCO2e);
ACj: The input amount of activity data of material j (unit);
EFjk: The life cycle missions factor of material j (kgCO2e /unit);
That is, this article used equation (1) to quantify the carbon footprint for the raw
material and aquaculture phases. The emission factors were primarily based on the
dataset released by the Environmental Protection Administration (2013), and the rest
were based on the SimaPro 8.0 database and other public data. However, there was no
dataset available for the emission factors of photosynthetic bacteria and EM bacteria,
and thus we referred to the experience of Pattara et al. (2012) and set it to be zero.
Next, the carbon emissions during transportation were estimated, as follows. The
total transportation distance was the sum of the transportation distance multiplied by
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the replacement rate of each material. To be specific, the transportation distance was
measured using Google Maps, and the replacement rate was provided by the shrimp
farmer. The total transportation distance was then multiplied by the fuel consumption
rate per kilometer to be the total diesel consumption. Afterward, we used equation (1)
to estimate the carbon emissions of transportation.
For the refrigerant, the GHG emissions were set equal to the emissions of
refrigerant production, using equation (1), plus the refrigerant leakage during
functioning. The leakage of refrigerant was estimated by equation (2) (Environmental
Protection Administration, 2014):
In which,
𝑒𝑙𝑖𝑚𝑟𝑎𝑡𝑒: The collection rate multiplied by the damage rate, which was assumed
to be 0.7;
𝑢𝑠𝑒𝑟𝑎𝑡𝑒: The commute time multiplied by days in a year;
The emissions of the usage phase are assumed to be the fuel used when water is
heated from 20℃ to 100℃, and then the shrimp is boiled for three minutes. The stove
was a Sakura G2922G with a power of 9.0kW (7,740kcal/h or 32.38416MJ/h) using
natural gas (SAKURA, 2012). We also assumed from experience that one needs 3,000
c.c. of water to boil 1 kilogram of white shrimp. We thus used equation (3) to
calculate the time needed to boil water, plus the three-minute cooking time to get the
total time need. The total time was then multiplied by the power to get the energy
used (activity data). Finally, the emissions for this period were calculated by equation
(1).
The emissions of the waste treatment phase are the disposal of the heads and
shells of shrimp, and wastewater treatment, with equation (1) used to calculate these.
In short, the life cycle carbon footprint quantitative formulas are show in
equation (4), which is the summation of all emissions using equation (1) plus the
emissions using equation (2). The emissions factors are shown in Table 1, and the
carbon footprint per unit is the life cycle carbon footprint divided by production mass
in equation (5):
In which,
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𝑇𝐶𝐸: Total life cycle carbon emissions of a white shrimp farm (kgCO2e);
CFP: Carbon footprint of white shrimp per kilogram (kgCO2e/kg);
M: Production mass (kilogram).
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3. Empirical Analysis
The carbon footprint of the ecological shrimp farm is detailed in Table 2. In, this,
the whole life cycle carbon footprint (from cradle-to-grave) was 6.9389 kgCO2e/kg,
and the partial carbon footprint (from cradle-to-farm-to-gate, and the transport for
waste disposal was excluded from this) was 5.7127 kgCO2e/kg, which was a little
higher than the figure of intensive in Cao et al. (2011), but still higher than the figure
of semi-intensive in Cao et al. (2011). In the case of Yijhu, the electricity phase was
the largest contributor to carbon emissions, accounting for 28.96% of the total. As
mentioned in the previous section, the waterwheel and aeration systems need to run
24 hours a day to maintain the circulation and oxygen content of the pond, and hence
produce a lot of emissions.
Several approaches can be used to reduce the carbon emissions of this part. First
of all, the farmer can employ energy-conserving waterwheels to reduce, such as the
new waterwheels that have been promoted by these Taiwanese government and which
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can use save up to 33% less energy than the conventional ones, due to a higher
oxygen content rate and less time needed to work. As such, for the same amount of
oxygen dissolved, the carbon emissions can be reduced by 38,369.07 kgCO2e.
Second, since the farmer conducted an extensive aquaculture method, the waterwheel
can operate for less than 24 hours a day. If the operating time can be halved by using a
half hour on and half hour off with conventional waterwheels, the carbon emissions
can be reduced by 58,134.95 kgCO2e (or 1.0046 kgCO2e/kg).
Similar to Cao et al. (2011), this article also found that the feed (commercial plus
biological) was one of the emission hotspots during the life cycle of shrimp, which
accounted for 24.36% of the total. To reduce the carbon emissions of this part, Doris
Soto (2011) of the FAO proposed replacing fish meal with local plants. In addition,
Sookying et al. (2013) mentioned that it is possible to replace 100% of the fish meal
with soybean meal. Based on the crude protein data provided by Sookying et al.
(2013), we assumed that 1.32 kilograms of fish meal can be replaced by 1 kilogram of
soybean meal. Because the biological feed was partly made of soybean meal, the
carbon emissions were reduced by 3,317.74 kgCO2e (or 0.0573 kgCO2e/kg). In
addition, there is still room to further reduce the carbon emissions because this farmer
used fish meal as the main source of protein.
Next, the zeolite powder was also one of the main emission sources, accounting
for 18.53% of total carbon emissions. Compared to the inventory results in Cao et al.
(2011), we initially thought the farmer in this study may not need so much zeolite to
capture toxic substances as he thought. If the farmer reduced the weight of zeolite, the
carbon emissions could be cut by up to 74,402.47 kgCO2e (or 1.2857 kgCO2e/kg).
Under this circumstance, the partial carbon footprint figure of Yijhu shrimp would be
lower than that of intensive farming of Cao et al. (2010), but would still higher than
the semi-intensive one. However, the farmer responded that the local water quality is
different from that of other aquaculture areas, so he indeed needs a considerable
amount of zeolite to purify aqua-water.
The waste treatment phase is the fourth largest contributor to carbon emissions,
accounting for 15.47%, of which most was due to wastewater treatment (11.22%).
One of the reasons for this is that the water treatment process in the science park is
designed to reduce the heavy metals dissolved in the water. However, the aquaculture
wastewater does not contain heavy metals, but only various kinds of organic matter.
Several journal papers, such as Fish Information & Services (2017), have proposed
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the simple water treatment equipment for use with aquaculture. Use of such
equipment would be thus expected to reduce the carbon emissions associated with the
aquaculture water treatment, although more detailed information is needed to estimate
the carbon mitigation effect of this.
Burning the waste shrimp heads and shells is an emission source that adds to the
carbon footprint, and it is almost impossible to collect such materials from consumers
to control their disposal. However, one way to reduce carbon emissions from these
would be to make shrimp meal out of them, which could be done by selling the
shrimp products without the shells or heads. Still, the success of this would depend on
the preferences of consumers, and not only the actions of shrimp farmers.
If we use the database of the Food and Drug Administration (2015), the average
calories in white shrimp are 1,030 kcal per kilogram. Therefore, we can obtain an
estimate of the carbon footprint arising from the production of 100kcal of shrimp, and
compare it with the estimates produced by United Nations Environment Programme
(2008). Our study indicates that the carbon footprint of the studied farm is 0.6737
kgCO2e/100kcal. As shown in Figure 5, this number is somewhat larger than that for
fish, but is smaller than that for the original shrimp. Since the United Nations
Environment Programme (2008) did not mention its boundary and the target farmer in
the current study used alternative raw materials as feed to lower the carbon footprint,
nevertheless, we cannot compare these results in more detail.
kgCO2/100kcal
4.00 3.0799
3.00 2.5900
2.00 1.3789
0.9026 0.6033 0.6737
1.00 0.4853 0.2903
0.1678 0.0272
0.00
Shrimp Lamb Beef, Pork Fish, avg Salmon, Eggs Chicken Apples Yijhu
grain fed value farmed shrimp
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biological feed, tea meal, lime powder, zeolite powder, transports and refrigerants,
wastewater treatment, burning disposals, nature gas, and cooking water.
The results showed that the total carbon footprint of ecological white shrimp was
6.9389 kgCO2e/kg. In addition, electricity was the largest contributor to these
emissions, accounting for 28.96% of the total, followed by the feed (24.36%), indirect
raw materials (21.30%), waste treatment (15.47%), transport and refrigerant (7.88%),
and food usage (1.89%). As for the lowest carbon emissions, these were from the
water phase, and this was mainly because of the use of groundwater. Similar to other
papers, this study found that electricity and feed were main emission hotspots over the
whole life cycle of producing and consuming shrimp. In addition, this paper also
found that the wastewater treatment was another emission hotspot.
Comparing the results with that of Cao et al., the figure of partial carbon
footprint was a little higher than the intensive case due to local water quality.
Otherwise, the use of terrestrial plants as feed indeed mitigates GHG emissions.
To conclude, the management implications of this study indicate that the carbon
footprint of the shrimp supply chain can be reduced by employing energy-conserving
technology or by adopting a simple wastewater treatment process. In addition, the
target farmer in this study used low-carbon-emission territorial plants to reduce the
carbon footprint, as suggested by Doris Soto (2011). Such approaches can help this
industry achieve its goals with regard to more sustainable operations.
Acknowledgement
The authors acknowledge the Ministry of Science and Technology, Taiwan,
ROC for providing partial funding to support under contract numbers MOST 105-
2410-H-006-053-MY2 and MOST 103-2633-B-006-004.
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Doris Soto, J. M. a. M. H. (2011). Reducing GHG emissions in aquaculture: changing
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