Professional Documents
Culture Documents
Guia de Colorantes
Guia de Colorantes
sensitive applications
Pigments for plastics
Table of contents
Pigments for plastics 3
Table of contents
Disclaimer 47
Colorants for
food contact materials 8
Appendix: Definitions
and abbreviations 48
Colorants for toys 28
Introduction
This document gives an overview of BASF selected colorants portfolio for plastics listed
by national regulations and additionally provides a summary of the key regulations ruling
colorants for plastics going into food contact materials and toys. It is meant as a general
introduction for everyone who wants to get a baseline understanding of the regulatory
framework for food contact material and toys. If further information is required, please
contact pigments-safety@basf.com.
Where general comments are provided, the original text of the law or standard has to be
consulted to avoid misunderstandings and incorrect interpretations.
All information in this document has been compiled with great care and reflects BASF
best knowledge at the date of issue (September 2017). Due to continuous evolution
of the subject, information may rapidly change and therefore this document can only
be considered as a snapshot of the current situation as at the date of publication
(September 2017). To ensure the full updated compliance status of a given product to
the newest legislation requirements or technology changes, we strongly recommend
that our customers systematically check this status with their BASF representative or
contact BASF via pigments-safety@basf.com.
6 Colorants portfolio for sensitive applications
Pigments for plastics
Colorants portfolio for sensitive applications
Pigments for plastics 7
Product scoping As a result of all those precautionary measures, BASF Purity limits for BASF products in color- Extractable impurity in the colorant Limit [ppm]
can now, for all products listed in this colorants port ants portfolio for sensitive applications Aluminum (Al) 1,000
This document lists the BASF portfolio of colorants for folio for sensitive applications, deliver Food Contact
Antimony (Sb) 45
plastics and fibers that will be actively supported for Certificates (FCC) moving forward. FCC provided by For products that have been selected in BASF
use in sensitive applications such as food packaging BASF for plastic food contact materials is the official colorants portfolio for sensitive applications, “spot Arsenic (As) 3
and toys. document that covers the EU Declaration of Compliance testing” program with an adapted testing scope Barium (Ba) 100
(DoC) legal requirements as well as the compliance and frequencies are defined in order to regularly
Detailed compliance status of BASF organic, inorganic requirements of other regional jurisdictions as applicable. check that products are manufactured in line with Boron (B) 1,000
and effect pigments as well as polymer soluble colorants target purity levels. If required, spot testing can be Cadmium (Cd) 1
and pigments preparations is provided in the Appendix BASF colorants portfolio for sensitive applications is extended for systematic batch to batch analysis by
Chromium (Cr III + Cr VI) 1
table, listed for each product per national regulations. regularly reviewed in line with evolving regulatory requi- setting up an internal specification ensuring strict
rements, new developments in product technology and monitoring of target purity profile. Typical purity limits Cobalt (Co) 10
new findings in legal environment or product toxicology. as defined by BASF for colorants portfolio for sensitive Copper (Cu) 600
Definition and revisions applications are detailed below (BASF Purity Limits):
Lead (Pb) 2
In order to ensure that the regulatory requirements are
BASF colorants for plastics portfolio screened for continuously met, the BASF Food Contact Certificates Manganese (Mn) 800
sensitive applications have been initially assessed for products in our colorants portfolio for food contact Mercury (Hg) 5
through specific criteria such as product fingerprint applications in plastics are updated on a 18 months
Nickel (Ni) 50
including purity profile, as well as manufacturing set-up basis, in order to cover the periodic updates of the
including consideration of cross-contamination risk. Plastics Regulation (EU) No. 10/2011, or earlier in case Selenium (Se) 25
of relevant regulatory changes. Strontium (Sr) 4,500
Also, when necessary, product processing behavior
in plastics was assessed and when needed, a product The BASF Food Contact Certificates for colorants Tin (Sn) 15,000
would have to undergo a risk assessment under portfolio for food contact applications in Plastics are Zinc (Zn) 1,000
standard or specific conditions of use. valid for 18 months.
Iron (Fe) 4,500
For those products, the Management of Change Even though it is the intention of BASF to sustain as Lithium (Li) 500
process at BASF systematically aims at retaining much as possible the compliance scope and depth of Primary aromatic amines (PAA) 500
existing compliance status for products affected the selective colorants portfolio for sensitive applications,
Benzidine, beta-naphthylamine, 4-aminobiphenyl 10
by modifications such as raw materials changes no guarantee can be given that all products will remain
or manufacturing process modifications. compliant under all circumstances, e.g., future evolu- Polychlorinated biphenyls (PCB) 25
tions of the regulatory environment. In such cases that
Table 1: BASF purity limits
shall remain exceptional, BASF will strive to provide
updated information to customers with pre-notice time.
These purity limits make it possible to meet the require
ments of most of the targeted end use applications,
e.g., food contact packaging and toys applications.
Colorants for food contact materials
Pigments for plastics 9
Colorants for
food contact materials
The overview of products’ compliance status in the tables on the next pages should
be used as a general guide only. In any case, it does not replace the product detailed
information in the Food Contact Certificates.
For more detailed information on specific country requirements and conditions of use,
please refer to the relevant Food Contact Certificates, which are available via
pigments-safety@basf.com upon request.
10 Colorants for food contact materials
Pigments for plastics
Colorants for food contact materials
Pigments for plastics 11
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Magnapearl® 1000 - - 1 5 1 1 5 5 5 5 5 1 1 5 1 1
Magnapearl 1100
®
- - 1 5 1 1 5 5 5 5 5 1 1 5 1 -
Magnapearl 1110
®
- - 1 5 1 1 5 5 5 5 5 1 1 5 1 -
Magnapearl® 2000 - - 1 5 1 1 5 5 5 5 5 1 1 5 1 -
Magnapearl 2100
®
- - 1 5 1 1 5 5 5 5 5 1 1 5 1 1
Magnapearl 2110
®
- - 1 5 1 1 5 5 5 5 5 1 1 5 1 1
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Magnapearl® 2300 - - 1 5 1 1 5 5 5 5 5 1 1 5 1 -
Magnapearl® 3000 - - 1 5 1 1 5 5 5 5 5 1 1 5 1 1
Magnapearl 3100
®
- - 1 5 1 1 5 5 5 5 5 1 1 5 1 -
Magnapearl 4000
®
- - 1 5 1 1 5 5 5 5 5 1 1 5 1 -
Magnapearl® 5000 - - 1 5 1 1 5 5 5 5 5 1 1 5 1 -
Magnapearl 8000
®
- - 1 5 1 1 5 5 5 5 5 1 1 5 1 -
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Colorants for
food contact materials
Status: September 2017 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Colorants
for toys
The overview of products’ status in the table below should be used as a guide only.
In any case, it does not replace the product detailed information contained in specific
statements about toys applications.
Please note that in EU, toys for children under 3 years and toys for mouth contact
have to fulfill Article 3 of the Framework Regulation (EC) No. 1935/2004.
30 Colorants for toys
Pigments for plastics
Colorants for toys
Pigments for plastics 31
Colorants
for toys
1 Compliant 5 Compliant with use restrictions* 0 Not compliant 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement) Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement)
Cinquasia® Magenta K 4535 Cinquasia® Magenta RT-235-D PR 202 1 1 1 1 1 Eupolen® PE Blue 69-1501 - PB 15:1 5 1 1 1 1
Cinquasia® Pink K 4410 Cromophtal® Pink 2000 PR 122 1 1 1 1 1 Eupolen® PE Blue 69-2004 - PB 15:1 1 1 1 1 1
Cinquasia® Pink K 4430 FP Cromophtal® Pink PT PR 122 1 1 1 1 1 Eupolen® PE Blue 69-2005 - PB 15:1 1 1 1 1 1
Cinquasia® Red K 4104 Cromophtal® Red 2020 PV 19 1 1 1 1 1 Eupolen® PE Blue 70-9001 - PB 15:3 1 1 1 1 1
Cinquasia® Violet K 5350 Cinquasia® Violet R RT-891-D PV 19 1 1 1 1 1 Eupolen® PE Blue 71-0401 - PB 15:4 1 1 1 1 1
Cromophtal® Red K 3890 Cromophtal® Red BRN PR 144 1 1 1 1 1 Eupolen® PE Green 87-3501 - PG 7 5 1 1 1 1
Cromophtal® Red K 3890 FP Cromophtal® Red BRNP PR 144 1 1 1 1 1 Eupolen® PE Green 93-6001 - PG 36 5 1 1 1 1
Cromophtal® Red K 3900 Cromophtal® Red BN PR 214 1 1 1 1 1 Eupolen® PE Red 39-1101 - PR 178 1 1 1 1 1
Cromophtal® Scarlet K 3540 Cromophtal® Scarlet RN PR 166 1 1 1 1 1 Eupolen® PE Yellow 11-5501 - PY 185 5 1 1 1 1
Cromophtal® Yellow K 1210 FP Cromophtal® Yellow 3GNP PY 93 1 1 1 1 1 Eupolen® PE Yellow 18-4104 - PY 139 5 1 1 1 1
Cromophtal® Yellow K 1310 Cromophtal® Yellow 4GV PY 215 1 1 1 1 1 Eupolen® PE Yellow 18-4105 - PY 139 5 1 1 1 1
* For more information please contact pigments-safety@basf.com * For more information please contact pigments-safety@basf.com
32 Colorants for toys
Pigments for plastics
Colorants for toys
Pigments for plastics 33
Colorants
for toys
1 Compliant 5 Compliant with use restrictions* 0 Not compliant 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement) Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement)
Firemist® Green 9G830L - - 1 1 1 1 1 Irgalite® Red K 4170 FP Irgalite® Red 2BP PR 48:2 1 1 1 1 1
Firemist® Turquoise 9G730L - - 1 1 1 1 1 Irgazin® Flame Red K 3800 Cromophtal® DPP Flame Red FP PR 272 1 1 1 1 1
* For more information please contact pigments-safety@basf.com * For more information please contact pigments-safety@basf.com
34 Colorants for toys
Pigments for plastics
Colorants for toys
Pigments for plastics 35
Colorants
for toys
1 Compliant 5 Compliant with use restrictions* 0 Not compliant 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement) Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement)
Magnapearl 1100
®
- - 1 1 1 1 1 Mearlin Sparkle Bronze 9250 J
®
- - 1 1 1 1 1
Magnapearl 1110
®
- - 1 1 1 1 1 Mearlin Sparkle Copper 9350 J
®
- - 1 1 1 1 1
Magnapearl 2000
®
- - 1 1 1 1 1 Mearlin Sparkle Gold 9212 P
®
- - 1 1 1 1 1
Magnapearl 2110
®
- - 1 1 1 1 1 Mearlin Sparkle Orange 9320 J
®
- - 1 1 1 1 1
Magnapearl 2300
®
- - 1 1 1 1 1 Mearlin Sparkle Russet 9450 J
®
- - 1 1 1 1 1
Magnapearl 3100
®
- - 1 1 1 1 1 Mearlin Super Blue-Russet 9650 Z
®
- - 1 1 1 1 1
Magnapearl 4000
®
- - 1 1 1 1 1 Mearlin Super Bronze 9250 Z
®
- - 1 1 1 1 1
Magnapearl 8000
®
- - 1 1 1 1 1 Mearlin Super Green 9830 Z
®
- - 1 1 1 1 1
* For more information please contact pigments-safety@basf.com * For more information please contact pigments-safety@basf.com
36 Colorants for toys
Pigments for plastics
Colorants for toys
Pigments for plastics 37
Colorants
for toys
1 Compliant 5 Compliant with use restrictions* 0 Not compliant 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement) Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement)
Microlen® Blue 6916 MCN - PB 15:1 1 1 1 1 1 Microlith® Blue 7080 KP Microlith® Blue 4G-KP PB 15:3 1 1 1 1 1
Microlen® Blue 7079 MCN - PB 15:3 1 1 1 1 1 Microlith® Brown 3001 KP Microlith® Brown 5R-KP PBr 23 1 1 1 1 1
Microlen® Green 8745 LW MCN - PG 7 5 1 1 1 1 Microlith® Yellow 1210 KP Microlith® Yellow 3G-KP PY 93 1 1 1 1 1
Microlen® Pink 4430 MCN - PR 122 1 1 1 1 1 Oracet® Magenta 460 Oracet Red 5B SR 52 1 1 1 1 1
Microlen® Red 3840 LW MCN - PR 254 1 1 1 1 1 Oracet® Orange 220 Oracet® Orange ES SO 116 1 1 1 1 1
Microlen® Red 3890 MCNQ - PR 144 1 1 1 1 1 Oracet® Violet 580 Oracet® Violet TR SV 13 1 1 1 1 1
Microlen® Red 4060 MCN - PR 48:3 5 1 SST 1 1 Oracet® Yellow 125 Oracet® Yellow PD 2114 SY 114 1 1 1 1 1
Microlen® Rubine 4085 MCN - PR 264 1 1 1 1 1 Oracet® Yellow 180 Oracet® Yellow GHS SY 163 1 1 1 1 1
Microlen® Rubine 4270 MCN - PR 57:1 1 1 1 1 1 Paliogen® Red K 3911 Paliogen® Red K 3911 HD PR 178 1 1 1 1 1
* For more information please contact pigments-safety@basf.com * For more information please contact pigments-safety@basf.com
38 Colorants for toys
Pigments for plastics
Legislation for food contact materials
Pigments for plastics 39
Colorants
for toys
1 Compliant 5 Compliant with use restrictions* 0 Not compliant 1 Compliant 5 Compliant with use restrictions* 0 Not compliant
Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement) Status: September 2017 SST Status Statement Toys (EN 71-3:2013 Heavy Metal Status Statement)
Toys for Toys for children under 3 years Toys for children above 3 years
children under and toys for mouth contact and no mouth contact
Toys for children above 3 years
3 years and Old product C.I.
and no mouth contact Product European Union Europe USA Australia
toys for mouth name name
C.I. contact Norm 71- Norm 71- ASTM F AS/NZS
Product Old product name 1935/2004/EC - Art. 3
name 3, 2002 3, 2013 963-11 ISO8124.3:2003
European
Europe USA Australia
Union Sicotan® Yellow K 2011 FG - PBr 24 1 1 SST 1 1
1935/2004/ Norm 71- Norm 71- ASTM F AS/NZS
Sicotan® Yellow K 2107 - PBr 24 1 1 SST 1 1
EC - Art. 3 3, 2002 3, 2013 963-11 ISO8124.3:2003
Sicotan® Yellow K 2111 - PBr 24 1 1 SST 1 1
Paliotol® Yellow K 1070 Irgalite® Yellow WGP PY 168 1 1 1 1 1
Sicotan Yellow K 2111 FG
®
- PBr 24 1 1 SST 1 1
Paliotol® Yellow K 1090 - PY 138 1 1 1 1 1
Sicotan Yellow K 2112
®
- PBr 24 1 1 SST 1 1
Paliotol® Yellow K 1750 - PY 229 1 1 1 1 1
Sicotan Yellow K 2112 FG
®
- PBr 24 1 1 SST 1 1
Paliotol® Yellow K 1760 FP Cromophtal® Yellow HRPN PY 191:1 1 1 1 1 1
Sicotrans® Red K 2819 - PR 101 1 1 1 1 1
Paliotol® Yellow K 1800 Paliotol® Yellow K 2270 PY 183 1 1 1 1 1
Sicotrans® Red K 2915 - PR 101 1 1 1 1 1
Paliotol® Yellow K 1841 - PY 139 5 1 1 1 1
Paliotol® Yellow K 1841 FP - PY 139 5 1 1 1 1 * For more information please contact pigments-safety@basf.com
Sicotan® Yellow K 2001 FG - PBr 24 1 1 SST 1 1 Glass Paper & Wood Metals & Cork lon-exchange Textiles Adhesives Printing Silicones Varnishes & Waxes
board alloys resins inks coatings
Sicotan® Yellow K 2011 - PBr 24 1 1 SST 1 1
Figure 1: Overview of the EU legislation for food contact materials
* For more information please contact pigments-safety@basf.com
40 Legislation for food contact materials
Pigments for plastics
Legislation for food contact materials
Pigments for plastics 41
All food contact materials and articles Plastic food contact materials and articles §§ Overall migration limit (OML) For all materials, the requirement is present that they
It means the maximum permitted amount of non- should not transfer their constituents to foodstuffs in
Regulation (EC) No. 1935/2004, the framework regu- Regulation (EU) No. 10/2011 on plastic materials and volatile substances released from a material or article quantities that could endanger human health, bring
lation on materials and articles intended to come into articles intended to come into contact with food, and into food simulants. According to Article 12 plastic about an unacceptable change in the composition or
contact with food, sets general requirements for all with additional amendments, sets the rules for plastic materials and articles intended to be brought into deterioration of organoleptic characteristics. Specific
food contact materials. food contact materials. This regulation is commonly contact with food shall not transfer their constituents requirements are set in the supplementary technical
known as the “PIM” or Plastics Implementation to food simulants in quantities exceeding 60 mg/kg documents and substance inventories can be found
The framework regulation sets following rules: Measure. It is one of the implementing measures (OML) of food simulant in the Appendixes of the resolutions. The substance
mandated by the framework regulation and §§ Rules on compliance, especially migration testing, inventories are based on notifications by industry or
§§ General safety principles addresses plastics specifically. listing simulants, testing conditions national authorities. Listed substances have not
§§ Groups of food contact materials and articles §§ The concept of functional barrier necessarily been risk assessed.
The regulation entered in force on May 11, 2011, and
§§ Procedure for authorization §§ Authorization for nano-materials before use
foresees transitional provisions up to January 1, 2016. All resolutions are not legally binding. They have the
§§ Establishment of a European Reference Laboratory By then all food contact materials and articles on the Declaration of compliance and supporting character of a guideline, as long as they are not trans-
for food contact materials market will have to fulfill the requirements of the Regu- documentation As mentioned in the Union Guideline ferred into national law.
§§ Mandates the development of implementing lation (EU) No. 10/2011. to Regulation (EU) No. 10/2011 published in February
measures for specific requirements 2014: “Even though colorants fall under the definition Resolution AP (89) 1
What the regulation covers of additives, they are not covered by the Union list of
General safety principles of the framework substances. Colorants used in plastics are covered Resolution AP (89) 1 applies to the use of colorants in
regulation §§ Plastic materials and articles, whether printed and by national measures. However, they have to comply plastic materials and articles coming into contact with
coated or not with the general safety requirements of Article 3 of the food. The resolution defines purity requirements for
The framework regulation – in force since December 3, §§ Plastic multi-layer materials and articles held to- Framework Regulation (EC) No. 1935/2004 and are pigments including concentration limits for extractable
2004 – requires that food contact materials: gether by adhesives or by other means, whether subject to risk assessment in accordance with Article heavy metals, primary aromatic amines (PAA) and
printed and coated or not 19* of the Plastics Regulation (EU) No. 10/2011.” polychlorinated biphenyls (PCB).
§§ Meet Article 3 of the regulation: Must not transfer
their components into food in quantities that could §§ Plastic layers or plastic coatings, forming gaskets in
Compliance with Article 3 of regulation (EC) No. Soluble metal and metalloids Limit [ppm]
endanger human health, change food composition caps and closures, that make a set of two or more
1935/2004 of substances referred to in Articles 6(1), Antimony (Sb) 500
in an unacceptable way or deteriorate its taste and layers of different types of materials
6(2), 6(4), 6(5) and 14(2) of this regulation, which are
odor. §§ Plastic layers in multi-material multi-layer materials Arsenic (As) 100
not covered by an inclusion in Annex I to this regulation
§§ Are manufactured according to good manufacturing and articles shall be assessed in accordance with internationally Barium (Ba) 100
practice as detailed in The Good Manufacturing recognized scientific principles on risk assessment. Cadmium (Cd) 100
Practice Regulation (EC) No. 2023/2006 that sets Rules set by the regulation
down the requirements/principles of good manufac- Chromium (Cr III) 1,000
turing practices for all food contact materials and §§ Union list (Annex I) of authorized monomers and Lead (Pb) 100
articles. additives for use in plastics manufacture Council of Europe resolutions Mercury (Hg) 50
§§ An article intended for food contact must be labelled §§ Restrictions and specification for authorized substan-
or bear the glass-and-fork symbol. This labelling The Council of Europe has established general recom- Selenium (Se) 100
ces including specific migration limits (SML) defined
is not obligatory if food contact is obvious by the based on toxicological evaluation and exposure mendations for various types of materials that are fre- Primary aromatic amines (PAA) 500
article’s nature, e.g., knife, fork, wine glass. scenario. According to EFSA Note for Guidance, quently used in the production, distribution, processing
Polychlorinated biphenyls (PCB) 25
§§ Labelling, advertising and presentation of food substances for which no specific migration limit or and consumption of foodstuffs. The following (non-
contact materials must not mislead consumers. other restrictions are provided in Annex I, a generic plastic) materials have been addressed: coatings, cork, Table 2: Purity limits of AP(89) 1
§§ Accompanied by a “Declaration of Compliance” specific migration limit of 60 mg/kg needs to be glass, inks, metals and alloys, paper and board, resins
containing information on the appropriate use of food observed for ion exchange and adsorption, rubber, silicones.
contact materials or articles, if necessary. (Article 16) §§ Rules on non-intentionally added substances,
§§ Are traceable throughout the production chain.Gene i.e., impurities and reaction products
Legislation on toys
Japan They have to meet the general provisions of § 174.5 and Europe Element Limit [ppm]
Section 402 applicable to indirect food additives, which Aluminum (Al) 5,625.00
In Japan, there are government regulations (e.g., Food are comparable to the requirements of Article 3 of the The Toy Safety Directive 2009/48/EC (TSD) provides
Antimony (Sb) 45.00
Sanitation Law) for food packaging and toys. The indus- Regulation (EC) No. 1935/2004. harmonized EU-wide standards on physical and me-
try has published recommendations that are accepted chanical properties, flammability, chemical and electrical Arsenic (As) 3.80
by all involved parties and conform to the regulations. The substances listed in paragraph (e) of 21 CFR properties, etc., of toys. Barium (Ba) 1,500.00
178.3297 may be safely used as colorants in the man
ufacture of articles or components of articles intended for Boron (B) 1,200.00
The Japan Hygienic PVC Association (JHPA) mentions The new TSD 2009/48/EC requires a series of safety
in its positive list for PVC the chemical constitutions as use in producing, manufacturing, packing, processing, assessments, including the Chemical Safety Assess- Cadmium (Cd) 1.90
well as the Color Index denomination. preparing, treating, packaging, transporting or holding ment (CSA). It broadens the requirements of chemical
Chromium (III) (Cr III) 37.50
food, subject to the following provisions: properties, e.g., migration limits, to 19 chemical elements.
Contrary to this, the Japan Hygienic Olefin Styrene The migration limits for these chemical elements are Chromium (VI) (Cr VI) 0.02
(a) The term colorant means a dye, pigment or other
Plastics Association (JHOSPA) registers products with substance that is used to impart color to, or to alter considerably lower than under the old TSD. In addition, Cobalt (Co) 10.50
their trade names only. Chemically identical products the color of, a food contact material, but that does certain fragrances, CMR substances and nitrosamines
Copper (Cu) 622.50
with different names are thus not accepted. not migrate to food in amounts that will contribute to are restricted. Toys for children under 3 years and toys
that food any color apparent to the naked eye. The for mouth contact have to fulfill Article 3 of the Frame- Lead (Pb) 13.50
term ‘‘colorant’’ includes substances such as optical work Regulation (EC) No. 1935/2004. Annex II, Part Manganese (Mn) 1,200.00
Mercosul/Mercosur brighteners and fluorescent whiteners, which may III of the new TSD and its amendment (Commission
Mercury (Hg) 7.50
not themselves be colored, but whose use is intend Directive 2012/7/EU) for Category I.
In the South American region colorants for plastic food ed to affect the color of a food contact material. Nickel (Ni) 75.00
contact materials have to meet the requirements of the (b) The colorant must be used in accordance with Migration limits for toys or components of toys Org. Tin (org. Sn) 0.90
Mercosul/Mercosur GMC Resolución N° 15/2010, im- current good manufacturing practice, including use (dry, brittle, powder-like or pliable toy materials)
Selenium (Se) 37.50
plemented, e.g., in Brazil (Resolução RDC N° 52/2010). levels that are not in excess of those reasonably
These are purity limits similar to the Council of Europe required to accomplish the intended coloring effect. With the entry into force of the new TSD, the Norm Strontium (Sr) 4,500.00
Resolution AP (89) 1. However, more elements and partly EN 71-3 has also been revised taking into account the
(c) Colorants listed in 21 CFR 178.3297 must conform Tin (Sn) 15,000.00
different analytical methods have to be considered. additional chemical elements.
to the description and specifications as indicated. If Zinc (Zn) 3,750.00
a polymer described in this section is itself the sub-
In case more information is required, please contact ject of a regulation promulgated under Section 409 The EN 71-3:2013 specifies the requirements and test
Table 3: Migration limit of EN 71-3:2013
pigments-safety@basf.com. of the Federal Food, Drug and Cosmetic Act, it shall methods for migration of the above-mentioned chemical
also comply with any specifications and limitations elements from toys and toy components.
prescribed by that regulation.
USA
(d) Color additives and their lakes listed for direct use
Australia, AS/NZS ISO 8124-3:2010 USA, ASTM F 963-11
in foods, under the provisions of the color additive
Food contact substances (FCS) are regulated by the
regulations in parts 73, 74, 81 and 82 of this chap-
Food and Drug Administration (FDA) for use in food ISO 8124-3:2010 specifies some maximum accept All toys in the United States must meet the ASTM
ter, may also be used as colorants for food contact
contact applications (the colored polymer is in direct able levels, methods of sampling and extraction prior F 963-11 safety requirements, Standard Consumer
polymers.
contact with the food). These substances were either to analysis for the migration of the elements antimony, Safety Specification for Toy Safety. The limits and test
regulated in the Code of Federal Regulations (CFR), For more detailed explanation please refer to Appendix: arsenic, barium, cadmium, chromium, lead, mercury method of soluble elements are equivalent to the old
Title 21, Parts 170–199 or as amended, or are listed Definitions and Abbreviations. and selenium from toy materials and parts of toys. EN 71-3:2002 as listed in Appendix: Definitions and
on the FDA’s Inventory of Effective Premarket Notifi- Abbreviations, except that ASTM F963-11 requires
cations website listing the food contact notifications The maximum acceptable element migration from the additional total lead test and the 24-hour special
(FCN) http://www.fda.gov/Food/IngredientsPackag toy materials is equivalent to the old EN 71-3:2002 cadmium extraction test for metallic small parts.
ingLabeling/PackagingFCS/Notifications/default.htm. requirements as listed in Appendix: Definitions and
Abbreviations.
46 Other sensitive applications
Pigments for plastics
Disclaimer
Pigments for plastics 47
Apart from food contact packaging and toys applications, additional applications can Appropriate processing conditions for the articles have to be applied. The suitability of
be considered based on the risk dimensions of their intended use. The following briefly the articles for the application concerned, including their effect on the smell and taste
covers the requirements for some of those applications, detailed by national regulations of the food, and observance of any given limitations (for example, overall migration,
when applicable. specific limits and other analytical requirements) must be tested and ensured in each
case by the person who introduces the articles into circulation. Since our products are
manufactured on an industrial scale, the presence of traces of impurities cannot be
ruled out. Kindly also take note of the fact that analysis of our product for compliance
Medical devices Pharmaceutical packaging
with the above-mentioned legislation is not routinely carried out for each lot. It is
A medical device is an instrument, apparatus, implant, Pharmaceutical packaging is a part of the pharmaceu- performed randomly and on the basis of standardized tests. Therefore, regulatory
in vitro reagent, or similar or related article that is used tical drug registration. The regulation of pharmaceutical
to diagnose, prevent or treat disease or other conditions. drugs varies from jurisdiction to jurisdiction. The require
compliance is not part of our quality control nor part of the product specification or the
Medical devices act by mainly physical, mechanical or ments depend on the risk class of the end application. certificate of analysis.
thermal means. Food contact compliance is obligatory for plastic color
ants used in pharmaceutical packaging.
The medical device application is a highly regulated
end application. The requirements depend on the risk
class of the end application. The approval of the end Drinking water applications Organoleptic properties of colored plastic This can impact the range of secondary constituents
application requires a considerable amount of data on food contact materials and articles and thus, for example, result in changes to the original
plastic raw materials, plastic converting steps and sa- Drinking water approvals are applicable to materials and plastic material and article composition. Moreover,
fety assessment of the end article. There is no specific end articles in contact with drinking water. The regulatory According to the Framework Regulation 1935/2004 migration of secondary constituents from the plastic
regulation for all plastic raw materials. Food contact requirements are country-specific. The responsibility rests Art. 3, food contact materials and articles must inter article can deteriorate organoleptic properties of the
compliance is obligatory for plastic colorants used in with the end-article producer. In Europe, the approval alia not change organoleptic properties like odor or food. Their migration ability into food is influenced by
medical devices. procedures for use with drinking water are regulated by taste of food. In this respect colored plastic materials the conditions of use i.e. type of polymer, temperature
the individual countries. The approvals are granted by and articles have to meet this requirement. range, concentration level in the matrix and food type
In the EU, all medical devices must be identified with institutes that are authorized to carry out tests and issue such as fatty, alcoholic, water based.
the CE mark. certificates on the basis of the corresponding require- Usually, several processing steps are carried out on the
ments. The relevant approval regulations includethe Re- way from the starting materials like polymers, additives, Due to the above-described factors which are largely
commendations Pertaining to Plastics and Drinking Water colorants to the final plastic food contact material and outside of the sphere of influence of colorant manufac-
Cosmetic packaging applications (KTW) as well as the standards of the German Technical article. turers, the suitability of the articles for the food contact
and Scientific Association for Gas and Water(DVGW), application, including their effect on odor and taste of
The EU Cosmetic Regulation (EC) No. 1223/2009 the Water Regulations Advisory Scheme (WRAS) in Great These steps include various processes in plastics pro- the food, must be tested and ensured in each case by
(Annex I, Part A) introduced the requirement to report Britain, the Certificate of Sanitation Conformity (ACS) in duction, in most cases connected with shear influences the person who introduces the articles into circulation.
on packaging materials, impurities and traces within France, and for China, approvals are obtained from the and thermal stress. The colorants are incorporated in a
the product safety information. The product safety Chinese MOH (Ministry of Health). plastic material matrix together with further auxiliaries.
information includes the relevant characteristics of the
packaging material, in particular the purity and stability In USA, NSF International (National Science Foundation),
of the final packaging and its components. Statements an independent US government agency, carries out
are required if prohibited substances are present in drinking water approvals in accordance with Standard 61
trace amounts and evidence that it is technically un (NSF61). The NSF tests and certifies all products within
avoidable. the entire drinking water system.
48 Appendix: Definitions and abbreviations
Pigments for plastics
Appendix: Definitions and abbreviations
Pigments for plastics 49
Appendix:
Definitions and abbreviations
Pigments EU food contact materials NIAS (non-intentionally added Common types of Food contact substances include
substances) coatings, plastics, paper, adhesives, as well as colorants,
According to DIN 55943: 2001-10 is a pigment “particu As defined in the EU Framework Regulation (EC) No. antimicrobials and antioxidants found in packaging.
late substance that is practically insoluble in the medium 1935/2004. Materials and articles, which in their fin As defined in the Regulation (EU) No. 10/2011 on plas-
in which it is incorporated, used as a colorant or due to ished state tic materials and articles intended to come into contact Hierarchy from food contact substance (FCS) through
its anti-corrosion and magnetic properties.” §§ Are intended to be brought into contact with food with food. food contact material (FCM) to food contact article
(FCA):
§§ Are already in contact with food and were intended
“NIAS” stands for non-intentionally added substance The food contact substance (FCS) is a single substance,
for that purpose
Dyes and is an impurity in the substances used or a reaction such as a polymer, an antioxidant or colorant in a poly-
§§ Can reasonably be expected to be brought into con- intermediate formed during the production process or mer. As a substance, it is reasonably pure (the chemist’s
“Dyes” is a collective term for colorants soluble in tact with food or to transfer their constituents to food a decomposition or reaction product. definition of substance). Even though a polymer may
solvents and/or binders. under normal or foreseeable conditions of use be composed of several monomers, it still has a well-
defined composition. Food contact notifications (FCN)
Examples of NIAS in products are: are required only for new uses of FCSs that are food
Colorants (ETAD definition) Examples additives. Although a notification is not required for a food
Impurities contact substance that is GRAS or prior sanctioned for
A colorant is a product intended to impart or modify the §§ Food packaging and containers, kitchen equipment, §§ Present in the raw materials or solvents its intended use in contact with food, some companies
color of a substrate. In order to do it, the colorant will cutlery and dishes do choose to notify the agency in order to clarify the
Reaction products
possess the ability to change the color of reflected or §§ Processing equipment, such as coffee makers or regulatory status of such substances.
transmitted light as the result of wavelength-selective production machinery §§ Formed during the synthesis of the additive
absorption. §§ Containers used in transport of food or pigment Unlike food additive regulations and threshold of regu
§§ Formed during the manufacturing and use lation exemptions (TOR), approvals under the FCN
In addition, a colorant may also contain deliberately EU legislation for food contact materials covers materials of plastic materials and articles process are proprietary. This is because Section 409(h)
added components, which in contact with water intended for human consumption, §§ Formed during the storage and manufacturing (1)(C) of the FD&C Act states that an FCN is effective
§§ Maintain the properties of the colorant during e.g., bottles, with the exception of fixed public or private of polymers only for the manufacturer and substance identified in the
production and use water supply equipment. notification. Thus, any person wishing to rely on an FCN
Degradation products needs to demonstrate that the FCS being marketed
§§ Influence specific properties of the colorant
has been manufactured or supplied by the manufactur
as fitting to its application
er identified in the FCN and is being used under the
These added components should be termed FCS (food contact substances) conditions that are the subject of the FCN. Food contact
as colorant additives. material (FCM) is made with the FCS and (usually) other
As defined by the U.S. Food and Drug Administration substances. It is often (but not necessarily) a mixture,
Furthermore, depending on the production process, (FDA) in Section 409 of the Federal Food, Drug and such as an antioxidant in a polymer. The composition
a colorant may also contain certain non-intentionally Cosmetic Act (FD&C Act). may be variable. The food contact article is the finished
added substances (NIAS), e.g., residues of starting film, bottle, tray or whatever that is formed out of the
materials, byproducts, etc. These NIAS are not intended Any substance intended for use as a component of FCM.
to have a technical effect in the substrate to which the materials used in manufacturing, packing, packaging,
colorant is applied. transporting or holding food if such use is not intended
to have a technical effect in such food (formerly known
as indirect food additives).
50 Appendix: Definitions and abbreviations
Pigments for plastics
Appendix: Definitions and abbreviations
Pigments for plastics 51
GRAS (generally recognized as safe) Parts 182, 184 and 186 of the Food Additive Regula The exclusion of substances that are GRAS from FCN (food contact notification)
tions list many substances that are recognized or the definition of the term “food additive” means that
“GRAS” is an acronym for the phrase generally recog- affirmed as GRAS by FDA. Section 182.1 of the Food such substances do not require pre-clearance by the The FCN process has been introduced with the Food
nized as safe. Additive Regulations makes it clear that those listed FDA under Section 409 of the act. If a manufacturer and Drug Administration Modernization Act of 1997
are by way of illustration and do not represent an determines that a particular substance is GRAS, it is (FDAMA). The FCNs are proprietary to the manufactur
As defined by the U.S. Food and Drug Administration all-inclusive list. The absence of a substance from the free to market the substance without notification to, er for which the notification is effective.
(FDA) in Sections 201(s) and 409 of the Federal Food, list does not preclude an independent determination or approval by, the FDA. Obviously, if the FDA should
Drug and Cosmetic Act (FD&C Act). that the substance is GRAS when used in a particular consider the manufacturer’s determination of GRAS
application. For example, any substance generally status to be erroneous, the agency can take appropri- EU toy Norm EN 71-3:2002
Any substance that is intentionally added to food is a recognized as safe in or on food is also permitted to be ate regulatory action; in this case the burden of proof
food additive and subject to pre-market review and used under conditions of good manufacturing practice would fall upon the FDA to demonstrate that the sub- European standard EN 71, Part 3 (migration of sub
approval by the FDA, unless the substance is generally as a component of articles that contact food. 21 CFR stance is not GRAS. This is an unlikely consequence stances from toy materials), lays down limits for heavy
recognized, among qualified experts, as having been §174.5(d)(1). unless a real public health problem presents itself. metals that are soluble in 0.07 N hydrochloric acid.
adequately shown to be safe under the conditions of The EN 71-3:2002 has been revised in 2013 but is
its intended use, or unless the use of the substance The FDA has codified requirements for the classification still used as reference for other toy regulations in other
is otherwise excluded from the definition of a food of substances as GRAS under 21 C.F.R. § 170.30(a). TOR (threshold of regulation) countries.
additive.
As stated therein, general recognition of safety must be The threshold of regulation (TOR) lists exemptions
For example, substances whose use meets the defini based on: that have been issued under 21 CFR i.e. 170.39 the Limits of element migration from
Element
tion of a pesticide, a dietary ingredient of a dietary threshold of regulation for substances used in food toy materials [ppm]
Scientific procedures, or
(1)
supplement, a color additive, a new animal drug, or contact articles. A substance used in a food contact Antimony (Sb) 60
In the case of a substance used in food prior to
(2)
a substance approved for such use prior to Septem- article may be exempted by the FDA from the need Arsenic (As) 25
January 1, 1958, through experience based on
ber 6, 1958, are excluded from the definition of food of an FCN or a petition (regulation) as a food additive
common use in food. Barium (Ba) 1,000
additive. if the use in question has been shown to result in a very
General recognition of safety requires a “common low concentration (0.5 ppb). Threshold of regulation Cadmium (Cd) 75
Sections 201(s) and 409 were enacted in 1958 as part knowledge” about the substance throughout the exemptions are generally applicable and are effective
Chromium (Cr III) 60
of the Food Additives Amendment to the FD&C Act. scientific community knowledgeable about the safety for the food contact substance (FCS) for the listed
While it is impracticable to list all ingredients whose of substances directly or indirectly added to food. For intended use regardless of manufacturer or supplier. Lead (Pb) 90
use is generally recognized as safe, FDA published a substances not widely used in food prior to 1958, Mercury (Hg) 60
partial list of food ingredients whose use is generally general recognition of safety based on “scientific
Selenium (Se) 500
recognized as safe to aid the industry’s understanding procedures” requires the same quantity and quality of Prior sanctioned substances
of what did not require approval. scientific evidence as is required to obtain approval of a
Table 4: Migration limit of EN 71-3:2002
food additive regulation for the ingredient. Unlike a food Prior sanctioned substances under 21 CFR 181 are
Section 174.5(d)(1) of the Food Additive Regulations additive petition, however, general recognition of safety those substances whose use in contact with food
states that substances generally recognized as safe is ordinarily based on published studies, which may be is the subject of a letter issued by the FDA or USDA
“among experts qualified by scientific training and corroborated by unpublished studies and other data before 1958 offering no objection to a specific use of a
experience to evaluate their safety,” under conditions and information. specific substance.
of good manufacturing practices, are permitted to be
used as components of articles that contact food.
Contacts
BASF Colors & Effects Shanghai Ltd. BASF Colors & Effects USA LLC
No 300, Jiang Xin Sha Road 24710 West Eleven Mile Road
200137 Shanghai Southfield, MI 48034
China USA
Europe
pigments-safety@basf.com
September 2017
G-EDP 0917e