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Natural Phonology
Natural Phonology
Department of English
in
First Semester
By
Maha B. Mohammed
Supervised By
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1. Introduction:
In the modern version of the theory, the implicit phonetic forces are
manifested through processes which systematically but subconsciously adopt our
phonological intentions to our phonetic capacities and which enable us to
perceive in other’s speech intentions (ibid).
In the late 1960s David Stampe introduced the concept of “naturalness” with
a clear theoretical foundation into modern linguistic discussion. The
establishment of what has been termed Natural Morphology contributed
considerably to renew and reinforce discussion of the essentials and the concept
of naturalness (Hurch & Nathan, 1996: 231).
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In the 1970s the approach of Natural Phonology focused on the observation
that phonetically motivated (natural) processes are common in the phonologies of
the world’s languages, while phonetically unmotivated (unnatural) ones are
uncommon. The theory itself was founded by David Stampe (1969, 1973) and
expounded by Patricia Donegan and David Stampe (1979). NP was proposed as
an alternative to both structural and generative approaches to phonology current
at the time. Natural Phonology is a theory of phonological structure, acquisition
and change. The theory operates with phonological processes, which constitute
natural responses of the human vocal and perceptual systems to the difficulties
encountered in the production and perception of speech. For instance, it is more
difficult, on purely aerodynamic grounds, to produce a voiced stop than a
voiceless one, as well as a voiced velar stop than an alveolar one, while a bilabial
one is the easiest of the three ( Dziubalska-Kołaczyk, 2004: 3).
Donegan and Stampe (1979: 127) advocate the idea that phonology is natural
in that it is a natural reflection of the needs, capacities and world of its users
rather than a merely conventional institution. NP is intended to explain its
subject matter to show that it follows naturally from the nature of things. The
notion of naturalness has been explained in terms of a number of other notions
like 'economy', simplicity', 'frequency', 'plausibility', 'markedness', as well as in
terms of psycholinguistics factor which is first language acquisition'.
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rules, and so on. Economy, then, is a quantitative measure by which a given
solution can be evaluated as requiring fewer or more mechanisms (phonemes,
rules, conventions, etc.) than another solution (Hayman, 1975: 99).
Phonology has besides the concern with what is simple (i.e. general and
noncomplex) there is the focus in what is natural or plausible in a phonetic
sense (Hymen, 1975: 13). A phonological property is more natural if it is
simpler than another. In phonology, simplicity has been equated with feature
counting. As such a phonological description is said to be simple if it requires
fewer features than another (ibid: 103). Consequently, a natural class of sounds
will be characterized by relatively few features. Indeed the fewer features
needed, the more natural the class of sounds; hence obstruent consonants
(which can be characterized simply as [- sonorant]) constitute a more natural
class than, say, voiced consonants other than laterals (which might require the
specification [+voiced, +consonantal, -lateral]) (Clark and Yallop, 1995: 154).
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in many languages, while others occur in only a few. This observation is
embodied in the study of markedness, which is the idea that not all segments or
sets of segments have equal status in phonological systems. For example, many
languages have the stop consonants [p, t, k], which are said to be unmarked, but
relatively few have the uvular [q], which is said to be marked. (Katamba, 1996:
98). The notion of markedness and its relation to naturalness has played an
important part in linguistic theory over the years. Stampe (1979) discusses the
acquisition of language as the suppression of ‘natural processes’ (unmarked
constructs) in the order to attain the contrasts occurring in adult grammar. In
outlining a theory he calls ‘Natural Phonology’, Stampe suggests that the
processes are, to some extent, physically motivated, in that ease of articulation
must have a part to play in determining the nature of early utterances. Adult
languages have, in effect, suppressed some of these processes in order to
introduce greater contrast into their inventories (Johnson & Britain, 2007: 4).
Universal Markedness
The Prague school's notion of markedness has been elaborated and applied
in a number of ways. To Praguians, markedness is defined in a language-
specific way. Differently, Greenberg (1966) assigns the marked and unmarked
values cross-linguistically to represent the universal tendencies. On the other
hand, the exact usage of the term marked has not been uniform (consistent and
constant). There are at least four interpretations assigned to the term marked:
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language that high tone is unmarked if it is more frequent than the low tone and
vice versa.
3. The third view is neutrality. For example in French the inserted vowel, which
occurs non-etymologically as Arc de Triomphe [arke de trio ̌f] is the unmarked
or zero [neutral]. Schwa, another example is the [u] in Japanese:
English Japanese
paprika papurika
pulse parusu
4- The last view states that the unmarked member is the productive or regular.
In English, the unmarked (regular) pattern for disyllabic nouns is to have stress
on the first syllable (for example, climax /klai.mǽks/, serpent / 's ₔ:.pent/).
(Hayman, 1975: 145-146).
1.We can point to good articulatory reason for natural process like assimilation
where adjacent sounds are made similar to each other so that one avoids using
any more effort than is required. What about perception? While assimilation
makes the task of speech production easier, it can make speech perception more
difficult. It is easier to discriminate between sounds if they are very different
from each other than it is to distinguish them when they are very alike. To
counterbalance assimilation, there are natural processes which have the effect of
enhancing differences between sounds. These facilitate the task of the hearer. A
natural process from the perception perspective would be 'dissimilation'
(Katamba, 1996: 108).
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2. Naturalness is relative because what is natural in one phonological context
might be unnatural in another context. For instance, we said that oral vowels are
more natural than nasalized ones because the former are more frequent than the
later. Yet in the context where a vowel is nasalized is followed by a nasal
consonant, a nasalized vowel is more natural than the oral one (Ibid).
2. Natural Phonology
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system are seen by natural phonologists as processes motivated by the nature of
production and perception (Clark and Yallop, 1995: 404).
Akmajian et al. (1997: 113) mention informal definitions for both natural
class and unnatural class. They define natural class as a set of phonemes
uniquely defined by small number of distinctive features. Such set plays a
significant role in expressing the phonological regularities (arranged and
organized patterns) found in human language. An unnatural class, on the other
hand, is a collection of phonemes that cannot be uniquely specified by a small
number of distinctive features.
Buckley (2000: 2) states that the natural class is a group of two or more
segments which share one or more phonetic properties. And the relationship
between the features which identify the natural class is always one conjunction.
Thus, the member of the class shows similar behavior in identical phonetic
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environment. The voiceless stops in English [p, t, k] form a natural class. They
share two phonetic properties, that is, they are voiceless and they are all stops.
This class is defined by the feature [-voice, - continuant, - delayed release]. By
adding or removing features, we can reduce or enlarge this class. For example,
if we add the feature [-coronal], we are left with [p] and [k]. However, if we
remove the feature [-voice], the voiced stops are now included [p, b, t, d, k, and
g]. Moreover, if remove [delayed release] then the voiced and voiceless
affricatives [dƷ and tʃ] are included. The more features we use, the larger the
class will be. We can say that the size of natural class is in inverse proportion to
the number of features required to define that class.
It should be generally the case that classes which require fewer features to
specify them are more natural than classes which require more features. While
this sometimes turns out to be true, there are a number of cases where the
simplicity metric breaks down as in the following example where possible
natural classes are arranged vertically:
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---- ---- y y
---- ---- [+voice] a
---- ---- [-syll] i
---- ---- ---- o
---- ---- ---- u
---- ---- ---- [+voice]
When one goes from left to right, the natural class gets simpler (or more
general). Thus, three features specify class A (the class of voiced stops), but
only feature to specify class D (the class of all voiced segments). Both B and C
require two features. As can be seen from the list of segments, class C (the class
of voiced non-vowels) is more general or inclusive than class B (the class
voiced obstruents). If we consider that the feature-counting is sufficient by itself
as a criterion for evaluating the naturalness of a class, the following will
conclude:
2- Class D should satisfy the four criteria, stated earlier, more readily than B
and C (Hayman, 1975: 140-141).
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Another indication of the weaknesses of feature-counting approach to natural
classes is found in cases where opposite feature values define classes of
different degrees of naturalness. For example, the class of [+nasal] segments in
many languages includes [m, n, and ŋ]. This class is considerably more natural
than the class of [-nasal] segments, which includes non-nasal stops, fricatives,
affricatives, glides, liquids and vowels (ibid).
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behavior resulting in sound change. The task of Natural Phonology, then, is the
constant search for processes in the languages of the world (Dziubalska-
Kolaczyk, 2004: 4).
Phonological processes are innate and universal in the sense that they are
natural responses to the phonetic difficulties encountered in speaking. They are
universal because the human vocal and perceptual apparatus is universal. They
may be discovered by the child in the process of using his vocal tract during
vocalization, crying, or babbling and still we call them "innate", since their
origin and motivations are innate. The innate elements in phonology are the
phonetic forces (processes, constrains, or preferences) that press toward
optimization and motivate substitutions (Donegan and Stampe, 2009: 136).
The universality of processes does not mean that they apply to all languages –
only that they are motivated in all speakers. Phonological processes determine
what a speaker can do, but not what they must do. Although processes are
universal in form and motivation, they do not apply universally. Each language
selects a set of processes which constitute its language-specific natural
phonology. In this way, some processes are allowed to apply while some
difficulty remain and have to be mastered by native speakers. For example,
Polish or German allow the process of word final obstruent, i.e. to maintain
voicing during the closure or obstruction. Still, the process of obstruent
devoicing itself does not lose its universal motivation (Dziubalska-Kolaczyk,
2004: 10).
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1. Prosodically Based Processes
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2. Paradigmatic or Fortition Processes: (also called Strengthening Processes)
they are identified with the individual segment and make it more perceptible and
sometimes also more pronounceable. These intensify the salient features of
individual segment and\or their contrast with adjacent segments. They invariably
have perceptual teleology and often incidentally make the segments they affect
more pronounceable as well as more perceptible. Dissimilation, diphthongization,
and syllabification are fortition processes. Some fortition processes may apply
regardless of context, but they are particularly favored in 'strong' position,
applying especially to vowels in syllable peaks and consonants in syllable onsets,
and to segments in positions of prosodic prominence and duration. Similarly,
they apply in situations and styles where perceptibility is highly valued: attentive,
formal, expressive, and lento speech (Ibid). Paradigmatic processes are especially
apparent in hyper articulated speech, like the aspiration in English of a voiceless
stop to clarify a word: "I said had, not ha [ t h
] ." This is a typical use for a
paradigmatic process, showing its value in augmenting a distinction (Goman,
1979: 6). One of the most prominent fortition processes is dissimilation:
This is a possible utterance in idiolect, especially when one feels physically tired or
distracted, or have recently awakened. This utterance is obviously easier to
articulate than [wot a: ju duŋ ] (Goman, 1979: 7).
The most prominent lenition processes are assimilation and deletion (elision):
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they no longer have any auditory significance. Contracted forms of words
are caused by elision. Some elided syllables are represented in standard
pronunciation e. g., (I'm) should be (I am). In standard speech, the missing
vowel is understood and so meaning doesn't suffer from this contraction.
Elision is one of the reasons for the great mismatches found in English
between a word's spelling and its pronunciation e. g., (Wednesday) was
originally in contraction of (Odin'sday). Elision is most commonly used in
connected speech. The faster the speech, the more likely sounds and
syllables would be elided.
In NP, a sharp distinction is drawn between rules and processes. It is not the
case that all phonological alterations are governed by natural phonological
processes. The principles which underlie alterations which are not process-
governed, like velar softening, tri-syllabic laxing, etc., are referred to as
phonological rules. The nature of such rules is not entirely clear to us but it is clear
that they differ from natural processes in many important respects (Donegan and
Stampe, 1979: 143-4). These respects are:
1- A rule is learned, not innate. It does not represent limitations on the speaker's
capacity. It may make gross substitutions which have only accidental and
historical motivations. A process on the other hand, is automatic and innate
(reflects constraints of the inborn capacity for speech in human being). It
represents real limitations on the speaker’s articulations and perceptions. It makes
minimal substitutions which are motivated by considerations of optimal
perceptibility and pronounceability (Goman, 1979: 2) .
5- Processes may be optional or obligatory. Rules, on the other hand, seem always
to be obligatory (Ibid, 145).
6- Processes are of the speaker, rules are of the language. Phonological processes
are universal and innate in that they are related to the human vocal and perceptual
apparatus; whereas rules are language specific and conventional and must be
learned by observing other speakers (Ibid: 4).
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A phoneme in NP is an underlying intention shared by the speaker and the listener
(who are always "two in one"). The shared knowledge of intentions guarantees
communication between the speaker and the listener within a given language, even
if the actually pronounced forms diverge substantially from what is intended, for
example, in casual speech. In other words, phonemes are fully specified,
pronounceable percepts. NP's view of the phoneme is quite different from the
traditional structure and generative view. Differing from the stucturalist view,
phonemes are not defined by their opposition within the system but are rather
defined phonologically as a mode of perception storage and production of speech
by native speakers of a language. On the other hand, NP phonemes differ from
generative ones in that they are not just lists of features.
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Phonemes are not abstract specifications for sounds because they are the
sounds as perceived. This means that they are auditory\motor images of sounds per
se. Thus, phonemes are not underspecified lists of features which is contrary to
what is usually believed in most generative phonologies. In fact they are fully
specified and show how phonemes in NP work as real sounds. What makes them
phonemes rather than just records of how speakers actually speak is the existence
of processes. They are rarely pronounced as stored but are modified either to fit
their environment as in (lenitions) or contrast their environments as in (fortitition).
Phonemes are specific mental targets (Ibid).
Stampe argues that perception is not a mere recording of external events but
rather a perception of the intention of the other. A phoneme is an underlying
intention shared by the speaker and listener. The shared knowledge of intentions
guarantees communication between the speaker and the listener within a given
language even if actually pronounced forms diverge substantially from what is
intended. In other words, phonemes are fully specified and pronounceable percepts
which means that speakers automatically adjust their intentions to make them fit
their environments and hence allophones are generated (Balas, 2009:40).
3.Criticisms of NP
1- Natural Phonology has received a lot of criticism which targeted its reliance on
phonetics. Statements such as: the living sound patterns of language, in their
development in each individual as well as in their evolution over the centuries,
are governed by forces implicit in human vocalization and perception
(Donegan and Stampe, 1979: 126) gives rise to an opinion among phonologies that
NP was just phonetics, and thus could not aspire to be a theory of phonology.
Phonetics, on the other hand, would accuse it of pretending to be phonology and
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thus not being technical enough, and thus not phonetics, either (Dziubalska-
Kolaczyk, 2004: 8-9).
3- It has been objected that too little is known about phonological universals
processes and about phonetic capacity (especially in its neurological aspect) to
falsify the theory (Donegan and Stampe, 1979: 126).
4- Others have objected that the theory is too obvious true to be falsified (Ibid).
4. Conclusions
2. The theory deals with child acquisition of phonology. It claims that in acquiring
the phonological system of its language, a child has to suppress in different ways
and to different language specific degrees, and various innate universal
phonological processes.
4. The basic units in this model are natural phonological processes like
assimilation, deletion, reduction, devoicing, etc. These processes are mental
operations that apply in speech to substitute, for a class of sounds to sequences of
sounds that represent a specific difficulty to the articulator and perceptual capacity
of the individual, an alternative class identical but lacking the difficult property.
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5. The basic units of natural phonology are not phonemes or distinctive features
but natural phonological processes such as final devoicing, nasalization, and
labialization.
6. There are three types of processes: prosodic, fortition, and lenition. Prosodic
processes are used to map words, phrases, and sentences in to a prosodic features
like stress, tone, intonation, rhythm, etc. Fortition processes are strengthening
processes that intensify the salient features of segments. Lenition processes are
weakening processes that reduce the articulatory distance between segments.
8. The theory has received some criticisms. Its opponents argue that it lacks prior
methodology and formalization. It has been criticized for its reliance on phonetics
only and hence it does not aspire to be a theory of phonology.
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References
Akmajian, A., Richard A., Ann K., and Robert M. (1997), Linguistics:
An Introduction to Language And Communication. The MIT Press,
Cambridge, Massachusetts: London, England.
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Goman, M. (1979). Naturalness in Phonology. Sprachtypol. Univ. Forsch.,
Berlin.
Hayman, L. 1975. Phonology: Theory and Analysis. New York: Holt, Rinehart,
and Winston.
- Web Source
(1)http://www.courses.washington.edu/linglas1451dden/typology.
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