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8.1 Summary
8.2 Introduction
Anthocyanins are among the best known of the natural pigments, being
responsible for the blue, purple, violet, magenta, red and orange species
color of a majority of plant and their products [1, 2]. Like the most
widespread anthocyanins, the betalains, a class of water-soluble pigments
consisting of the red-violet betacyanins and the yellow-orange betaxan-
thins, occur abundantly and uniquely in flowers, fruits and leaves of plants
that contain them [3, 4]. Betalains are also responsible for the coloration of
[9, 27-32]. Betalains and related topics have also recently been reviewed [3, 4,
33, 34].
8.3 Functions
8.4 Anthocyanins
8.4.1 Structure
differ from other natural ftavonoids by strongly absorbing visible light. The
range of colors associated with the anthocyanins results from their ability
to form resonance structures, from distinct and varied substitution of the
parent C6C3C6 nucleus, and various environmental factors.
The anthocyanins are glycosides of eighteen different naturally occurring
anthocyanidins, these being polyhydroxy and polymethoxy derivatives of 2-
phenylbenzopyrylium (ftavylium) salts (Table 8.1). An additional antho-
cyanidin, ricciniodin A, and its dimer linked at the 3' and 5' position and
referred to as ricciniodin B, have recently been isolated from the cell walls
of Ricciocarpus natans [47]. The red monomeric form is hydroxylated at
positions 6, 7.3' and 4' and possesses an ether linkage between the 3 and
2' positions (Figure 8.1). Ricciniodin A constitutes the first reported naturally
Anion"
Rs
OH
H.O.
H.O.
Intramolecular stacking
(Sandwich-type)
Acylation
Intermolecular stacking
(Chiral-type)
Copigmentation Self-association
[
anthocyanidin copigment acyl group sugar
eg flavone
8.4.2 Distribution
8.4.3 Biosynthesis
Phaseolus vulgaris Kidney bean Pg, Cy and Dp 3-glucosides and 107 3,5-
(seedcoat) diglucosides; Pt and Mv 3-
glucosides
Prunus avium sweet cherry Cy and Pn 3-glucosides and 3- 108-110
rutinosides
Prunus cerasus cherry tart Cy 3-glucoside, 3-rutinoside, 3- 109-113
sophoroside, 3-
glucosylrutinoside and 3-
xylosylrutinoside; Pn 3-
glucoside, 3-rutinoside and 3-
galactoside
Prunus domestica Plum Cy and Pn 3-glucosides and 3- 97,110, rutinosides
114
Synsepalum dulcificum Miracle fruit (skin) Cy and Dp 3-galactosides, 3- glucosides and 3- 133
arabinosides
Vaccinium Lowbush blueberry Cy, Dp, Pn, Pt and Mv 3- glucosides, 134
angustifolium 3-galactosides and 3-arabinosides
Vaccinium Highbush blueberry Cy, Dp, Pn, Pt and Mv 3- glucosides 135, 136
corymbosum and 3-galactosides;
Dp, Pn, Pt and Mv 3-
arabinosides
Vaccinium Common cranberry Cy and Pn 3-galactosides, 3- arabinos 137-140
macrocarpon ides and 3-glucosides
Vaccinium oxycoccus Small cranberry Pn and Cy 3-glucosides, 3- 141
galactosides and 3-arabinosides;
Dp, Pt and Mv 3-glucosides
Vitis spp. Grape Cy, Pn, Dp, Pt and Mv mono- 142 and
diglucosides; free and acylated
patterns of expression have been observed in different plants, suggesting that the
control of biosynthesis by phytohormones such as gibberellic and abscisic acids
may vary among plant species [158-161]. Anthocyanin accumulation is also
influenced by environmental factors such as light, temperature, plant nutrition,
mechanical damage and pathogenic attack, light being the most important of these.
In general, anthocyanin accumu-lation arising from prolonged exposure to red and
far-red light is mediated by phytochrome, while responses to blue and UV light are
mediated by cryptochrome (ie UV-Alblue light-photoreceptor) and/or a UV-B
-photoreceptor [162]. The identity of the UV photoreceptors is still uncertain, but
there is some evidence to suggest that it may be or involve riboflavin [163, 164].
The signal transduction of the phytochrome system is apparently different from and
independent of that of cryptochrome [165] and the UV-B-photoreceptor [166]. UV-
light is often required in addition to active phytochrome for enzyme induction.
diols), formed via oxidative reduction of the 4-keto group and catalysed by a
dihydroflavonol reductase (DFR) with NADPH serving as a cofactor [148, 171]. A
similar enzyme, flavanone 4-reductase, catalyses the reduction of flavanones to
flavan-4-0Is, precursors of the unusual 3-
Machine Translated by Google
I POOtooyn-1
co, + H,O
......... ~
CHO
Yo
HCOH
co, to® Yo
3AcelylCoA
HCOH
"
CH,
tH,O®
3CO'-i
~/
Yo Yo
COOH Co-SCoA
6;~6~
-C4H 0 .4CL - 0 OH OH
L -Phenytolanlne CInnamiC AcId
p-Coumar1cAcid p-Coumar1cAcid
OH
H.O.
HOWO :
Yo
OH CHI CHS
~
Yo
--
OH 0
Chalcone
Flavanone
(yellowW)
(colo!1ess)
F3H 1 OH
H.O.
H.O. OFR
-+H,
OH 0 OH OH
FlaVan 3-d leucocyanldln
(colo!1ess) (colorless)
FOH lH,O
r OH
Anthocyanin
(coloUred)
~J
FGT +--
r OH
Anlhocyanldln
(coloUred)
Figure 8.3 The anthocyanin biosynthesis pathway. Abbreviations: PAL, phenyl ammonia
lyase; C4H, cinnamate 4-hydroxylase; 4CL, 4-coumaroyl-coenzyme A ligase; CHS, chalcone
synthase; CHI, chalcone isomerase; F3H, flavanone 3-hydroxylase; DFR, dihydroflavonol4-
reducease; FDH, flavan-3,4-diol dehydroxylase; FGT, flavonoid glycosyltransferase.
Gly = glycosyl group.
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8.4.4.1 pH. The presence of the oxonium ion adjacent to the C-2 position in
anthocyanins is responsible for their characteristic amphoteric nature. Thus, non-
and monoacylated anthocyanins behave somewhat like pH indicators, existing
as either an acid or a base depending on pH. The structural transformations of
anthocyanins as a function of pH are fundamental to their color and stability.
Anthocyanin-containing solutions generally display their most intense red
coloration at acid pH (eg < pH 3). With increasing pH, anthocyanin-containing
extracts normally fade to the point where they may appear colorful before finally
changing to purple or blue at pH > 6. At any given pH, an equilibrium exists
between four main anthocyanin/aglycone structures (Figure 8.4): the blue quinon-
oidal (anhydro) bases (collectively denoted by A), the red flavylium cation (AH+)
and the colorful carbinol (pseudo)bases or hemiacetals (collectively denoted by
B; the equilibrium concentration of B4 is usually considered to be negligible)
and chalcones (CE and Cz , collectively denoted by C). At neutral or slightly
acidic pH the anthocyanins exist predominantly in their non-coloredforms. The
color of anthocyanin-containing solutions and the relative concentrations of each
of the colored (AH+, A) and colorful (B, C) species at equilibrium (Figure 8.5)
are dependent on the values of the equilibrium constants controlling the acid-
base or proton transfer (Ka '), hydration (K{,) and ring-chain tautomeric (KT )
reactions, where:
K; = ([A]/[AH+])aH+ (8.1)
KT = [C]/[B] (8.3)
Machine Translated by Google
either
ccB° w90 I
~ ~ 0GIy
0GIy
"
TO·
7
Yo
~
4 •
. ~ ....:....:
~I ....:
0GIy
~.
0GIy
*00 * 4
~~
OGIy
TO,
0GIy ~I
0GIy
...-:::
TO,.
0GIy
~~
TO
t OGIy 1
AH'
+H,O/-H"Y ~+H'OI-H"
OH
~
OH
H.O.
0GIy
B,
b.
OIL
-eleven
OH
very slow
4
GIyO OH
•
0GIy
OH C,
C,
Figure 8.4 Structural transformations of anthocyanins (ie cyanidin 3,5 diglycoside): flavy-
lium cation (AH+); carbinol (pseudo)bases or hemiacetals (B4, B2); chalcones (CE , Cz);
neutral quinonoidal bases (A4" -A7); ionized quinonoidal bases (A4" -A7). Gly = glycosyl
moiety.
Machine Translated by Google
100
c: b
0 ;:;
IV
~
-c:
Q)
(.)
c:
00 50
Q) > ;:;
IV
Cii
0:::
0~
c
TO
0
4 5 6
pH
Yo
Mixture of I Mixture
Flavylium ion of : neutral and
flavyllum cation Neutral qulnonoidal
predominates I ionized
and quinonoidal predominate bases
bases quinonoidal
I bases
and aH + is the hydronium ion or proton activity (pH = -log aH +) [53, 70, 191, 192].
The expression for Kh ' is often simplified, where the overall conversion of AH+ into
the colorless forms (hemiacetal and cha\cones) are considered together in the
notation B. In highly acidic media (ie < pH 2) the red flavylium cation (AH+ ) is
essentially the only anthocyanin species present (Figure 8.5). With an increase in
pH the flavylium cation yields the quinonoidal base (A) through rapid loss of a
proton. For the naturally occurring anthocyanins so far investigated, pKa' values
(pKa' = -log Ka') generally range from 3.36 to 4.85 [53, 70, 191]. The hydroxyl
groups at C-4', -7 and -5 (if present) have similar ionization constants; therefore,
the quinonoidal species normally exists as a mixture (eg A4"
A7; Figure 8.4). Anthocyanins substituted with more than one free hydroxyl group
become further deprotonated at pH 6.0 to 8.0 to yield a mixture of resonance-
stabilized quinonoidal anions (eg A4,-, A7-).
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Unlike f1avylium salts that are unsubstituted at positions C-3 and -5 (ie synthetic
salts), for which hydration reactions occur more readily with quinonoidal base
than cationic forms [193-195], equilibrium between the quinonoidal bases and
hemiacetal of naturally occurring anthocyan ins occurs exclusively via the
f1avylium cation [192, 196]. The concentration of the quinonoidal bases (A), which
become apparent above pH 4, generally remains low due to their thermodynamic
instability relative to the hemi-acetal (B) [197]. On standing, at pH values of about
3.0 to 6.0, nucleophilic addition of water to the C-2 position of the f1avylium cation
slowly yields the colorful hemiacetal (B). Equilibration of this species with the
open cis-chalcone (CE ) is extremely rapid, ie in the range of 1 s or less.
I and
Oh oh
OxIdized an1hocyanln -
Degradatton
products
h OH
~and
Enzymattc Nonenzymattc
~AO:A
__ 00
PPO are virtually ubiquitous in the plant kingdom, catalysing the oxidative
transformation of catechol and other o-dihydroxyphenols to 0-
quinones, which may subsequently either react with each other, with amino
acids or proteins, and/or with other phenolic compounds including
anthocyanins, to yield brown colored higher molecular weight polymers; or
oxidize compounds of lower oxidation-reduction potential [250].
Anthocyanins are poor substrates for PPO [246, 247]. The quinonoidal
base may be more susceptible to oxidative degradation by PPO than the
flavylium cation [245]; the rate of decolorization mediated by PPO may also
be dependent on the substitution pattern in the B-ring and extent of
glycosylation [251].
Various commercial enzyme preparations, usually obtained from fungal
sources, have been shown to contain glycosidases [213,239,241,252] and/
or PPO [253]. In most cases, secondary activity in commercial enzyme
preparations is desirable, and the costs of purification often preclude total
removal of such activity. Fungal 'anthocyanase' preparations have been
used to remove excess anthocyanin from blackberry jams and jellies that
were too dark and unattractive [254]; and similar preparations have been
suggested for use in the manufacture of white wines from mature red
grapes [239]. However, anthocyanase activity, whether endogenous or
exogenous, can be problematic if maximum pigment retention is desired.
A preliminary steam blanch prior to subsequent processing and/or storage
[255] and packing in high concentrations (eg > 20%) of sugar/syrups
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The C-4 position is more susceptible to attack by amino acids and carbon
nucleophiles such as catechin, phenol, phloroglucinol, 4-hydroxycoumarin and
dimedone, to yield 4-substituted ftav-2-enes [261-266]. These compounds are
highly reactive and may undergo further changes depending on the nature of the
4-substituent.
The decolorizing action of S02, an antiseptic agent used extensively in the wine
industry, also results from formation of a colorful C-4 adduct [267-270]. This
reaction is reversible; However, acidification to about pH 1 is required for
restoration of red color. The equilibrium constants and rates of reaction for
formation of anthocyanin-bisulfite complexes have been published elsewhere [268,
269]. The large values of these constants are consistent with observations that
only small amounts of free sulfur dioxide are required to decolorize significant
quantities of anthocyanins.
Kinetically, anthocyanin-bisulfite complexes are quite stable; the bisulfite moiety
presumably deactivates the C-3 glycosidic bond, thereby preventing its hydrolysis
and consequent degradation reactions [202, 211]. Steric factors also contribute to
the stability of anthocyanin-bisulfite complexes.
Noteworthy, is that phenyl, methoxyphenyl, carboxyl and, especially,
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B.4.4.7 Sugars and their degradation products. The use of high sugar
concentrations (ie >20%) or syrups to preserve fruits and fruit products has
an overall protective effect on anthocyanin chromophores [256], presumably
by lowering water activity (aw )' Reduced aw is associated with a reduced
rate of anthocyanin degradation [217]: the hydration of antho-cyanin
chromophores to colorful species becomes less favorable as water
becomes limiting. Indeed, dried anthocyanin powders (aw ::; 0.3) are
relatively stable at room temperature for several years when held in
hermetically sealed containers [276-278].
Above a threshold level (eg 100 ppm), sugars and their degradation
products accelerate the degradation of anthocyanins [207]. Fructose,
arabinose, lactose and sorbose have greater degradative effects on antho-
cyanins than glucose, sucrose or maltose [205, 206, 279]. The rate of
anthocyanin degradation is associated with the rate at which the sugar
itself is degraded to furfural-type compounds [210, 280]. These compounds,
furfural (formed mainly from aldo-pentoses) and t-hydroxymethylfurfural
(HMF; formed from keto-hexoses), derive from the Maillard reaction [281]
or from oxidation of ascorbic acid [282, 283], polyuronic acids [55 ] or
anthocyan ins themselves. These degradation products readily condense
and/or react with anthocyanins, possibly via electrophilic attack, ultimately
leading to formation of colorful or complex brown colored compounds.
The advanced sugar degradation products, levulinic and formic acids,
which are readily formed from HMF and furfural in the acidic environments
of most anthocyanin-containing fruits and their juices, do not react nearly
as rapidly with anthocyanins as their parent furyl aldehydes [206, 210 ,
279, 280]. Anthocyanin degradation in the presence of furfural and HMF is
directly temperature dependent and more pronounced in natural systems,
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eg fruit juice. Oxygen enhances the degradative effects of all sugars and sugar
derivatives.
Both the flavylium cation and quinonoidal base may participate in co-pigmentation
[27, 290, 291]. Co-pigmentation involving both anthocyanin species results in a
bathochromic shift in the visible wavelength of maximum absorption, from red to a
stable blue or purple color; However, increases in maximum absorption or tinctorial
strength may occur only when complex formation involves the quinonoidal base
[290]. Colored anthocyanin species (flavylium cation and quinonoidal bases) are
almost planar with a strongly localized system of 'IT-electrons [260] that facilitates
good molecular contact with a copigment possessing similar struc-tural features.
None 508
Auron
Aureusidine 540 32 327
Alkaloids
Caffeine 513 18
Brucine 512 54 122
amino acids
Alanine 508 0 5
Arginine 508 0 20
Glycine 508 0 9
Histidine 508 0 19
Proline 508 0 25
Benzoic acids
Benzoic acid o- 509 18
Coumarin
Esculin 514 6 66
Cinnamic acids m-
Hydroxycinnamic acid p- 513 5 44
Hydroxycinnamic acid 513 5 32
Caffeic acid 515 7 56
Ferulic acid 517 9 60
Sinapic acid 519 11 117
Chlorogenic acid 513 5 75
Dihydrochaicone
Phloridzin 517 9 101
Flavan 3-ols
( + )-Catechin 514 6 78
Flavone
Apigenin 7-glucosidea 517 9 68
C-Glycosyl flavones
8-C-Glucosylapigenin (vitexin) 517 9 238
6-C-Glucosylapigenin (isovitexin) 537 29 241
6-C-Glucosylgenkwanin (swertisin) 541 33 467
Flavonones
Hesperidin 521 13 119
Naringin 518 10 97
Flavonols
Kaempferol 3-glucoside 530 22 239
Kaempferol 3-robinobioside-7-rhamnoside (robinin) 524 16 185
Quercetin 3-glucoside (isoquercitrin) 527 19 188
Quercetin 3-rhamnoside (quercitrin) 527 19 217
Quercetin 3-galactoside (hyperin) 531 23 282
Quercetin 3-rutinoside (rutin) 528 20 228
Quercetin 7-glucoside (quercimeritrin) 518 10 173
7-0-Methylquercetin-3-rhamnoside (xanthorhamnin) 530 22 215
a Formed a slight precipitate. (From Asen et al. [289] by permission of the authors and Pergamon Press.)
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binding constant, K, for the complexation reaction [292]. Thus, for co-
pigmentation involving the flavylium cation:
(8.4)
(8.5)
where EAH + is the molar absorption coefficient of AH+ and l is the optical
pathlength. In the presence of copigment, the absorbance of a given anthocyanin-
containing solution is expressed according to:
and Pina [305] have alternatively suggested that ionic salts render color
enhancement through formation of an ion-pair between the charged
flavylium cation and the anion, which displaces the equilibrium towards the
flavylium cation. Self-association constants for the flavylium cation and
quinonoidal base forms of the common anthocyanins have been reported
by Hoshino [306, 307]. Generally, the strength of mutual interaction
increases with substitution of hydroxyl or methoxyl groups in the B-ring,
and is greater for the anionic quinonoidal base forms relative to self-
association of neutral quinonoidal bases or of flavylium cations. Self-
association occurs via chiral stacking (Figure 8.2) with the configuration of
a left-handed screw [27].
The co-pigmentation effect, both intra- and intermolecular, has been
considered primarily responsible for the coloration of flower and fruit
tissues, fruit juices and red wines [292] since anthocyanins alone are
known to be virtually colorless at the pH of these products. That juices
obtained from enzyme-treated fruit mashes are more highly colored than
nonenzyme-treated press-juices can be attributed to decompartmentalization
of various cellular constituents, including flavonoids, alkaloids, amino acids
and nucleosides, that may participate in co-pigmentation with anthocyanins
to varying degrees. Flavonoids, as copigments, are always found in
conjunction with anthocyanins, likely because of their similar biosynthetic
path-ways. Polymeric flavonoids and anthocyanins have been shown to
play an important role in the coloration of grapes and red wines [223, 225,
226, 308]. The constituent tannins (condensed flavonoids) have a protective
effect on anthocyanins. During aging of red wines, monomeric anthocya-
nins are progressively and irreversibly replaced by polymeric pigments
through self-association reactions. Such polymeric material is less pH-
sensitive and relatively resistant to discoloration by S02, ascorbic acid and
light [142, 289, 309].
pectin) that could influence the stability and/or analysis of these pigments.
Co-extracted flavonoids, which react similarly with the common reagents
used for phenolic analysis, are commonly removed via chromatographic
techniques employing insoluble polyvinylpyrrolidone (PVP) [324-326],
polyamide [327], combination polyamide-PVP [59, 328, 329 ]. Sephadex
G- 25 [101] or LH-20 [101, 330, 331], octadecylsilane [101, 331, 332], weak
anion exchange (eg Amberlite CG-50) [111, 333, 334], polyethylene glycol
dimethacrylate [ 335] and cellulose-type resins [120, 127,240,336].
Droplet counter-current chromatography (DCCC) using n-butanol-glacial
acetic acid-water (BA W) as the solvent system [337-339], preparative thin-
layer chromatography (PTLC) [340--343], solvent-solvent extraction with n-
butanol [108], and precipitation with basic lead acetate [l08] or via the
spherical agglomeration technique employing a benzene-methanol-aqueous
hydrochloric acid solvent mixture [344] have also been used to separate
and/or purify anthocyanins from their crude or concentrated extracts. If
appreciable quantities of lipid, chlorophyll or unwanted polyphenols are
suspected to be present in anthocyanin-containing extracts, these materials
may be removed by washing with petroleum ether, ethyl ether, diethyl ether
or ethyl acetate [310, 311, 345]. This may improve purification but is not
always necessary.
Purification of anthocyanins for analytical purposes was traditionally
carried out using paper or thin-layer chromatographic techniques [45, 310,
345]. However, more rapid and efficient separation of complex mixtures is
achieved with reversed-phase high-performance liquid chromatography
(HPLC) [225, 226, 330, 332, 338, 339, 346-350]. The technique is non-
destructive and, therefore, separated peaks are readily collected for
subsequent analyses. With appropriate selection of eluent, column type and
length, flow rate and temperature, HPLC can be used to resolve and
quantitate microgram quantities of anthocyanin without the need for
preliminary purification of extracts [351-355]. A major application of HPLC
is, therefore, the simultaneous qualitative and quantitative analysis of
anthocyanins [356].
360], circular dichroism (CD) [31, 295, 303, 304, 306, 307, 361], nuclear
magnetic resonance (NMR) [31, 92, 306, 307, 347, 361-372] and mass
spectrometry (MS ) [347, 366, 369, 372-376]. The complete structural
characterization of anthocyanins is possible using current one- and two-
dimensional (lD and 2D) NMR techniques; However, relatively large
quantities of purified material are required for resolution of proton signals
associated with the glycosyl moieties [369] and positions C-6 and C-8 of
the flavylium nucleus [376]. When only small amounts of material are
available, MS techniques are the preferred methods for analysis of
anthocyanin structure,[312]. These techniques are often interfaced with
liquid chro-matography or HPLC to facilitate pigment purification, and
employ such ionization methods as fast-atom bombardment (FAB) [31,
366, 369], electrospray [374, 375] and thermospray [377]. While the
sophisticated NMR and MS techniques have become indispensable for
the structural characterization of complex, polyacylated anthocyanins, the
equipment is costly and not always readily available. Thus, the classical
hydrolysis techniques for structural elucidation of anthocyanins will
continue to be important; they can be quickly and efficiently carried out
when interfaced with HPLC and gas-liquid chromatography (GLC) [378, 379].
Much information regarding the identity of a given anthocyanin and its
aglycone can be derived simply by observing its color in aqueous solution
or on paper. The color generally changes from orange-red to bluish-red as
the structure is modified through pelargonidin, cyanidin, peonidin, mal-
vidin, petunidin and delphinidin [310]. In addition, under UV-light
anthocyanins substituted at the C-5 position usually fluoresce [236]. The
spectral characteristics of most of the known anthocyanidins and many of
the anthocyanins in 0.1% HCl-methanol have been published by Har-
borne [45, 312, 360]. In acid solution anthocyanins and their aglycones
exhibit two characteristic maximum absorption; one in the visible region
between 465 and 550 nm and a smaller one in the UV region at about 275
nm. The wavelength of maximum absorption can be used to tentatively
identify the aglycone; However, confirmation by other methods is required.
A bathochromic shift of 15-35 nm from the visible maximum upon addition
of 5% alcoholic aluminum chloride (AICI3) to pigments in 0.1 % HCI-
methanol indicates the presence of a free o-dihydroxyl group in the
aglycone, a structural characteristic of cyanidin , delphinidin and petunidin
[380]. Glycosylation of anthocyanidins at the C-3 position generally results
in a bathochromic shift in the wavelength of maximum absorption, while
glycosyl substitution at C-5 produces a shoulder on the absorption curve
at 440 nm . The ratio of absorbance at the UV maximum to that at the
visible maximum, and the ratio of absorbance at 440 nm to that at the
visible maximum provide valuable information regarding the extent and
position of glycosyl substitution [50, 360]. Acylated anthocyanins exhibit
an additional weak absorption maximum in the 310 to 335 nm region, the
Machine Translated by Google
0.6
Q)
() 0.5
c
C'il ..0
~
0 0.4
~ max 373
(J) ..0 <:
0.3
0.2
0.1
pigment are available in grape pomaces and waste material [9]. Antho-
cyanin extracts have been produced from these sources [207, 234, 277,
317, 318] and used to successfully color a wide range of commercial
products [425]. Anthocyanin extracts have also been prepared from
cranberry presscake [277, 334, 409]. Approximately 40% of the anthocyanins
from cranberries remains in the presscake following juice extraction [404].
The tropical red berry known as miracle fruit contains a taste modifier,
Miraculin, that has potential as a sweetener; anthocyanin extracts have
been obtained as a by-product of taste modifier production [133, 411]. The
production of expensive food or other plant crops for their pigment content
alone is not economically feasible. Yet, the availability of highly pigmented
inexpensive crops such as red cabbage [321, 322] and bilberries [413]
makes the use of these crops as potential sources of commercial
anthocyanin preparations viable.
Anthocyanin preparations from natural sources may vary considerably in
quality [426] since they may contain partially degraded and/or con-densed
pigments, tannins, copigments and various impurities which are co-extracted
with the anthocyanins. Stable, relatively pure anthocyanin preparations
have been produced in relatively large quantities (eg up to about 5% on a
dry basis) by suspension cultures of cells of Populus spp.
[427,428], Daucus carota [429, 430], Vitis spp. [431] and Euphorbia millii
[432]. Anthocyanin production by cell cultures from numerous other sources
has been reported; Studies have been directed not only towards improving
productivity for large scale pigment production, but also towards identifying
those factors that influence anthocyanin accumulation.
One of the greatest limitations to commercial production of anthocyanins
via cell or tissue culture is the requirement for light. Only a few species of
plant cell culture have been reported to produce anthocyanins in the dark,
but levels of production have been generally low. The exception is a highly
productive cell line of Aralia cordata, obtained by continuous cell-aggregate
cloning, which has been reported to yield anthocyanins in concentrations
as high as 17% on a dry weight basis [433-435]. While an effective scaled-
up process has been documented [433], costs of production must be
competitive with conventional anthocyanin recovery processes.
Costs could be reduced considerably should an inexpensive alternative to
refined sugars be made available and found to be suitable, eg milk whey
[436]. Time may yet see the commercial production of anthocyanin
preparations via application of biotechnologies.
Natural anthocyanin preparations used as food colorants suffer the same
fate as endogenous pigments; their addition to food systems may
encourage reactions with endogenous constituents that can lead to their
stabilization or destabilization, and thereby influence product quality. With
careful formulation/selection of certain ingredients, choice of appropriate
stages during formulation and processing at which the colorant and/or other
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ingredients are added, and control of processing and storage conditions, a wide
range of high quality products can be attractively colored with anthocyanins.
Counsel et al. [436] have reviewed numerous food applications for anthocyanins
and other natural pigments, including chewing gums, hard candies, fruit chews,
dry beverage powders, cream fillings, icings and fruit coloration. Anthocyanins
may also be successfully used in high acid foods such as soft drinks, jams and
jellies, and in red wines where they contribute to the overall aging process [408].
For those food products for which endogenous pigments are to serve as the only
or major source of coloration, procurement of intensely colored raw material is
necessary to ensure that if some pigment is destroyed during processing/storage,
a sufficient portion remains to impart the characteristic product color [389].
Few practical stabilizing agents have been found for the anthocyanins [424].
Of nineteen different additives, only thiourea, propyl gallate, and quercetin
demonstrated a stabilizing effect on color retention in straw-berry juice and
buffered pigment solutions [210]. Cysteine, which may act as a reducing agent
and/or inhibitor of PPO, was shown to inhibit anthocyanin degradation in Concord
grape juice below a temperature of 75°C [244]. Ascorbic acid can render a
stabilizing effect on one hand, by being preferentially oxidized by PPO, but a
destabilizing effect on the other, by indirectly oxidizing the anthocyanins via its
oxidation products [51]. Tartaric acid and glutathione have been shown to have
a protective effect on anthocyanins by acting as mildly acidic and antioxidant
agents, respectively [437]. The addition of phenolic compounds, such as rutin
and caffeic acid, also markedly stabilized the color of blood orange fruit juice,
presumably by means of intermolecular co-pigmentation [437]. Indeed, in view
of the factors that influence pigment stability, the most practical means of
stabilizing the color of anthocyanins within the bounds of maintaining their
'natural' status is via complex formation (eg surface adsorption), intermolecular
co-pigmentation and/or condensation re-actions (eg with proteins, tannins or
other polyphenols).
8.5 Betalains
B.5.1 Structure
The structure of the betalain chromophore may be described as a protonated 1,7-
diazaheptamethin system (Figure 8.8); betaxanthins and betacyanins are
distinguished by substitution on the dihydropyridine moiety by specific Rand R'
groups. The yellow betaxanthins are character-ized by having Rand R' groups
that do not extend the conjugation of the 1,7-diazaheptamethin system. However,
if conjugation is extended, where-by Rand R' comprise a substituted aromatic
ring (ie cyclodopa), the
Machine Translated by Google
h
COOH HOOC .... COOH
8.5.2 Distribution
N
Machine Translated by Google
LC
laceinca
rutob
s ecnerefeR
dnuopmoC noitun
tirtsebttuaS
p
"" t
sR 6R
rehtie"
ninateB 6 7 3, 0
8 58
7
8
9 73
9
0 4
5
vulgaris
Beta
esocu-3
lgj h ti:"(
Chenopodium
nihtnaramA cinor-o)cd-u
i-O
3
cl3
'a
2
g
j(-j h
-ninaisoleCI -)lyoram-uO
--op
03
'2
c(-[j h seY
rum
Chenopodium
rub
-ninaisoleC
II -)ly-sonlu
-aO
-r-r0
e3
't2(-f[j h
-niniserI
-c3in
-yo
'6
xro
-u)rd
cd-u
i-O
3
c3l'h
y 2
g
a
j(- h
-)ly-)ralyteu
nslogollacym
u
h--03
lt'6
ge(-j-m
3j
ninateberP 98
0
1
2 73
1 5
Phyllocactus
vulgaris
Beta
sanderiana
-)H30--S
03
'6(-j h
nitcacollyhP
h
ninainiviR -)H30--S
03
'3(-j h
-nihtnarpmaLI -) lyoramu--op3
O
'6
c(j h
Lampranthus
-nihtnarpmaILI -lyolur-e
O
3
'6fj h
Bougainvillea
-niellivniaguo-3B
Irj
h
19
3
714
85
3
rubra
-ninerhpmoG
HI
-ninerhpmoG
H
II -)Iyoramu--O
-op3
'6
c(-j
Basella Gomphrena
-ninerhpmoIG
H
II -)ly-sonluar-re
O
3
't6(fj
Basella
-ninerhpmoG
V h -)ly-sonluar-re
O
3
't6(fj
Machine Translated by Google
R'O~I .H
~ +.'
R,O N eOOH
H~~COOH
Yo
h
Compound Substitution pattern botanical source Reference
R R'
Many of these species have developed the ability to carry out C4-
photosynthesis and typically contain unusual sieve-element plastids and
relatively large concentrations of ferulic acid in their cell walls [3].
Although remaining a point of phylotaxonomic contention, ten betalain-
producing families have been identified: Aizoaceae, Amaranthaceae,
BaseJla-ceae, Cactaceae, Chenopodaceae, Didiereaceae, Holophytaceae,
Nyctagina-ceae, Phytolaccaceae (including Stegnospermaceae) and Portulacaceae.
Betalains of fungal origin have also been found. A violet betacyanin,
muscapurpurin, and seven yellow betaxanthins, muscaaurins-I to -VII, have
been isolated from the poisonous mushroom Amanita muscaria (fly agaric;
Order Agaricinales) [5, 6]. The unusual amino acid stizolobic acid and a
cyclized form of this amino acid are found in muscaaurin-II and muscapurpurin,
respectively. Some of the muscaaurins have identical structures to those of
known betaxanthins produced by members of the Caryophyllales, ie
indicaxanthin, vulgaxanthin-I and -II, miraxanthin-II1
Machine Translated by Google
8.5.3 Biosynthesis
The biosynthesis of betalains arises from arogenate of the shikimate pathway, and
its conversion to tyrosine via arogenate dehydrogenase [447].
The dihydropyridine moiety present in all betalains is synthesized in vivo from two
molecules of L-5,6-dihydroxyphenylalanine (L-DOPA), one of which must first
undergo 4,5-extradiol oxidative cleavage and recyclization [448] through seca-
DOPA [449, 450] to betalamic acid (Figure 8.9).
Alternatively, in toadstools L-DOPA undergoes 2,3-extradiol cleavage to form
muscaflavin [6]. Betalamic acid constitutes an essential structural feature of all
natural betalains, but accumulates as a natural constituent only in those plants that
produce betaxanthins [451-453]. The conversion of L-DOPA to betalamic acid is
catalyzed by a dioxygenase [454, 455]. Its subsequent condensation with
cyclodopa or a derivative of cyclodopa leads to betacyanidins; Condensation with
other amines or amino acids results in betaxanthins. Glycosylation of betacyanidins
occurs late in the biosynthetic pathway [456], via uridine-5-diphosphate (UDP)
linked sugars as mediated by nucleoside-diphosphate-sugar-dependent glycosyl
transferases [457].
Alternatively glycosylation of cyclodopa may occur prior to its condensation with
betalamic acid [458, 459]. Acylation takes place subsequent to glycosylation, and
most often involves hydroxycinnamic acid transferases with 1-0-hydroxycinnamic
acid-acylglycosides as the acyl donors [460-
462].
The use of betalain-producing cell cultures has facilitated the elucidation of
enzymes involved in betalin biosynthesis and the influence of various environmental
factors such as light, temperature, precursor availability,
Machine Translated by Google
.H
Yo
HO '" ~
. COOH
Tyrosine
HO~.H
1
HO~'"
I, ·.H J HO~ .H Ho~~Acoo
h Yo
Betanldln
HOOC" N COOH
Yo
h
5-Betalamlc acid
Betaxanthins
8.5.4.1 pH. Generally, the red color of betanin solutions remains unchanged from
pH 3.0 to 7.0, exhibiting maximum absorption at 537-538 nm [446]. Below pH 3.0
the color changes to violet as the absorption maximum is shifted to 534 to 536 nm
and its intensity decreases; a slight increase in absorbance at 570-640 nm is also
observed. Above pH 7.0 the color of betanin solutions also becomes bluer, due to
a bathochro-mic shift in the wavelength of maximum absorption. The greatest
blueing effect occurs at pH 9.0, with maximum absorption at 543 to 544 nm. Above
pH 10.0 a decrease in intensity at the absorption maximum of 540-550 nm is
accompanied by an increase in absorption at 400-460 nm due to release of
betalamic acid, which is yellow; pigmentation thus changes from blue to yellow as
a result of alkaline hydrolysis of betanin to betalamic acid and cycIodopa-5-0-
glycoside [473] (Figure 8.10).
G~WH
00 ~ \0=
WZJlCOOH
Yo
h
lsobetonln
1~~~
GuOWH
HO::-- 6+ 'COOH ~~OH
GIuOW
::-- +
•
Yo
+ "H
H.O. NCOOH ~t~
h
Yo
Yo
HOOC COOH ~
h
Betolamlc Acid
Yo
h Cyciodopa-5-O-glucoside
Betonin
l~
GluO~
HO::-- 6COOH +
~~H
CO,
Yo
h
h COOH
Yo
Decorboxylated Betonln
8.5.4.5 Water activity (aw). The effect of aw on betanin stability has also
been documented [475, 493, 494]. First-order rate constants for betanin
degradation have generally varied exponentially with respect to aw, a four-
fold increase in pigment stability being observed as aw decreases from 1.0
to 0.37. Reduced aw may increase betalain stability by reducing the
nucleophile (ie water) concentration, by limiting reactant mobility and/or by
decreasing oxygen solubility. Using various water/alcohol model systems
and correction for the appearance of degradation products, Simon et al.
[494] noted that there was a maximum in the dependence of the rate
constant on aw. Their results were explained in terms of the propensity of
the electrophilic center of betalains to nucleophilic attack. Increasing
amounts of water in alcohol increased the rate constant since the water
was better able to transfer protons than alcohol. However, for a certain aw
or water/alcohol ratio, the contribution of the proton transfer rate to the
overall rate constant approached a maximum. Further increases in aw were
associated with a decrease in concentration of the stronger nucleophile (ie
alcohol), and the rate constant thus decreased. Their results [494]
demonstrate the important role of solvolysis in betanin degradation.
The use of betalain pigments as food colorants dates back to at least the turn of
the century when juice from pokeberries, which contain betanin, was added to
wine to impart a more desirable red color [529]. With the passing of legislation
against the adulteration of foods, this practice was eventually prohibited. Current
legislation restricts betalain colorants to concentrates or powders obtained from
aqueous extracts of red beets (Beta vulgaris). Because of the relatively high
pigment concentrations therein, red beets are the only plant food source from
which extraction of betalains for commercial use as a colorant is economically
feasible. Commercial beet colorants typically contain 0.4-1.0% pigment (expressed
as betanin), 80% sugar, 8% ash and 10% protein [10]. Their color can vary
considerably, depending on the content of yellow betaxanthins; thus their color
varies with beet variety, beet root quality and age at harvest, and method of
pigment extraction.
4. One can be selective with respect to the nature of the betalain pigment(s)
produced.
Yet, conventional red beet extraction production is still less expensive than
comparable biotechnological processes, or than chemical syntheses that
tend to be plagued by low product yields. Further increases in pigment
yields are deemed necessary for biotechnological processes to become
economically viable [538]. Alternatively, world market demands for these
natural dyes in more highly purified forms than are currently available from
conventional processes could render in vitro processes more viable in the
future.
Commercial and purified betalain preparations have been shown to be
effective colorants of foods with compatible chemical and/or physical
properties. Microbiologically purified beetroot preparations have demon-
strated suitable stability for use in various pharmaceutical forms [539-541].
Beetroot colorants may be used alone to produce hues resembling raspberry
or cherry, or in combination with other colorants such as annatto to obtain
strawberry shades [10, 436]. Considering the factors that influence pigment
stability beet root preparations may be successfully used to color products
with short shelf-lives that are marketed in a dry state, that are packaged to
reduce exposure to light, oxygen and humidity, and/or that do not receive
high or prolonged heat treatment. If thermal processing is required pigment
degradation can be minimized by adding the colorant after the heat
treatment or as near the end of the heating cycle as possible.
As reviewed by Counsell et al. [436] and von Elbe [542], beetroot colorant
can be effectively used to color hard candies and fruit chews, dairy products
such as yogurt and ice cream [543], salad dressing, frostings, cake mixes,
gelatin desserts, starch-based puddings [544], meat substitutes [446],
poultry meat sausages [545, 546], gravy mixes, soft drinks and powdered
drink mixes [547].
Machine Translated by Google
8.6 Conclusions
Acknowledgments
The authors gratefully appreciate the help of Cathy Young and Allen Mao in the
preparation of the chapter for the first edition of this volume, and the
Department of Food Science, University of Guelph, for financial assistance-
ance.
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