“IF FYERS Your Gateway to Investing! Account Opening Form by >oF DOCUMENT OF FYERS INDEX Sr [Name of the Document [Significance Page Ne. MANDATORY 7A RVG form Decument capture the basie information about the consituent and an Ihccouns Opening form _{(Tstuclonlchec 2. seceuns Opening Form 5 Gecument captures the additonal information about the canslituent relevant te wedng |S [Document stating the Rights & Obligations of stock broker/vasing member sub broker and 2, |Righte And Obligation — |etient for trading on exchanges (inckiding adaltionalrighte & obligations in case of Jannexwe 1 nvernetjwiteloss tocmology bosed wang) Risk Disclosure Document neve 2 5 |e loocument detaling risks associated with dealing in the securities market {capital & (R00) [commodity lannexure § ls, Joudance Note loocument detaling do's ang donte ‘or trading on exchange for the education of the investore, [Capital & lannexure 4 s. [Petcies and Procedures. [Document describing significant policies and procedures af the stack broker Captal & Commodity Is [client Acknowledgment _[Clent acknowledgment that he has read all the rules & regulations o |, Trontt Shee [Pocurentdotaiing the rotefemount of brokerage and oiher chorges levied onthe clent for | 9 trading on she stock exchange). a. [FATGA Declaration [Declaration in accordance to FATCA Act fe VOLUNTARY J, [interne: & Wireless |Inirnet & Wireless Technology Based Trading Faciy Provided by the Stock Broker towne | 5 {Trading Jctiens. , " [Contains voluntary undertaking by the clent with respoet to Fyers international eperation | 10 |Unsertaxing during the course of relationship with Fyers 6 hi [Authorisation Letters [Letter ef Authoriation 8 FECN Declaration [Declaration proviced to Fyare Securities Pui Lid for Flecivonie Contract Nate related to hz. p he (Commodities) JCommosity Trading Fyers Securities Private Limited (Hereinotter referred to as “Fyers [SEBI~INZOOOOOBS2" NSE - 90061 BSE 6697, MOK — 56700, DSL ~IN-DP -€52- 2019 laddross Registered - 901 and 902, ih Floor, A Wing, Brigade Magnum, Anruthahal Kodigohall Gave, Hebbal Bangalore — 60092 |Correspondence- Same as above [Compliance Officer faixash Swain O80 4626 TIT; complonce@iversin [eco [Tejas NK O80 4625 111i management@fversin, [Elearing Member Cash EMF Segments [vere Securities Private Lined Cc ring Member - Deriv IMcx: Globe Commodities Limited INSE F&O, CDS & COM ICICI Bank Ltd SEBI Rog No. ~ INZOOOI9TASE lBSe F&0, CDS & COM: ICICI Bank Lid, SEB! Reg No. -INZOD0197438 Rog. No INZ000024939 For any grlevance/dlepute please contact Fyere ot the above mentioned address or management@ilversin ond Phone ne, O80 4675 1 in core not satiatied with The response, please contact the concerned exchange) at INSE:ignse@nee.coin or contact at 022- BSE \s@beeindiacom or contact at O23- WOK grevance@mexinaia com or contact @ O22 26598100 lear28097 lersieeesJF FYers INSTRUCTIONS/CHECK LIST FOR FILLING KYC FORM. A. Important points ‘ond whole time directors 1. Sol attested copy of PAN card is mandatory for al clients, including Promoters /Parsners /Karta /Trust cond persons authorized to deal in securities on behalf of company/firmyothers. 2. Copies of athe documents submitted by the applicant should be self-attested and accompanied by originals for verification. n case the original of any document is not produced for verfcation, then the copies should be properly attested by entities authorized for Keating the documents, os por the below mentioned lst. 5. If any proof of identity or adress isin a foreign language, then translation into English is required 4 Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted 5. If correspondence & permonent address ore different. then proofs for both have to be suemited 6 Sole proprietor must make the application inhi individual neme & capacity 7. For non-residents and foreign nationale, (ollowed to (rade subject to RBI and FEMA guidelines). copy of passport/PIO Cord/OCl Cara ond overseas address proof ie mandatory 28, For foreign entities, CIN is optional; and in the dasence of DIN no for the directors, thelr passport copy should be given 9. In case of Merchant Navy NRIs, Mariner’ declaration or cerified copy of CDG (Continues Discharge Certificate) isto be submited. 10. For opening an account with Depostery participant ar Mutual Fund, for @ miner, phetacopy of the School Leaving Certiicate/Mark sheet issued by higher Secondary Boerd)/Passport of Mine”/Birth Cerificate must be provided 11. Polticaly Exposed Persons (PEP) are defined as individuals whe are or have bs n entrusted with prominent public functions in a foreign country, eg. Heads of States or of Governments, senior politicians, senior Government/judcial/ miltary officers, senior executives of state owned corsorations, important political party officials, te 8. Proof of Identity (PO!) List of documents admissible as Proof of Identity 1. Unique identification Number ( ID) (Reahaarl/ Passpert/ Voter ID card Dnving lleense. 2. PAN card with photograph raljState Government ond 3. Identty cars / document with applicants Photo, issued by any of the folowing. Cer Departments, Stoturery/ Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Bans, Public Financial Institutions, Colleges offliated to Universities, Professional Bodies such as ICA ICWAI, ICSI, Bar Counci ete to their Memoers. and Credit carde/Debit cords issued by Banks. ©. Proof of Addross (POM) List of documents admissible as Proot of Address: (*Documents having an expiry date should be valid on tho date of submission) 1 Passpo" red Lease or Sale Agreement of Residence/ Driving Licence. Voters Identity Card/ Ration Cord/ Reg sity bill tke Telephone Bil (only landline), Electricity bill or Ges bill Not more than months old Bank Account Statement/Passbook - Not more than S months old Self-declaration by High Court and Supreme Court judges, giving the new address in respect of thei own accounts Proof of address issued by ony of the folowing: Bank Managers of Scheduled Commercial Banks / Scheduled Co-Operative Bank / Multinational Foreign Banks / Gazetted Officer / Notary Public / Elected representatives (othe Legislaive Assembly/ Parlement / Documents issued by ony Govt. or Statutory Authority 6 Identity earadocument with address, Issued by any of the flowing: Centra/State Government and ite departments, Statutory / Regulatory Authortles, Puble Sector Undertakings, Scheduled Commercial Banks, Puble Financial inttutions, Collages affilated to Universities and Professional Bodies such ae ICAl, ICWAl, ICSI, Bar Council ete, to their Memioers 7. Far Fil / cub account, Power of Attorney given by Fil / eub-aecount to the Custodians (which are duly notarized and / or apostiled or 1d adaress should be token. Cconsularisea) that gives the regis 8 The proof of address in the name of the enouse may be accepted D. Exemptions / fications to PAN (*Sutficiont documentary evidence in support of such claims to be collected.) 1. incase of transactions undertaken on behalf of Central Government and for Stat Covernment and by offcias appointed by Courts 99, Official! tauidator, Court receiver ete, 2. Investors residing in the state of Sikkim5. UN entities / mullteral agencies exempt from paying taxes / fling tx returns in nai. 4. SIP of Mutual Funds up to Re §0,000/- pa 5. Incase of intitutional eionts, namely, Fle, MFs, VCFS, EVCIs, Scheduled Commercial Banks, Multlateral and Blateral Development Financial institutions, State Industrial Development Corporations, Insurance Companies registered with IRDA and Public Financ Institution a8 defined under section 48 of the Companies Aet, 1956, Custedlans shal verify the PAN card deras withthe eriginal PAN card and provide duly cartifieg copies of such verified PAN details tothe Intermediary E List of people authorized to attest the cuments 1. Notary Publi, Gazetted Officer, Manager of @ Scheduled Commercial / Co-operative Sank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on tne copy) 2. Incase of NRls, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Pullc, Court the documents Magistrate, Judge, Ingian Embassy /Coneulate General in the country where the client resigee are permit F, Additional documents in case oft [Copy of IR Acknowledgement [Gopy of Annual Account incase of salary income ~ Solary Slip, Copy of Form 6 INet worth cerificate [Copy of demat account holding swatement. INSank cocount statement for last 6 menthe [Any other relevant documents substantiating ownership of Assets [Sei declaration with relevant supporting documenta, In respect of ether clonts, documents as per risk management policy of the sioek broker need te be provided by the client irom time te time, ©. Copy of cancelled cheque leat/ pass book/bank statement specifying name of the constituent, MICR Code or/ and IFSC Code of the bbank should be submitted 1H. Demat master or recent holding statement issued by DP bearing name of the client. 1. Stock broker has an option of doing in-person’ verification through web camera at the branch office of the stock broker/sub-broker's office 2. Incase of non-resident clente, employees at the stock broker's local office, overseas ean do in-person verification Further, considering the infeasibity of carrying out in-person’ verification of the non-resident cliente by the stock broker's staf, attestation of KYC documents by Notary Public, Court, Magistrate, Judge, Local Banker. Indian Embassy / Consulate General in the country where the cellent resides may be permited, 1. Form need to be intialized by ell ho authorized signatorios 2. Copy of Board Resolution or declaration (on the letterhead) naming the persons authorized to deal in securities on behalf of company others & their specimen signatures. 1. Signotures con be i English or Hind or any ofthe ather languages contained inthe 8th Schedule of the Constitution of india. Thum Impressions and signaturos other than the above mentioned languages must be attested by @ Magistrate or a Notary Public or Special Executive Magietrote/ Special Executive Oficer under his/her afficele 2. Signatures should be preferably in black ink 5. Detale of the Names, Address, Telephone Number(s}, ete, of the Magistrate / Notary Puble / Special Executive Magistrate / Speci! Executive Officer are to be provided in case of attestation dane by ther, 4. In case of adattiona signatures (for accounts ether then individuals), separate annexures should be ettached te the aecount opening 5. In ease of applications containing a Power of Attorney, the relevant Power of Attorney ar the selt-certiied copy thereof, must be lodged along withthe apolication 6. Allcorrespondence / queries thall be addressed tothe first/ sole applicant 7. Strike off whichever option. in the acount opening form, is rot applicable,Know Your Client(K¥C) -Application Form (Fer Individual Only) AopheationNe TF FVERS Ploase Fillin ENOLISH and BLOCK LETTERS A ntty Details (Please see guidline overleaf) 1. Name of Applicant (8 appenng in supporting identification Documents) User-image Name Maiden Name Fathers/Spouse Name Mother Name 2 Gender C1 Mele Ol Femole O Transgender B.Maritel Status C1 Single 11 Marriea C1 oth ©.Date ofBirth Place of Birth, 5. Nationality Dingian other 4. Status (Please tick 1 Rosisent individual 1 Non Resident C1 Foreign National SPAN ‘Aadhaar Number KY Number lentty submitted (Please tek) Dean other B. Addross Details (Pleast uidlines overtest) LA of Correspondance Cry/Tewn/viloge Pin Coae stare Country nda 2. Contact De Tel (Off) Tel (Ree) Mobile Fax Proof of address to be provided by Applicant Please submit ANYONE of the following valid documents & tick against the document attached. i Aadhoar Card OI Ration Card O1 Regie 11 Passport 1 *Latest Sank A/C Statement Passbook [1 Lotest Telephone BiNOnly Lend Line) C1 tLatesd Eecirie Bil C1 *Latest Gas ail 13 Lease/Sale Aggrement of Residence C1 Driving Licence C1 Voter identity Card 1 omer Pease Specity *Not more than 3 months old Validity/Expiry date of proof of address submitted. 4 Permanent Address of Resident Applicant if different from above B1 OR Overseas address(Mandatory) for Non-Resident Applicant Cry/Town/viloge Pin Coae site Country indiasubmit ANYONE of the following valid dacuments & tiek against the document Proof of address te be provided by Applicant. Pl. attached. Ti Aadhaar card C1 Passport O Ration Card 1] Registered Lease/Sale Aggrement of Residence [1 Driving Licence (Only Land Line) *Lotesd &h a Passoook C1] *Lates: Telephone Bil 1 voter identity Card C1 “Latest Sank a/c Statemer Latest Cae Bil Ti omer pease specity sity/Explry date of proof of address submitted. "Not more than § manthe old Vali 6. AnyOther Information DECLARATION ‘SIGNATURE OF APPLICANT hereby declare that the details furnisned above are true and correct to the best of my/our knowledge and belle and | undertake to Inform you of any changes therein immedlately. In case tony of the above information is found to be false or unv‘ue oF misleading oF misrepresenting. | ‘om/we are aware that I/we may be held lable frit te receiving information from CVL KRA through SMS/Email on the above We hereby conser registered number/Emall adress. ‘om/We are also aware that for Aadhaar OVD based KYC, my KYC requ fogainst Aadhaar details |/We hereby consent to sharing my/our masked Aednaar card wih readable QR code or my Aednaar XML /Diglacker XM| fle, long with pasecede and ae applicable, with KRA andl other intermediaries with whom | have @ business relationship for KYC purposes only hall be validated OFFICIAL USE ONLY IPV DONE ON PLace Fyere Secunties PatLta CKYC Institution Code. NO129 Ti(Grigival verifeaisolt certitiod ocument copies received carrestes) Tee Copies of Document received Main intermediary,