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Energy and Buildings 59 (2013) 82–103

Contents lists available at SciVerse ScienceDirect

Energy and Buildings


journal homepage: www.elsevier.com/locate/enbuild

Review

Review of passive PCM latent heat thermal energy storage systems towards
buildings’ energy efficiency
N. Soares a,b,∗ , J.J. Costa b , A.R. Gaspar b , P. Santos c
a
MIT-Portugal Program, Mechanical Engineering Department, University of Coimbra, Coimbra, Portugal
b
ADAI – LAETA, Mechanical Engineering Department, University of Coimbra, Coimbra, Portugal
c
ISISE, Civil Engineering Department, University of Coimbra, Coimbra, Portugal

a r t i c l e i n f o a b s t r a c t

Article history: This paper aims to explore how and where phase change materials (PCMs) are used in passive latent
Received 25 May 2012 heat thermal energy storage (LHTES) systems, and to present an overview of how these construction
Received in revised form solutions are related to building’s energy performance. A survey on research trends are firstly presented
18 December 2012
followed by the discussion of some physical and theoretical considerations about the building and the
Accepted 26 December 2012
potential of integrating PCMs in construction elements. The different types of PCMs and main criteria that
govern their selection are reviewed, as well as the main methods to measure PCMs’ thermal properties,
Keywords:
and the techniques to incorporate PCMs into building elements. The numerical modeling of heat transfer
Phase change material (PCM)
Latent heat thermal energy storage (LHTES)
with phase-change and heat transfer enhanced techniques are discussed, followed by a review of several
Passive building applications passive LHTES systems with PCMs. Studies on dynamic simulation of energy in buildings (DSEB) incor-
Energy efficiency porating PCMs are reviewed, mainly those supported by EnergyPlus, ESP-r and TRNSYS software tools.
Dynamic simulation of energy in buildings Lifecycle assessments, both environmental and economic are discussed. This review shows that passive
(DSEB) construction solutions with PCMs provide the potential for reducing energy consumption for heating and
Lifecycle assessment cooling due to the load reduction/shifting, and for increasing indoor thermal comfort due to the reduced
indoor temperature fluctuations.
© 2013 Elsevier B.V. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
2. Review of research trends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
3. Some physical and theoretical considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84
3.1. Building as a thermodynamic system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84
3.2. Lightweight and heavyweight buildings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
3.3. Daily cycle optimization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
4. Phase change materials (PCMs) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
4.1. Types of PCMs and main criteria that govern their selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
4.2. Main methods to measure the thermal properties of PCMs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
5. Inclusion of PCMs into passive LHTES systems and phase-change problem formulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88
5.1. Incorporation of PCMs into building elements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88
5.2. Heat transfer enhancement techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
5.3. Numerical modeling of LHTES systems with PCMs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
6. Overview of the main PCM passive LHTES systems for building applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
6.1. PCM enhanced wallboards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
6.2. Other PCM walls . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91
6.3. SSPCM enhanced elements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91
6.4. PCM bricks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92

∗ Corresponding author at: Departamento de Engenharia Mecânica, Faculdade de Ciências e Tecnologia da Universidade de Coimbra – Pólo II, Rua Luís Reis Santos,
3030-788 Coimbra, Portugal. Tel.: +351 239 790 714; fax: +351 239 790 701.
E-mail address: nelson.soares@dem.uc.pt (N. Soares).

0378-7788/$ – see front matter © 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.enbuild.2012.12.042
N. Soares et al. / Energy and Buildings 59 (2013) 82–103 83

6.5. PCM enhanced concrete systems and mortars . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93


6.6. PCM Trombe wall . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
6.7. PCM shutters, window blinds and translucent PCM walls . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
6.8. Future outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94
7. Dynamic simulation of energy in buildings with PCMs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94
7.1. EnergyPlus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
7.2. ESP-r . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
7.3. TRNSYS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
7.4. Future outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
8. Lifecycle assessment of passive LHTES systems with PCMs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
8.1. Framework . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
8.2. LCA of passive LHTES systems with PCMs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
8.3. Future outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
9. Economic impact analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
10. Contribution of PCM passive LHTES systems towards NZEBs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
11. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
Acknowledgement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99

This time they release heat, since this reaction is exothermic. The
principle of PCMs use is very simple, but evaluating the effective
1. Introduction contribution of the latent heat loads in the enhancement of the
energy performance of the whole building is a challenge. The opti-
The energy efficiency of buildings is today a prime objective mization of integrating PCMs within passive LHTES systems and the
for energy policy at regional, national and international levels [1]. optimal integration of these systems within the building is com-
Buildings are one of the leading sectors in the energy consump- plex. This is including the major design parameters, namely the
tion in the developed countries. Taking the EU as an example, the PCMs phase-change temperature, its thermal mass quantity and
buildings sector accounts for around 40% of the total final energy its position within the LHTES system or, the position of the pas-
consumption and produces nearly 40% of the total CO2 emissions sive LHTES system within the building. Moreover, such parameters
[2,3]. Most of it is due to the increase in the living standard and need to be specified for given indoor loads and also for specific cli-
in occupants’ comfort demands, mainly for heating and cooling. In matic conditions. Therefore, the approach for the assessment of the
non-sustainable approaches, buildings are increasingly dependent potential of PCMs in buildings’ design should be different for resi-
on active systems to ensure indoor thermal comfort. This produces dential buildings or service buildings or even high or low thermal
an increase in the energy consumption as well as an increase in the inertia buildings. The approach should also be different if the inclu-
associated greenhouse gas emissions. Consequentially, there is a sion of PCMs is optimized to reduce the summer cooling loads or
surge in the operational phase cost of buildings. The reduction of the the winter heating loads.
energy consumption and the improvement of the energy conser- The main goal of this paper is to provide a comprehensive review
vation in buildings are crucial on promoting energy efficiency and on previous studies concerning the investigation and optimization
sustainability of buildings. Furthermore, the enforcement of the use of passive LHTES systems with PCMs, the lifecycle assessments,
of renewable energy sources is decisive concerning the reduction both environmental and economic, and the evaluation of dynamic
of buildings’ energy dependency. characteristics and energy performance of buildings with those sys-
Nowadays, thermal energy storage (TES) systems could be used tems to present the state-of-the-art.
to reduce buildings’ dependency on fossil fuels, to contribute to
a more efficient environmentally energy use and to supply heat
reliably. The main advantage of using thermal storage is that it 2. Review of research trends
can contribute to match supply and demand when they do not
coincide in time [4]. The best known method of TES in buildings The number of articles concerning the integration of PCMs in
involves sensible heat storage by changing the temperature of a buildings to improve their energy efficiency has been increasing
storage material. It can be used for the storage and release of ther- during the last decade. Before 2003 only 2 review articles on this
mal energy in a passive way but in comparison with latent heat subject are found in the literature. During the last years more com-
storage, by changing the phase of a storage material, a much larger prehensive and particular reviews of PCM latent heat systems and
volume of material is required to store the same amount of energy. their applications have been made, and more than 20 extensive
Hence, an effective way to reduce the buildings’ energy consump- review articles about the potential of integrating PCMs in buildings
tion for heating and cooling is by incorporating PCMs in passive were published, allowing to conclude that interest in the subject is
LHTES systems of building’s walls, windows, ceilings or floors. rising [6–34]. Table 1 gives the relative reviews on the latent heat
Here “passive” means that the phase-change processes occur with- storage with PCMs up to present day. Most reviews deal with the
out resorting to mechanical equipment. As suggested by Sadineni general problem of TES using PCMs, focusing on the PCMs char-
et al. [5], environmental-friendly passive building energy efficiency acterization/classification and on the building active and passive
strategies are viable solutions to the problems of energy crisis and applications. However, during the last years more specific issues
environmental pollution. were reviewed and its foreseeable that the article reviews con-
PCMs provide a large heat capacity over a limited temperature cerning the problem of integrating PCMs in buildings, to meet the
range and they could act like an almost isothermal reservoir of heat. demand for thermal comfort and energy conservation/savings pur-
As the temperature increases, PCMs change phase from solid to liq- pose, will gradually be more specialized on certain subjects, as a
uid. Since this reaction is endothermic, they absorb heat. When the consequence of the large amount of work that is being developed
temperature decreases, PCMs change phase from liquid to solid. worldwide.
84 N. Soares et al. / Energy and Buildings 59 (2013) 82–103

Table 1
Surveys on latent heat storage with PCMs, directly or indirectly related with building’s applications.

Refs. Journal Year Contents

[6] Solar Energy 1983 Survey on: PCMs classification; low temperature latent heat storage systems; thermal properties
and long term stability of different PCMs and corrosion problems
[7] Building and Environment 1988 Theoretical survey on thermal storage systems used in building applications including sensible
and latent heat storage
[8] Applied Thermal 2003 Review of TES with solid–liquid phase-change: materials characterization; theoretical heat
Engineering transfer techniques; applications including the incorporation of PCMs in buildings
[9] Energy conservation and 2004 Review of phase-change energy storage: classification and properties of PCMs; encapsulation
management techniques; different applications including building applications
[10] Energy conservation and 2004 Survey on TES systems incorporating PCMs for use in building applications in which the PCMs are
management encapsulated in concrete, gypsum wallboard, ceiling and floor surfaces
[11] International Journal of 2005 Review on PCMs and LHTES systems: classification and properties of PCMs; heat exchangers;
Green Energy measurement techniques of thermophysical properties; long term stability and corrosion of PCMs;
enhancement of heat transfer
[12] International Energy 2006 Review of the PCMs incorporation in buildings for energy saving: problems associated with the
Journal PCM selection; methods used to encapsulate PCMs for heating and cooling applications
[13] Renewable and sustainable 2007 Review of various methods of heating and cooling in buildings and latent heat storage applications
energy reviews for passive and active TES
[14] Renewable and sustainable 2007 Survey on the assessment of the thermal properties of various PCMs, methods of heat transfer
energy reviews enhancement and design configurations of heat storage facilities to be used in solar passive and
active space heating systems, greenhouses and solar cooking
[15] Building and environment 2007 Review on: thermal energy storage by incorporating PCMs in the building envelope; operative
principles; PCMs thermophysical properties; incorporation methods; thermal analysis of the use
of PCMs in walls, floor, ceiling and windows; heat transfer enhancement
[16] Applied Thermal 2008 Review of the working principle of PCMs and their applications for smart temperature regulated
Engineering textiles
[17] Renewable and sustainable 2008 Review on: PCMs properties and classification; encapsulation methods; PCMs incorporation in
energy reviews buildings for passive and active space heating and cooling
[18] Renewable and sustainable 2008 Survey on: available latent heat TES technologies; materials; encapsulation; heat transfer; several
energy reviews applications including the passive storage in bioclimatic architecture
[19] Renewable and sustainable 2008 Review of mathematical/numerical modelling of LHTES systems using PCMs
energy reviews
[20] Chinese Science Bulletin 2009 Survey on: PCMs materials; passive and active LHTES for building’s envelope
[21] Renewable and sustainable 2009 Review on both experimental and theoretical different performance enhancement techniques for
energy reviews LHTES systems with PCMs; mathematical modelling
[22] Renewable and sustainable 2009 Review on thermal energy storage with PCMs and building applications: properties and
energy reviews classification of PCMs; heating and cooling applications; heat transfer and different techniques for
solving the Stefan problem
[23] Energy conversion and 2009 Review on dynamic characteristics and energy performance of active and passive building
management applications using PCMs: applications of PCMs in buildings for free cooling and for peak load
shifting; studies based on simulations, experiments, or both
[24] Renewable and sustainable 2010 Survey on LHTES systems with PCMs: materials; PCM containers; heat transfer in PCMs and
energy reviews enhancement techniques; phase-change problem formulation
[25] Renewable and sustainable 2010 Review on free cooling of buildings using PCMs
energy reviews
[26] Energy and buildings 2010 Review on the knowledge of PCMs for building applications: classification and properties of PCMs;
PCM wallboard; PCM concrete; PCM building insulating materials
[27] Renewable and sustainable 2011 Overview of the development of PCMs based microencapsulated technology for buildings:
energy reviews concrete and wall/wallboards applications
[28] Renewable and sustainable 2011 Comprehensive review of the integration of PCMs in building’s walls: physical and theoretical
energy reviews considerations; thermophysical properties measurements; experimental and numerical studies
[29] Renewable and sustainable 2011 Survey on materials used as PCMs in TES in buildings: classification of PCMs; PCMs available;
energy reviews problems and possible solutions on the application of PCMs in buildings.
[30] Renewable and sustainable 2011 The authors made a survey on PCMs mathematical modelling and simulations
energy reviews
[31] Energy and buildings 2012 Analyse of different PCM applications presented in highly efficient lightweight houses that have
participated in the American Solar Decathlon, an international competition organized by U.S.
Department of Energy
[32] Energy and buildings 2012 Review of PCM based cooling technologies for buildings: free cooling applications; encapsulated
PCM systems; air-conditioning systems; sorption cooling systems
[33] Renewable and sustainable 2012 Overview of the development and application of PCMs for energy savings and latent heat storage
energy reviews and survey on environmental friendly humidity-controlled materials for indoor thermal
management and humidity control
[34] Applied Energy 2012 Survey on latent TES in building applications: PCMs; techniques for measuring thermal properties;
impregnation methods; building applications and thermal performance analysis; numerical
simulation of buildings with PCMs

3. Some physical and theoretical considerations role in the delay and decay of outdoor temperature fluctuation, the
indoor air temperature could stay in a comfortable range without
3.1. Building as a thermodynamic system heating and/or cooling [35] and a passive ideal energy conserva-
tion building with a passive ideal energy conservation envelope
In a sustainable approach, buildings should be designed to will be achieved [20]. However, the building is a quite complex
ensure thermal comfort of occupants during the whole year, with thermodynamic system, submitted to internal and external solici-
a minimum auxiliary energy for heating and cooling. If the storage tations, and a passive ideal energy conservation building is difficult
and insulation properties of the building envelope have a suitable to attain.
N. Soares et al. / Energy and Buildings 59 (2013) 82–103 85

Fig. 1. NZEB as a thermodynamic system and potential of PCMs to reduce the energy consumption and to enhance the indoor thermal comfort.

Many external and internal factors could influence the indoor energy necessary for the production and transportation of materials
air temperature fluctuation. External solicitations are due to the and reduces the quantity of waste materials [36]. Efficient factory
local outdoor climatic conditions mainly the air temperature, the production techniques are also much less wasteful and most of
wind speed and the solar radiation. Internal solicitations come the building components could be easily separated and selected
from internal loads and internal heat source intensity. For speci- for recycling in the end of the building’s life. However, lightweight
fied climatic conditions, air exchange rate, room size, wall thickness buildings typically lead to buildings with low thermal mass [36].
and occupation rate and activity, the indoor air temperature is Regarding thermal comfort, the main disadvantage of
closely related to building’s envelope material properties, mainly lightweight construction is their low thermal mass and low
their thermal resistance and heat capacity. Therefore, improving thermal inertia and, consequentially, the accompanying risk of
the thermal performance of building’s envelope is crucial to reduce comfort problems (e.g. overheating). They are also more vul-
the energy consumption for heating and cooling. The TES in the nerable to large temperature fluctuations due to external and
building’s envelope, or even in the partition elements, is a key tar- internal loads. Considering both residential and office lightweight
get to attain more energy efficient buildings and PCMs could play buildings, the integration of passive LHTES systems with PCMs
an important role in this field. Due to the latent heat loads involved could increase the thermal storage capacity of the buildings and
in the phase-change processes, PCMs provide a large heat capac- help to avoid overheating problems during the summer due to
ity and more energy could be stored in the building’s envelope, in internal loads or solar radiation. The thermo-regulator potential of
comparison with traditional sensible materials. Moreover, this is PCMs could be optimized to decrease the amplitude of the indoor
helpful for the effective use of renewable energy sources, mainly temperature fluctuation and to reduce the cooling peak loads.
solar energy. During winter, the integration of passive LHTES systems with
In Fig. 1 the building is sketched as a thermodynamic system. The PCMs could be used to take advantage of solar thermal energy
building’s envelope is the boundary of the system and the balance for heating. Moreover, PCM passive LHTES systems can be very
between the energy production within the building (or nearby), effective in shifting the heating and cooling loads to off-peak
the energy consumption and the energy storage during the oper- electricity periods [37]. PCMs store 5–14 times more heat per unit
ational phase of the building is shown. This balance is influenced volume than sensible storage materials such as water, masonry or
by the internal and external loads, and also by the thermal resis- rock [22]. The integration of PCMs in heavyweight construction
tance and heat capacity of the envelope. The incorporation of PCMs could lighten the construction’s weight maintaining the heat
in construction elements enhance the energy storage capacity of capacity of the elements.
the building, helping to reduce the energy consumption for heat- In short, the behaviour of buildings with high or low thermal
ing and cooling in a passive and sustainable way, and lower energy inertia is different, and the integration of PCMs in these buildings
production is required to attain the energy balance. Hence, PCMs should reflect those behaviours. Furthermore, PCM passive LHTES
could help attaining a net zero energy building (NZEB) more easily. systems should be optimized to reduce the summer cooling loads
As the thermal improvements due to the inclusion of PCMs depend and/or the winter heating loads. All of these futures should be
on the climate, design and orientation of the construction elements, related with the occupancy rate of the building and with the char-
but also on the amount, position and type of PCM, these studies acteristics internal loads. If PCMs are not properly selected for the
require a detailed dynamic simulation of the thermal behaviour of appropriate temperature range or, if the LHTES system does not
the building in the conditions of use established a priori. work during the time and for the propose predicted, the potential
of PCMS will not be achieved.
3.2. Lightweight and heavyweight buildings
3.3. Daily cycle optimization
Lightweight buildings such as steel or wood frame show cer-
tain advantages over heavyweight buildings, such as masonry and As stated before, the behaviour of each PCM passive LHTES
concrete. The motivation for using lightweight construction arises system depends on the indoor thermal loads, on the climatic con-
from overriding requirements for speed of construction and archi- ditions, mainly on the solar radiation and ambient temperature, on
tectural flexibility for retrofitting purposes. Furthermore, this is the characteristics and use of the building, on the design parame-
extremely suited to the economy of mass production with superior ters such as shading elements, on the configuration and orientation
quality achieved by factory-based quality control. In comparison of the LHTES system, on the location of the system within the build-
with traditional heavyweight buildings, lightweight construction is ing, but also on the amount, location and type of PCM chosen. For
environmentally less sensitive since the weight of the construction example, considering a PCM building envelope construction solu-
is much lower and the disruption on site is reduced. This reduces the tion, which intends to take advantage of solar thermal energy for
86 N. Soares et al. / Energy and Buildings 59 (2013) 82–103

Table 2
Main criteria that govern the selection of PCMs.

Thermal and physical properties – Suitable phase-change temperature in the desired operating temperature range
– High thermal conductivity and good heat transfer
– High latent heat of transition per unit mass
– High specific heat and high density
– Congruent melting and long term thermal stability
– Favourable phase equilibrium and no segregation
– Small volume change on phase-change
– Small vapour pressure at operating temperature
Kinetic properties – High nucleation rate and little or no supercooling of the liquid phase
– High rate of crystallization
Chemical properties – Complete reversible melt/freeze cycles
– Long term chemical stability and no degradation after a large number of melt/freeze cycles
– No corrosiveness and capability with construction materials
– Nontoxic, non-flammable and non-explosive
Economic properties – Abundant and available
– Cost effective
Environmental properties – Low embodied energy
– Separation facility from the other materials and recycling potential
– Low environmental impact and non-polluting

heating during winter, the volume of melted PCMs depends on non-paraffins include a wide selection of organic materials such as
the extension of the sunshine period and amount of solar radia- fatty acids, esters, alcohols and glycols [26]. Of most interest in this
tion, and on the thermophysical properties of the PCM, mainly the group are the fatty acids which are subdivided in 6 groups: caprylic,
phase-change temperature, the latent heat of fusion and the ther- capric, lauric, myristic, palmitic and stearic [26]. Inorganic PCMs are
mal conductivity. The objective of the optimization process is to further described as hydrated salts and metallics (metals have too
increase the storage/release capacity using as little PCM as possible high melting temperatures for passive building applications). An
[38]. The stored energy in a complete daily cycle is proportional to eutectic is a minimum-melting composition of 2 or more compo-
the PCM volume while the PCM is melting, after that, only sensible nents, each of which melts and freeze congruently forming a mix-
heat is absorbed. On the other hand, the released energy is pro- ture of the component crystals during crystallization [13]. Eutectics
portional to the solidified volume of PCM during the discharging PCMs are subdivided in organic–organic, organic–inorganic and
period. Remark that, due to the low thermal conductivity of PCMs, inorganic–inorganic. Several authors have presented a comparison
these systems have an inherent disadvantage of slow heat transfer of the advantages and disadvantages of the different types of
during the charging and discharging processes. If the PCM mass is PCMs [8,9,13–15,17,20,22,28,29,31,34]. The main advantages
overestimated, the time needed for the heat to penetrate the PCM and disadvantages for each type are compared and summarized
could become larger than the sunshine period, and the melting in Table 3.
process cannot be completed. Likewise, if the PCM mass is over-
estimated, the time needed for the heat be released indoors could
become larger than the discharged period, and the solidification 4.2. Main methods to measure the thermal properties of PCMs
process cannot be completed. Thereby, insufficient thermal stor-
age is achieved when PCM neither totally solidifies neither melts The performance of the PCM passive LHTES system is directly
[37]. related with the thermal properties of the chosen PCM. If a new
Considering the use of PCMs to avoid overheating during sum- system is to be developed or optimized, the thermal properties of
mer, the previous remarks must be also considered. The PCM the PCM must be known a priori. However, data provided by the
volume should be selected in a manner that all PCM mass should PCM manufacturers could be erroneous, uncertain and overopti-
be able to be melted and frozen completely during a phase- mistic [13]. This inconsistency is stated and measured by many
change daily cycle [39]. Some authors have concluded that the daily authors [44,45]. Measurements must be done in order to get the
cycle optimization could be extended to yearly cycle optimization correct thermal properties of the PCM. The techniques presently
[40,41]. In this approach the energy could be stored to be used in most commonly used to determine the thermal properties of PCMs
the transitions periods (spring and autumn). are the differential scanning calorimeter (DSC) and the differential
thermal analysis (DTA).
The heat of fusion, the heat capacity and the melting/freezing
4. Phase change materials (PCMs) temperature can be obtained using the DSC technique [34]. DSC
method allows to measure the quantity of heat that can be absorbed
4.1. Types of PCMs and main criteria that govern their selection or released by a body subjected to a change of temperature (heat
transfer by conduction), in which the difference in the amount of
Materials to be used for phase-change TES should have melt- heat required to increase the temperature of 2 different samples in
ing/freezing temperature in the practical range of application and identical conditions (a sample and a reference sample which prop-
they must have a high latent heat of fusion and a high thermal erties are known) is measured as a function of temperature. The
conductivity. Moreover, to be used in the design of passive LHTES thermal reaction of the sample to characterize is thereby obtained
systems, PCMs should have desirable thermophysical, kinetic, by comparison with the thermal reaction of the reference sample
chemical and economic properties as suggested by many authors [28]. DSC analysis is commonly used to evaluate the thermal char-
[13,14,22,24,26,29,32,34]. PCMs should also have desirable envi- acteristics of PCMs [38,44–50] as well as composites with building
ronmental properties to decrease the environmental impact of the materials such as gypsum board [46,51,52]. Sittisart and Farid [42]
systems during their lifecycle. The main criteria for selecting PCMs also used DSC results to show that the addition of fire retardants
are summarized in Table 2. into a form-stable PCM (for reducing its flammability) had little
PCMs are classified as organic, inorganic and eutectic. Organic effect on the latent heat value and did not change its thermal
PCMs are further described as paraffins and non-paraffins. The properties significantly. The main limitations of the DSC technique
Table 3
Comparison between different types of PCMs: advantages and disadvantages [8,9,13–15,17,20,22,28,29,31,34].

Classification Advantages Disadvantages

Organic: Paraffins and non-paraffins – Availability in a large temperature range – Low thermal conductivity
– High latent heat of fusion (fatty acids have high heat of fusion values comparable to that – Lower volumetric latent heat storage capacity, i.e. lower phase-change enthalpy
of paraffins’ [22])
– Freeze with little or no supercooling Lower density

N. Soares et al. / Energy and Buildings 59 (2013) 82–103


– Congruent phase-change – Flammable (possible to use fire-retardant additives [42])
– Self-nucleation properties – Non-compatibility with plastic containers
– No segregation and good nucleation rate – More expensive (commercial paraffins are cheaper and more available than pure
paraffins and fatty acids are 2–2.5 times more expensive than technical grade
paraffins [22])
– Predictable and thermally and chemically stable, i.e. good stability of material properties – Relative large volume change (however some fatty acids could undergo small
during repeated thermal cyclings volume changes [26])
– Low vapour pressure in the melt form
– Not dangerous, non-reactive and non-corrosive (fatty acids could be mild corrosive [22])
– Compatibility with conventional material of construction
– Recyclable
Inorganic: – Higher volumetric latent heat storage capacity, i.e. higher melting enthalpy – Poor nucleating properties and supercooling problems
Hydrated salts – Higher latent heat of fusion – Incongruent melting and dehydration in the process of thermal cycling
– Low cost and readily available – Phase segregation during transition and thermal stability problems
– Sharper phase-change – Their application could require the use of some nucleating and thickening agents
– Higher thermal conductivity – Decomposition and phase separation
– Non-flammable – Non-compatible with some building materials
– Lower volume change – Corrosive to most metals and slightly toxic
– Compatible with plastics
– It is better to use salt hydrates than paraffins to reduce the manufacturing/disposal
environmental impact [43]
Eutectic – Sharp melting temperature (could be used to deliver the desired melting temperature – Limited data are available on their thermophysical properties
required)
– Volumetric thermal storage density slightly above organic compounds – Some fatty eutectics have quite strong odour and therefore they are not
recommended for use as PCM wallboard [14]
– No segregation and congruent phase-change [22]

87
88 N. Soares et al. / Energy and Buildings 59 (2013) 82–103

are: (i) some heat transfer phenomena are omitted such as the equipment is required. However, some problems of leakage and
convection in the sample, the non-uniformity of the temperature eventual incompatibility with some building materials may occur.
in the sample and the time needed to heat or cool the sample In the immersion method, the porous construction material, such
(inertia) [28]; (ii) small quantities of sample are analyzed, although as gypsum board, brick or concrete block, is immersed into the
the equivalent heat capacity calculated using the DSC curves is melted PCM absorbing it by capillarity action. The same problems
clearly influenced by the sample mass and heating rate [4,53]; and of long-term leakage and eventual interaction with some building
(iii) the analysis instrumentation is complex and expensive and the structures may be pointed [62].
phase-change cannot be visually observed [8]. Hence, the heating PCMs can be encapsulated before incorporation into building
rate is a sensible parameter in the DSC measurements. To avoid elements. Regin et al. [18] state that the PCM containment should
modeling/measuring errors, Mehling and Cabeza [4] recommend (i) meet the requirements of strength, flexibility, corrosion resis-
values of the heating rate between 0.5 K/min for small mass and tance and thermal stability; (ii) act as a barrier to protect the PCM
2 K/min for large mass. Kuznik and Virgone [54] stated that the DSC from harmful interaction with the environment; (iii) provide suffi-
results could be used to show the difference between the melting cient surface for heat transfer; and (iv) provide structural stability
temperature and the freezing temperature which characterizes the and easy handling. Two types of encapsulation could be defined:
hysteresis of the PCM. DTA technique is an alternative technique the microencapsulation and the macroencapsulation. Tyagi et al.
to DSC in which the heat applied to the sample and the reference [27] defined the first technique as the process by which individ-
remains the same rather than the temperature [34]. DSC measures ual particles or droplets of solid or liquid material (the core) are
the energy required to keep both the sample and the reference surrounded or coated with a continuous film of polymeric mate-
sample at the same temperature while DTA measures the differ- rial (the shell) to produce capsules in the micrometer to millimeter
ence in temperature between the sample and the reference sample range, known as microcapsules. Microencapsulation prevent PCMs
when they are both subjected to the same heat. from leakage during the phase-change processes which contribute
The T-history method proposed by Zhang and Jiang [55] is a to greatly expand the PCM integration possibilities in construc-
simple method for determining the melting point, heat of fusion, tion materials such as cement, lime, concrete, mortar, artificial
specific heat and thermal conductivity of PCMs. Temperature–time marble, sealants, paints, textiles and other coatings [27]. Several
curves of the PCM samples are drawn and their thermophy- physical and chemical methods have been developed for pro-
sical properties are obtained by comparing the curves with duction of microcapsules: pan coating; air-suspension coating;
temperature–time curve of the other known material served as ref- centrifugal extrusion; vibrational nozzle; spray drying; interfacial
erence (usually pure water) [15]. Compared with other methods, polymerization; in situ polymerization and matrix polymerization
such as conventional calorimetric methods, DSC and DTA, the T- [27,63]. Some authors concluded that microencapsulation tech-
history method has the following features: (i) it has been designed nique could also contribute to improve heat transfer by increasing
to test large samples [28]; (ii) the experimental unit is simple; (iii) the heat exchange surface [13] and to control the volume change
it is able to measure several thermophysical properties of several as the phase-change occurs [9]. Khudhair and Farid [10] noted that
samples of PCMs simultaneously; and (iv) allows one to observe microencapsulation technique may affect the mechanical strength
the phase-change process of each PCM sample [55]. Zhang and Jiang of the building materials and other authors pointed out some super-
[55] measured the thermophysical properties of several PCMs using cooling problems [64]. The macroencapsulation is the technique in
the T-history method and found a desirable agreement between which PCMs are packaged in a container, such as tubes, spheres,
their results and data available in the literature. The T-history panels, or other receptacles, and then incorporated into build-
method was improved by several authors [56–58]. ing elements. The macrocapsules must be designed to fit well the
Some authors [38,50,54] used the guarded hot-plate apparatus intended application. The thermal and geometric parameters of the
[59] to measure the thermal conductivity of PCMs. Jaworski and container required for a given amount of PCM have a direct influ-
Abeid [60] also measured the thermal conductivity of gypsum- ence on the heat transfer characteristics in the PCM and affects
based composites incorporating microencapsulated PCMs using the melt time and the performance of the PCM storage element
the miniature plate apparatus where heat flow in steady state [24]. Hence, the container should be optimized to increase the heat
through the sample of a square cross-section, along with tempera- transfer rate during the phase-change processes and to avoid loss
ture differences between face surfaces are recorded. of material, corrosion and PCMs changes in volume problems. With
macroencapsulation, the function of the construction structure can
be less affected and the encapsulation can help to overcome some
5. Inclusion of PCMs into passive LHTES systems and PCMs flammability problems. However, it has the disadvantages
phase-change problem formulation of poor thermal conductivity and tendency for solidification at the
edges [34].
5.1. Incorporation of PCMs into building elements In recent years, a new kind of compound PCM, the so-called
shape-stabilized PCMs (SSPCMs), has been attracting the interest
Once the PCMs have been selected, based primarily on the of many researchers [65–72] due to their large apparent specific
temperature range of application and on their thermophysical heat, suitable thermal conductivity, the ability to keep the shape of
properties, it is important to evaluate how they could be incor- PCM stabilized in phase-change process, and a good performance of
porated within passive LHTES systems (construction materials or long-term multiple thermal cycles [34]. In this technique the PCM
building elements) to prevent leakage. Hawes et al. [61] considered (like paraffin) is dispersed in another phase of supporting material
the direct incorporation, the immersion and the encapsulation to (like high-density polyethylene) to form a stable composite mate-
be the 3 most promising methods of incorporating PCMs in conven- rial [34] (Fig. 2). Since the mass percentage of paraffin can be as
tional construction materials. Additionally, PCMs can also be used much as 80%, the total energy is comparable to that of traditional
in the form of shape-stabilized PCMs. PCMs [65]. Some applications of SSPCMs in building walls, ceilings
Both direct incorporation and immersion methods incorporate and floors have been studied by many authors [73–80] showing
PCMs directly in conventional building materials. The first method that interest in this new kind of PCMs is rising. All of these tech-
is the simplest and most economical one. The liquid or powdered niques deal with the solid-liquid phase-change however, Whitman
PCM is directly mixed with construction materials such as gyp- et al. [81] proposed a solid-solid PCM, for potential integration in
sum, concrete or plaster during production [15,34] and no extra building materials.
N. Soares et al. / Energy and Buildings 59 (2013) 82–103 89

the PCM undergoes phase-change, both solid and liquid phases are
present. Therefore, the difficulty in solving numerically a phase-
change problem is the presence of a moving boundary on which
heat and mass balance conditions have to be met. Furthermore, it
is also difficult due to the presence of other materials which do
not change phase, and due to PCMs’ inherent non-linear nature at
the moving interface, for which displacement rate is controlled by
the latent heat lost or absorbed at the boundary [30], so that the
position of the boundary is not known a priori and becomes part
of the solution. Additionally, the 2 phases have different thermo-
physical properties [22]. In the literature, this solid–liquid interface
boundary is known as Stefan problem. Solutions to phase-change
problems include analytical, experimental and numerical, using
one-dimensional, two-dimensional or three-dimensional models
to solve energy formulated equation, which could be formulated in
various ways with the phase-change being accounted for in differ-
Fig. 2. Example of SSPCMs which look like a homogeneous material [71].
ent representations [24]. Very few analytical solutions are available
in closed form. They are mainly for the one-dimensional cases of
an infinite or semi-infinite region with simple initial and boundary
5.2. Heat transfer enhancement techniques conditions, and constant thermal properties [30].
There are several techniques for solving the Stefan problem. In
PCMs have low thermal conductivity leading to inadequate their work, Dutil et al. [30] made a detailed and comprehensive
heat transfer and slow charging and discharging rates. Hence, heat survey on the mathematical modeling and simulation of TES with
transfer enhancement techniques are required for most PCM pas- PCMs. The authors provided basic mathematical descriptions used
sive LHTES applications. Several techniques have been proposed as basis for numerical modeling using either first or second law
for several applications with PCMs such as: (i) the dispersion of approaches and fixed [120] or adaptative meshes. In the authors
high conductivity particles in the PCM (e.g. Cu, Al, graphite, etc.) view, the second law models are intended to complement and not
[71,72,82,83]; (ii) the impregnation of high conductivity porous to replace the first law models. The first law models have some
material with the PCM (e.g. graphite matrix [84–90] or metal foams shortcomings because they do not consider the effect of time dura-
[84,91–97]); (iii) inserting fibrous materials like carbon fibres tion through which the heat is stored or retrieved, the temperature
[98–105]; (iv) microencapsulating techniques to enhance the heat at which the heat is supplied, and the temperature of the sur-
transfer surface [63,106,107]; and (v) placing of metal structures in roundings. Second law models address those issues which lead to
the PCM (e.g. fins to distribute heat) [108–115]. optimal designs and operations [30]. In general, a time variant mesh
In many passive LHTES construction elements, the PCM is not approach offers good accuracy but it is limited to simple problems
in direct contact with solar radiation nor with the interior space. and geometries, while the fixed mesh approach (in which the latent
During winter, a reduction of the heat transfer rate and a delay heat of fusion is usually absorbed into the material’s specific heat
in the heat transfer process should be avoided to take advantage or enthalpy) is much simpler in practical applications and multidi-
of solar radiation. The color and the thermal conductivity of the mensional problems [22]. Dutil et al. [30] also collected the most
finishing material of the system could enhance the heat transfer recent works published on the field of numerical modeling of PCMs
rate [116], absorbing more solar radiation and transferring more used in thermal storage applications, organized according to the
heat to PCM by conduction. During summer, adequate solar pro- problem geometry (cartesian/rectangular, spherical and cylindri-
tection and night ventilation are the most basic strategies to make cal) and specific configurations or applications (packed beds, finned
passive LHTES systems work properly. In most cases, as pointed surfaces, porous and fibrous materials and slurries).
out by Rodriguez-Ubinas et al. [31], with the integration of some Phase-change problems are usually solved with finite difference,
low consumption devices, it is also possible to accelerate the heat finite element, finite volume and control volume finite element
exchange across the surface of the PCM (by convection) and help methods. Generally, 2 approaches are used: (i) the latent heat of
to complete their charge-discharge cycles. As it was concluded by fusion is artificially absorbed into the specific heat of the material
Koo et al. [117], the convective heat transfer coefficient influence (effective heat capacity formulation) or; (ii) the latent heat of fusion
the thermal heat storage of a PCM wallboard, the time shift and the is directly described by the enthalpy changes (enthalpy formula-
optimal average melting temperature. Najjar and Hasan [118] also tion). The later formulation treats the enthalpy as the dependent
concluded that considering PCM energy storage inside the studied variable in the energy conservation equation which is integrated
greenhouse can decrease the maximum air temperature difference by expressing the heat flows in terms of enthalpy [109]. It is noted
during 24 h by 3–5 ◦ C, and this narrowing of the temperature inside that when the PCM is a pure substance, the phase-change occurs
can be further improved by enhancing the convection heat trans- at a single temperature, while in the case of mixtures, alloys and
fer between the PCM storage and the air inside the greenhouse. impure materials the phase-change takes place over a range of
David et al. [119] developed a numerical model to evaluate several temperatures, and there appears a mushy region between solid
convective heat transfer correlations from the literature for natu- and liquid zones. For pure PCMs the only unknown variable is the
ral, mixed and forced convection flows. The results showed that phase-change temperature, the enthalpy is a temperature depend-
the convective heat transfer highly influences the storage/release ent variable and the enthalpy method constructs the latent heat
process in case of PCM walls. flow through the volume integration with the use of the enthalpy
of the system [109,121–127]. For the non-pure PCM the solution
5.3. Numerical modeling of LHTES systems with PCMs of the energy equation in terms of enthalpy requires the knowl-
edge of the enthalpy-temperature functional dependency and the
As remarked by Verma et al. [19], the mathematical modeling of function relating the thermal conductivity and the temperature [8].
a PCM passive LHTES system can be used for the optimum material The effective heat capacity formulation introduces the concept of
selection and to assist in the optimal designing of the system. When an equivalent heat capacity, and considers the phase-change latent
90 N. Soares et al. / Energy and Buildings 59 (2013) 82–103

heat as a great heat in sensible form in the whole phase transi-


tion temperature interval [120,128]. As stated by Chen et al. [128]
with this method, the phase-change heat transfer problem can be
transformed into a “single-phase” non-linear conduction problem
in the whole calculation region and the location of phase-change
interface can be determined when the temperature distribution is
gained.
Dutil et al. [30] pointed out the importance of stability and
convergence of the numerical method used, and stressed the
importance of validating the numerical results using appropriate
experimental data (together with a suitable uncertainty analysis).
Other research gaps are related with the evaluation of the effect of
the hysteresis phenomenon in the numerical results. Since a large
part of the PCMs available for building applications shows hystere-
sis in the charge/discharge cycles, further work must be done in
order to assess the real influence of this phenomenon in the design
of passive LHTES systems with PCMs.

6. Overview of the main PCM passive LHTES systems for


building applications
Fig. 3. Dupont de Nemours PCM composite wallboard, composed of 60% of microen-
capsulated paraffin [38].
In this section an overview of the main passive LHTES systems
with PCMs for building applications is made. Research gaps and
future outlook were also pointed out in Section 6.8.
PCM wallboard constituted of 60 wt.% of microencapsulated paraf-
fin within a copolymer (the melting and freezing temperatures are
6.1. PCM enhanced wallboards 13.6 ◦ C and 23.5 ◦ C respectively), a renovated office building in Lyon
was monitored during one year by Kuznik et al. [49]. A room was
Wallboards are very suitable for the incorporation of PCMs. equipped with PCM wallboards in the lateral walls and in the ceil-
They are cheap and widely used in building applications, especially ing, and another room, identical to the first one, was not equipped
in lightweight construction. Many studies, numerical/simulation but also monitored. The results showed that the PCM wallboards
[38,40,41,129–132], experimental [46,49,133–135] or both numer- enhance the thermal comfort of occupants due to air temperature
ical and experimental [50,52,54,62,117,128,136–138], have been and radiative effects of the walls.
carried out to assess the performance of PCM enhanced wallboards. Shilei et al. [133] evaluated the impact of a 26 wt.% of fatty
The efficiency of these elements depends on several factors such as: acids PCM wallboard on indoor thermal environment, under the
(i) how the PCM is incorporated in the wallboard; (ii) the orienta- climatic conditions in the northeast of China in winter. The exper-
tion of the wall; (iii) climatic conditions, (iv) direct solar gains; (v) imental results proved that PCM wallboard can improve indoor
internal gains; (vi) color of the surface; (vii) ventilation rate; (viii) thermal environmental for that conditions. Chen et al. [128] also
the PCM chosen and its phase-change temperature; (ix) the tem- evaluated the potential of including PCM layers for energy sav-
perature range over which phase-change occurs; and (x) the latent ings during the winter season in Beijing. Ahmad et al. [52] studied
heat capacity per unit area of the wall, etc. 3 types of PCM wallboards for the light envelope of buildings: a
Kuznik et al. [38] performed an optimization process using inte- polycarbonate panel filled with paraffin granulates (melting tem-
rior/exterior temperature evolutions within a period of 24 h to perature of 26 ◦ C); a polycarbonate panel filled with polyethylene
optimize the thickness of a PCM wallboard to enhance the ther- glycol PEG 600 (melting temperature of 25 ◦ C); and a PVC panel
mal behaviour of a lightweight internal partition wall. The PCM filled with PEG 600 and coupled to a vacuum isolated panel. The
wallboard was composed of 60 wt.% of microencapsulated paraffin, numerical and experimental results showed that the last one is the
which has a melting temperature of about 22 ◦ C (Fig. 3). The optimal most convenient for the authors’ purpose. Athienitis et al. [137]
thickness found was 1 cm. This 1 cm wallboard allows a doubling concluded that gypsum wallboards (with 25 wt.% of butyl stearate)
of the thermal inertia of the building. Kuznik et al. [50] carried out attached on the vertical walls of an experimental outdoor test room
an experimental research in a full-scale test cell under controlled in Montreal, reduced the total heating load of approximately 15%.
thermal and radiative effects, to evaluate the performance of walls, A gypsum board containing 45 wt.% of PCMs reinforced with addi-
with and without PCMs, during a summer day. The authors used the tives was also studied by Oliver [139]. The thermal storage capacity
same PCM composite of Fig. 3 to show that PCM wallboard reduces of different construction materials with similar use and position in
the air temperature fluctuations in the room and the overheating buildings than PCMs boards were evaluated and compared. It was
effect. The authors also concluded that the available storage energy found that an 1.5 cm-thick board of gypsum with PCMs stores 5
is twice higher with 5 mm of PCM wallboard, which corresponds times the thermal energy of a laminated gypsum board, and the
to an equivalent concrete layer of about 8 cm. Kuznik and Virgone same energy as a 12 cm-thick brick wall within the comfort tem-
[54] carried out a comparative study, using cubical test cells, with perature range (20–30 ◦ C).
and without PCM composite, to provide experimental data that Diaconu and Cruceru [131] evaluated the potential of a 3-layer
can be used for validation of numerical modeling and then, study- sandwich-type insulating panel (with outer layers consisting of
ing some features related to the use of the PCM wallboard. The PCM wallboards and middle layer consisting of thermal insula-
effect of hysteresis phenomenon was clearly exhibited with the tion) for air conditioning and heating energy savings in continental
experimental data, and the authors concluded that the hysteresis temperate climate. As it was pointed out by the authors, the PCM
phenomenon must be taken into account correctly in numerical wallboard layers have different functions: the external layer has a
modeling, in order to predict the real thermal behaviour of the higher value of the PCM melting temperature and it is active during
construction element. In order to really assess the potential of a hot season, and the internal layer with a PCM melting point near
N. Soares et al. / Energy and Buildings 59 (2013) 82–103 91

set point temperature for heating is active during cold season. They realistic ambient temperatures and solar radiation conditions in SE
carried out a year-round simulation of a room built using the new England, for the 21st of January and 21st of June. The main results
wall system, and they found that it contributes to annual energy showed that a PCM-augmented cavity wall with 20 mm of GR27 and
savings (12.8% for heating and 1% for cooling) and reduces the peak a 20 mm air space cavity can help maintaining the temperature of
value of the cooling/heating loads by 35.4%. Diaconu [140] devel- the interior wall surface, satisfying thermal comfort requirements
oped a simplified model for the heat exchange between the indoor and preventing the formation of condensation in the cavity of the
environment and ambient considering a PCM-enhanced wall with wall during winter.
PCM wallboard in the inner layer. The main goal of the author was De Grassi et al. [146] used statistical techniques to work out
to evaluate the influence of occupancy pattern and ventilation on quantitative indexes from the data collected from experimental
the energy savings potential of the wall system. results carried out during the summer of 2003 within the C-Tide
European Project, whose aim was testing the possible profit of
6.2. Other PCM walls inserting PCM inside dry assembled walls, generally characterized
by low thermal inertia. Darkwa and O’Callaghan [147] evaluated
Evers et al. [141] evaluated the thermal performance of the thermal effectiveness of PCM drywalls concept samples (i.e.
enhanced cellulose insulation with paraffin and hydrated salts for randomly-mixed and laminated PCM drywalls) in a model passive
use in frame walls. The thermally enhanced frame walls were solar building. The results showed that the laminated PCM sample
heated and allowed to cool down in a dynamic wall simulator with a narrow phase-change zone was capable of increasing the
that replicated the sun’s exposure in a wall of a building on a minimum room temperature at night by about 17% more than the
typical summer day. The results showed that the paraffin-based randomly-mixed type.
PCM-enhanced insulation reduced the average peak heat flux by
up to 9.2% and reduced the average total daily heat flow up to
1.2%. Joulin et al. [44] compared the numerical and experimen- 6.3. SSPCM enhanced elements
tal results for a PCM conditioned in a parallelepipedic polyefin
envelope to be used in passive solar walls. Carbonari et al. [142] As it was stated in Section 5.1, the integration of SSPCMs into
analyzed PCM containing sandwich panels for prefabricated walls. construction elements to enhance the energy efficiency of build-
The numerical and experimental results showed good accuracy, ings have been studied by many authors [65–80]. Aiming to help
and demonstrated that the use of PCM can be useful for correcting the selection of SSPCMs and their applications in passive solar
the summer behaviour of light enclosures, thanks to the possibil- buildings, Zhou et al. [73] carried out one-dimensional numerical
ity of absorbing incoming thermal flux blocking the temperature in simulations to investigate the performance of SSPCM wallboards
an intermediate wall layer at values which coincide with the PCM with sinusoidal heat flux waves on the outer surface. The results
phase-change temperature. A comparison between the experimen- were compared for those related with traditional building mate-
tal results also demonstrated that adding an air layer between the rials such as brick, foam concrete and expanded polystyrene.
PCM and the external metal finishing layer is capable of improving The thermal characteristics of a SSPCM wallboard with sinusoidal
the performance of the system. A new structural insulated panel temperature wave on the outer surface were also investigated
(SIP) outfitted with PCMs was proposed by Medina et al. [47]. The numerically by Zhou et al. [74] and compared with the same tradi-
so-called PCMSIP system was experimentally evaluated during the tional construction materials.
summer and it was concluded that this system can lead to a sig- The simulation test results of air-conditioned office buildings in
nificantly reduced wall heat fluxes during peak times. The PCMSIP typical subtropical and dry continental climates achieved by Zhu
also produced a more constant indoor air temperature and wall sur- et al. [70], showed that the use of SSPCMs in building envelopes
face temperatures. The results indicated that a PCMSIP with 10 wt.% can significantly improve the energy performance of buildings
and 20 wt.% of PCM caused the peak heat flux to decrease by an under both time-based pricing policy and energy-plus-demand-
average of 37% and 62%, respectively. The average reductions in based pricing policy, and they can improve the indoor thermal
daily heat transfer across the system were 33% and 38% for PCM comfort by reducing the indoor temperature swing. Zhou et al.
concentrations of 10 wt.% and 20 wt.%, respectively. [69] numerically investigated the performance of a hybrid space-
Halford and Boehm [143] evaluated the potential of a PCM cooling system with night ventilation and thermal storage using
layer, which is placed between 2 layers of insulation in a config- SSPCM plates as the inner linings of walls and ceiling. The authors
uration known as resistive-capacitive-resistive, for summer peak indicated that the thermal storage effect of SSPCM plates, combined
load shifting. The product itself was a PCM perlite mixture which with night ventilation, could improve the indoor thermal comfort
is hermetically sealed inside of a poly/foil packaging. The numeri- level and save 76% of daytime cooling energy consumption in sum-
cal results showed that, depending upon the temperature regime mer in Beijing (compared with the case without SSPCM and night
selected for the inner wall, a maximum of 11–25% reduction in ventilation). Zhou et al. [77] also evaluated the effect of SSPCM
peak load can be achieved, when compared to the “mass but no walls/ceiling plates combined with night ventilation during sum-
phase-change” case, and a 19–57% decrease over the “insulation mer, in Beijing. The numerical results showed that the SSPCM plates
only” case. The thermal performance of an idealized envelope could decrease the daily maximum temperature by up to 2 ◦ C due
wall containing PCM layers is numerically modeled, analyzed, and to the cool storage at night. For the winter climatic conditions in
optimized by Mathieu-Potvin and Gosselin [144]. The authors con- Beijing, Zhou et al. [76] numerically optimized the thermal perfor-
cluded that the phase-change temperature and position of the PCM mance of a south-facing direct-gain room with SSPCM plates using
layer have a large influence on the shielding performance of the an enthalpy model, and they pointed out that SSPCM plates cre-
wall. Moreover, they pointed out that genetic algorithms (GA) are ate a heavyweight response to lightweight constructions with an
a useful tool to rapidly optimize the system configuration. Huang increase of the minimum room temperature at night by up to 3 ◦ C
et al. [145] carried out a detailed theoretical investigation and for the case studied. The comparison between the thermal perfor-
analysis the TES and temperature control achieved using a pas- mance of 2 PCM composites was numerically evaluated in a passive
sive PCM-augmented cavity wall system with 2 types of PCMs solar building in Beijing by Zhou et al. [75]. The results showed
(solid–solid GR41 and GR27). The system is thereby composed by 2 that both mixed type PCM-gypsum and SSPCM plates effectively
main masonry layers separated by the PCM layer and the cavity. The shave the indoor temperature swing by 46% and 56%, respectively,
performance of a south-east oriented system was predicted using and the SSPCM plates respond more rapidly than the mixed type
92 N. Soares et al. / Energy and Buildings 59 (2013) 82–103

Fig. 4. (a) Brick cubicle; (b) brick cubicle with polyurethane; (c) brick cubicle with RT-27 and polyurethane; and (d) alveolar brick cubicles [45].

PCM-gypsum and prove to be thermally more effective in terms of were constructed and their thermal performance throughout
utilizing the latent heat. the time was measured (Fig. 4). For each construction material,
A simplified physical dynamic model of building structures inte- macro-encapsulated PCM is added in one cubicle (RT-27 and SP-25
grated with SSPCM wall was developed and validated by Zhu et al. A8). The cubicles have a domestic heat pump as a cooling system
[65]. The simplified physical model represented the wall by 3 resis- and the energy consumption is registered to determine the energy
tances and 2 capacitances and the PCM layer by 4 resistances savings achieved. The main results of this study pointed out that
and 2 capacitances. The parameters of the simplified model were a cooling strategy (either natural or mechanic) must be defined
identified using GA based preprocessors developed to identify the during the night to improve the performance of the PCM under
optimal parameters, resistances and capacitances, of the model by free-floating conditions. Furthermore, when considering a heat
frequency-domain regression and time-domain regression respec- pump to set and control the indoor temperature of the experi-
tively. The validation results showed that the simplified model can mental cubicles, the results showed that the energy consumption
represent light walls and median walls integrated with SSPCM with of the cubicles containing PCM was reduced about 15% compared
good accuracy. to the cubicles without PCM. Silva et al. [48] evaluated the poten-
tial of incorporating macroencapsulated paraffin into a typical
Portuguese clay brick masonry wall (Fig. 5). The experimental
6.4. PCM bricks results revealed that the incorporation of PCM contributes for the
attenuation of the indoor space temperature swing, reducing from
Alawadhi [148] presented a thermal analysis of a two-
dimensional model for a common building brick with cylindrical
holes containing PCMs for hot climate. In the author view, the
objective of the PCM brick system is to reduce the heat flow from
outdoor space by absorbing the heat gain in the brick before it
reaches the indoor space during the daytime. At night, the stored
heat is released to indoor and outdoor spaces. The effects of dif-
ferent design parameters such as the PCM’s quantity, type, and
location in the brick was investigated and the results showed that,
for the best configuration, the heat flux at the indoor space can
be reduced by 17.55% when 3 PCM cylinders are introduced and
placed at the centerline of the bricks. Zhang et al. [149] evaluated
the thermal response of a brick wall filled with PCMs under fluc-
tuating outdoor temperatures using a thermal conduction model
with phase-change based on the enthalpy-porosity technique. The
results showed that, in comparison with a common solid brick wall,
the thermal storage capacity of the PCM brick wall is higher, and
the incorporation of PCMs in the bricks is beneficial for the ther-
mal insulation, temperature hysteresis and thermal comfort for
occupancy.
Castell et al. [45] experimentally evaluated the benefits of
using PCM in conventional and alveolar brick construction for
passive cooling in Spanish continental climate. Several cubicles Fig. 5. Clay bricks with PCM macrocapsules [48].
N. Soares et al. / Energy and Buildings 59 (2013) 82–103 93

concrete. The experimental results showed that the thermal per-


formance was affected by the porous structure of the aggregates
and the volume fraction of PCM in concrete. Sá et al. [159] studied
a new thermally enhanced mortar with 25% of microencapsulated
PCM on the mass fraction. The results showed that the proposed
PCM incorporation in mortar did not compromise the properties
that are desirable for their application as plastering materials.

6.6. PCM Trombe wall

Passive solar heating of building continues to be a great inter-


est of renewable energy applications [160]. Several authors have
Fig. 6. Schematic representation of a concrete roof with frustum holes filled with proposed the inclusion of PCMs in solar wall systems to replace
PCM [156]. masonry big volumes, and many experimental and theoretical tests
have been conducted to investigate the reliability of PCMs in this
5 to 10 ◦ C the thermal amplitude, as well as increasing the time kind of system [152,161–163]. Although the Trombe wall indirect
delay of about 3 h. Lai and Chiang [150] studied the incorporation solar gains concept was established decades ago and studied by
of PCM in hollow thermal-insulation bricks. The authors found that many authors [164–166], cultural assimilation into architecture
PCM bricks have better daytime insulation effect when exposed and design has been very sluggish. The new paradigm towards more
to solar radiation than untreated bricks. The maximum underside green and zero-energy buildings and the introduction of PCMs in
temperature of PCM bricks was 31.7 ◦ C which was 4.9 lower than the construction industry give a new opportunity for the dissem-
that of the untreated bricks. ination of this indirect solar gain technique. The introduction of
PCMs in Trombe wall systems could contribute to the develop-
6.5. PCM enhanced concrete systems and mortars ment of light, portable, movable and rotating systems fully adapted
to the lightweight buildings category. In this new approach the
Cabeza et al. [151] studied a new innovative concrete with PCM huge sensible thermal mass of a traditional mass Trombe wall, and
in order to develop a product which would not affect the mechan- the big amount of material could be substituted by the latent heat
ical strength of the concrete wall. They set up 2 real size concrete loads from the PCMs phase-change processes, and less quantity of
cubicles in Lleida, Spain, to demonstrate the possibility of using material will be necessary. Moghiman et al. [167] replaced the clas-
microencapsulated PCM in concrete (with a melting point of 26 ◦ C) sic Trombe wall design by a set of rotating wall segments which
to enhance its thermal performance. They found that the concrete can rotate around their vertical shafts. With this configuration, the
reached a compressive strength over 25 MPa and a tensile split- rotating wall segments are a good absorber during the day and a
ting strength over 6 MPa, and no difference occurred in the effects good radiator during the winter nights. The results showed that,
of the PCM after 6 months of operation. The experimental results in comparison with classical solar walls, the rotating storage walls
also showed that the energy storage in the concrete enhanced walls can be more efficient, even in cold climates.
leads to an improved thermal inertia as well as lower inner temper-
atures, in comparison with conventional concrete. A similar study 6.7. PCM shutters, window blinds and translucent PCM walls
was also carried out by Cabeza et al. [152]. Chandra et al. [153]
concluded that a PCM wall of smaller thickness is more desirable Exterior PCM shutters containing PCMs are movable structural
in comparison to an ordinary masonry concrete wall for providing shading elements associated to windows façades. The PCM shutters
efficient TES as well as better thermal comfort in buildings. system must operate cyclically, reflecting the ongoing daily cycles
Entrop et al. [154] studied a PCM enhanced concrete to store of 24 h. Similarly, the cyclically operation of the system should
solar energy in floors for moderate sea climates. The experimen- enable the fusion of the PCM mass during the day and its solidifica-
tal results showed that, for the experimental setup considered, the tion during the night, enabling the daily cyclic storage and release
application of microencapsulated PCMs in concrete floors resulted of thermal energy. The PCM-shutter system is to be opened dur-
in a reduction of maximum floor temperatures up to 16 ± 2%, and ing the day to maximize the solar direct gains indoors through
an increase of minimum temperatures up to 7 ± 3%. Arnault et al. the glass window and, simultaneously, to allow its charging. Dur-
[155] implemented a numerical model to determine the ther- ing the night, the system must be closed to minimize the heat
mal performance of internal surfaces including PCM, which was losses through the window and to allow its discharging by releas-
exploited to compare a typical concrete floor with a floor with PCM ing the thermal energy indoors. Soares et al. [109] proposed and
for Québec city weather conditions. The authors parametrically numerically optimized a southward PCM shutters system to take
studied both systems, and optimized their configuration based on advantage of solar thermal energy for winter night time indoor
distinct objective functions. The results showed that the thickness heating in Coimbra. Exterior window shading elements with PCMs
of the concrete floor could be optimized and the floor performance were also studied by other authors [168,169].
may be enhanced by the inclusion of a PCM layer. An interior sun protection system consisting of vertical slats
A concrete roof with cone frustum holes filled with PCM was filled with PCM (Fig. 7) was installed in westward office rooms
investigated by Alawadhi and Alqallaf [156] (Fig. 6), as a method located in Karlsruhe and in southeast office rooms located in Kassel,
for reducing the heat gain in buildings during the working hours. and monitored from winter 2008 until summer 2010 by Weinlaeder
The results for the best configuration indicated that the heat flux et al. [170]. The system showed a significant cooling potential in
at the indoor space can be reduced by up to 39% when the PCM summer and even some advantages in winter compared to a con-
is introduced in the roof. Pasupathy and Velraj [157] studied the ventional blind without PCM. During summer, while conventional
effect of double PCM layer in concrete slab roof for year round ther- systems often heat up to temperatures of 40 ◦ C or more, the moni-
mal management in a residential building located in Chennai, India. toring results showed that the surface temperature on the interior
Zhang et al. [158] pointed out that an adequate amount of PCM side of the PCM-filled slats hardly ever exceeded the PCM melting
can be incorporated into concrete by porous aggregates absorbing temperature of 28 ◦ C. The PCMs also reduced the solar heat gain
PCMs or produced with a normal mixing method to produce TES coefficient of the sun protection. The authors recommended the
94 N. Soares et al. / Energy and Buildings 59 (2013) 82–103

6.8. Future outlook

In the works available in the literature, most of the systems


are numerically or experimentally studied/optimized for extreme
winter or summer conditions and few studies are carried out for
autumn and spring conditions. Typically, passive systems are also
optimized to solve only either the winter or the summer prob-
lem and few studies are carried out about their behaviour in both
seasons, and more so, also during the remaining seasons.
There is no reason to assume that the PCM will behave as a sen-
sible material outside the season studied in a particular work, and
indeed the real effect of the PCMs in those seasons could be disad-
vantageous. A large part of the passive LHTES systems with PCMs
are validated against laboratory conditions. Further work must be
done to assess accurately the effect of these systems in real dynamic
Fig. 7. Office with PCM sun protection system. The PCM blind was regenerated
conditions and for different occupancy scenarios.
by way of tilted windows. The left opaque upper part of the façade consists of a
ventilation flap for additional air flow during the night [170]. Further work should be done in order to integrate the construc-
tion solutions with PCMs in the buildings’ thermal regulation codes
worldwide, e.g. some methodologies must be developed to take
use of a ventilation system in combination with tilted windows to into account the latent heat loads from the PCMs’ phase change
enhance the discharge of the system during the night. processes in the buildings’ project, mainly for the cases where
A TIM-PCM external wall system for solar space heating and the dynamic simulation of the energy throughout the year is not
daylight composed of transparent insulation material (TIM) and mandatory.
translucent PCM was theoretically and experimental investigated Some building envelope solutions are studied like one-layer
by Manz et al. [171]. This system enables selective optical trans- PCM material. This does not agree with the real life building con-
mittance of solar radiation: the visible light is transmitted and struction where more layers of other materials may be necessary
invisible radiation is mainly absorbed and converted to heat. The because of architectural, aesthetic, regulatory or structural pur-
main results showed the promising thermal-optical behaviour of poses. Hence, many layers of other materials (e.g. a mortar, a brick, a
the TIM-PCM system for a Swiss lowland climate, even during concrete or any other layer enhanced with PCMs) should be consid-
the month with the lowest irradiation. Bontemps et al. [172] car- ered as a part of a passive system, and the system must be optimized
ried out an experimental and numerical simulation study to assess as a whole.
the impact of a wall made of hollow glass bricks filled with PCM Emerging economies in high need of housing, and the thermal
(Fig. 8), for thermal management of an outdoors passive solar refurbishment of existing buildings in the developed countries are
test-room. Reasonable agreement between the simulation and the great opportunities for the development of new construction solu-
experimental results was observed, and the authors pointed out tions with PCMs. Further work should be done to convert new types
the importance of conceiving systems with PCMs coupled with of PCMs, new methods to incorporate them into building materials
efficient night ventilation. Weinlader et al. [173] studied a PCM- and new heat transfer enhanced techniques in the design of passive
façade-panel for daylighting and room heating. The double glazing LHTES systems. The most promising passive LHTES systems with
combined with PCMs façades transmits enough light and, because PCMs to be developed for building applications are those related
of the latent heat storage effect of the PCM, they have a more equal- with harnessing solar thermal energy for heating during winter and
ized energy balance during the day in comparison with double those optimized to reduce the overheating problem during sum-
glazing façade without PCM. The results showed that this system mer. The development of hybrid and adaptable systems to solve
could be a good choice for lightweight construction. In winter, the winter and the summer challenge at the same time is a fertile
especially during evenings, the PCM-façade-panel provided homo- area of research. For example the development of rotary, portable,
geneous illumination and less heat losses improving the thermal movable and reconfigurable systems, mainly those associated with
comfort. In summer, the results showed low heat gains, which glazed façades, is a great challenge to solve in the near future. This
reduces peak cooling loads during the day. could be materialized in the design of portable, rotary and movable
Trombe wall systems, or even shutters or window blinds systems,
giving rise to a new generation of “PCM Trombe wall systems”.

7. Dynamic simulation of energy in buildings with PCMs

A good knowledge on the dynamic energy performance of build-


ings incorporating passive LHTES systems with PCMs is essential
for building researchers and practitioners to better understand
the buildings temperature response characteristics and the eco-
nomic feasibility of using PCMs. This knowledge is also important to
take further proper actions to fully utilize PCMs to enhance indoor
thermal comfort and the overall energy efficiency of buildings.
Nowadays, there are many building energy simulation tools for the
DSEB assessment: BLAST, BSim, DeST, DOE, ECOTECT, Ener-Win,
Energy Express, Energy-10, EnergyPlus, eQUEST, ESP-r, IDA-ICE,
IES, HAP, HEED, PowerDomus, SUNREL, Tas, TRACE, TRNSYS, etc.
[174]. The EnergyPlus, ESP-r and TRNSYS are highlighted for their
Fig. 8. Dividing wall with 16 glass bricks filled with PCM [172]. versatility and reliability [175].
N. Soares et al. / Energy and Buildings 59 (2013) 82–103 95

7.1. EnergyPlus cooling during the operational phase of the low thermal inertia
building in order to enhance its energy efficiency. More analysis
EnergyPlus is an energy analysis and thermal load simulation must be done considering the integration of PCMs in LSF residential
program that models heating, cooling, lighting, ventilation and buildings.
other energy flows in buildings and includes some important sim- Some PCM models have also been developed for active systems.
ulation capabilities such as variable time steps, user-configurable The comprehension of this models could contribute to the assess-
modular systems that are integrated with a heat and mass balance- ment of PCM passive LHTES systems. For example, Mazo et al. [187]
based zone simulation [176], multizone air flow, thermal comfort described a model developed to simulate a radiant floor active sys-
and natural ventilation. In EnergyPlus, a PCM-module is introduced tem with PCM in simple building types. The building simulation
using an implicit conduction finite-difference solution algorithm model was validated by comparing its behaviour with EnergyPlus
which includes both phase-change enthalpy and a temperature simulation.
dependant thermal conductivity. Pedersen [177] evaluated the
effect of using PCMs in several positions within a wall configuration, 7.2. ESP-r
and presented some examples of the annual energy performance
changes caused by the integration of PCMs. No significant energy As stated by Almeida et al. [188] ESP-r is an advanced building
benefits are found. The author found the implicit numerical solu- energy simulation tool which allows for detailed thermal and opti-
tion to be the most flexible method. The scheme of carrying the cal description of buildings. The software discretizes the problem
node enthalpy along with the simulation has proven to be very domain in a control volume scheme and solves the correspond-
robust, and provides a completely accurate accounting for the ing conservation equations for mass, momentum, energy, etc. ESP-r
phase-change enthalpy. can integrate the effect of a variety of factors including, weather,
Tardieu et al. [178] used EnergyPlus to predict the thermal external shading, occupancy gains, HVAC systems, and many oth-
performance of office size test rooms located in Auckland, New ers. Almeida et al. [188] evaluated the potential of using multiple
Zealand. The long term measurements conducted for these test layers of PCM versus using a single PCM layer. It was found that
rooms showed a good agreement with the simulation results. They the application of PCMs can significantly affect the thermal perfor-
showed that PCM-gypsum wallboard provided significant TES ben- mance of the building, and it was shown that multilayered PCM
efits. The simulated results also showed that the additional thermal demonstrated more thermal benefit than single PCM layer.
mass of the PCM can reduce the daily indoor temperature fluctu- In their work, Fernandes and Costa [189] also used ESP-r to ana-
ation by up to 4 ◦ C on a typical summer day. Tetlow et al. [179] lyze the comfort conditions and the energy savings obtained by
also used EnergyPlus for evaluating parametrically the potential incorporating PCMs in typical masonry Portuguese family houses,
benefits and limitations of incorporating PCMs into an internal in summer, for 3 different climate locations. Heim and Clarke [40]
wall insulation system for retrofitting “hard to treat” houses in the considered the possibility to calculate non-linear thermal proper-
UK. Shrestha et al. [180] presented a model of a PCM-enhanced ties of PCMs in the simulation environment ESP-r to evaluate the
dynamic-insulation system in EnergyPlus (E+) and compared the potential of microencapsulated PCM mixed with gypsum for build-
simulation results against field measured data. The results indi- ing wall applications. The behaviour of PCMs was modeled using
cated that the predicted daily average heat flux through walls from ESP-r’s special materials facility and the effect of phase-change was
the E+ simulation was within 9% of field measured data. Kosny added to the energy balance equation as a latent heat generation
et al. [181] presented experimental and numerical results from term according to the effective heat capacity method. The authors
thermal performance studies of wall and attic applications of the carried out a set of numerical simulations for a multi-zone, highly
blown fibreglass insulation modified with a novel spray-applied glazed and naturally ventilated passive solar building, considering
microencapsulated PCM. They used EnergyPlus to simulate the the weather data for Warsaw, Poland. They carried out compar-
whole building energy performance for different US climates. ative analyses between PCM-impregnated gypsum plasterboard
Kosny et al. [182] evaluated bio-based PCM encapsulated and pure gypsum plasterboard and assessed the effect of latent
between 2 layers of plastic film and discussed an experimental- heat storage on the thermal behaviour of the building. They stated
analytical methodology that can be used in analysis of insulation that this effect did not cause a substantial reduction in the diur-
assemblies containing array of PCM pouches. The authors also esti- nal temperature fluctuation. However, it decreased the internal air
mated reduction in annual wall-generated heating and cooling load temperature in the transitions periods when the solar energy was
due to use of PCM to be 10%. Evola et al. [183] used EnergyPlus effectively stored. The solar energy stored in the PCM-gypsum plas-
to simulate the behaviour of PCMs for the improvement of ther- terboard can reduce the heating energy demand by up to 90% during
mal comfort in lightweight buildings. The parametric DSEB results the heating season studied.
supported the definition of new indicators, which allow to better Heim [41] also selected the effective heat capacity method for
manage the use of PCMs in buildings for thermal comfort purposes. implementation into ESP-r tool and studied the yearly effect of
Tabares-Velasco et al. [184] verified, validated, and improved an isothermal storage of solar energy in building material components.
EnergyPlus PCM model using analytical verification, comparative Numerical simulations were conducted for 2 cases of multi-zone,
verification, comparative testing and empirical validation of 3 PCM highly glazed and naturally ventilated passive solar buildings, for
applications: PCM distributed in drywall, PCM distributed in fibrous moderate climatic conditions. In the first case study, a PCM-gypsum
insulation, and thin concentrated PCM layers. The authors identi- plasterboard was used as an internal room lining (direct gains
fied 2 bugs in the PCM model, and they also identified a few key room), and in the second case study, a transparent insulation mate-
limitations of using the EnergyPlus PCM model. rial combined with PCM was applied for the external south-faced
Santos et al. [185] evaluated the influence of climate change wall (indirect solar gains wall). For both case studies, the author
scenarios on the energy efficiency of light steel framed (LSF) res- compared the air, surface and resultant temperatures with a ref-
idential buildings based on DSEB using EnergyPlus software and erence no-PCM case study; daylight period and the seasonal latent
CFD models. Santos et al. [186] also carried out a parametric analy- heat storage effect were also analyzed. The author concluded that
sis of the annual thermal performance of LSF residential buildings the calculated effect of latent heat storage depends on PCM layer
in Mediterranean climate zones based on a numerical model which thickness, phase-change temperature range and total latent heat of
was experimentally validated. Both these works emphasized the the phase-change. For direct gains zone, the thin layer with a high
importance of minimizing the energy demands for heating and latent capacity was preferred against a thick layer with a relatively
96 N. Soares et al. / Energy and Buildings 59 (2013) 82–103

TRNSYS code to show the potential of PCMs to improve buildings


thermal comfort and to decrease peak loads. The potential benefits
of using a PCM wallboard for passive solar applications with ther-
mostat control were analyzed by the authors. The results showed
that the PCM wallboard did not improve the occupant comfort
level with the traditional thermostat control, but can provide con-
siderable load management relief. Koschenz and Lehmann [112]
developed a new model to be integrated in TRNSYS allowing inves-
tigation of the behaviour of real buildings with PCM active ceiling
panels. As stated before, the comprehension of the PCM models for
the DSEB considering active LHTES systems could also contribute
to the assessment of passive LHTES systems.

7.4. Future outlook

Further work still needs to be done in the research field of


Fig. 9. Schematic view of a lightweight wall. The PCM micro-capsules are integrated
into the interior plaster [62]. DSEB considering latent heat loads from PCMs phase-change pro-
cesses. There is still a simulation and analysis gap in the DSEB
with respect to PCM benefits and modeling, in the development
lower latent capacity. For indirect gains zone, thick elements pro-
of comprehensive PCM models validation, in the cover of a wide
vided a process continuing over time and allowed the energy stored
range of PCM types (melting/freezing temperatures, energy stor-
to be used at night.
age capacity), their location within passive LHTES systems and the
Few references of generalized DSEB of modular lightweight
best positions of this systems in the building. There is also an anal-
buildings with passive LHTES systems with PCMs are found in the
ysis gap with respect to the comparison between the existing PCM
literature. The work developed in this field by Hoes et al. [36] is
modules for several DSEB tools in order to evaluate the accordance
particularly interesting due to its generalized approach. They used
between them. A comparison assessment must also be done to
ESP-r for simulating the building dynamic behaviour, and they
validate the different PCM modules considering the same refer-
evaluated a new concept that combines the benefits of buildings
ential and to evaluate the accuracy of each module. The validation
with low and high thermal mass, by applying hybrid adaptable TES
of DSEB results against experimental results in real scale building
systems to a lightweight building. The hybrid concept increases
conditions is an active area of research in the future as well as the
building performance and adaptability to seasonal variations and
comparison between DSEB results and numerical and CFD results.
climate changes. Schossig et al. [62] simulated the thermal perfor-
To predict the appropriate material properties for passive heating
mance of a lightweight office using ESP-r. They showed that the
during winter, and cooling during summer, a wider analysis using
application of microencapsulated PCMs in interior wall materials
multi-criteria and optimization is required.
(Fig. 9) prevent overheating and reduce the cooling load in sum-
Another future active area of research is the multi-objective
mer. They also extend the study from building simulations to first
optimization of building’s configurations with PCM passive
measurements of full-size rooms with PCMs.
LHTES systems. Several multi-objective optimization methods are
reviewed in [191]. The decision-maker has to compensate environ-
7.3. TRNSYS
mental, energy, financial and social factors in order to reach the best
possible solution that will ensure the maximization of the energy
The TRNSYS software is used for building dynamic simulation
efficiency of the building, satisfying at the same time the build-
based on transfer functions technique, it is modular in nature and
ing’s final user/occupants needs [3]. Multi-objective optimization
contains many subroutines for various systems including build-
techniques coupled to DSEB must be considered in the problem
ing [190]. In their work, Ibáñez et al. [175] describe a simple
of improving the energy efficiency of buildings with passive LHTES
methodology for the energy simulation of buildings with PCMs
systems with PCMs, so that the maximum possible number of alter-
using the program TRNSYS. The storage and release effects of PCMs
native solutions may be considered, as well as the competitiveness
were simulated using the active layer tool in TRNSYS Type 56.
between the decision criteria. Thereby, this will allow searching for
The methodology was presented and experimentally validated in a
feasible solutions according to the cost and energy savings objec-
building such as a prototype room built with concrete panels with
tives, helping decision-making.
PCM. They evaluated the influence of walls, ceiling and floor with
PCMs in the whole energy balance of a building considering free
cooling. Taking into account several recommendations to minimize 8. Lifecycle assessment of passive LHTES systems with PCMs
the amount of PCM used, the authors stated an average maximum
ambient temperature decrease of up to 3 ◦ C. In the work of Bon- 8.1. Framework
temps et al. [172], the energy performance of a dividing wall model
was also evaluated with the TRNSYS Type 56. The lifecycle of a building includes the extraction of raw materi-
In the work of Ahmad et al. [136], a numerical simulation with als; processing of raw materials into building materials; assembly
TRNSYS was carried out by adding a new module representing the of materials into a ready building; occupation or use; maintenance;
new PCM wallboard. The model consisted in 729 finite volume demolition or disassembly of the building; and disposal or re-use
nodes, 9 nodes in each direction of the wall. The high node number of the materials (transport of materials is involved in several
slows down the simulations. Furthermore, the specific heat capac- phases) [192]. Hence, buildings demand energy in their lifecycle,
ity is fixed to a top hat temperature function. The model showed both directly and indirectly [193]. Gervásio et al. [194] stated that
a good agreement with experimental results. Kuznik et al. [174] 2 main factors contribute for the sustainability of buildings: (i)
developed and validated through experimental results, a new TRN- the material efficiency either during the construction or at the
SYS Type, named Type 260, to model the thermal behaviour of a end-of-life stages and; (ii) the energy efficiency needed mainly
PCM external wall. Stovall and Tomlinson [130] also used a verified for heating and cooling during the operational stage. Therefore,
N. Soares et al. / Energy and Buildings 59 (2013) 82–103 97

choosing materials with high embodied energy (EE) entails an benefit of using PCM in buildings can be maximized by designing
initial high level of energy consumption in the building production both the building and the PCM for a long term operation. From
stage but also determines future energy consumption in order to the lifetime analysis of the real scenario, the global impact pay-
fulfill heating, ventilation and air conditioning demands [195]. back time was estimated at 25 years for the hydrated salts and
Some studies concluded that the dominating stage of a building at 61 years for the paraffins. Menoufi et al. [219] also developed
lifecycle is the operational stage as it consumes more energy and a LCA study based on EI99 for 7 experimental masonry cubicles
consequently has higher environmental impact [196–204]. Other built in Lleida, Spain, to test different constructive solutions, build-
studies showed that the contribution of the EE of the construction ing materials, insulating materials and PCMs, in order to point out
phase may as well be significant [205], and clarified that the reduc- the most sustainable solution with lower energy demand during
tion of the environmental impact of buildings could be strongly the operational phase. Results showed that although some of these
dependent on the EE of the construction phase [206]. Bribián et al. materials are able to reduce the energy demand, and consequently
[195] stated that the contribution of the EE of materials to the the environmental impact during the operational phase, they still
overall energy used over the building’s lifetime ranges widely from have high EE that can cause high environmental impact during the
9% to 46% (when dealing with low energy consumption buildings), manufacturing phase.
and can differ from one case to another according to the type of
building, materials, the life-time considered and the geographic 8.3. Future outlook
and climatic conditions considered. Therefore, it is very important
to know the EE of common and alternative building materials and Many studies have shown the contribution of the building’s
technologies for building construction [207]. thermal mass for the lifecycle energy consumption and environ-
Lifecycle assessment (LCA) methodology could contribute for mental impact of the building [220,221]. These studies should be
the sustainability in the construction industry [208] and could be extended to include the incorporation of PCMs within buildings.
applied to decision-making in order to improve the environmen- Regarding LCA studies, to determine if the energy savings for heat-
tal performance of buildings. The LCA methodology is formalized ing and cooling (due to PCMs) during the operational phase of the
in the 2 ISO 14040 [209] and ISO 14044 [210]. According to them building can balance out the high EE of PCMs, further work must
the LCA analysis comprises 4 successive and interrelated stages: (i) be done in order to make a sensitive analysis of the influence of the
goal and scope definition; (ii) lifecycle inventory (LCI); (iii) lifecycle LCIA method chosen. Further work should also be done to assess the
impact assessment (LCIA); and (iv) interpretation. A comprehen- best types of PCMs in a life cycle thinking way. Further scenarios,
sive assessment of the energy use and the environmental impacts other than those already found in the literature, must be evaluated
of building’s solutions in a lifecycle perspective allow to quantify and more methodological strategies coupling the DSEB techniques
the various impacts and to identify improvement opportunities and the LCA techniques should be developed in order to assess the
towards more sustainable solutions [211]. During the last years real potential of passive LHTES systems with PCMs in a life cycle
several LCA studies have been developed for comparing the most thinking way. Further work should also be done in order to eval-
commonly used building materials with each other and with some uate the real environmental benefits of including passive LHTES
eco-materials using different impact categories and LCIA methods systems with PCMs in building’s solutions. For example, studies
with non-comparable or contradictory conclusions [212–217]. For as the one developed by Dylewski and Adamczyk [222] to assess
building LCA practitioners, it is not obvious which LCIA method the economic and environmental benefits of thermal insulation of
to choose and neither whether the interpretation of results from building external walls could be extended to the consideration of
different methods leads to coincident or contradictory conclusions PCM passive LHTES systems in the building’s walls.
[218]. As stated by Monteiro and Freire [211], since impact cate-
gories, characterization indicators and characterization factors vary 9. Economic impact analysis
between LCIA methods, a meaningful comparison between meth-
ods is difficult to perform and few studies has used multiple LCIA In its “Advanced Phase Change Material Market: Global Fore-
methods to assess dwellings to determine whether the LCA findings cast (2010–2015)” [223] MarketsandMarkets reports that the
are influenced by the LCIA method applied. increasing demand for energy-saving and environment-friendly
technology is driving the growth of the global PCM market. Fur-
8.2. LCA of passive LHTES systems with PCMs thermore, they stated that the global PCM market is expected to
grow from $300.8 million in 2009 to $1488.1 million in 2015, at
Considering the integration of passive LHTES system with PCMs an estimated Compound Annual Growth Rate of 31.7% from 2010
within the building, an LCA study is important to determine if to 2015. Another study presented the economic feasibility of using
the reduction of the energy consumption for heating and cool- PCM storage for peak shaving [53]. As the authors stated, one of the
ing during the operational stage of the building can balance out merits of peak shaving is the cost effectiveness: PCMs could store
the EE of PCMs. Only 2 references of such analysis are found in energy of discounted tariff or free one from natural environment.
the literature. De Gracia et al. [43] evaluated the environmental However, savings by PCMs should compensate the cost of instal-
impact of incorporating PCMs in typical masonry Mediterranean lation, by using pay back years. The authors concluded that the
building. They developed an LCA study based on the Ecoindicator economic feasibility of a PCM storage system could be evaluated
99 (EI99) method for 3 monitored cubicles built in Lleida, Spain, from a number of times of usage until the investment paid back:
with different envelope solutions. The energy savings for cooling pay back cycle. It was showed that the pay back cycle of a system
the cubicles during the summer was measured in order to eval- with PCMs is strongly affected by the price of the PCM used and by
uate the influence of PCMs during the operational stage of the the price of energy saved. The incorporation of PCMs in buildings
cubicles. Results showed that the addition of PCMs in the build- is still an expensive technology, but they could contribute for peak
ing envelope, although decreasing the energy consumption during load shifting, energy conservation, reduction in peak demand and
operation stage, does not reduce significantly the global impact potential reduction in energy consumption and savings for build-
throughout the lifetime of the building. However, for the hypothet- ings customers. The technical–economic analysis of the impact of
ical scenario of considering summer conditions all year round and including PCM passive LHTES systems in buildings (hardly never
a lifetime of the building of 100 years, the use of PCM reduces the treated in many previous studies and economical life cycle analy-
overall impact by more than 10%. In the authors view, the global sis) should be performed to determine into which conditions LHTES
98 N. Soares et al. / Energy and Buildings 59 (2013) 82–103

systems with PCMs should be used. Furthermore, the use of PCM- minimum leaving just a small amount of left energy use to be
based systems compared to standard sensible heat systems should covered by renewable active energy generation. Hence, the con-
be further discussed to assess their cost-effectiveness and to help struction should be optimized to ensure reduced consumption
decision-making. before renewable active systems are integrated to obtain an energy
In their work, Shilei et al. [46] showed that the studied PCM balance. It is known by now that the integration of passive LHTES
wallboard room could greatly reduce the operating cost of HVAC systems with PCMs in buildings can contribute to reduce the
systems in summer by transferring electric power peak load to val- energy consumption, for heating and cooling, but further research
ley. Peippo et al. [224] also evaluated the effect of PCM wallboard work should be done to find the most cost-effective solutions
in the energy savings. The PCM wallboard reduces the supplemen- with PCMs for each building and climatic conditions, and to help
tary heating energy by approximately 2 GJ/year (or about 6%) for decision-making.
the climatic conditions in Helsinki, which means an annual benefit Further work must also be done to sketch a methodology for
of $34 for a cost of heat of approximately 17 $/GJ, resulting in a evaluating the potential of PCMs towards NZEBs. This is challenging
payback time of 18 years, assuming a cost of 1.5 $/kg for the PCM. because several techniques should be coupled, mainly the DSEB, the
Considering another PCM and another location, climatic conditions economic analysis, the multi-criteria or even the multi-objective
in Madison (Wisconsin), the simulations showed that the PCM wall- analysis in order to find out the best configuration for the passive
board reduces the supplementary heating energy by approximately LHTES systems with PCMs and their position within the NZEB.
3 GJ/year (or about 15%), resulting in a payback time of 9 years
assuming a cost of 1.5 $/kg for the PCM and a cost of heat of approx-
11. Conclusion
imately 17 $/GJ. Stovall and Tomlinson [130] also conclude that the
integration of PCM wallboards in the simulated house in Boston
This paper provides a comprehensive review on previous stud-
could save $190 annual cost saving with a 3–5 years payback period.
ies related to the evaluation of how, and where, PCMs are used in
Zhu et al. [70] investigated the impacts of integrating SSPCMs into
passive LHTES systems, and how these construction solutions are
the office building envelope considering different control strategies
related to building’s energy efficiency. It was concluded that PCM
on the energy consumption and peak load demand, as well as elec-
passive LHTES systems can contribute to (i) increase indoor thermal
tricity cost of building air-conditioning systems at typical summer
comfort (air temperature peak reduction, decrease of daily tem-
conditions in subtropical and dry continental climates policies (i.e.
perature swing, changing in the surface temperature); (ii) improve
time-based pricing and energy-plus-demand-based pricing). The
buildings envelope performance and to increase systems efficiency
results showed that the use of SSPCMs in the building could reduce
(insulation capacity, change in heat flow through them, enhanc-
the building electricity cost significantly (over 11% in electricity
ing the thermal capacity); (iii) decrease the conditioning power
cost reduction and over 20% in peak load reduction).
needed (reduction of the heating and cooling peak loads); (iv)
Habeebullah [225] investigated the economic feasibility of both
reduce energy consumption; (v) take advantage of off-peak energy
building an ice thermal storage and structure a time of rate tariff
savings; (vi) take advantage of renewable sources like solar ther-
for the unique air conditioning plant of the Grand Holy Mosque
mal energy; (vii) save money during the operational phase; and
of Makkah in Saudi Arabia. Rismanchia et al. [226] also evaluated
(viii) contribute for the reduction of CO2 emissions associated to
the energetic, economic and environmental benefits of utilizing
heating and cooling.
ice thermal storage systems for office building applications. These
Several PCM passive LHTES systems were identified and dis-
studies are based on active latent heat systems and they are out
cussed for numerous applications, buildings characteristics and
of the scope of this review. However, they allow us to conclude
climatic conditions. Some conclusive remarks and recommenda-
that technical–economic studies should be developed to relate the
tions for future works were also pointed out during this survey:
potential of integrating PCM passive LHTES systems in buildings
with the energy peak load reduction/shifting potential, the energy
• the development of new passive systems to take advantage of
savings and the tariff structure. Studies as the one developed by
Ozel [227] to assess the optimum insulation thicknesses, energy solar energy;
• the assessment of the stability and convergence on the numerical
savings and payback periods calculated by using lifecycle cost anal-
ysis over a lifetime of 20 years of the building, should also be results, and the importance of validating the numerical pre-
extended to PCMs applications. dictions using appropriated experimental data (together with a
suitable uncertainty analysis);
• the evaluation of the effect of the hysteresis phenomenon in the
10. Contribution of PCM passive LHTES systems towards
NZEBs numerical simulation of passive LHTES systems with PCMs;
• the assessment of the accuracy of the DSEB results and the com-
Nowadays there is a significant potential for cost-effective parison between different PCM modules within different DSEB
energy savings in the buildings sector that would lead to signifi- tools;
• the development of both environmental and economical lifecycle
cant economic, social and environmental benefits. To address the
buildings sector, EU regulators have published the Energy Perfor- studies and the importance of coupling DSEB techniques with LCA
mance of Buildings Directive (EPBD) [228], and its recast [229]. techniques;
• the development of sensitive analysis to assess the influence of
The EPBD mainly focuses on reducing the operational energy con-
sumption of buildings, but it also establish that by 2020, every new the LCIA method chosen in the LCA of the incorporation of PCMs
building in the EU must be a “nearly-zero” energy building (NZEB), in buildings;
• the development of methodologies to couple DSEB techniques
which means to reduce the building energy demand and to pro-
duce energy on building site (or nearby) to attain energy balance in with multi-criteria and/or multi-objective optimization analysis
a cost-effective way. The concepts and details of NZEBs have been to help decision-making in the location of passive LHTES systems
widely discussed in the literature [230–233]. However, no refer- with PCMs within the buildings; and
• the evaluation of the potential of PCMs towards NZEBs.
ence about the benefits of including passive LHTES systems with
PCMs in NZEBs are found in the literature.
As stated by Marszal and Heiselberg [232], in order to build To sum up, there is still a long way for the generalized use of
a cost-effective NZEB, the energy use should be reduced to a PCM enhanced construction solutions in buildings to boost their
N. Soares et al. / Energy and Buildings 59 (2013) 82–103 99

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the grant SFRH/BD/51640/2011.
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