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Water and Glycerol as Plasticizers Affect Mechanical and

Water Vapor Barrier Properties of an Edible Wheat


Gluten Film
NATHALIE GONTARD, STEPHANE GUILBERT, and JEAN-LOUIS CUQ

ABSTRACT is frequently observed in high water activity ranges (Landman


et al., 1960; Roth and Mehltretter, 1967; Barrie, 1968; Kam-
Glycerolimprovedfilm extensibilitybut reducedfilm puncturestrength,
elasticity, and water vapor barrier properties.The plasticizingeffect per and Fennema, 1984; De Leiris, 1985; Schwartzberg, 1985;
of waterwas highly temperaturedependent.During hydrationof glu- Pascat,1986; Biquet and L.abuza,1988; Ricco-Pefiaand Tortes,
ten film, a sharp decreasein puncturestrength,elasticity, and an 1991).
increaseof extensibilityand water vapor transmissionrate were ob- In a previous investigation (Gontard et al., 1992), an edible
servedat 5, 30 and 5o’C for respectivewater contentsof 30 (0,8 a,), wheat gluten film was developed and the effects of film-form-
15 (0,7 a,) and 5% (0,4 a,). This was relatedto disruptivewater- ing conditions on film mechanical, optical and water vapor
polymerhydrogenbondingand glass-to-rubber transition. barrier properties were studied and optimised. The objective
of our current study was to investigate the plasticizing effect
Key Words:wheat, gluten, film, plasticizers,glycerol of glycerol and water on wheat gluten film.

INTRODUCTION MATERIALS & METHODS


WHEAT GLUTEN is a major functional food ingredient, es- Preparation of gl,uten films
pecially in baked goods (Wall, 1979; Kasarda et al., 1976), Films were preparedfrom a film-forming solution of vital wheat
and an excellent edible film-forming agent (Gontard et al., gluten (TenstarAquitaine, F 33000 Bordeaux)in absoluteethanol/
1992; Gennadios and Weller, 1990; Aydt et al., 1989; Anker acetic acid (Aldrich chemicals,Steinhem,Germany)/watersolvent.
et al., 1972; Wall and Beckwith, 1969). Edible films and coat- The gluten concentration(7.5 g/lOOmLsolution),ethanolconcentra-
ings afford numerous advantagesover conventional nonedible tion (45 mL/lOOmLsolution),andpH of the solution(4, adjustedwith
polymeric packaging. They have been used to protect phar- aceticacid)were determinedaccordingto previoustest data(Gontard
maceuticals and improve shelf-life of food products. et al., 1992).Glycerol(95%, Merck, Darmstadt,Germany)was added
Proteins, lipids and polysaccharides can be used as film- at concentrationsrangingfrom 0 to 33.3 g/lOOgdry film matter.All
components were mixed undermagneticstirring at 40°C.The solution
forming agents (Guilbert, 1986; Kester and Fennema, 1986; was then immediatelypouredand spreadonto a level, circular (8.5
Guilbert and Biquet, 1989). In addition to the film-forming cm diam) plexiglassplate. The film-forming solutionwas dried in a
polymer, a major component of edible films is the plasticizer. ventilatedoven (12 hr) to evaporatevolatile solvents(ethanol,acetic
The addition of a plasticizing agent to edible films is required acid and water) and a transparentfilm was then formed. For each
to overcome film brittleness caused by extensive intermolec- experiment,the quantity of solution pouredonto the plate was cal-
ular forces. Plasticizers reduce these forces and increase the culatedso that we obtaineda constantweight of dried matter(gluten
mobility of polymer chains, thereby improving flexibity and plus glycerol)of 5.9 mgIcm*(e.g. 3.72 mL solutioncontaining16.6g
extensibility of the film (Guilbert and Biquet, 1989; Laguna glycerol/lOOgdry matter).This methodallowedus to producefilms
et al., 1975; Banker, 1966). This avoids chipping or cracking with a controlledconstantthickness(0.050 2 0.003 mm) which was
measuredat severalpositionswith a micrometer(Roth) before ex-
of the film during subsequent handling and storage, which perimentation.
could impair film barrier properties. On the other hand, plas-
ticizers generally increase gas, water vapor and solute perme-
ability of the film (Banker, 1966; Kumins, 1965) and could Sorption isotherm measurements
decreaseelasticity and cohesion (Delporte, 1981). The plasti- Isothermswere determinedaccordingto the proceduredescribedby
cizer must be compatible with the polymer and is added at Jowitt et al. (1983) and Spiessand Wolf (1987). Samples(200 mg)
concentrations ranging from 10 to 60 g/lOOg dry matter de- of wheatgluten film were dried in a vacuumdessicatorat 40°C over
pending upon polymer rigidity (Guilbert, 1986). The most P20sfor h 1 wk. For desorptionmeasurements, dried sampleswere
commonly used plasticizers are polyols, mono-, di- or oligo- rehydratedby equilibrationvs distilled water vapor. The dried (ad-
saccharides, lipids and derivatives. Because of its ability to sorptionisotherms)andhydrated(desorptionisotherms)sampleswere
affect the texture of many polymers (Kapsalis, 1975; Katz and equilibratedvs saturatedsalt solutionsof known water activity (a,),
Lubuza, 1981; Boume, 1986, 1987; IX Meste and Colas, 1990), rangingfrom 0.06 to 0.97, at 5, 30 and50°C(SpiessandWolf, 1987;
water is the most ubiquitous and uncontrollable plasticizer dur- Multon, 1984;Stampet al., 1984).Equilibratedmoisturecontentwas
calculatedfrom weight gain or loss. Measurements were made in
ing storage of food products. Mechanical, water vapor, gas or triplicate. We assumedequilibriumwas reachedwhen the changein
solute barrier properties of many edible films could be strongly weight (dry basis)did not exceed0.1% for four consecutiveweighings
affected by environmental conditions such as relative humidity at 1 day intervals.
and temperature. A large increase of water vapor permeability
Mechanical properties
Authors Gontard and Cuq are with the laboratory of Genie Biol-
ogique et Sciences des Aliments, Universite de Montpellier II,
Puncturetests (Bourne, 1968; Wu and Bates, 1973) were made
Sciences et Techniques do Languedoc, place E. Bataillon, 34095
using a StevensLFRA TextureAnalyser(modelTA/lOOO)as previ-
Montpellier, France. Author Guilbert is with the CJRAD-SAR, lab-
ously described(Gontardet al., 1992).Films were cut into 4 cm diam
oratory of Genie et Technologie Alimentaires, 73 rue Jean-Fran-
discs,fixed in an annularring clamp(3 cm diam) and equilibratedvs
Gois Breton, BP 5035, 34032 Montpellier cedex, France. Tel: 67
appropriatesaturatedsalt solutionsin a small dessicatorat the desired
61 57 59.
a, and temperature(5, 30 and 50°C) using the sameprocedurede-
scribedfor adsorptionmeasurements. For each a, and temperature,

2064OURNAL OF FOOD SCIENCE-Volume 58, No. 1, 1993


the water content of the samples was determined from adsorption was allowed to ensure a stable equilibrium water vapor transmission
isotherms. A cylindrical probe (0.3 cm diam) was moved perpendic- rate.After steadystateconditionswerereached,sevenweighingswere
ularly at the film surface at a constant speed (1 mm/set) until it passed made over a 7-day period. Changes in weight of the permeation cell
through the film. The force-deformation curves were recorded and were recorded to the nearest O.OOOlg.Slopes (changes in weight of
strength (N) and deformation (mm) values at the puncture point were the cell over time) were calculatedby linear regressionand the cor-
used to determine hardness and deformation capacity of the film. relationcoefficientsfor all reporteddatewere 2 0.99. After the per-
Viscoelastic properties were evaluated using relaxation curves. The meationtests,film thickeness was measuredwith a micrometer(Roth).
same procedure was used, but the probe was stopped and maintained Thesetestswere carriedout with a minimumof 3 replicatesat each
at 3 m m deformation. The film was then allowed to relax. The force- temperatureandRH gradient.Watervapor transmissionrate (WVTR)
time relaxation curves were recorded for 1 min following deformation. and water vapor permeability (WVP) of the film was calculated as
The parameterY(l min), a dimensionless ratio, was used to represent follows (Heiss, 1958; Karel et al., 1959; Labuza and Contreras-Med-
decay of the force and calculated as follows (Peleg, 1979): ellin, 1981):
Y(lmin) = (F” - F’)/FO WVTR = (w.x)/A.T = (g).(mm)/(m2).(24 hr)
where F” and F1 were forces recorded initially and after 1 min of WVP = (w.x)/A.T. (pZ-p,) = (g).(mm)/(m2).(24hr).(mmHg)
relaxation, repectively. A low relaxation coefficient (near 0) indicated wherew is the weight gain of the cup over 24 hr (T), x is the film
high film elasticity. thickness,A is the areaof exposedfilm, p2-p1 is the vapor pressure
differentialacrossthe film.
Water vapor transmission tests
These tests were conducted using a modified ASTM (1983) pro- RESULTS & DISCUSSION
cedure. The film was sealed in a glass permeation cell containing Plasticization effect of glycerol
either silica gel or a saturated salt solution. The glass permeation cells
were 3.4 cm (i.d.) by 5.4 (o.d.) by 3.4 cm deep with an exposed area Unplasticized gluten film could not be measured as it was
of 9.1 cm*. The permeation cells were stored at the desired temper- too brittle to be handled. In preliminary experimental work
ature (5, 30 and 50°C) in small dessicatorseach maintained at a con- (Gontard, 1991), hydrophilic compounds such as polyols
stant relative humidity (RH) with either distilled water or a saturated (glycerol, sorbitol, propanediol) and lactic acid were the only
salt solution. To maintain a 100% RH gradient across the film, sili- tested substances to notably plasticize gluten film, thus in-
cage1(in the permeation cell) and distilled water (in the dessicator)
were used. Appropriate saturatedsalt solutions (Spiessand Wolf, 1987; creasing its fIexibility. Tested amphipolar substances(i.e. gly-
Multon, 1984; Greenspan, 1977; Stamp et al., 1984) were selected co1 monostearate,acetic ester of monoglyceride, sucrose ester
to maintain a 10 2 1% RH gradient. The RH inside the cell was of stearic acid and diacetyl tartric ester of monoglyceride) had
always lower than that outside, and water vapor transport was deter- no substantial plasticizing effect. The hydrophobic substances
mined from the weight gain of the cell. Sufficient time (12-48 hr) investigated, including beeswax and fatty acids (lauric, stearic

2.c

2
c 1.5
zl
f
tj 1.0
!!
f
z
2 0.5
n

0.0
10 20 30 i0 20 30
Glycerol content (g/100 g dry matter) Glycerol content (g/100 g dry matter)

=z 0.0042 -
zalO.
5
a

0.75 I I
i0 20 30 10 20 30
Glycerol content (g/100 g dry matter) Glycerol content (g/100 g dry matter)
Fig, 1 -Effect of glycerol content on mechanical properties at 30°C and 58% RH including puncture strength, puncture deformation,
relaxation coefficient, and water vapor transmission rate of gluten film at 30°C and 100% RH gradient. Variability between replicates
is indicated only when variability exceeded size of the symbol.

Volume 58, No. 1, 1993-JOURNAL OF FOOD SCIENCE-207


EDIBLE WHEAT GLUTEN FILMS. . .

-----o---- Native gluten (adsorption)


c ------IV--
E Native gluten (desorption)
z - Gluten film (adsorption)
E
z-. 40 - ““-.-‘r~-- Gluten film (desorption)

0.2 0.4 0.6 0.8


n
5.0 0.2 0.4 0.6 0.8
Water activity
Fig. 3- Water vapor adsorption isotherms of wheat gluten film
Water activity
at 5 and 50°C.
Fig. Z-Water vapor sorption isotherms at 30°C for native wheat
gluten and wheat gluten film.

films (De Leiris, 1985). The curves showed a relatively slight


and oleic acids), had an anti-plasticizing effect on gluten film, slope at low a,,,,with an exponential increase at high a, (above
decreasing flexibility. 0.7). Native wheat gluten showed lower sorption capacity
The importance of glycerol, the most effective plasticizer, throughout the high a,.,range, thus at 0.90 a, the gluten film
on mechanical and water vapor barrier properties of gluten film contained 39 g water/lOOg dry matter while the native wheat
is illustrated in Fig. 1. At concentrations L 15 g/lOOg dry gluten contained 26g. These differences in sorption capacity
matter, glycerol decreased the puncture strength of gluten film may have been due to modifications of the protein conforma-
(Fig. 1) and increased puncture deformation and the relaxation tion during film formation, i.e. unfolding and exposure of po-
coefficient (Fig. 1). Similar results have been reported con- lar residues which become accessible to water molecules, and
cerning the plasticizing effect of glycerol on hydrophilic films to the high hydrophilic@ of the plasticizer. As with most water-
such as pectinate (Schultz, 1949), gelatin (Yannas, 1972), starch polymer systems, a comparison of adsorption and desorption
and hydroxypropylated starch (Mark et al., 1966) or hydrox- isotherms (Fig. 2) showed an apparent hysteresis between 0.2
ypropylmethyl cellulose (Aulton et al., 1980). and 0.8 a,,,. Hysteresis could result from slow swelling due to
The high glutamine content (about 45%) of wheat gluten conformational changes involving structural relaxation (Bryan,
proteins is probably responsible for numerous hydrogen bonds 1987; Slade et al., 1989). Hysteresis was greater for native
between protein chains. This could contribute to highly co- gluten than for the gluten film. Based on the behavior of var-
operative protein-protein interactions and thus to cohesiveness ious polymers, hysteresis is often tie dependent (Barrie, 1968;
and low flexibility of unplasticized gluten film. Glycerol is a Neogi, 1983; Van den berg, 1981) and the relaxation rate in
relatively small hydrophilic molecule and could be easily in- the swelling/deswelling process of the polymer matrix could
serted between protein chains and establish hydrogen bonds be higher for gluten film than for native wheat gluten.
with amide groups of gluten proteins. When glycerol was in- The effect of sorption temperature (Fig. 3) showed that the
corporated in a gluten/protein network, direct interactions and isotherm at 5°C was slightly above 50°C as expected. Accord-
the proximity between protein chains were reduced. Thus, un- ing to Clausius-Clapeyron equation, the amount of adsorbed
der stress, movements of protein chains were facilitated on water at each a, should decreasewith increasing temperatures.
gluten films plasticized with glycerol. Our results showed that the temperature had the expected effect
The water vapor transmission rate through plasticized gluten on the sorption isotherm but differences between the sorption
film increased with glycerol content (Fig. 1). This could be measurement at 5,30 and 50°C (Fig. 2 and 3) were quite small.
related to structural modifications of the protein network which Mechanical properties. The effect of a, and temperature
might become less dense and to the hydrophilic@ of the glyc- on puncture strength of gluten film is shown in Fig. 4. The
erol molecule which is favorable to adsorption and desorption shape of the curves was similar despite temperature variations,
of water molecules. i.e. puncture strength increased at low a,., range (below 0.5)
Though flexibility of gluten films was improved by glycerol, but decreased with further hydration. During hydration to a,+,
the amount had to be limited due to its adverse effect on film 0.5, puncture strength increased identically at 5, 30 and 50°C.
strength, elasticity and water vapor barrier properties. In the However, the decrease occurred at a temperature dependant
latter part of our study, we used a minimum glycerol content a/zw. Puncture strength declined at water content of 30, 15
of 16,6 g/100 g dry matter for easy handling of the gluten film. and 5 g/lOOg dry matter at 5, 30 and 50°C respectively (Fig.
5).
Puncture deformation was also strongly affected by a, and
Plasticizing effect of water temperature (Fig. 6). The effect of gluten film hydration on
puncture deformation could be divided into two stages. At low
Sorption isotherms. Water vapor sorption isotherms of glu- a the curve had a similar slope at all temperatures. At a
ten films were compared with sorption isotherms of native tckperature dependant L, there was an abrupt increase in
wheat gluten (Fig. 2). The sorption curves of gluten films were puncture deformation. At a,,, limits 0.5 puncture deformation
typical of water vapor sensitive polymers such as cellulose increased sharply.

208~JOURNAL OF FOOD SCIENCE-Volume 58, No. 1, 1993


______ 0 ----. fj”C
......-. *” ......

m i

0.2 0.4 0.6 0?8

Water activity
Fig. 4-Puncture strength
of wheat gluten film as a function of
water activity at 5, 30 and 50°C. Variability between replicates 0.0 0.2 0.4 0.6 0.8 1 .o
is indicated only when variability exceeded size of the symbol.
Water activity
Fig. B-Puncture deformation of wheat gluten film as a function
of water activity at 5, 30 and 50°C. Variability between replicates
is indicated only when variability exceeded size of the symbol.

0.9 1

0.5 -

I I I I
0.3 I . 1. I .I .I .
10 20 30 40 0.3 0.4 0.5 0.6 0.7 0.8 (

Water content (g/100 g dry matter) Water activity


Fig, 5-Puncture strength of wheat gluten film as a function of Fig. 7-Relaxation coefficient of wheat gluten film as a function
water content at 5, 30 and 50°C. Variability between replicates of water activity at 5, 30 and 50°C. Variability between replicates
is indicated only when variability exceeded size of the symbol. is indicated only when variability exceeded size of the symbol.

The effect of a,.,and temperature on elasticity was deduced polar residues involved in peptide bonds and secondary struc-
from the relaxation measurements(Fig. 7). Our procedure re- ture were hydrated (Poole and Finney, 1983). In a protein
quired minimal extensibility thus the relaxation coefficient could network, water molecules may develop interactions between
not be measured at a, level < 0.55. Variations in relaxation polar groups (e.g. -CO and -NH) which are too far apart form
coefficient during hydration of film was highly temperature direct hydrogen bonds (Blond and Le Meste, 1988). At 3O”C,
dependent. during hydration of gluten film, the first water fraction to be
At 3O”C, hydration had a positive effect on mechanical prop- sorbed (from 0 to 5 g/lOOg dry matter) improved film elasticity
erties of the gluten film, which became more resistant, elastic and puncture resistance, probably due to the formation of sup-
and slightly more extensible, until a,,,reached 0.7. During hy- plementary hydrogen bonds between protein chains. The later-
dration of biopolymers from the dry state, hydration of charged sorbed water fraction (beyond 15 g/lOOg d.m.) reduced strength
groups occurred first. Then side chain polar groups and finally required to break the protein chain bonds, and the behaviour

Volume 58, No. 1, 1993-JOURNAL OF FOOD SCIENCE-209


EDIBLE WHEAT GLUTEN FILMS. . .
0.00~ similar to that of viscoelastic properties and therefore reflected
the configurational rearrangement rates. The sharp decrease of
film puncture strength and elasticity, and the increase of film
extensibility at 5, 30 and 50°C for respective water contents
of 30, 15 and 5 g/100 dry matter, could be attributed to changes
I in the gluten film from the glassy to the rubbery state.
i Water vapor transmission rate. WVTR of gluten films
was strongly dependant on a, and temperature (Fig. 8). As
expected in a hydrophilic and/or edible film (Barrie, 1968; De
Leiris, 1985; Pascat, 1986; Schwartzberg, 1985; Crank, 1975;
Kamper and Fennema, 1984; Biquet and Labuza, 1988), in-
creasing a,,,induced an increase in WVTR. For the same dif-
ferential relative pressure across the film (DHR = lo? 1%) at
3o”C, increasing the mean a, of the film from 10 to 90% led
to a fifty-fold increase in WVTR. The high plasticizing effect
of water on gluten film has been demonstrated with sorption
and mechanical measurements. At high a,.,, extensive swelling
of the protein network with water probably enhances water
molecule diffusion and such films would clearly not be effi-
cient water vapor barriers. The effect of a, or water content
on WVTR in gluten film was more complex when temperature
1
0.000 0.0 0.2 0.4 0:6 0.8 1.0
was taken into account (Fig. 8). At 5°C increasing the a, had
a moderate effect on WVTR, with the slope relatively constant
and low. At 3O”C, the curve had two stages. For a, 0 to 0.8,
Water activity it had a relatively low slope and at a, > 0.8, a steep slope.
Fig. 8-Water vapor transmission rate through wheat gluten film At 5O”C, there was a significant increase in WVTR at relatively
exposed to a constant relative humidity gradient (10 c 1%) as low a,,,and at a,,,0.6, the WVTR remained constant and very
a function of average water activity of the ftim at 5, 30 and 50°C. high. We calculated permeability from the WVTR resulted
from the fact that the differential pressureacrossthe film changed
with temperature fluctuations. At 3o”C, permeability was 1.1
of the gluten film changed from elastic to viscous. In the high at 0.50 a, and 8.2 g.mm/m*.mmHg.24 hr at 0.93 G. We were
hydration range, water-polymer interactions probably devel- unable to evaluate the diffusion coefficient from the standard
oped to the detriment of polymer-polymer bonds (Barrie, 1968). water vapor permeability test and sorption results. Water sorp-
As a consequence of the rupture of the interchain bonds, the tion isotherms were highly non-linear and in the high a,,,range,
protein chains became more mobile and the gluten protein net- water content dropped very rapidly with comparatively small
work lost cohesiveness and elasticity. decrease in a,,, (Fig. 1). Schwartzberg (1985) observed that
However, it was difficult to interpret the temperature de- mass transfer resistance in adjacent gas layers was not sepa-
pendance of the effect of hydration on mechanical properties rated from that of the film itself. Thus the estimated water
of gluten film in terms of disruptive water-polymer hydrogen content of upstream and downstream surfaces of the film from
bonding in a polymer hydrogen-bonded network. The critical sorption measurementsshould be respectively higher and lower
role of water as plasticizer of gluten film appeared to be highly than the actual surface water contents. Thus, calculated dif-
temperature dependant. According to Levine and Slade (1987) fusion coefficients might be substantially underated.
and Slade et al. (1989), the structure/property relationships of As for the mechanical properties, glass transition could ex-
hydrated proteins, and particularly of gluten, could be better plain the discontinuous behaviour of the gluten film WVTR in
understood through the theories of glass transition used in pol- response to changes in moisture content and/or temperature.
ymer science, in terms of critical variables of time, temperature The anomalous diffusion behaviour of glassy polymers may be
and moisture content. Glass transition is typically described as directly related to the influence of the changing polymer struc-
a transition from a brittle glass to a highly viscous or rubbery ture on solubility of the penetrant and diffusional mobility of
solid. It is well established that plasticization by water affects the penetrant (Crank, 1975).
the glass transition temperature of amorphous or partially crys- Our study clearly demonstrated that a, and temperature were
talline proteins such as gluten (Hoseney et al., 1986), gelatin crucial parameters in gluten films and water plasticized films
(Yannas, 1972; Marshall and Petrie, 1980), collagen (Batzer in general. The a,,,when structure/property modifications oc-
and Kreibich, 1981) and elastin (Kakivaya and Hoeve, 1975; curred in the gluten film, moved upward in the RH spectrum
Scandola et al., 1981), thus resulting in a drop in the glass as temperature decreased. Based on mechanical and water va-
transition temperature. Water, which is a low molecular weight por transmission measurements, this important modification
component, increases free volume allowing increased back- occurred at 30°C and 0.7-0.8 a, at 50°C and 0.5-0.6 a,,,and
bone chain segmental mobility. Gluten is a highly amorphous at 5°C when a, was higher than 0.8. Below these a,-temper-
multipolymer system, which is water plasticizable but not water ature dependant values, the wheat gluten film retained rela-
soluble (Hoseney, 1986; Slade, 1984; Slade et al., 1989). Ac- tively good mechanical and water vapor barrier properties.
cording to the graph of glass transition temperature vs water
content of gluten presented by Hoseney at al. (1986), the glass
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Volume 58, No. 1, 19934OURNAL OF FOOD SCIENCE-21 1

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