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POLYURETHANE CHEMISTRY
2.1 Definition
Polyurethanes are a broad class of polymers which have the urethane linkage as the
common feature.
H O
I II
----- N------C----- O------
Urethane linkage
However the urethane linkages constitute only a portion of the total number of
monomers.
The initial discovery o f polyurethane was made by Otto Bayer and his coworkers of
alternating rigid and flexible segments. They exhibit properties characteristic o f cross
Chapter 2 5
linked elastomers over a wide temperature range and can be processed by techniques
used for plastics and fibres. They are a unique class o f thermoplastic material. Due to
the different polarity and chemical nature o f the rigid and flexible segments, they tend
to separate into two phases referred to as soft and hard phases. The structure of a
-Soft Segment
Hard Segment T
The soft segment is either polyester, polyether or polyalkyl glycol with a molecular
that has been chain extended with a low molecular weight diol. The hard segments in
polyurethane block copolymers particularly affect the modulus, hardness, and tear
Chapter 2 6
strength and determine the upper use temperature by their ability to remain associated
tensile strengths are obtained by the use of the most rigid, bulky and symmetrical
ability of the polymer chains to align themselves and will clearly affect the
used. 5 The flexible (soft) blocks primarily influence the elastic nature of the product
and its low temperature performance, and they also make important contributions
between the soft and hard segments. It has been reported that in polyester and
hydrogen bonds with the oxygen atoms o f ether or ester linkages causing partial phase
mixing. 6 To avoid the probability of hydrogen bonding between the two segments,
separation.
The most important and widely used synthetic route for the preparation of
growth polymerization.
temperature, in order to keep the reactants molten. This method is thus limited to the
Chapter 2 1
The widely used pre-polymer method is shown in Fig. 2.2. The diisocyanate and
polyol are reacted to form an intermediate polymer, called the prepolymer. This
prepolymer is then converted into the final polyurethane by reaction with a diol as
chain extender.
Polyol
H O H
II Polyester or II I
OCN -O - Polyether - O '— C — N — E 3— NCO
Urethane Urethane
group group
Prepolymer
Polyurethane with
Polyurethane with
urethane linkages
urea linkages
together the polyol, diisocyanate, and chain extender (in the presence o f catalyst). The
major problem here appears to be balancing of the reaction rates of the backbone
the isocyanate group are possible. A detail description o f isocyanate chemistry has
at the carbon atom in the isocyanate group, as shown in equation 2.2 for the reaction
V ? (2.2)
R —N = C = 0 R -N C— O R
t t
H _ ° - w
The product of this reaction is a carbamate ester linkage, which is more commonly
known as urethane linkage. Isocyanates can also react with amines in a similar
H O H
R—N = c = o + R N H Z ----------► R — N— t!— N—Rf' (23)
H O
R -N C O | II
+ ------------► R —N— C— OH ---------- ► R — NHZ + C02 (2-4)
H-OH
The amine then reacts rapidly with additional isocyanate to form urea linkage.
carbodiimides. Both the urethane and urea linkages are capable of nucleophilic attack
Chapter 2 10
R-— NCO ✓
+ — o — R
(2.5)
H O c=o
/ I II ✓
R— N c— o— R fjt— H
R
Allophanate
R — NCO , ?r , — C— N— R (2.6)
c=o
H O H I
/ 1 1 1 / N— H
R— N — C— N— R
R
Biuret
The direction and type of urethane reaction is governed by the catalyst used and the
reaction conditions.Tertiary amines and alkyl tin compounds are the most commonly
used catalysts. The tertiary amines catalyse both the hydroxyl-isocyanate reaction as
well as the water-isocyanate reaction. Alkyl tin catalysts, on the other hand, are
catalysts are more effective than amines for producing polyurethane elastomers.
intermediate active complex o f the isocyanate and the tertiary amine. After the
hydroxyl group is added, the intermediate complex rapidly rearranges to the urethane
linkage.
C h a p te r 2 11
h —o —r ^
//
A OR
// / J, / [ _
1— C = 0 + R —OH —*» R-NH— C — 0
| |
+nr3 + NRS + NR,
H O
/ I
R-N— C-OR/ + NR
hydroxyl group and then the isocyanate group. While the exact mechanism is not
R—NCO
4- X ^ + 2 y O —C- =N—R
Sn
R - oh
x / x o-h
+
l
SnXj R
X. +2/ 0 = C = N - r H O
X Sn ( / / I II /
R— N - C - O - R + SnX,
x/v>o^w
i , H
R'
Chapter 2 12
segments. The hard (rigid) segment consists o f a diisocyanate chain extended with a
low molecular weight diol or diamine. The soft (flexible) segment is a long chain
macro glycol. The common materials used in polyurethane synthesis are described
below.
has superior reactivity, and polymers based on MDI may possess better physical
also result in high performance polymers, but at a higher cost than MDI based
NCO
NCO NCO
O CN NCO
The soft segment polymers are hydroxyl terminated polymers with molecular weights
usually in the range of 600 to 3000 and glass transition temperatures well below
ambient temperature.
are susceptible to hydrolytic cleavage o f the ester linkages. The polyether that results
(PTMO). Urethanes prepared with this soft segment show a level o f mechanical
1,4-polybutadiene glycol
Chapter 2 14
results in a polymer that may not exhibit microphase separation and may possess very
when reacted with the diisocyanate, results in high molecular-weight hard segment, is
physical properties.
diamine, 4,4'- methylene bis (2-chloroaniline), ethylene glycol and 1,6-hexane diol.
The modification o f polymers has always been attractive. The primary aim o f
i) Structural modification or
groups to a polymer. This can be initiated by various methods like ionic initiators,
polyurethane backbone.
ethylene oxide.
In the last 20 years, many studies15"19were carried out with macroazo initiators
AA Ai
(MAI) for preparing various block ' and graft ’ copolymers via conventional
azo groups per chain were prepared via a two-step reaction procedure using 2,2-
a,w-hydroxypolycaprolactone(PCL).
0-25 °C
mOH-Ra-OH 0-35° C
H H H
9H) CHj
R1' CH2 6— ; R2 - ; R3 ; — CH^— CH— 0— CH,— CH—
CN
Polyurethane miferter thus prepared were used to polymerize vinyl monomers viz
both molecular weight and conversion increased with increasing polymerizing time,
and hence the polymerization proceeded via “living” radical mechanism. They also
reported the use of PU iniferter synthesized from equal moles of MDI and TPED, to
polymerize acrylonitrile through a living radical mechanism. Through the use of this
the presence of MMA and St yielded high molecular weight PMMA homopolymers
treating them with triethylamine. PUMI was synthesized from MDI, PTMG and
HO NCO
| eo °c
TPED 30 »C
DBTDL
Ph Ph
PUMI
MMA, 75 ' C
initiator, TPED, was also reported by Wang et al.33 Isocyanate terminated prepolymer
was first prepared by reacting MDI and PTMG in DMF at 80-85 °C for 2.5h, which
was then chain extended with TPED solution (in DMF) at room temperature using
was added to the above solution and stirred at 70-75 °C for 5h to synthesize PU-
polyvinyl block copolymers. Three types of PU-polyvinyl block copolymem viz PU-
NCO X- Pdymer
OH
HO R<^NCO X: Hydroxy, Amino, etc
OH,
^ //
4-(2-hydroxyethoxy)phenyt2-
(2-hydroxy-2-propyf)ketone(HPPK)
hv
ABA type Blockcopolymers
Vinyl monomers
polyester polyol and 2,4-toluene diisocyanate and end caped with phenol. Then by a
(TDI).
PTMO 2000 (polytetramethylene oxide) and MDI in 1:2 molar ratio with
(DMAc).
Novel poly (ester-urethane) block copolymer has been synthesized by the use
hard segment and L-Lysine methyl ester diisocyanate (LDI) as the junction unit This
was reported by Andrade et a l +0. Reaction of the PHO diol, PHB diol and LDI at a
ratio of 1:12 in the presence of DBTDL as catalyst formed the block copolymer,
principle, graft copolymer is a branched copolymer with the main chain and branches
methacrylate (MMA) and 2-hydroxy ethyl methacrylate (HEMA) was prepared in the
first stage. The hydroxyl groups were the reactive sites for coupling with terminal
by reaction between polypropylene glycol (PPG) and toluene diisocyanate (TDI). The
coupling reaction between the back bone hydroxyl groups and the polyurethane
terminal isocyanate groups was carried out in a third step. The sequence o f these
REACTION 1
f
i T 3
9 +
H
nX-^
f
CH3
I
^
»
H
- 4j -- Cc
CH,
r
9
H
JmL Y
?H S
I
1 [ c - __o —
1 i
•X
•o-
H 0=0 H c=o ij
O
C=i
II
I I
0 o 0 0
1
CHS I CHj
ch2 ch5
1 1
ch2 CH„
T *
OH OH
MMA
HEMA P(MMA-co-HEMA)
REACTION 2
C H ,^ NCO
y H O .~j~“" c—c—
I I
-O-J-OH
H H
OCN
PPG TDK2.4/2.6 isomer)
(NCO) HO
H1
Ht
•c- ~°4r°" 0H
-N—1^ — c
2n-
H 0
n
V i)
NCO (OH)
PU
Chapter 2 22
REACTION 3
P(MMA-co-HEMA) PU
H CH3 CH,
-c—c- C— C
i i ■ fe t I
H C=0 H C=0
I
0 0
1 1
CHg CH,
I 2
CH,
I
O
c=o
H,c NH
c=o
I
0
I---- 1-----1
HC— CH,
1 3
CH,
o
1______ I
x
(PMMA-g-PU)
S ch e m e 2.4
stoichiometric excess o f MDI with PPG and BD. Phenoxy polymer was then grafted
onto the polyurethane by coupling the hydroxyl groups on the phenoxy polymers with
REACTION 1
DMSO
MDi (Sfiochiomebic excess) + BD + PPG — 5----------------- ► OCN -~ ^ s / P U -^ ^ v^ N C O
90°C/4h
REACTION 2
Phenoxy polymer
T-12, 50°C/5h, THF
NH
<>
x+y=n PU
<>
NCO
Polyurethane-g-phenoxy polymer
Scheme 2.5
acrylamide, methyl methacrylate and methacrylonitrile were then grafted onto the
benzoyl peroxide were used as initiators. Gujral49 also reported the grafting of
presence o f AIBN.
urethane proton with sodium hydride and then reacting this with an unsaturated alkyl
and acrylolchloride. These polyurethanes were then grafted with methyl acrylate,
Adibi et a l 55, also metallated polyurethane with sodium hydride, NaH. This
polymerization.
polyols. Many of the publication in this area are in the patent literature. H itachi56
patented the grafting o f polybutadiene with acrylonitrile and the incorporation o f this
polyesterpolyoL, poly (ethylene itaconate), and reacted this with PTMO and MDI to
form the polyurethane. This was then grafted with octyl acrylate. Itaconic acid was
also used as the source o f unsaturation by Takai.58 They synthesized a polyester diol
from adipic acid, itaconic acid and 1,4-butane-diol. Polyurethanes were then
synthesized with this poly-ester diol, MDI and ethylene glycol. It was then grafted
two different methods: ceric salt initiation and controlled oxidation. With ceric salt
initiation, the grafting took place mainly at the hard segment while controlled
majority of the chains functionalized at the chain end with a diol-group. This
OH OH
Thioglycerol (TG )
T G /A IB N PM M A
nMMA
EtOH/THF
PM M A
2 + BD P (U -g-M M A )
OH OH
Scheme 2.6
Chapter 2 26
A halogenated polyether urethane was grafted using transition metal
compounds by Bamford and Middleton .62 The urethane proton was replaced with a
halogen atom by reaction with acidified aqueous hypochlorite or hypobromite
solution. Mn2(CO)io and Re2(CO)io were used to graft methacrylic acid, acrylic acid,
hydroxyl propyl methacrylate, hydroxyl ethyl methacrylate and methylmethacrylate to
the polyurethanes.
Kazama et a l 63 reported the synthesis of polyurethane-based graft copolymem
with uniform size polyether and polyamine segments. Polytetrahydrofuran and poly
(N-t-butyl aziridine) having diol end groups were synthesized. The subsequent
polyaddition reaction of poly THF and poly TBA with MDI follwed by chain
extension with BD, produced polyurethane/polyether and polyurethane/polyamine
graft-copolymers possessing uniform-size poly (THF) and poly (TBA) graft segments.
Kazama et a l 64 also reported the synthesis of polyurethane-polysiloxane graft
copolymers using uniform-size poly-dimethyl siloxane (PDMS) with diol end groups.
They synthesized a series of uniform-size poly-dimethyl siloxanes with diol end
groups, by hydrosilylation of PDMS containing a silane end group with 3-allyloxy-
1,2-propane diol. The polyurethane-polysiloxane graft copolymer was then
synthesized by two different methods: polyaddition of uniform-sire PDMS having a
diol end group to MDI, followed by chain extension with BD, and polyaddiation of
BD and MDI followed by chain extension with uniform sire PDMS having a diol end
group.
Mekras et al 65 reported the successful copolymerization of a unsaturated
polyurethane based on MDI, erythrol and BD with acrylic acid in the presence of
AIBN as the initiator.
Chapter 2 27
hydroxyethyl acrylate, 2- hydroxyethyl methacrylate and vinyl acetate onto ether type
PMMA
in itia to r
PUGMM + MMA
PMMA
Scheme 2.7
radiation under nitrogen from a Co60 source to a total dose of 0.5 Mrad. Varied
Chapter 2 28
grafting yields were realized by increasing the exposure time of the polymer to the
polyurethane samples were prepared by mixing the polyol and macrodiol polybutyl
acrylate in appropriate ratio in THF. Trimethylol propane was used as the cross
linking agent. A calculated quantity of toluene diisocyanate was added to the system
for an isocyanate index (NCO/OH eq. ratio) o f 1 and mixed well at room temperature
functionally has been prepared and formulated into PU methacrylate elastomer using
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