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doi:10.1093/intqhc/mzaa128
Advance Access Publication Date: 15 October 2020
Systematic Review
Systematic Review
Abstract
Purpose: The aim of this systematic review was (i) to assess whether electronic audit and feed-
back (A&F) is effective in primary care and (ii) to evaluate important features concerning content
and delivery of the feedback in primary care, including the use of benchmarks, the frequency of
feedback, the cognitive load of feedback and the evidence-based aspects of the feedback.
Data sources: The MEDLINE, Embase, CINAHL and CENTRAL databases were searched for articles
published since 2010 by replicating the search strategy used in the last Cochrane review on A&F.
Study selection: Two independent reviewers assessed the records for their eligibility, performed
the data extraction and evaluated the risk of bias. Our search resulted in 8744 records, including the
140 randomized controlled trials (RCTs) from the last Cochrane Review. The full texts of 431 articles
were assessed to determine their eligibility. Finally, 29 articles were included.
Data extraction: Two independent reviewers extracted standard data, data on the effectiveness and
outcomes of the interventions, data on the kind of electronic feedback (static versus interactive) and
data on the aforementioned feedback features.
Results of data synthesis: Twenty-two studies (76%) showed that electronic A&F was effective.
All interventions targeting medication safety, preventive medicine, cholesterol management and
depression showed an effect. Approximately 70% of the included studies used benchmarks and
high-quality evidence in the content of the feedback. In almost half of the studies, the cognitive
load of feedback was not reported. Due to high heterogeneity in the results, no meta-analysis was
performed.
Conclusion: This systematic review included 29 articles examining electronic A&F interventions
in primary care, and 76% of the interventions were effective. Our findings suggest electronic
A&F is effective in primary care for different conditions such as medication safety and preventive
medicine. Some of the benefits of electronic A&F include its scalability and the potential to be cost
effective. The use of benchmarks as comparators and feedback based on high-quality evidence
are widely used and important features of electronic feedback in primary care. However, other
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E-A&F: a systematic review • Systematic Review 709
important features such as the cognitive load of feedback and the frequency of feedback pro-
vision are poorly described in the design of many electronic A&F intervention, indicating that
a better description or implementation of these features is needed. Developing a framework or
methodology for automated A&F interventions in primary care could be useful for future research.
Key words: quality of healthcare, clinical audit, medical records systems, computerized, primary health care, systematic review
Introduction Our inclusion and exclusion criteria and our search strategy
were based on the Cochrane review on A&F [3]. Our methods
Audit and feedback (A&F) is a well-known healthcare intervention
adhere to the Preferred Reporting Items for Systematic Reviews and
to improve the quality of care that can be defined as ‘any summary,
Meta-Analyses (PRISMA) guidelines [26] (see Appendix 1).
which was delivered to healthcare providers of their clinical perfor-
mance over a specific period in time’ [1]. A&F has been proven to
The 140 RCTs included in the Cochrane review were also added Results
to our search results [3].
Searches
A total of 12 054 records were identified through database screen-
ing. The 140 articles from the Cochrane review were also included,
Data collection and synthesis which resulted in a list of 8744 records after removing the duplicates
Selection of studies (see Figure 1).
After removing duplicates, the titles and abstracts were indepen-
dently screened by two review authors (S.V.D.B. and D.S.) and were
classified as inclusion, doubt or exclusion. The full texts of all arti-
Data collection and synthesis
cles that were classified as doubt and inclusion were obtained. Two Selection of studies
review authors, both medical doctors with experience in conduct- In total, 8313 records were excluded, mostly because there was no
ing A&F interventions (S.V.D.B. and D.S.), independently read all (electronic) A&F intervention or because they were not conducted in
full manuscripts and reapplied the inclusion criteria. If there was a primary care setting. A total of 431 full-text articles were assessed
still no consensus or if doubt remained after reading the full text, for eligibility, and 402 articles were excluded (see Figure 1). The
showed the greatest impact while the use of benchmarks gave no as medication safety and preventive medicine. For these conditions,
significant difference [37]. However, Hayashino et al. used the aver- the A&F interventions mostly targeted processes of care instead of
age of the 10% best performers as benchmark according to the outcomes. This could be a potential explanation for their effective-
Achievable Benchmark of Care method to improve the quality of ness because process measures are directly actionable while outcome
care for diabetes [41]. Finally, Gerber et al. nearly halved the inap- measures are affected by different factors that are beyond the control
propriate prescribing of broad-spectrum antibiotics to children [45]. of health providers [22, 48, 59]. Thus, electronic A&F interventions
(See Tables 1, 2 and 3) targeting processes of care may be more effective, as the health pro-
fessionals receiving the feedback also have the ability to implement
improvements. Furthermore, our review indicated some of the ben-
Discussion efits of electronic A&F in primary care: (i) A&F can be deployed
Principal findings and comparison with previous work (inter)nationally, drastically increasing the number of patients for
This systematic review identified 29 articles describing an electronic whom quality of care can be improved [32, 33, 37], (ii) A&F can
A&F intervention in primary care. Overall, 22 studies (76%) showed be cost effective [30, 52] and (iii) A&F can target many different
an effect of the intervention on different outcome measures. All inter- conditions and procedures [32, 46, 47, 50].
ventions targeting medication safety, preventive medicine, choles- However, our review also confirms that there is insufficient
terol management and depression were effective. Eight (27.5%) of research on implementation to further the field and build on existing
the electronic feedback interventions were interactive, while 21 stud- knowledge [60]. Previous work showed that feedback is best when it
ies (72.5%) used static electronic feedback. Approximately 70% of is provided more than once, and our findings indicate that this was
the included studies used benchmarks and high-quality evidence in only the case in 58.5% of the included studies. However, the use
the content of the feedback. There was high heterogeneity in the of benchmarks and evidence-based feedback in approximately 70%
results, making a meta-analysis unreliable. of the electronic feedback interventions shows a promising trend in
Our findings suggest that electronic A&F is effective for improv- the implementation of these 2 hypotheses on the content and deliv-
ing the quality of care for different conditions in primary care such ery of feedback. After all, observational research has shown that
712
Type of
Study ID (first Study targeted Targeted health
author, Year) design behavior Primary outcomes Type of interventions compared Clinical condition professional
M. Bahrami, CRCT Compliance The proportion of patients whose Group 1 received a copy of SIGN Management of Dentist
2003 with the treatment complied with the Guideline and an opportunity to unerupted and
SIGN guideline attend a postgraduate education impacted third
guideline course. Group 2 received A&F. molar teeth
Group 3 received a CAL package.
Group 4 received A&F and CAL
P. Elouafkaoui, CRCT Prescribing Total number of antibiotic items Control (no A&F) versus (i) indi- Infections Dentist
2016 antibiotics dispensed per 100 NHS treatment vidualized graphical A&F or (ii)
claims individualized graphical A&F plus
a written behavior-change message
J. S. Gerber, CRCT Prescribing (i) Change in broad-spectrum antibi- One 1-hour on-site clinician edu- Acute respiratory GP
2013 antibiotics otic prescribing and (ii) change cation session followed by 1 year tract infections
in antibiotic prescribing for viral of personalized, quarterly A&F of
infections prescribing for bacterial and viral
acute respiratory tract infections
versus usual practice
Y. Hayashino, CRCT Improving The rate of patient drop-out. Usual care versus a disease manage- Diabetes care GP
2015 the techni- Despite the process of diabetes ment system of monitoring and
cal quality care was evaluated providing feedback on the qual-
of dia- ity of diabetes care, reminders
betes for regular visits and lifestyle
care modifications
L. G. RCT Prescribing Prescribed DDD of antibiotics to Quarterly updated personalized Infections GP
Hemkens, antibiotics any patient per 100 consultations prescription feedback versus physi-
2017 cians in the control group who
received no material
T.A. Holt, CRCT Prescribing Proportion of patients eligible for Feedback (reminders) versus usual Atrial fibrillation GP
2017 OACs OACs who were prescribed an care
OAC at the end of the intervention
period
Van den Bulck et al.
Type of
Study ID (first Study targeted Targeted health
author, Year) design behavior Primary outcomes Type of interventions compared Clinical condition professional
N. H. McAl- CRCT Hypertension Percentage of patients with a dias- Usual care versus computer- Hypertension GP
ister, manage- tolic pressure of 90 mm Hg or less generated feedback
1986 ment at last visit
D. R. Murphy, CRCT Reduce Time to documented follow-up for Electronic triggers applied on Colon, prostate and Physicians, physi-
2015 delays in colon cancer, prostate cancer and EHR data repositories versus no lung cancer cians assistants,
diagnostic lung cancer electronic triggers nurse practitioners
evaluation
for three
types of
cancer
M. S. Patel, CRCT Prescribing The change in the percentage New statin prescription rates for Hyperlipidemia Primary care
2018 statins of patients eligible for statin usual care with primary care providers
prescription providers receiving an active
choice intervention with and with-
E-A&F: a systematic review • Systematic Review
CAL, computer-aided learning; CRCT, cluster randomized controlled trial; DDD, defined daily dose; LQIC, local quality improvement collaboratives; NHS, National Health Service; OAC, oral anticoagulant; PS, parenteral
713
steroid; SIGN, Scottish Intercollegiate Guidelines Network; UTI, urinary tract infection.
Type of Targeted
Study ID (first targeted Clinical health
author, year) Study design behavior Primary outcomes Type of interventions compared condition professional
O. P. Almeida, CRCT The care for A composite measure of clinically The intervention consisted of a Depression GP
2012 patients with significant depression (Patient practice audit with personal-
depression Health Questionnaire score ≥ 10) ized automated audit feedback,
and self-harm or self-harm behavior (suicide printed educational material, and
behavior thoughts or attempt during the 6-monthly educational newslet-
previous 12 months) ters.Control physicians completed
a practice audit without individ-
ualized feedback and 6-monthly
newsletters describing the progress
of the study
A. J. Avery, CRCT Medication The proportions of patients at 6 Computer-generated simple Medication GP
2012 errors months after the intervention who feedback (control) versus a safety
had had any of three clinically pharmacist-led information tech-
important errors nology intervention, composed of
feedback, educational outreach,
and dedicated support
B. Bonevski, RCT Preventive Smoking and benzodiazepine use Intervention received a comput- Preventive GP
1999 medicine sensitivity, specificity, and over- erized feedback system; control medicine
all accuracy and whether blood group was given usual care
pressure and cholesterol screening
levels were obtained
C. A. Estrada, CRCT Improving ‘Acceptable control’ and ‘optimal A multi-component intervention Diabetes Primary care
2011 diabetes control’ of diabetes including Web-based CME, per- physicians
control formance feedback and quality
improvement tools versus usual
care
T. L. Guldberg, CRCT Quality of type Prescriptions for type 2 dia- To receive or not to receive elec- Type 2 GP
2011 2 diabetes betes, measuring of HbA1c tronic feedback on quality of diabetes
care and cholesterol and visits to care
ophthalmologists
B. Guthrie, CRCT Safety of Proportion of patients included in Three arms: ‘usual care’ (= emailed Safety of GP
2016 prescribing one or more of the defined six educational material with sup- prescribing
individual secondary outcomes port); usual care plus feedback on
(denominator) who receive any practice’s high risk prescribing;
high risk prescription (numerator) usual care plus the same feedback
incorporating a behavioral change
component
(i) Full feedback intervention,
W. Y. Lim, CRCT Prescribing The percentage of prescriptions with Errors in Primary care
(ii) partial feedback intervention or
2018 medication at least one error (error versus no prescribing prescribers
(iii) usual care as control
error)
J. A. Linder, CRCT Prescribing The primary outcome was the The ARI Quality Dashboard, an Acute res- Primary care
2010 antibiotic intent-to-intervene antibiotic pre- EHR-based feedback system versus piratory physicians
scribing rate for acute respiratory usual care infections
infection visits
Van den Bulck et al.
Type of Targeted
Study ID (first targeted Clinical health
author, year) Study design behavior Primary outcomes Type of interventions compared condition professional
J. W. Mold, RCT Preventive The number of practices implement- Intervention practices received per- Preventive Clinicians
2008 medicine ing one or more evidence-based formance feedback, academic medicine
processes and the total number of detailing, a practice facilitator,
processes implemented and computer support to feedback
and benchmarking (= control)
G. Ogedegbe, CRCT Blood Pressure The rate of BP control at 12 months, Intervention patients received edu- Hypertension GP
2014 control defined as mean BP < 140/90 mm cation, home BP monitoring and
Hg (or mean BP < 130/80 mm Hg lifestyle counseling. Intervention
for those with diabetes mellitus or physicians attended hypertension
kidney disease) case rounds and received feedback
on their patients’ home BP read-
E-A&F: a systematic review • Systematic Review
Table 2 (Continued)
Type of Targeted
Study ID (first targeted Clinical health
author, year) Study design behavior Primary outcomes Type of interventions compared condition professional
I. Urbiztondo, CRCT Prescribing The change in the proportion of Intervention (evidence-based online respiratory GP
2017 antibiotics patients treated with antibiotics for feedback) versus control (no expo- tract
respiratory tract infection sure to the evidence-based online infections
feedback)
D. Vinereanu, CRCT Use of oral The change in the proportion Intervention consisting of two com- Atrial Health care
2017 anticoagulant of patients treated with oral ponents (education and regular fibrillation providers
medication anticoagulants monitoring and feedback) versus
in atrial usual care
fibrillation
W. C. Wad- CRCT Smoking Changes in clinician referrals in both Comparing the impact of 6 Smoking Clinicians
land, cessation intervention and control groups quarterly feedback reports (inter- cessation
2007 vention) with that of general
reminders (control)
N. Winslade, RCT Provision of The number of hypertension/asthma Pharmacy-specific performance feed- Asthma and Pharmacist
2016 professional services billed per pharmacy and back reports versus no feedback hypertension
services and percentage of dispensing to nonad- reports
the quality herent patients over the 12 months
of patients’ postintervention
medication
use
ACE-I, angiotensin-converting enzyme inhibitor; ARI, acute respiratory infection; BP, blood pressure; CME, continuing medical education; CRC, colorectal cancer; CRCT, cluster randomized controlled trial; CVD,
cardiovascular disease; DM, diabetes mellitus; LDL, low-density lipoprotein; NSAID, nonsteroidal anti-inflammatory drug.
Van den Bulck et al.
Conclusion
This systematic review included 29 articles that examined electronic
Figure 2 Risk of bias summary.
A&F interventions in primary care, and 76% of the interventions
were found to be effective. Approximately 75% of the studies pro-
vided electronic feedback without the ability to interact with it.
GPs prefer brief feedback interventions and reports with compar- Despite that the design of the electronic A&F interventions varied
isons and best practice guidelines [25]. In addition, according to widely, approximately 70% of the included studies used benchmarks
718
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