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216

3 A . Giddens
The Nation-State and Violence
pp . 399, Cambridge, Polity Press
1985, E19 .50 (h/b), ISBN 0 7456 0031 X

Reviewed by Bob Jessop

THIS IS the second volume of a projected


trilogy concerned with a contemporary
critique of historical materialism . This
particular volume focusses on the develop-
ment of the state and its culmination in the
reflexively monitored international system
of modern nation-states . Its value for
readers of Capital and Class is likely to be
found in four areas : the juxtaposition of
the capitalist determinations of modern
societies with two other main influences -
the development of industrialism and the
rise of the nation-state ; the focus on the
international dimension of state formation
in the sense that there is a mutual relation
of production between nation-states and
the international system ; its discussion of
the dimension of internal and external
violence in the state ; and its analysis of the
institutional bases of different social
movements . But readers may also be dis-
appointed that Giddens does not directly
confront Marxist theories of the state (as
opposed to the general evolutionary and
class-reductionist schema of historical
materialism), that he hardly touches on
the connections between the capitalist
economy and the modern state, that he
curiously neglects the modern welfare state
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Book Reviews

in favour of the modern warfare state, that states and the modern nation-state and 217
he glosses over differences among modern history is invoked largely to underpin the
capitalist states as well as among tradi- decisive break involved in the transition
tional states, and that he does not develop between these state forms . The absolutist
his arguments in relation to the more state occupies a crucial position in this
general theory of structuration with which regard . It has some modern features but it
he is so closely identified . Before amplify- remained traditional rather than modern .
ing some of these comments, let us briefly In discussing absolutism Giddens reverses
review the main arguments in this book . normal accounts by first focussing on the
Giddens's main criticism of historical emergence of a reflexively monitored inter-
materialism is that its positive contribu- national system of states (whose energising
tions to the analysis of modern societies force was changes in the organisation of
(notably in its discussion of capitalism) are war rather than in that of production) as a
located in an evolutionary theory which key indicator of the modernity of absolut-
leads Marxists to underestimate the fun- ism . But he also stresses the more general
damental discontinuity between capitalist development of the concept of sovereignty
societies and all preceding societies . His linked to the notion of centralised, im-
own work stresses this discontinuity . personal administrative power and the
Giddens also argues that capitalism is only dissolution of the traditional distinction
one of four key institutional orders in between city and countryside such that
modern societies and that historical the nation-state becomes the key `power
materialism is less incisive on the other container' and develops firm borders .
three orders . The latter are industrialism Giddens emphasises that traditional
(which historical materialism does not states are very different, as `social systems',
properly distinguish from capitalism), the from modern ones . Indeed their internal
extension of internal surveillance as the heterogeneity means that they are com-
key source of modern state power, and the posed of numerous societies . Moreover,
industrialisation of war . Thus, although although traditional states are able to gen-
Giddens strongly defends the concept of erate both authoritative and allocative
capitalist societies against sociological resources through the intersection of city
theorists of industrial society and does not and countryside, they remain fundamen-
simply restrict capitalism to the organisa- tally segmental in character and can sustain
tion of the economic sphere, he also criti- only limited administrative authority . That
cises historical materialist approaches as such states have frontiers rather than
inadequate to the task of analysing such boundaries indicates their relatively weak
societies . For these are always industrial, level of system integration . Indeed Giddens
always linked with the nation-state system, claims that traditional states did not actu-
and always associated with specific forms ally `govern', if this means to provide
of internal and external surveillance, con- regularised administration of the overall
trol, and violence . territory they claimed as their own . Their
Giddens correctly describes his text as policies were mainly limited to governance
typological and comparative . It does not of conflicts within the dominant classes
develop a theory of the state nor does it and/or within the main urban centres . This
provide detailed historical genealogies of overall lack of administration was com-
particular state systems . The key typo- pensated by sporadic resort to military
logical contrast is between traditional force .
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C&C 29--u
Capital & Class

218 We can develop this contrast between much broader scope for state intervention .
traditional (class-divided) and modern Fourthly, whilst property is not readily
(capitalist) societies by considering six alienable in class-divided societies, it is
points of comparison emphasised by highly mobile and fluid in capitalist soci-
Giddens . Firstly, whereas traditional eties . Fifthly, whereas labour markets are
societies have a ruling class (i .e . the largely absent in traditional societies, a
dominant class occupies the key political highly organised labour market exists in
positions) with limited governing capaci- modern societies . And, sixthly, whilst the
ties, modern societies have a governing main sanction over subordinate classes in
class which is relatively insulated from the traditional societies is the use of violence,
economically dominant class but whose in capitalist societies it is the economic
power is extensive . Secondly, although compulsion to work .
traditional societies do have classes, they For Giddens the rise of the modern state
do not have endemic class conflict . In is associated with (a) a centralised legal
contrast modern societies have such con- order, (b) centralised administration, (c) a
flict both in the workplace and in the state centrally organised taxation system articu-
system and their overall development is lated with a rational monetary system,
strongly shaped by their class relations . In (d) major innovations in military organis-
part this contrast is related to the form of ation reflected in the international state
economic organisation in traditional soci- system and the separation of external mili-
eties and in part to their lack of a broad tary force from internal policing, (e) the
public sphere . In the latter respect Giddens development of the modern nation in con-
claims that they lacked a discursive sphere junction with the nation-state, (f) the
for the articulation of generalised policies development of communication, informa-
and their integration with the systematic tion, and surveillance possibilities,
collation of information with the result (g) internal pacification through the
that those excluded from the political disciplinary society, and (h) the develop-
centre had limited opportunities to press ment of democracy in the sense of a plural-
their class (or other) demands . ist polyarchy and citizenship rights - as
Thirdly, economic and political life are the reciprocal of the enhanced surveillance
`severed' in traditional societies : the and the ideology of the general interest
economic existence of peasant communi- involved in the modern state .
ties is conducted independently of what In the last three chapters of his book
happens in the state . But these two spheres Giddens considers how the nation-state
are closely intertwined in modern societies system became global in the twentieth
but are also insulated from each other century . Among other elements which
through the dominance of the commodity receive detailed discussion are the indus-
form in the economy and the resulting trialisation of war (particularly under the
problems this poses for state intervention impact of two world wars), the world
by the modern state . This third point military order (with its super-power
should be understood in terms of the lack hegemony, arms trade, and military alli-
of a clearly demarcated economy in tradi- ances), the development of a capitalist
tional societies coupled with a restricted world economy, the rise of inter-
sphere of state action in contrast with the governmental organisations as a means of
clear institutional separation of the econ- consolidating the spread of nation-states,
omy in modern societies coupled with a the phenomenon of totalitarianism as an
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Book Reviews

ever-present possibility in all modern with his emphasis on the need to consider 219
nation-states, and the types of protest their four institutional orders as distinct
movement which develop in response to elements . In turn this raises the problem
the four key institutional orders of modern of how modern societies are successfully
society (capitalism, industrialism, the reproduced as capitalist societies . This
nation-state, and military and police force) . question does not mean that I am calling
In the last respect Giddens emphasises for a return to a class reductionist or func-
that no critical theory of modern society tionalist `capital logic' account . In many
which merely poses the choice between respects I find Giddens's criticisms of
capitalism and socialism can do justice to historical materialism compelling and his
the complexities and problems involved in insistence on the need to consider other
modernity . dimensions of the state is clearly right .
In many ways this book must be read in But I am asking Giddens to spell out what
conjunction with two other recent studies his approach implies for the expanded
by Giddens : A Contemporary Critique of reproduction of capitalism . Giddens ap-
Historical Materialism and The Constitution pears to adopt none of the usual non-
of Society . But this does not always resolve reductionist explanations : he has no
difficulties with the present book . Thus, concept of hegemony, global strategy,
although CcHM provides a more detailed dominant institution, or master discourse .
critique of Marxist theories of the capitalist Instead we seem to be faced with the con-
state, it remains the same limited connec- cept of a gradual co-evolution of four
tion between state and economy . This is different spheres without any serious
restricted to a general comment that the attempt to move beyond an historical
modern state has a key role in maintaining account to an analysis of system integration
the `insulation' of economy and state, that around the capitalist character of modern
the modern state is asymmetrically de- societies . Here one could have benefitted
pendent on the economy because it is a tax from a more specific application of
state, and that politicians have an interest Giddens's general theory of structuration
in securing the reproduction of capital . (e .g . as presented in TCS) to the state and
Thus Giddens does not explore the prob- capitalism .
lems involved in the modern state form for It should be noted that I am not asking
its functions for capital ; the structural or Giddens to develop a general theory of the
strategic selectivity of the state in class or modern state . For such a theory is impos-
non-class terms ; the limits to polyarchy ; sible . Giddens does succeed in providing a
the economic functions of the warfare general account of crucial historical and/
economy ; the rise of the welfare state (as or institutional preconditions for the rise
opposed to civil, political, and economic of the modern state and he provides an
rights) ; nor many other issues raised in interesting analysis of the fundamental
recent theories of the state from a Marxist discontinuities that this transition involves .
or state-centred perspective (on the latter, But in presenting his account of the mod-
see, for example, Evans et al, 1985) . ern state in genealogical and typological
In posing these questions I am influ- terms he reduces this state to a set of insti-
enced by Giddens's own insistence that tutions whose functions and implications
modern societies are capitalist societies . for capitalism are basically unclear . What
This implies a priority for their capitalist we have is an institutional analysis of the
character of such societies which fits ill state and an account of its institutional
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Capital & Class

220 logics as a system of administration, as a


site for industrialised warfare, and as a
component in the international order . But
these logics are not connected (even con-
tingently) with a detailed account of how
they affect the reproduction of capitalism .
That Giddens provides a broader-ranging
analysis than do orthodox Marxist texts is
to be welcomed . In this respect his book
represents a fundamental challenge to
historical materialism and a call to develop
a more wide-ranging and non-reductionist Steven Lukes
analysis of the state . But, for those working Marxism and Morality
within a historical materialist approach, it pp . 163, Clarendon Press, Oxford, 1985 .
is disappointing that Giddens gains addi- ISBN 0 19 876015
tional scope through neglecting fundamen-
tal questions about the expanded reproduc- Reviewed by C .J. Arthur
tion of capitalist societies . Let us hope that
these worries will be resolved in the final is concerned with what Marxist
THIS BOOK
volume on capitalism and socialism . theory has to say about morality . It also
addresses to some extent the alleged effect
References of this theory on `the moral record of
Marxism as a social movement and system
Evans B ., Rueschemeyer D . & Skocpol T ., eds of rule' . It concludes that the Marxist ethic
(1985) Bringing the State Back In (Cambridge, is disabling in certain crucial respects,
Cambridge University Press) .
notably its disregard for human rights,
Giddens A . (1983) A Contemporary Critique of
Historical Materialism (London, Macmillan) .
and that socialism should break with it .
Giddens A . (1984) The Constitution of Society The book contains three chapters outlin-
(Cambridge, Polity Press) . ing, and resolving, the `paradox' in Marx's
thought that moral criticism and exhorta-
tion is both rejected and adopted . There
follow chapters on `Justice and Rights',
`Freedom and Emancipation', and `Means
and Ends' . The book is thoroughly re-
searched and clearly argued . It poses a
considerable challenge to Marxist theory .
Although I think Marxism does have
conceptual resources with which to meet
it, it must be admitted also that most of
the work remains to be done .
Lukes resolves the above-mentioned
paradox by distinguishing the morality of
Recht (rights and duties) from the morality
of emancipation . The former is inherently
abstract and ideological . It springs from
material conditions predisposing individu-
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