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Stress Tensor
AE51003/AE61009: Applied Elasticity and Plasticity
Prasun Jana
Assistant Professor, Aerospace Engineering
IIT Kharagpur
1 Introduction
Motion and deformation of any solid body give rise to interactions between the material
and its neighboring material in the interior part of the body. One consequences of these
interaction is stress, which has physical dimension force per unit of area.
In this chapter, we would like to introduce the concept of stress within a solid body body
and discuss the properties of traction vector and stress tensor. Each provides a quantitative
method to describe both boundary and internal force distributions within a continuum solid.
Because it is commonly accepted that maximum stresses are a major contributing factor to
material failure, primary application of elasticity theory is used to determine the distribution
of stress within a given structure.
Related to these force distribution issues is the concept of equilibrium. Within a de-
formable solid, the force distribution at each point must be balanced. For the static case,
the summation of forces on an infinitesimal element is required to be zero, while for a dy-
namic problem the resultant force must equal the mass times the element’s acceleration. In
this chapter, we will also develop the equilibrium equations, which become another set of
field equations necessary in the overall formulation of elasticity theory. It should be noted
1
This lecture note should be used for reading purposes only. Many texts of this note may not be original;
are taken directly from some reference materials.
1
that the developments in this chapter do not require that the material be elastic, and thus
in principle these results apply to a broader class of material behavior.
∆F
t = lim .
∆A→0 ∆A
Here, t = t(x, n̂) represents the traction vector. For dynamic problems, t = t(x, t, n̂).
Notice that the traction vector depends on both the spatial location and the unit normal
vector to the surface under study. Thus, even though we may be investigating the same
point, the traction vector still varies as a function of the orientation of the surface normal.
2
Traction vectors acting on opposite sides of a surface element are equal and opposite (as
per Newton’s (third) law of action and reaction).
3 Stress tensor
There exists a Cauchy stress tensor (σ) which maps the normal to a surface to the traction
vector on that surface.
In other words, the traction vector on a plane passing through a given spatial point x
depends only on the unit vector n̂ to the plane.
têi = σêi (i = 1, 2, 3)
σ11 σ12 σ13 1 σ11
tê1 = σê1 = σ21 σ22 σ23 0 = σ21
and,
t−ê1 = −σ11 ê1 − σ21 ê2 − σ23 ê3
The positive stress components of the traction vectors têi are shown in Fig. 2. Vector
components on a negative face are just opposites of those on the associated positive face.
3
Figure 2: Positive stress components of the traction vector têi acting on the faces of a cube.
4
Figure 3: Considering symmetry of the stress tensor, sign convention used in the engineering
community for the positive stress components of the traction vector têi acting on the faces
of a cube.
5
Principle of angular momentum: Taking moment about an axis parallel to x3 axis and
passing through the center of the parallelepiped.
ΣMA3 = −σ21 (∆x2 ∆x3 (∆x1 /2)) − (σ21 + ∆σ21 )(∆x1 ∆x3 (∆x1 )/2) + σ12 (∆x1 ∆x3 (∆x2 /2))
+ (σ12 + ∆σ12 )(∆x1 ∆x3 (∆x2 /2)) + BM 3 (∆x1 ∆x2 ∆x3 )
= I33 α.
Where,
∂()
∆() = ∆xi
∂xi
BM 3 → Body moment per unit volume
α → Angular acceleration
1
ρ(∆x1 ∆x2 ∆x3 )(∆x1 2 + ∆x2 2 )
I33 =
12
Assuming no body moment (BM i = 0) and neglecting the higher order terms, we get
σ = (n̂ · t)n̂
6
Figure 5: Normal and shear stresses at position x.
τ = t − σ n as t = σ n + τ
Therefore,
p
|τ | = |t|2 − |σ n |2
p
= [[σ][n]]T [σ][n] − σn 2
p
= [n]T [σ][σ][n] − σn 2
Example
State of stress at certain point in a body is
2 4 3
[σ] = 4 0 0 MPA.
3 0 −1
1. Find t and σn on a plane that passes through the point and parallel to the plane
x1 + 2x2 + 2x3 − 6 = 0
′ ′ ′
2. If ê1 = 31 (2ê1 + 2ê2 + ê3 ) and ê2 = √1 (ê1
2
− ê2 ), Find σ12
7
Solution:
σ = n̂ · t
1h i 16
= 1 2 2 4
9
1
1
= [16 + 8 + 2]
9
= 2.89 MPa.
2. Primed components:
8
′ ′ ′
σ12 = ê1 · σê2
2 4 3 1
1 h i
= √ 2 2 1 4 0 0 −1
3 2
3 0 −1 0
7
= √
3 2
= 1.65 MPa.
σn̂ = λn̂
or
([σ] − λ[I])[n] = 0
To obtain the eigenvalues we must solve the characteristics equation of [σ],
λ 3 − I1 λ + I2 λ − I3 = 0
Here, the roots are λ1 , λ2 , λ3 . We call them σ1 , σ2 , σ3 . I1 , I2 and I3 are called stress invariants.
They do not change by changing the basis vectors.
I1 = tr(σ) = σ1 + σ2 + σ3
1
I2 = [(tr(σ))2 − tr(σ)2 ] = σ1 σ2 + σ1 σ3 + σ2 σ3
2
I3 = det(σ) = σ1 σ2 σ3
Since the [σ] is symmetric, eigenvectors form an orthogonal basis and eigenvalues are real.
The eigenvalues, σ1 , σ2 , σ3 are called principal normal stresses or principal stresses.
The corresponding three orthogonal eigenvectors are the principal directions of [σ]. Their
related normal planes are known as principal planes.
t = σn̂ev = λn̂ev
9
8 Extremal normal stress
8.1 Method 1: (Lagrange multiplier method)
Let the traction vector on an arbitrary oriented surface normal is t(x, n̂) = σ(x)n̂. We wish
to find the unit vector n̂ at x indicating the direction of maximum and minimum values of
normal stresses σn .
In order to obtain these maximum and minimum (or so called extremal) values of σn , we
may apply the Lagrange multiplier method and claim the stationary position of a functional
ζ to be
ζ(n̂, λ) = n̂ · σn̂ − λ(|n̂|2 − 1)
and
|n|2 = 1
0 0 σ3
10
Now, let us take any arbitrary plane and it’s associated unit vector (m̂) as
m̂ = m1 n̂1 + m2 n̂2 + m3 n̂3
0 0 σ1 m3
h i m1
= [σ1 m1 σ2 m2 σ3 m3 ] m2
m3
= σ1 m1 2 + σ2 m2 2 + σ3 m3 2
Now, m̂ is a unit vector, Therefore
m1 2 + m2 2 + m3 2 = 1
m1 2 = 1 − m2 2 − m3 2
Since,
σm = σ1 (1 − m2 2 − m3 2 ) + σ2 m2 2 + σ3 m3 2
= σ1 + (σ2 − σ1 )m2 2 + (σ3 − σ1 )m3 2
Now, for the extreme value of σm
∂σm /∂m2 = 2(σ2 − σ1 )m2 = 0
∂σm /∂m3 = 2(σ3 − σ1 )m3 = 0
For a general case
σ1 6= σ2 6= σ3
so m2 = 0 and m3 = 0
so,
m̂ = ±n̂1 (m1 = ±1)
Similarly, we can consider other two cases (by a suitable change in Eq.(2)) where we get
and these are the principal planes. Therefore, maximum and minimum normal stress lies on
the principal planes.
11
8.3 Method 3:
Following Method 2 (working along the three principal directions as the basis vectors) we
have
σ1 0 0
[σ] = 0 σ2 0 andm̂ = m1 n̂1 + m2 n̂2 + m3 n̂3 .
0 0 σ3
Without loss of generality, we can assume σ1 ≥ σ2 ≥ σ3
Hence,
σ1 ≥ σm
Also,
σm = σ1 m21 + σ2 m22 + σ3 m23 ≥ σ3 (m21 + m22 + m23 )
and
σm ≥ σ3
Therefore,
σ1 ≥ σm ≥ σ3
Thus, the maximum and minimum value of the principal stresses are the maximum and
minimum value of the normal stresses.
0 0 σ3
12
Take one arbitrary plane (the normal vector) as
Constraint condition:
m21 + m22 + m23 = 1
2
τm = [σ32 + (σ12 − σ32 )m21 + (σ22 − σ32 )m22 ] − [σ3 + (σ1 − σ3 )m21 + (σ2 − σ3 )m22 ]2
2
∂τm /∂m1 = 2m1 (σ12 − σ32 ) − 4m1 (σ1 − σ3 )[σ3 + (σ1 − σ3 )m21 + (σ2 − σ3 )m22 ]
= 2m1 (σ1 − σ3 ){(σ1 + σ3 ) − 2[σ3 + (σ1 − σ3 )m21 + (σ2 − σ3 )m22 ]}
= 2m1 (σ1 − σ3 ){(σ1 − σ3 ) − 2[(σ1 − σ3 )m21 + (σ2 − σ3 )m22 ]}
Similarly, we can get
2
∂τm /∂m2 = 2m2 (σ2 − σ3 ){(σ2 − σ3 ) − 2[(σ1 − σ3 )m21 + (σ2 − σ3 )m22 ]} = 0
1. m1 = m2 = 0 and m3 = ±1.
3. Similarly,
m3 = m1 = 0 and m2 = ±1.
which corresponds to the principal directions of the stress tensor. On these plane τ = 0.
Thus, on these planes the value of τ 2 is a minimum (in fact, zero).
13
1. Assume m1 = 0 and m2 = 0, which gives m2 = ± √12 and m3 = ± √12 .
14
10 Mohr’s circle of 3D state of stress
σn = n̂T σn̂
|τ |2 = |t|2 − σn2
= n̂T σ σn̂ − σn2
Think of the basic vectors along the principal directions.
σ1 0 0
[σ] = 0 σ2 0
0 0 σ3
and assume σ1 ≥ σ2 ≥ σ3 .
Take an arbitrary plane
m̂ = m1 n̂1 + m2 n̂2 + m3 n̂3 .
Then,
σm = m̂T σ m̂
= σ1 m21 + σ2 m22 + σ3 m23
2
τm = m̂T σσ m̂ − σm
2
Now considering σ1 ≥ σ2 ≥ σ3 ,
2
τm + (σm − σ2 )(σm − σ3 ) ≥ 0
2
τm + (σm − σ3 )(σm − σ1 ) ≤ 0
2
τm + (σm − σ1 )(σm − σ2 ) ≥ 0
15
Consider the first inequality:
2
τm + (σm − σ2 )(σm − σ3 ) ≥ 0
2 2
⇒τm + σm − σm (σ2 + σ3 ) + σ2 σ3 ≥ 0
2 2
2 2 σ2 + σ3 σ2 + σ3
⇒τm + σm − σm (σ2 + σ3 ) + − + σ2 σ3 ≥ 0
2 2
2 2
2 σ2 + σ3 σ2 − σ3
⇒τm + σm − ≥
2 2
Similarly, from other two inequalities we get:
2 2
2 σ1 + σ3 σ1 − σ3
τm + σm − ≤
2 2
2 2
2 σ1 + σ2 σ1 − σ2
τm + σm − ≥
2 2
1
= (σ12 + σ22 + σ32 ) − ((σ1 + σ2 + σ3 )/3)2
3
1
= [3(σ12 + σ22 + σ32 ) − (σ12 + σ22 + σ32 + 2σ1 σ2 + 2σ2 σ3 + 2σ1 σ3 )]
9
1
= [(σ1 − σ2 )2 + (σ2 − σ3 )2 + (σ3 − σ1 )2 ]
9
17
Therefore,
1p
τoct = (σ1 − σ2 )2 + (σ2 − σ3 )2 + (σ3 − σ1 )2 .
3
0 0 1
Or
σijM = σM δij
with,
σkk
σM = .
3
Deviatoric stress tensor:
[S] = [σ] − σM [I]
σ11 − σM σ12 σ13
= σ21 σ22 − σM σ23
σ31 σ32 σ33 − σM
18
Or
σkk
Sij = σij − δij .
3
The principle stress invariants of the deviatoric stress tensor:
σkk
J1 = Sii = σij − δii = 0
3
1
J2 = Sij Sji
2
J3 = det(S)
The characteristic equation of Sij is:
s3 − J2 s − J3 = 0;
Roots of this polynomial will give the principal values of the deviatoric stress tensor.
Let us consider a principal direction of n̂ of [σ] such that we have,
([σ] − λ[I])n̂ = 0
Now,
[S] = [σ] − σM [I].
[σ] = [S] + σM [I].
Hence,
([S] − (λ − σM )[I])n̂ = 0,
which demonstrates that n̂ is also a principal direction of [S] and the principla values of [S]
are given in terms of the principal values of [σ] by
Sq = σq − σM , (q = 1, 2, 3).
Note: The deviatoric stress tensor is very important in describing the plastic behavior (J2
plasticity) of metals. It can be shown that
1
J2 = [(σ1 − σ2 )2 + (σ2 − σ3 )2 + (σ3 − σ1 )2 ]
6
1
= (I12 − 3I2 )
3
1
= [(σ11 − σ22 )2 + (σ22 − σ33 )2 + (σ33 − σ11 )2 ] + (σ12
2 2
+ σ23 2
+ σ13 )
6
J2 I1 I13
J 3 = I3 − − .
3 9
19
13 Equation of equilibrium
The stress field in an elastic solid is continuously distributed within the body and uniquely
determined from the applied loadings. Because we are dealing primarily with bodies in
equilibrium, the applied loadings satisfy the equations of static equilibrium; that is, the
summation of forces and moments is zero. If the entire body is in equilibrium, then all
parts must also be in equilibrium. Thus, we can partition any solid into an appropriate
subdomain and apply the equilibrium principle to that region. Following this approach,
equilibrium equations can be developed that express the vanishing of the resultant force and
moment at a continuum point in the material. Consider a Infinitesimal parallelepiped (see
Fig. 8) representing a small element in the body subjected to a general system of stress
components together with the body forces.
Figure 8: Infinitesimal parallelepiped representing a small element in the body under general
loading. In this case, the stresses acting on the opposite sides of the cube are slightly different.
20
∂σ11 ∂σ21 ∂σ31
=⇒ (σ11 + − σ11 )dx2 dx3 + (σ21 + − σ21 )dx1 dx3 + (σ31 + − σ11 )dx1 dx2
∂x1 ∂x2 ∂x3
+ f1 dx1 dx2 dx3 = (ρdx1 dx2 dx3 )a1
∂σ11 ∂σ21 ∂σ31
=⇒ + + + f1 = ρa1
∂x1 ∂x2 ∂x3
Here, ρ is the density and f1 is the body force per unit volume along eˆ1 direction.
Similarly, resolving forces in eˆ2 and eˆ3 directions, we get
∂σ12 ∂σ22 ∂σ32
+ + + f2 = ρa2
∂x1 ∂x2 ∂x3
∂σ13 ∂σ23 ∂σ33
+ + + f3 = ρa3 .
∂x1 ∂x2 ∂x3
In matrix form, we can write
∂σij
+ fi = ρai .
∂xj
In vector form, we write
∇ · σ + f = ρa.
In the special case of static equilibrium, a = 0. Hence, we obtain,
∂σij
+ fi = 0.
∂xj
Above equation is termed as the equilibrium equation.
14 Exercises
1. Consider the stress matrix in the form
5x2 x3 3x22 0
[σ] = 3x22 0 −x1 MPa.
0 −x1 0
√
and find the components of the traction vector t at the point with coordinate ( 12 , 2
3
, −1)
on the surface x21 + x22 + 2x1 x3 = 0.
3 4 3
21
(a) Find the components of the traction vector t at the point on the plane whose
normal has direction ratios 3 : 1 : −2.
(b) Find the normal and shear components of t on that plane.
−4 1 2
3. The matrix of a stress tensor σ ij is 1 σ22 1 (in KN/m2 ) with σ22 unspecified.
2 1 0
(a) Determine σ22 so that the traction vector (t) on some plane (n̂) at the point will
be zero.
(b) Find the unit normal (n̂) for this traction-free plane.
14 0 −4
(a) Compute the principal stress components and the associated principal directions.
(b) Compute the maximum shear stress and the plane on which this maximum shear
stress acts.
5. (a) Find the values of σ22 and τn for the state of stress (plane stress) shown in Figure
9.
(b) At what value of θ the shear stress (τn ) on the plane will be zero?
τn σn =40+10 3 MPa
40 MPa θ=30
o
20 MPa
20 MPa
σ22
6. The non-zero scalar components, in the vector basis êi , of a stress tensor σ at any
point of a deformable body are given by σ11 = 10, σ12 = −10, σ22 = −10, and σ33 = 20
(all in MPa).
22
Sketch the 3D Mohr’s circles for this state of stress. Determine the maximum normal
and shear stresses in the body and their associated planes.
0 0 6
Determine the value of σ22 (or it’s range) for which at certain plane (n̂) the following
normal (σn ) and shear stress (τn ) pair is possible:
Case (i) σn = 4 MPa and τn = 1 MPa, and
Case (ii) σn = 10 MPa and τn = 0.
8. Find the traction vector, the normal and shear components on the octahedral plane
for a certain point at which the principal stresses are σ1 = 2 kN/cm2 , σ2 = α, σ3 = 11
kN/cm2 , where α is a constant. Determine α so that τoct is the maximum shear stress.
5 1 0
9. Split the stress tensor σ ij = 1 6 −2 (in MPa) into its hydrostatic (σM ij ) and
0 −2 8
deviatoric (Sij ) part.
Find the three stress invariants (I1 , I2 , and I3 ) of the stress tensor (σ ij ) if the eigenval-
ues of σ ij are given as σ1 = 4 MPa, σ2 = 5.7 MPa, and σ3 = 9.3 MPa. Also compute
the three stress invariants (J1 , J2 , and J3 ) of the deviatoric stress tensor (Sij ).
10. Given the following state of stress (σij = σji ) in a kinematically infinitesimal deforma-
tion,
determine the body force components for which the stress field describes a state of
equilibrium.
23