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4 CONTENTS
Module 1
Learning Objectives
• Understand stress as a description of internal forces transmitted in a material.
f
t = lim (1.1)
∆S→0 ∆S
If the cut had gone through the same point under consideration but along a plane with a
different normal, the stress vector t would have been different. Let’s consider the three stress
vectors t(i) acting on the planes normal to the coordinate axes. Let’s also decompose each
5
6 MODULE 1. STRESS AND EQUILIBRIUM
surface forces
n n
∆S
body forces
Figure 1.1: Surface force f on area ∆S of the cross section by plane whose normal is n.
t(i) in its three components in the coordinate system ei (this can be done for any vector) as
(see Fig.1.2):
t(i) = σij ej (1.2)
t(3)
x3 σ33
σ32 σ23
σ31
e3
x2
σ13 σ22
σ21
e1 e2
t(2) σ12
x1 σ11
t(1)
σij is the component of the stress vector t(i) along the ej direction.
t(−ei ) have been replaced with −t(i) using Newton’s third law of action and reaction (which
is in fact derivable from equilibrium): t(−n) = −t(n) . Enforcing equilibrium we obtain:
e3
−t(1)
−t(2) t(n)
n̄
e2
e1
−t(3)
The following relation: ∆Sni = ∆Si derived in the following mathematical aside:
∆S(n · ei ) = ∆Si
or
∆Si = ∆Sni
or
t(n) = n · e1 t(1) + e2 t(2) + e3 t(3)
(1.4)
The factor in parenthesis is the definition of the Cauchy stress tensor σ:
σ = ei σij ej (1.6)
with:
σ11 σ12 σ13
σij = σ21 σ22 σ23
σ31 σ32 σ33
Replacing in Eqn.1.4:
t(n) = n · σ (1.7)
or:
Concept Question 1.2.1. Compute the normal and tangential components of the traction
vector as a function of α.
C C
F e3 F
B A B e1 A
E E
e3 e2 e2
e1 D D
Let’s consider two cubes in different coordinate systems in Figures 1.4(a) and 1.4(b). These
cubes are comprised of faces A, B, C, D, E, F with the following outward normal for each
of the cubes:
Cube I: A → e2 , B → −e2 , C → −e1 , D → e1 , E → e3 , F → −e3 .
Cube II: A → −e2 , B → e2 , C → e3 , D → −e3 , E → −e1 , F → e1 .
1. Show the non-zero components on the surfaces of the two cubes in different coordinate
systems. Solution: Cube I : The first subscript of σ11 ans σ12 shows
that the outward normal is in the e1 direction, hence these components will be shown
on surfaces C and D in Figure 1.5(a).
The outward normal on surface C is in the negative e1 direction, hence the denominator
in the relation 1.1 (see notes, chapter 1) is negative. Therefore on Figure 1.5(a):
The outward normal on surface D is in the positive e1 direction, hence the denominator
in the relation 1.1 is positive. Therefore on Figure 1.5(a):
The first subscript of σ21 and σ22 shows that the outward normal is in the e2 direction,
hence these components will be shown on surfaces A and B. The outward normal on
surface A is in the positive e2 direction, hence the denominator in the relation 1.1 is
positive. Therefore on Figure 1.5(a):
• The internal force has to be in the positive e1 direction to produce a positive σ21 .
• The internal force has to be in the negative e2 direction to produce a negative
(compressive) σ22
10 MODULE 1. STRESS AND EQUILIBRIUM
The outward normal on surface B is in the negative e2 direction, hence the denominator
in the relation 1.1 is negative. Therefore on Figure 1.5(a):
• The internal force has to be in the negative e1 direction to produce a positive σ21 .
• The internal force has to be in the positive e2 direction to produce a negative
(compressive) σ22
Cube II : The first subscript of σ11 ans σ12 shows that the outward normal is in the e1
direction, hence these components will be shown on surfaces E and F in Figure 1.5(b).
The outward normal on surface E is in the negative e1 direction, hence the denominator
in the relation 1.1 is negative. Therefore on Figure 1.5(b):
• The internal force has to be in the negative e1 direction to produce a positive
(tensile) σ11 .
• The internal force has to be in the negative e2 direction to produce a positive σ12
The outward normal on surface F is in the positive e1 direction, hence the denominator
in the relation 1.1 is positive. Therefore on Figure 1.5(b):
• The internal force has to be in the positive e1 direction to produce a positive
(tensile) σ11 .
• The internal force has to be in the positive e2 direction to produce a positive σ12
The first subscript of σ21 and σ22 shows that the outward normal is in the e2 direction,
hence these components will be shown on surfaces A and B. The outward normal on
surface A is in the negative e2 direction, hence the denominator in the relation 1.1 is
negative. Therefore on Figure 1.5(b):
• The internal force has to be in the positive e1 direction to produce a positive σ21 .
• The internal force has to be in the positive e2 direction to produce a negative
(compressive) σ22
The outward normal on surface B is in the positive e2 direction, hence the denominator
in the relation 1.1 is positive. Therefore on Figure 1.5(b):
• The internal force has to be in the positive e1 direction to produce a positive σ21 .
• The internal force has to be in the negative e2 direction to produce a negative
(compressive) σ22
80
30
C
30 C 80
F 30
A e3
40 B 40 F A
40 B e1 40
E
e2 30 30 E 30 30
e3 30 e2
e1 D 80
D
80
(a) Cube I (b) Cube II
e3
n̄
e2
O B
e1 A
1. Determine the stress components, σnl , σnm , and σn , in terms of the stress components
acting on the faces normal to e1 , e2 , and e3 .
Solution: The stress vectors acting on the faces perpendicular to the axes e1 , e2 ,
and e3 are defined by
• the component σn :
e3
n̄
e2
O B
e1 A
Consider a different system of cartesian coordinates e0i . We can express our tensor in
either one:
0
σ = σkl ek el = σmn e0m e0n (1.10)
We would like to relate the stress components in the two systems. To this end, we take the
scalar product of (1.10) with e0i and e0j :
or
The factors in parenthesis are the cosine directors of the angles between the original and
primed coordinate axes.
e∗2 e2
e∗1
θ
e1
Figure 1.8: Coordinate systems E = (e1 , e2 ) and E ∗ = (e∗1 , e∗2 ), where θ = 25◦ .
The plane stress state at a point is known and characterized by the following stress tensor:
σ11 σ12 250 0
σ= =
σ21 σ22 0 250
Herein σ11 = σ22 and σ12 = 0, hence this tensor corresponds to an hydrostatic state
of stress meaning that the stresses acting on a face with any arbitrary orientation are
∗ ∗ ∗ ∗
given by σ12 = σ21 = σ12 = σ21 = 0, and σ11 = σ22 = σ11 = σ22 = p, where p is the
so-called hydrostatic pressure. NB: the result is the same for any value of the angle θ.
This problem can be also solved with the approach performed in the Concept Question
1.2.2 on “Stresses on an inclined face”. We know that the stress vectors acting on the
faces perpendicular to the axes e1 , and e2 are defined by
t1 = σ11 e1 + σ12 e2 ,
t2 = σ21 e1 + σ22 e2 ,
These expressions and the fact that σ11 = σ22 = p and σ12 = σ21 = 0 enable us to
compute
∗
σ11 = te∗1 · e∗1 = σ11 cos2 θ + σ22 sin2 θ + 2σ12 sin θ cos θ = p,
∗
σ22 = te∗2 · e∗2 = σ11 sin2 θ + σ22 cos2 θ − 2σ12 sin θ cos θ = p,
∗
= te∗1 · e∗2 = (σ22 − σ11 ) sin θ cos θ + σ12 cos2 θ − sin2 θ = 0.
σ12
We can achieve the same conclusion through a rotation of stresses (see the statement
of the Problem 1.3.2).
1.3. TRANSFORMATION OF STRESS COMPONENTS 15
e∗2 e2
e∗1
θ
e1
Figure 1.9: Coordinate systems E = (e1 , e2 ) and E ∗ = (e∗1 , e∗2 ), where θ = 25◦ .
1. Show that this formula can be recast in the following compact matrix form
∗ ∗
σ11 σ12 cos θ sin θ σ11 σ12 cos θ − sin θ
∗ ∗ =
σ12 σ22 − sin θ cos θ σ12 σ22 sin θ cos θ
Solution: In the
solution of the Problem 1.3.1 we explain how to derive the relation between the stress
∗ ∗ ∗
components σ11 , σ22 , σ12 expressed in a coordinate system E ∗ = (e∗1 , e∗2 ), and the stress
components σ11 , σ22 , σ12 expressed in a coordinate system E = (e1 , e2 ). That relation
∗ T
is written here in matrix form: {σ11 ∗ ∗
σ22 σ12 } = A {σ11 σ22 σ12 }T .
Although the matrix A seems to represent a rotation transformation between two vec-
tors, it actually represents
∗ the∗ rotation
transformation between two tensors (remember
σ σ
that the tensor σ ∗ = 11 ∗
12
∗ is symmetric, and thus it can be written as a vector
σ12 σ22
∗ ∗ ∗
turning to the Voigt notation). It means that the relation between {σ11 σ22 σ12 } and
{σ11 σ22 σ12 } can be also expressed as a change of coordinates between the tensors σ ∗
and σ, i.e.
σ ∗ = RT σR,
cos θ − sin θ
where R = in this case.
sin θ cos θ
It is clear now why the plane stress rotation formula and the compact matrix form are
equivalent.
16 MODULE 1. STRESS AND EQUILIBRIUM
It is obvious from these equations that the normal component achieves its maximum tN =
kt(n) k when the shear components are zero. In this case:
t(n) = n · σ = λn = λIn
or in components:
σki nk = λni
σki nk = λδki nk (1.12)
σki − λδki nk = 0
which means that the principal stresses are obtained by solving the previous eigenvalue
problem, the principal directions are the eigenvectors of the problem. The eigenvalues λ are
obtained by noticing that the last identity can be satisfied for non-trivial n only if the factor
is singular, i.e., if its determinant vanishes:
σ11 − λ σ12 σ13
|σij − λδij | = σ21 σ22 − λ σ23 = 0
σ31 σ32 σ33 − λ
which leads to the characteristic equation:
−λ3 + I1 λ2 − I2 λ + I3 = 0
where:
I1 = tr[σ]
= σii = σ11 + σ22 + σ33 (1.13)
I2 = tr[σ −1 ]det[σ]
1
= σii σjj − σij σji = σ11 σ22 + σ22 σ33 + σ33 σ11 − σ12 σ21 + σ23 σ32 + σ31 σ13 (1.14)
2
I3 = det[σ]
2 2 2
= σ11 σ22 σ33 + 2σ12 σ23 σ31 − σ12 σ33 − σ23 σ11 − σ13 σ22 (1.15)
1.4. PRINCIPAL STRESSES AND DIRECTIONS 17
are called the stress invariants because they do not depend on the coordinate system of
choice.
To determine (1) the principal stresses and (2) the principal directions we have to
compute the eigenvalues and eigenvectors, respectively. After the calculation, we obtain
a stress tensor σ ∗ with the eigenvalues in the diagonal, and a matrix M ∗ with the
corresponding eigenvectors in columns:
331.64 0 0
σ∗ = 0 215.12 0 ,
0 0 −146.76
and
−0.2562 −0.9335 0.2508
M ∗ = −0.9510 0.1970 −0.2381 .
−0.1729 0.2995 0.9383
We can calculate the invariants I1 , I2 and I3 of the stress tensor to verify is these results
are correct. We obtain I1 = I1∗ = 400, I2 = I2∗ = −8900, and I3 = I3∗ = −10470000. It
means that is the same tensor but expressed in different coordinate systems. As one of
the matrices is diagonal, we can conclude that is the matrix of the principal stresses.
1. Using the stress invariants, determine both, the principal stresses and directions.
18 MODULE 1. STRESS AND EQUILIBRIUM
p
2. Determine the traction vector on a plane with a unit normal n = (0, 1, 1)/ (2).
Solution: 1. First, we calculate the three invariants:
I1 = tr(σ)
= σkk
= σ11 + σ22 + σ33
= 3
I2 = tr(σ −1 )det(σ)
1
= (σii σjj − σij σji )
2
2 2 2
= σ11 σ22 + σ22 σ33 + σ11 σ33 − σ12 − σ23 − σ13
= −6
I3 = det(σ)
2 2 2
= σ11 σ22 σ33 + 2σ12 σ23 σ31 − σ12 σ33 − σ23 σ11 + σ13 σ22
= −8
This leads to the following characteristic equation:
det[σij − λδij ] = −λ3 + I1 λ2 − I2 λ + I3 = 0
= −λ3 + 3λ2 + 6λ − 8 = 0
The roots of this equation are found to be λ = 4, 1 and −2. Back-substituting the
first root into the fundamental system gives:
(1) (1) (1)
−n1 + n2 + n3 = 0
(1) (1) (1)
n1 − 4n2 + 2n3 = 0
(1) (1) (1)
n1 + 2n2 − 4n3 = 0
Solving this system,
p the normalized principal direction is found to be
n(1) = (2, 1,
p 1)/ (6). In similar fashion,
p the other two principal directions are n(2) =
(−1, 1, 1)/ (3) and n(3) = (0, −1, 1)/ (2).
2. The traction vector on the specified plane is calculated by using the relation:
√
3 1 1 0√ 2/√2
Tin = 1 0 2 1/√2 = 2/√2 .
1 2 0 1/ 2 2/ 2
1. In the case of plane stress problems, show that these two quantities are invariant.
2. Prove this invariance by showing that these quantities are identical when computed in
terms of the principal stresses and in terms of stresses acting on a face at an arbitrary
orientation.
Solution: The invariants of the stress
tensor are the quantities that remain unchangeable under coordinate transformations.
In the three-dimensional case they are defined as
In the plane stress approach we assume that σ33 = 0, σ13 = 0, and σ23 = 0. By
replacing these stresses in the above equations we obtain the invariants for the plane
stress state
I1 = σ11 + σ22 ,
2
I2 = σ11 σ22 − σ12 ,
I3 = 0,
which correspond with the values indicated in the statement of the problem.
Given the stress components σ11 , σ22 and σ12 on two orthogonal faces, we can write
p p
the principal stresses σ11 and σ22 as
p σ11 + σ22
σ11 = + ∆,
2
p σ11 + σ22
σ22 = − ∆,
2
q
σ11 −σ22 2
2
where ∆ = 2
+ σ12 .
These expressions make straightforward the following calculations
I1p = σ11
p p
+ σ22 = σ11 + σ22 ⇒ I1p = I1 .
p 2
p p
I2p = σ11 σ22 − (σ12 ) = σ11 σ22 − (σ12 )2 ⇒ I2p = I2 .
If the stress components σ11 , σ22 and σ12 on two orthogonal faces are known, the
stresses acting on a face with an arbitrary direction θ can be calculated as
∗ σ11 + σ22 σ11 − σ22
σ11 = + cos 2θ + σ12 sin 2θ,
2 2
∗ σ11 + σ22 σ11 − σ22
σ22 = − cos 2θ − σ12 sin 2θ,
2 2
∗ σ11 − σ22
σ12 = − sin 2θ + σ12 cos 2θ.
2
20 MODULE 1. STRESS AND EQUILIBRIUM
I1∗ = σ11
∗ ∗
+ σ22 = σ11 + σ22 ⇒ I1∗ = I1 .
∗ 2
∗ ∗
I2∗ = σ11 σ22 − (σ12 ) = σ11 σ22 − (σ12 )2 ⇒ I2∗ = I2 .
The Mohr’s circle, named after Christian Otto Mohr (1835-1918), is a two-dimensional graph-
ical representation of the state of stress at a point M . A point M , belonging to the circle,
has the coordinates (σ M , τ M ) in the reference axes (σ,τ ) corresponding to the normal and
shear stresses at this point, respectively. Figure 1.10 shows a point M belonging to a Mohr’s
circle corresponding to the following state of stress:
M σ11 σ12
σ =
σ12 σ22
The principal stresses, herein denoted σI and σII (Figure 1.10), are located on the axis
σ for which the shear component is zero. The center of the circle, giving the value of the
average normal stress, is located on the horizontal axis a distance 21 (σI + σII ) from the origin
and the radius of the circle is given by:
s 2
1 2
R= (σ11 − σ22 ) + σ12 (1.16)
2
τ
max
σ12
b
(σ22 ,−σ12 ) M b
R
σ22
∗
σ11
∗
b b b
σ
2θ
M (σ11 ,σ12 )
σij
(σ22 ,σ12 ) b
σ22
∗ σm σ11
∗
b b b σi
2θ ∗
R
b
(σ11 ,−σ12 )
2. Using the Mohr’s circle, determine the principal stresses and the corresponding direc-
tions.
3. Using the Mohr’s circle, calculate the stresses on axes rotated 60 degrees counterclock-
wise from the reference axes.
4. Compare these results with the ones obtained analytically? Solution: The stress
tensor σ is given by
σ11 σ12 80 40
σ= = .
σ21 σ22 40 −20
1. We obtain the Mohr’s circle (Figure 1.12) by plotting the two points with the co-
ordinates (σ22 ,−σ12 ) and (σ11 ,σ12 ), respectively. The line between these two points
intersects the σii −axis at the center of the circle.
2. The principal stresses are the stresses for which the shear components are zero,
∗ ∗
i.e when the stress matrix is diagonal. Hence, σ11 and σ22 are the two intersection
∗
points between the circle and the σii −axis. These stresses are (σ11 )plot ≈ 94 MPa and
∗
(σ22 )plot ≈ −34 MPa, respectively. The direction is given by the angle 2θ between the
1.5. MOHR’S CIRCLE 23
line joining (σ22 ,−σ12 ) and (σ11 ,σ12 ) and the σii −axis. Herein, (θ∗ )plot ≈ 19o .
3. For an angle 2θ equals to 60o from the reference axis (or σii −axis), we obtain the
stresses σ11 ' 39.6 MPa, σ22 ' 20.3 MPa and σ12 ' −63.3 MPa.
4. The principal stresses and corresponding directions are calculated analytically with
the following equations
∗ σ11 + σ22
σ11 = + ∆,
2
∗ σ11 + σ22
σ22 = − ∆,
2
2σ12
tan 2θp =
σ11 − σ22
q
σ11 −σ22 2
2
where ∆ = 2
+ σ12 is the shear stress component, around 0 when the stress
tensor is expressed in the principal directions system of coordinates.
s 2
80 − −20
∆ = + (40)2
2
= 64.0312 MPa
so
∗ 80 − 20
σ11 = + 64.0312
2
= 94.0312 MPa
and
∗ 80 − 20
σ22 = − 64.0312
2
= −34.0312 MPa
and
2 × 40
tan 2θp =
80 + 20
= 0.8
p p
Hence, we obtain σ11 = 94.0312, σ22 = −34.0312, and θp = 19.33, and these results are
in agreement with our previous results.
24 MODULE 1. STRESS AND EQUILIBRIUM
σij
(σ11 , σ12 )
b
b
(σ11 ,σ12 )
σ22
∗
= −34 MPa 2θ σ11
∗
= 94 MPa
2θ∗
b b b σi
(σ22 ,−σ12 ) b
(σ22 , −σ12 )
We are going to derive the equations of momentum balance in integral form, since this is
the formulation that is more aligned with our “integral” approach in this course. We start
from the definition of linear and angular momentum. For an element of material at position
x of volume dV , density ρ, mass ρdV which remains constant, moving at a velocity v, the
linear momentum is ρvdV and the angular momentum x × (ρvdV ). The total momenta of
the body are obtained by integration over the volume as:
Z Z
ρvdV and x × ρvdV
V V
respectively. The principle of conservation of linear momentum states that the rate of change
of linear momentum is equal to the sum of all the external forces acting on the body:
Z Z Z
D
ρvdV = f dV + tdS (1.19)
Dt V V S
D
where Dt
is the total derivative. The lhs can be expanded as:
Z Z Z
D D ∂v
ρvdV = (ρdV )v + ρ dV
Dt V V Dt V ∂t
D
but Dt
(ρdV ) = 0 from conservation of mass, so the principle reads:
Z Z Z
∂v
ρ dV = f dV + tdS (1.20)
V ∂t V S
Now, using what we’ve learned about the tractions and their relation to the stress tensor:
1.6. LINEAR AND ANGULAR MOMENTUM BALANCE 25
Z Z Z
∂v
ρ dV = f dV + n · σdS (1.21)
V ∂t V S
This is the linear momentum balance equation in integral form. We can replace the surface
integral with a volume integral with the aid of the divergence theorem:
Z Z
n · σdS = ∇ · σdV
S V
∇·σ+F =0
The state of stress and body force at any specific point within the member may be
obtained by substituting the specific values of x1 , x2 and x3 into the previous equations.
x22
c1 x 1 + c2 x 2 + c3 x 1 x 2 −c3 − c1 x2
1. σ = 2 .
x2
−c3 2 − c1 x2 c4 x 1 + c1 x 2
2
3x1 + 5x2 4x1 − 3x2
2. σ = .
4x1 − 3x2 2x1 − 4x2
x21 − 2x1 x2 + cx3 −x1 x2 + x22 −x1 x3
3. σ = −x1 x2 + x22 x22 −x2 x3 . Solution: To solve this
−x1 x3 −x2 x3 (x1 + x2 )x3
problem we turn to the momentum equation
∂σji ∂ 2 ui
+ ρfi = ρ 2 .
∂xj ∂t
As the structure is in equilibrium (steady state) and free of body forces, the terms
2
ρ ∂∂tu2i and ρfi are null. Then, the equilibrium equations become
∂σji
= 0.
∂xj
∂σ11 ∂σ12
+
∂σji ∂x 1 ∂x2
= (1.23)
∂xj
∂σ ∂σ22
21
+
∂x1 ∂x2
1.6. LINEAR AND ANGULAR MOMENTUM BALANCE 27
Using ti = σki nk , the divergence theorem and (1.22), this expression leads to (see homework
problem): Z
(σij − σji )dV = 0
V
which applies to an arbitrary volume V , and therefore, can only be satisfied if the integrand
vanishes. This implies: