Professional Documents
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DEPARTMENT OF ECONOMICS
2021
CERTIFICATION
The undersigned certifies that he has read and hereby recommends for acceptance by
Transport”. In Partial fulfillment of the requirement for the Award of Masters of Arts
………………………………..….…………
(Supervisor)
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Date
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COPYRIGHT
recording or otherwise without prior written permission of the author or the Open
DECLARATION
original. It has never been presented to any other University or Institution. Where
other people’s works have been used, references have been provided. It is in this
regard that I declare this work as originally mine. It is hereby presented in partial
fulfillment of the requirement for the Degree of Master of Art in Monitoring and
Evaluation (MA.M&E).
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Signature
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Date
v
DEDICATION
gratefulness to my loving wife Maria and our adorable daughter Oprah and my son
Heri whose words of encouragement and push for firmness ring in my ears. My
parents mzee Gina and mama Mwengi have never left my side and are very special. I
also dedicate this dissertation to my many friends and church family who have
supported me throughout the process. I will always appreciate all they have done. I
dedicate this work to my brilliant wife Maria for being there for me throughout the
ACKNOWLEDGEMENT
First and foremost, I would like to praise and thank God, the Almighty, who has
granted countless blessings, knowledge, health and opportunity, so that I have been
finally able to accomplish this programme. Apart from the efforts of me, the success
colleagues. I take this opportunity to express my gratitude to the people who have
supervisor for his countless hours of reflecting, reading, encouraging, and most of all
patience throughout the entire process of writing this dissertation. I would like to
ABSTRACT
The research assessed the effectiveness of Sector Ministries’ M&E in the execution
material resources on the effectiveness of M&E and influence of fund allocation and
in Tanzania. A case study design was used with a total of 51 respondents. Purposive
and random sampling used to select the respondents and data were collected using
The study found that, monitoring and evaluation officials who are adequately trained
are for an organization to perform well, postulates that the insufficiency of fund
allocated for M&E activities hinders the frequency of the visits and jeopardize the
agency/authority and a well allocated and timely disbursed fund creates a conducive
The study requires the sector ministries to have a well set of enough, skilled and
experienced staff to perform M&E duties; enough and prompt supply of material
resources that enhance smooth running and performance of M&E activities of the
ministry as well as perfectly allocated and well disbursed fund to finance M&E
activities.
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ix
TABLE OF CONTENTS
CERTIFICATION........................................................................................................ii
COPYRIGHT.............................................................................................................iii
DECLARATION.......................................................................................................iv
DEDICATION.............................................................................................................v
ACKNOWLEDGEMENT.........................................................................................vi
ABSTRACT...............................................................................................................vii
LIST OF TABLES...................................................................................................xiv
LISTOF FIGURES..................................................................................................xvi
CHAPTER ONE.........................................................................................................1
INTRODUCTION.......................................................................................................1
CHAPTER TWO......................................................................................................12
LITERATURE REVIEW........................................................................................12
2.1.1 Monitoring..................................................................................................12
2.1.3 Evaluation..................................................................................................12
2.5 Summary...................................................................................................23
CHAPTER THREE..................................................................................................24
RESEARCH METHODOLOGY............................................................................24
3.6.1 Interview....................................................................................................30
3.6.2 Questionnaire.............................................................................................30
3.8.1 Credibility..................................................................................................32
3.8.2 Transferability...........................................................................................32
3.8.3 Dependability............................................................................................32
3.8.4 Confirmability...........................................................................................33
3.9.3 Confidentiality............................................................................................34
3.9.4 Anonymity.................................................................................................35
CHAPTER FOUR.....................................................................................................36
4.1 Introduction...............................................................................................36
Tanzania.....................................................................................................48
in Tanzania.................................................................................................52
Tanzania.....................................................................................................63
Tanzania.....................................................................................................65
CHAPTER FIVE......................................................................................................68
6.1 Introduction................................................................................................68
Tanzania.....................................................................................................69
6.3 Conclusions................................................................................................70
6.4 Recommendations......................................................................................70
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REFERENCE............................................................................................................72
APPENDICES...........................................................................................................77
LIST OF TABLES
Table 4.6: Mean estimation for the effects of Human Capacity on effectiveness of
M&E......................................................................................................47
Table 4.7: Mean estimation for the area of proficiency for Human Capacity in M&E
...............................................................................................................48
M&E......................................................................................................51
Table 4.10: Mean estimation for area of proficiency for Material Resources in M&E
...............................................................................................................52
Table 4.11: Rating for sufficiency of budget allocation for M&E activities..............53
effectiveness of M&E............................................................................56
effectiveness of M&E............................................................................57
xvii
Table 4.16: Mean estimation for the determinant factors of an effective M&E.........59
Table 4.17: Mean estimation for the factors that determine effective M&E system. .60
education of respondents.......................................................................61
experience of respondents.....................................................................62
of education of respondents...................................................................63
experience of respondents.....................................................................64
LISTOF FIGURES
Government
UK United Kingdom
CHAPTER ONE
INTRODUCTION
private sector, non-state actors, regional and international bodies (Kusek & Rist,
kind of pressure and awareness of the people especially on viability of the public
development projects.
Further to that, Mackay (2007) states that there is a great demand for M&E in
M&E (ibid).
The African countries have started the implementation of initiatives to increase the
vary from newly formulated national M&E policies, frameworks, guidelines, new
For instance, in 2009 South Africa took an initiative to establish a department for
planning, M&E (DPME) which introduced M&E in public sector, while the
governments of Uganda, Ghana, Benin, and Kenya, among other African countries,
speedily are taking steps to develop national evaluation policies and systems
2021.
Apparently, there is a debate among scholars whereby the modernists believe that the
M&E started in the western countries, therefore it is where it originated. The debate
still at conceptional stage in African countries or its undertakings have been existing
for many years though in different forms particularly traditional one. Unfortunately,
various scholars studied evolution of monitoring and evaluation globally from the
stone age era (Rugege, 2008). For that case, it is true if someone says that success of
local governments was based on traditional governance. With that said, decision
convened to hear the success and failures of those plans from traditional leaders of
different places.
Regionally, M&E has witnessed a sharp increase in its demand among African
countries from early 1990s in areas of execution, career wise and academic learning.
3
Because it is was a new discipline, special divisions were established for guiding and
nurturing this new discipline. Therefore, the call effective M&E on different policies,
development projects or programmes was and still on the rise. M&E as an emerging
field and the dominance of western M&E practices and theories has made various
African scholar to think of coming up with a made in Africa M&E which will entail
action is based on the result from monitoring and evaluation and making its practices
in African countries popular and effective. Some other scholars highlighted those
existing M&E practices are still weak, and the weakness is probably viewed on the
are more than 30 associations from different countries under the African Evaluation
horizons and shifted concentration from the “project” to Sector Wide Approaches
(SWAPs). As such, M&E became one of the roles of ministries under established
M&E units. It is at that era where the new focus was introduced and that was the
concentration whereby results were measured instead of inputs and outputs, and that
was a bit difficult job because it involved collecting data from project beneficiaries
(Mackey, 2007).
This transition resulted to require more data tools and sources for triangulation. It
also triggered a high level of expertise and training to the established M&E units of
for M&E were having shortage of resources, lacking experience and were vulnerable
to challenges. Even with the challenges identified, the importance of the collected
data was still relevant and helpful when doing M&E of the performance of
fact they were not enough and specific on respective projects/programmes (Valadez,
1994).
5
Furthermore, in 1990s there was an influx of poverty monitoring. Due to the increase
track the standard of living with the aim to foresee the growth of the particular
National Bureau of Statistics or Offices with the ability to carry out data collection in
existed problem of data because these statistical bodies lacked capacity to analyse the
collected data to inform the decision and policy makers. This necessitated the
creation of National Poverty Monitoring Units (NPMU) which were separated from
other M&E capacity building efforts. In addition to that, there were some initiatives
Likewise, since it is well known that M&E systems are crucial in giving useful and
1998 and revised it 2008, the policy emphasized the prominence of having a full-
Based on the revised policy, other initiatives taken by the Government of Tanzania
aimed at establishing and strengthening the M&E roles in the sector ministries,
and LGAs. Other measures included conducting M&E trainings to MDAs, RSs and
establishing the National M&E section under the Ministry of Finance and Planning;
instituting M&E practices is both a supply and demand-side phenomenon. The M&E
the Government desire to ensure that public taxes are properly used in an accountable
and transparent manner to attain value for money in all development interventions
(MoFP, 2021).
In response to the demands, the government has taken several steps to develop and
MoFP (2021) the measures include, but are not limited to:
plans in all MDAs following the implementation of the Public Service Re-
systems in MDAs and LGAs. The framework is also aimed at improving the
quality of their plans and budgets, M&E processes, and performance report-
prioritization.
tem that serves as a repository of all the project write-ups and information/
data for projects that have been analyzed (with pre-feasibility and feasibility
study) and projects that need funding. The system assists in providing timely
f. Local Government Monitoring Data Base (LGMD): This is a data source de-
Despite the undertaken initiatives, several reviews and studies have indicated that
there is still room for further strengthening of Tanzania's M&E systems (MoFP,
development and application of M&E across all sectors. Furthermore, the M&E units
9
MDAs and LGAs M&E units are adequately staffed and equipped to deliver output
of the projects that M&E has been important in realization of objectives and
successfulness of the projects. On top of that, Kaliu (2010) pinpointed that M&E of
the project increases value and efficiency of the whole process of planning to
implementation of projects by giving a room for the correction of faults and mistakes
funded projects (Kamau and Mohamed, 2015). These projects usually undergo the
necessary M&E processes which are often a requirement of the law (Kamau and
and data (Mandara et al., 2013). It is also significant for sustainability of community-
based projects (Wanjohi, 2010). However, the contradiction is, despite a consensus
among scholars that proper M&E leads to project success, there are still cases of
project failure.
10
According to Civil and Political Rights Watch (2013), a Tanzanian Water and
Sanitation Project of 2003 to 2010 in which the World Bank invested $164 Million
failed. The experience has shown that, some projects recorded failure even in the
presence of M&E activities. Additionally, another water sector projects faced serious
Tom &Kushner (2014) added that in the first phase of the programme completed in
2007, five water systems had been completed in Mpwapwa. Less than a decade later,
four of them were not functioning. But what should be kept in mind is that, World
Bank programmes has the component of M&E. The World Bank, conducted an
extensive M&E on the first phase and the result forced the bank to redesigned the
programme by avoiding factors led to failures in phase one. These experiences rise
Hassan (2013) in his study suggested that, perhaps officials constitute monitoring
teams may be lacking the required capacity or ability to undertake their work
the activity. Consequently, this study assessed the effectiveness that Sector
programmes in Tanzania.
11
ii. What contribution does material resources have on the effectiveness of Sector
iii. How does fund allocation and disbursement influence the effectiveness of
Tanzania?
The findings of this study will help the government and other development
The study provides lesson on how best can M&E conducts be improved and explore
the result for having a more informed decision making. Likewise, it’s expected to
monitoring and evaluation results may be used as a learning tool especially in project
planning and design. Also, other scholars may use the findings from this research for
further researches.
This particular dissertation involves five chapters. Following the introduction part,
Chapter two covers conceptual definitions, literature review, policy review, the
strategies, design of sampling and its procedures, data collection, processing and
analysis are all articulated in Chapter three. Chapter four presents the findings/results
of the data collected from the field and chapter five concludes and offer
CHAPTER TWO
LITERATURE REVIEW
2.1.1 Monitoring
There is no single common agreed definition among practitioners. Though, there are
common key words that practitioners do agree about monitoring including a routine
exercise, day to day activity, by few mentioning (researcher’s opinion). IFRC (2011),
defined monitoring as a routine task of collecting and analysing data for the purpose
However, for the case of this study, a definition of monitoring will be adopted from
Guijt and Thea (1998), who defined monitoring as a continuous internal managerial
task which aims to guarantee that a project attains its predefined objectives in a given
time period and financial resource, and gives feedback regularly to the management
on implementation status of the project and the problems faced during the
2.1.2 Evaluation
Ellington, Percival and Race (1993) in their study, defined evaluation as a periodic
effectiveness, efficiency and even other effects may result due to that particular
from UNEG (2012), which is a periodic and free from biasness assessment of an
area and institutional performance. The focus of evaluation is on the anticipated and
A plan that sets up organizations, networks and tools that have an impact in terms of
synergy and development for the community, a sector, region, and or a country. 1
1https://www.synergielyoncancer.com/glossary/developmentalproject#:~:text=A%20project%20that
stakeholders from different prospects that need to work together in order to achieve
problem.2
07:07 PM.
2
https://www.pm4dev.com/pm4dev-blog/entry/characteristics-of-development-projects.html accessed
on 1st April 2021 at 07:25 PM
17
There are some M&E related theories and models that explain about M&E practices,
methods as well as applied tools. These theories and Models are developed and
improved to tackle a broader scope of M&E practices and challenges. However, this
Theory.
the developed plans and conduct unbiased evaluation of all development activities,
United States Agency for International Development (USAID) designed the Logical
Framework Approach (LFA) in 1967. The approach gives a direct and reasonable
analysis of the correlation of activities, inputs, outputs, outcomes and impacts against
results. The Logical Framework Model Theory can provide the basic information
necessary in conducting the M&E exercise of the programme or project (Frankel and
the cause-effect relationship of activities, input, output, outcome and impact against
This theory provides effective approaches to deal with problems concerning with the
process of evaluation (Donaldson, 2001). Evaluators will learn what works and not
works about programmes and at the end will be in a position to save their time and
other resources. The theory provides an option to assess how effective the project
was in attaining its predetermined objectives and for ongoing projects, the theory
The evaluation theory provides a baseline for comparison between the attained
project impact against the predetermined impacts during project planning McCoy
(2005). Additionally, Shapiro (2004) postulates that there are two main types of
evaluations depending on time when they are undertaken. The first type is called
project/programme. And it assesses whether the continued project plan will be able
to deliver the project goals or it requires to be redesigned (Passia, 2004). These kinds
of evaluations are sometimes are termed interim or midterm evaluations. The second
type of evaluations are called summative evaluation which are normally undertaken
at the end of project implementation. These always aimed to determine how the
19
project proceeded with implementation, its successes and challenges faced the
implementation and if there were any lessons learned. Macdowall (2000), in his
study suggested that findings from this type of evaluation are used as reference for
would work on the United States of America (USA), their findings showed that
M&E was an influential public managerial tool which can be employed to improve
the way governments and organisations achieve their results. Maintaining M&E
system which will ensure that data or information collected are trustworthy, timely,
and relevant is very important to keep it on board. It’s very important to skip the
difficulties facing M&E systems in order for government’s, non-state actors’, private
against the designed goals and objectives. Also, governments and other organizations
can manage challenges facing M&E systems and approaches by facilitating those
America. She revealed that there are common characteristics monitoring and
arrangements and clear M&E team compositions during undertaking M&E activities;
clear M&E guideline that takes into consideration the existing M&E systems of the
respective institutions; well linked with institutional operations and which can
According to Rosenstein (2013), the M&E systems in Africa were established due to
was among the conditions of global agendas like SDGs. Therefore, the presence of
the M&E systems always helps decision and policy makers because it becomes the
existing concerns going on with the type of M&E established by donors or project
financiers. The experience shows that those systems are not typically transformative
Naidoo (2011) studied relationship between M&E and good governance in South
Africa. The findings showed that there is a direct relationship between M&E and
21
good governance due to the fact that sharing information from M&E activities
Tukwayo (2018), the study examined the contribution of monitoring and evaluation
other highlights from the study was the existence of poor monitoring and evaluation
practices in public institutions. So, there was a demand for an active and vibrant
vision, effectiveness and efficiency, transparency and the rule of law in all
providing sustainable public houses but the proposed research was engrossed on
organization project. Also, these researches were conducted in the oversea country
Govender (2013), studied how M&E systems can enhance governance and
government in South Africa. They discovered that, M&E activities within institution
may reduce factors such as costs of employee turnover and increase employee
As discussed above, it is true that there is a need for African evaluators to design
based on their context approaches and methodologies instead of copying and paste
22
the system of western. However, it is promising that the process of defining African
Mapunda (2015), studied the obstacles affecting carrying out health sector activities
in Ngara district. The study had three objectives as follows: timely release of fund,
amount released and submission of progress reports. The research found that
disbursement of fund was not on timely basis as a result LGAs performed poorly
on the area of focus of the study which was local government authorities, it opened
up an opportunity for other researchers to further study into areas like NGOs.
Kayaga (2015) studied the role of M&E in ensuring sustainability of water projects
in Pwani region particularly in Bagamoyo District. The study area covered five (5)
wards and six (6) villages. The following were specific objectives of the study: to
understand the existing M&E activities conducted in water projects, to know the
23
The study conducted to 100 respondents whom were selected from different levels
members, water users and other project beneficiaries. The research found that, the
popular M&E practice used was field visits and meetings. It further discovered that,
aspect of sustainability was missing and it was caused by ineffective M&E systems.
24
Successively, literatures have led into the conclusion that M&E is potentially an
essential tool for any successful realization of the goals and objectives of
projects on time, maintains the value for money, is more accountable and transparent
and prompts the utilization of the resources allocated for the implementation of
development project. However, literature has not been able to explore the inputs that
Tanzanian perspective. Subsequently, this study intended to seal the existing gap by
energy and ministry of works and transport of the United Republic of Tanzania.
These sector ministries are selected because they accumulate more than 50% of
government development budget which means they implement large part of flagship
projects according to the annual and medium-term development plans. Also, they are
Human Capacity
M&E Management
Number of personnel
Intervention of Donors
Availability of skilled Personnel
Material Resources
Effective M&E
Essential kits
Time
M & E Tools
Quality
Cost
Figure 2.1 above describes the relationship between variables of the study. It shows
and dependent variables of the study. Conceptual framework connotes that the action
M&E with relatively inputs for effective M&E practices, and then takes further
action into moderating variable denoted by externalities while ending with the
effective M&E.
2.5 Summary
number of key shortfalls. As a result, they have made important contributions to our
Despite these achievements, there was a scant literature on inputs that lead to
Tanzania. For that case, the literature review helped to fill some of literature gaps
CHAPTER THREE
RESEARCH METHODOLOGY
choice of case study is reasonable because it shows how the variables affects the
effectiveness of M&E. This design used studies conducted in the past to widen the
Sampling frame/population of this study consisted of 100 workers from Policy and
effectiveness. In this regard, the study gathered information from the staff of the
National M&E section, under the National Planning Department in the Ministry of
Finance and Planning. Correspondingly, the study assessed the effectiveness of M&E
Coordination.
26
policy and strategies for water sector development program; development and
sector; seeking funding for water projects; gathering, analyzing, interpreting and
storing water sector data; issuing guidelines for sustainable use of water resources;
enhancing research on the best technologies in the water services, and coordinating
the responsibilities, and implement the advice of the national water board. Among
sector ministries that takes substantive share of development budget is the ministry
of water. There are many projects that are being implemented including water from
Lake Victoria project which supplies water from Mwanza, Shinyanga to Tabora,
water projects in Dar es Salaam and other towns and regional headquarters. The
Manifestation of Chama Cha Mapinduzi of 2020 – 2025 has depicted out that the
focus is to make sure that water availability and accessibility will be 95% in towns
Tanzania through legislation, policies, strategies and plans for sustainable use. It
27
operations are regulated by the Ministry of Energy. The ministry is coordinating the
implementation of several flagship projects from hydro to gas projects including the
River, Kinyerezi I, II and III. Apart from TANESCO, the ministry is regulating the
operations of Rural Energy Agency (REA). The main role of REA is to increase
Tanzania. This agency is now in implementation of phase III, more than 8000
The Ministry of Works and Transport in Tanzania, was created in 2020 after
other functions, this ministry is responsible for undertaking all activities regarding
railways and ports. It is possible to say that this ministry was created and is
effective construction industry that facilitates the social and economic development
and Nyasa.
Whereby;
percentage from ±5% to ±10%. However, for the case of this study, the level of
Therefore;
Therefore;
Therefore, the study used a sample of 51 respondents out of the population of 100
M&E systems from Ministry of Finance and Planning-National M&E and Prime
Minister’s Office-Coordination.
selected among M&E officers for data generation. Systematic sampling was fairly
easy to conduct and it was widely used because of its convenience, time, efficiency
and also it provides more precise estimates. Respondents that were selected using
this sampling method were given open ended questionnaires to gather the
Purposive sampling method was used to obtain the remaining 20% of all
of Policy and Planning, as well as Principal Officers from Policy and Planning
transport as well as beneficiaries of the M&E systems from Ministry of Finance and
respondents were consulted for data gathering due to the fact that they are likely to
give the best picture on the effectiveness of sector ministries’ M&E in the
these respondents in order to grasp the deep knowledge they have on the subject
matter.
models with latent variables. Basically, the study assumes and explains that the
effectiveness on M&E is basically attributed with the inclusion of the set of a well
human capacity, organized and reliable material resources as well as reliable and
contemporary M&E challenges, and, lastly, the role played by the Intervention of
Whereas;
resources;
PSI represents controlling variable which signifies the role played by the
independent variable was tested separately (for example H 1: HC → EM&E). since the
questionnaires used a Likert Scale, Microsoft excel was used to analyse data for the
inferential analysis.
32
3.6.1. Interview
Interview was used to collect first-hand information and to obtain key information.
Data were collected from respondents using interview as the compliment to the
3.6.2. Questionnaire
questions. The study used both open ended and close-ended questions for data
questionnaire had two parts: The first part was about personal information; and the
second part had some questions relating to variables of this research. The use of
their views on the issues relating to effectiveness of sector ministries’ M&E in the
As it was stated in section 3.6, this study used both primary and secondary data.
interviews. Also, the study made use of secondary data, that were gathered from
33
documented and published sources which included internet and government reports
Descriptive analysis was used to analyze descriptive data. Descriptive data analysis
was used to summarize individual information in order to get the pattern. Measures
such as Mean and describe the demographic features of respondents. This method
The study used inferential statistics in drawing the relationship between multiple
variables and make predictions. With this analysis, cross tabulation was used to show
the relationship between key variables. Apart from using cross tabulation, the study
made good use of graphs and charts for presentation of quantitative data; after
collecting, editing, and coding the data, the data were presented in the form of tables,
percentages, and frequency. Additionally, Stata 3 was used to analyse the data
whereby Means of each variable were used to draw the conclusions of the findings.
3
Stata is a complete, integrated software package that provides all your data science needs—data
manipulation, visualization, statistics, and reproducible reporting.
34
In each study, researchers should establish the protocols and procedures necessary
interpretation, and methods used to ensure the quality of a study (Pilot & Beck,
2014). Anney (2014) and Gay, Mills and Airasian, (2012) maintain that the
conformability.
3.8.1 Credibility
Credibility is defined as the confidence that can be placed in the truth of the research
findings (Macnee & McCabe, 2018). Credibility establishes whether or not the
3.8.2 Transferability
35
research findings. It refers to the degree to which the results of qualitative research
can be generalized or transferred to other contexts or settings (Yin, 2013). For this
research context and the assumptions that were central to the research.
3.8.3 Dependability
Saumure & Given (2018) suggested in their findings that in order to address
including instruments used so that other researchers may be able to collect data in
questions and coding data as how it was coded in the original study (Yin, 2013).
Generally, it can be concluded from the above facts that, data collection and coding
methods used needs to clearly and well stated for demographic of the variables and
research questions. In this study, therefore, for ensuring aspect of reliability: the
interview process (including time, content, etc.) and the analysis of data was
discussed clearly; the profile of interviewees was explained in detail; the interview
questions that used to collect the data from interviewees were clearly prepared and
36
incorporated in the annex part of the report; and during the data collection process,
efforts were made to reduce errors and bias. In this regard, before closing the
interview sessions, the researcher tried to check the accuracy of the data by
discussing the points taken on the note with the participants and getting their
feedbacks.
3.8.4 Confirmability
qualitative studies refers to confirmability. In other words, the researcher should ask
the question: ‘am I truly measuring/recording what I intend to measure /record rather
than something else?’ (Tashakkori and Teddlie, 1998). For this study, researcher
According to Gay, Mills & Airasian (2012) research ethics is the interaction between
researchers and people they study. The researcher adhered to some ethical issues and
considered them useful during data collection processes. These aspects are:
Research permit it is viewed as central concept in moral study doings and also, it is
one of the key ideologies supporting specialized guidelines for social scientists by
Wiles (2021). Being permitted to undertake any study provides the research
legitimate and reduces anticipated obstacles to carry it out. The research obtained the
research clearance from the Vice Chancellor of the Open University of Tanzania and
According to Anney (2014) a mechanism that ensures people understand why are
they participating in a particular study before they agree to participate with their
the reason by providing fair and full explanations of the research problem, purpose
and objectives of the study. Further, respondents were given a chance to participate
voluntarily while all other ethical principles were taken care off. Individual decided
on themselves to either participate or not in the respective study after being well
3.9.3 Confidentiality
Creswell & Plano-Clark (2017) observed that conversation may refer to social act
that needs to be a two-way traffic (give and take) and, because is known that
collectors to keep their conversation between participants and them as secret. In that
regard, the respondents will be assured of total privacy and confidentiality of the
information which they will provide by informing them the purpose of the study will
be just for academic use only and that all information which will be collected will be
stored safely in such a way that no any individuals who are not authorized will access
the information.
3.9.4 Anonymity
Creswell and Plano-Clark (2017) refers to collecting data without obtaining any
anonymity; they have their identities kept anonymous. In order to ensure anonymity,
the researcher kept the respondents’ answers private when presenting the findings of
the study. No names were requested during interview and questionnaires sessions.
Polit and Beck (2014) emphasizes that the ‘no harm’ principle should be taken into
board by researchers, to keep participants aware of the potential harms that might be
inflicted upon study subjects. In this study, the researcher ensured participants’
defense from any kind of harm, psychological and physical by not asking sensitive
and private issues. Even when researcher was informed on sensitive issues still the
researcher let the respondents know that those issues remained secret.
40
CHAPTER FOUR
4.1 Introduction
This chapter is set to give the findings of the study. It is divided into two major
Basing on the nature of the consulted respondents of the study; educational level,
positions and job experience of respondents are described in this category. The
second category is that which explain the findings of each of the objectives
41
The study intended to seek opinions of respondents from and with different socio-
cultural origin. However, only level of education, position of respondents and level
of experience was assessed by this study. The following was the distribution of
out of the population of 100 officials from Policy and Planning Sections/Departments
interview to collect data from 20% of all respondents which were, basically,
Directors of Policy and Planning (DPPs), Assistant Directors of Policy and Planning,
of the M&E systems from Ministry of Finance and Planning-National M&E and
Prime Minister’s Office-Coordination. So, it is, for that case, that questionnaires
were used to collect data from 80% of all respondent respondents who were selected
among the staff of Policy and Planning Departments of the Ministry of Water,
42
More often there are clear differences in opinion between respondents with a
different educational level. This study intended to seek opinions from respondents
Undergraduate Degree and Above. Table 4.1 shows distribution of education level of
respondents.
The study found that staff of Policy and Planning Departments of the Ministry of
responded to the questionnaires and interview. The results of the study show that
staff of the ministry are academically qualified since they possess undergraduate
degree and above. Table 4.1 show representation of the level of education of
respondents.
The study intended to seek opinions and insights of the respondents from all sphere
and Ministry of Work, Transport and Communication which actually, deals with all
Ministerial M&E. Literally, table 4.2 shows the distribution of respondents basing on
their positions;
Basing on the finding from table 4.2, the study consulted Agricultural Economists
The study was made under the assumption that, when all factors held constant,
experience of the workers determine their responses when exposed to the same
enquiry. This study intended to seek opinions from respondents with no regard of the
working experience. Following that, the study categorized job experience into groups
of Below 2 years, 2-5 years, 6-10 years then 10 years and above. Table 4.3 show
The results of table 4.3 shows that 7.32% of the respondents have job experience of
years, 41.46% have an experience of 6 to 10 years and the remaining 29.27% have
job experience of 10 years and above. The results imply that majority of the staff of
the ministries are well experienced and they are most likely able to possess enough
This section aimed at assessing the effectiveness of Sector Ministries’ M&E in the
discussed basing on the objectives of the study which are determination of the
Moreover, the study used an estimated mean of each of the assumed variable. The
mean was used to determine the weight of each of the pre-mentioned variables of the
information obtained from the field. Furthermore, for the case of this study,
researcher considered the response with the highest mean under the scale of 0 to 5 as
the highly selected and nominated response, and, hence, the conclusions were drawn
basing on the average of each of the response. Stata4 was used to manipulate and
analyze the quantitative data with the following codes and label as they were used in
the software;
Code Label
4
Stata is a complete, integrated software package that provides all your data science needs—data
manipulation, visualization, statistics, and reproducible reporting.
47
A66 organization
A92 Organization ensures that funds for M&E activities are provided on time
The study aimed to assess the impact that human capacity has on effectiveness of
In order to answer this question, the study asked different questions to the staff of
Policy and Planning Departments of the Ministry of Water, Ministry of Energy, and
Coordination.
Primarily, respondents were asked to tick against the best opinion that express kind
of M&E training that they possess among formal training, on the job training, formal
and on the job training and if they have never trained. Precisely, the study found that
only 10.34% of all respondents have formal M&E training, while 48.28% and
37.93% have on the job training and formal and on the job training respectively. On
the other hand, only 3.45% have never trained. Table 4.4 shows tabulate the
responses.
Total 29 100.00
Basing on the table, the study reveals that majority, about 48.28% of the respondents
possess on the job training of M&E. The figure depicts that the staff have no formal
M&E training but are trained on the job and are subjected to perform M&E related
works for their ministries. Apparently, the findings of the study contradict with
Vanessa and Gala (2011) who proposes that M&E training should not just be mere
On the contrary, the study reveals that Policy and Planning Departments of the
M&E training, they also have inadequate number of staff. That was revealed during
operational level, but, 2 of them shifted, and 1 is about to retire and 1 will at any
Further to that, the study sought to identify whether Human Capacity affects the
respondents and found that 95.12% of the respondents conforms with the notion that
Human Capacity affects the effectiveness of M&E while only 4.88% of all
respondents defies the notion. Table 4.5 shows the results of the respondents.
II.On your
opinion,
does Human
Capacity
affects
effectivene
ss of M&E? Freq. Percent Cum.
Total 41 100.00
The table depicts the fact that respondents are aware and conforms with the notion
that Human Capacity affects the effectiveness of M&E. Findings of the study
conforms with that of Foresti, O’Neil & Hudson (2017) who pinpointed that human
52
crucial for an effective M&E process. That is because the knowledge and expertise
of the project organization to undertake the M&E process worth and contributes in
Supplementary, after the conformity of the notion that Human Capacity affects the
effectiveness of M&E, the study auxiliary pursued to identify the actual effects of
To attain that, the respondents were requested to tick only one number for the answer
that best express their opinions on the sentences that describes the effects that Human
table 4.2.
Scale Weight
1 Highly Disagree
2 Moderate Disagree
3 Agree
4 Highly Agree
5 Extremely Agree
53
The study found that, if human capacity is well managed improves efficiency and
productivity growth which is led by labour creativity. An average of 4.03 and 4.7 of
respondents believes that Human Capacity provides a better M&E expertise through
skill-set and synergy of ideas for a better M&E practice respectively. Table 4.6
shows the mean estimation for the effects of Human Capacity on effectiveness of
M&E.
Table 4.6: Mean estimation for the effects of Human Capacity on effectiveness
of M&E
The results for table 4.6 reveal that if Human Capacity is well managed it improves
the efficiency and output of M&E. The findings of the study conform with that of
Onyango (2017) who claimed that a well-trained and managed human capacity
organization.
54
On the other hand, staff from National M&E of Ministry of Finance and Planning,
and Prime Minister’s Office-Coordination were requested to tick only one number
for the answer that best expre0073Zs their opinions on the sentences that describes
area of proficiency for Human Capacity in M&E. The weight was categorized as
The study found that for M&E to perform well it is important to have a set of well-
followed by the mean of 4.0 respondents who believes that Human Capacity for
M&E system and that of level of training to influence the ability to perform M&E
mean estimation for the area of proficiency for Human Capacity in M&E.
Table 4.7: Mean estimation for the area of proficiency for Human Capacity in
M&E
55
Table 4.7 advocates that for M&E to perform well it is important for an organization
to have a set of a well-trained officials. The results of the study align with that of
Meri (2013) who suggested that Project’s Technical Capacity influences the
projects in Tanzania. Attaining the objective, the study asked different questions to
the staff of Policy and Planning Departments of the Ministry of Water, Ministry of
Energy, and Ministry of Work, Transport, and Communications; as well as staff from
National M&E of Ministry of Finance and Planning, and Prime Minister’s Office-
Coordination.
56
Initially, the respondents were asked to tick against the best opinion that express their
found that 86.21% of respondents agrees with the notion that Material Resources
impacts effectiveness of M&E while 13.79% of respondents does not conform with
the notion. Table 4.8 shows the results of the opinions of the respondents.
M&E
On your
opinion,
does
material
resources
impacts
effectivene
ss of M&E? Freq. Percent Cum.
Total 29 100.00
Table 4.8 discloses that majority of the respondents confirms with the conception
that Material Resources impacts the effectiveness of M&E. The findings of the study
confirm with that of Olouch (2014) whose study established that financial, human
and material resources played a major role in project success with an involvement of
M&E.
57
Further to that, after the conformity of the concept that Material Resources has an
proficiency for Material Resources in M&E by asking staff of Policy and Planning
To achieve that, respondents were requested to tick only one number for the answer
that best express their opinions on the sentences that describes the impact of Material
4.2.
The study found that Material Resources enhance M&E Quality Control as it was
of 4.10 and 4.07 respectively. Table 4.9 shows the mean estimation of impacts of
M&E
enhancing M&E quality control. The findings of the study contradict with that of
Ofori (2013) who suggested that Material Resources ensures maximization of M&E
Precisely, the study reveals that Policy and Planning Departments of the Ministry of
Water, Ministry of Energy and Ministry of Work, Transport and Communications are
not well supplied with materials resources. That was revealed during the interview as
department has only one car which is also very old. For that case, we cannot
Moreover, the respondents were requested to tick only one number for the answer
that best express their opinions on the sentences that describes area of proficiency for
Material Resources in M&E. The weight was categorized as shown on table 4.2.
The study found a relatively low mean score for the area of proficiency for Material
has a mean score of 2.33 while on-time availability of materials and sufficiency of
material has a mean score of 2.0 and 1.92 respectively. Table 4.10 show mean
Table 4.10: Mean estimation for area of proficiency for Material Resources in
M&E
Basing on the results in table 4.10, findings of the study contradict with that of
Olouch (2014) whose study established that financial, human and material resources
Tanzania
different questions to the staff of Policy and Planning Departments of the Ministry of
as well as staff from National M&E of Ministry of Finance and Planning, and Prime
Minister’s Office-Coordination.
Initially, the study requested the respondents to rate the sufficiency of the budget
allocated for M&E activities. The study found that 87.8% of all respondents claimed
that the budget allocated for Sector Ministries M&E activities is not enough while
only 12.2% of all respondents postulates that the budget allocated to be enough.
Table 4.11 show the results of the rating of sufficiency of the budget.
Table 4.11: Rating for sufficiency of budget allocation for M&E activities
61
I.How would
you rate
budget
allocation
for M&E
activities? Freq. Percent Cum.
Total 41 100.00
The study found that fund allocated for M&E activities is not enough as it was
postulated by 87.8% of all respondents. The finding aligns with the response of one
authorities, which, since they have a lot of activities, cannot afford to finance all the
M&E activities, and, additionally to that, there is no fund even for the M&E after
As a result, the insufficiency of fund allocated for M&E activities hinders the
frequency of the visits and jeopardize the independence of M&E team when the fund
pinpointed those scholars have argued that there is need to create ownership of M&E
process so that clients and stakeholders do not feel that evaluation has been designed
by funding agencies and so it is addressing their interests rather than the concerns
Later, the study requested the respondents to state whether there is delays in the
disbursement of funds for M&E activities. The study found that there is a delay in
the disbursement of funds to facilitate M&E activities. This was nominated by 87.8%
of all respondents while only 12.2% said that there is no delay on disbursement of
Total 41 100.00
The study found that there is delay in disbursement of fund for M&E activities as it
respective ministries has to source the fund to facilitate M&E activities, however, as
the study found, there is delay in disbursement of that fund. This hinders the
effectiveness of the Policy and Planning Departments of the Ministries to carry down
M&E activities. The results of the study comply with those of Mapunda (2015) and
that of Keng’ara (2014) that found that disbursement of funds is one of the
challenges on the implementation of the projects in the sense that funds tend to delay.
63
Further to that, the study pursued to identify the actual influence of allocation and
allocation and disbursement of funds in M&E by asking staff of Policy and Planning
Following that, the respondents were requested to tick only one number for the
answer that best express their opinions on the sentences that describes the influence
The study found that when Policy and Planning Departments are well financially
supplied with enough and timely available fund there will be a conducive
average of 3.93 of all respondents. That was followed by an average of 3.89 of all
respondents who claimed that enough and timely available fund enhances on-time
completion of M&E while an average of 3.79 of all respondents believes that enough
fund provides Infrastructures for M&E activities and lastly an average of 3.72 of
respondents nominated the response that availability of fund motivates M&E staffs.
Table 4.13 shows the actual influence of allocation and disbursement of funds on
effectiveness of M&E.
64
effectiveness of M&E
Basing on the table, the study found that a well allocated and timely disbursed fund
the study confirms with that of Agutu (2014) that revealed that budget allocation and
Additionally, staff from National M&E of Ministry of Finance and Planning, and
Prime Minister’s Office-Coordination were requested to tick only one number for the
answer that best express their opinions on the sentences that describes area of
proficiency for allocation and disbursement of fund for M&E. The weight was
Bizarrely, the study found that budget allocation influences effective M&E system in
by an average of 2.5 of respondents who claims that the funds allocated for M&E
65
activities is sufficient for only 5%-10%. Further to that, an average of 2.17 claimed
that there is a separate budget for M&E activities while an average of 2.08 suggested
that organization ensures that funds for M&E activities are provided on time. Table
4.14 shows results for area of proficiency for allocation and disbursement of funds
on effectiveness of M&E.
effectiveness of M&E
Basing on the table, the study found that National M&E of Ministry of Finance and
effective M&E activities for the offices. However, contextually, the results contradict
with that of Mapunda (2015) and that of Keng’ara (2014) that found that in the sense
Lastly, as a primary goal, the study assessed the effectiveness of Sector Ministries’
respondents asked to rate Sector Ministries’ M&E by ticking the best answer that
express their opinion against ineffective and effective. Following that question, the
M&E to be effective. Table 4.2 show the rating of Sector Ministries’ M&E. Give
How would
you rate
Sector
Ministries
’ M&E? Freq. Percent Cum.
Total 41 100.00
Further to that, the study wanted to know the factor that respondents considers that it
best expresses an effective M&E. Following that, the respondents to tick only one
67
number for the effect that best express their opinion. The weight was categorized as
The study found that the average of 3.61 of respondents suggests that, in order for the
M&E to be effective, it must use and disseminate M&E findings timely. On other
hand, an average of 3.46 and 3.09 suggests that an effective M&E must have
expenses of activities that are within the budget and accomplishes most of the goals
respectively. Table 4.3 shows Mean estimation for the determinant factors of an
effective M&E.
Table 4.16: Mean estimation for the determinant factors of an effective M&E.
The findings of the study confront with that of Ofori (2013) who suggests that a good
M&E system identifies the key issues and root of the problems that you want to
Further to that, the study was set to determine factors that determine effective M&E
system. The study found that an average of 4.07 of respondents pinpointed human
68
capacity to be the best determinant factor for an effective M&E system. However,
budget allocation for M&E activities has been suggested by an average of 3.9 of
average of 3.73 of all respondents. Table 4.4 shows mean estimation for the factors
Table 4.17: Mean estimation for the factors that determine effective M&E
system
Table 4.4 depicts that an effective M&E system is well determined by the set of
human capacity. That means, in order for the system to effectively work its duties
out, there should be enough supply of well trained and skilled personnel to carry out
M&E activities. Findings of results aligns with that of Vanessa and Gala (2011) who
claims that human capacity, with appropriate training and experience are crucial for
the production of M&E results and any organization is only as powerful as its human
resource capabilities.
69
Nevertheless, in order to validate the findings, the researcher run and conducted a
linear regression analysis using Stata. T-values tested the prior-mentioned responses
that the coefficient is different from 0. The study rejected and considered all t-value
The study intended to assess the impacts that human capacity has on effectiveness of
experience. Table 4.18 summarizes the relationship and validity of each of the
education of respondents
70
The results as shown in table 4.18 shows that, basing on educational level of
respondents, all categorical responses have a t-value which is less than 1.96 to have
except for synergy of ideas for a better M&E Practices coded as E34 which has a t-
Furthermore, when a researcher drew an attention of the data basing on the job
were found;
71
experience of respondents
The results as shown in table 4.19 shows that, basing on job experience of
respondents, all categorical responses have a t-value which is less than 1.96 to have a
The coefficients determined from the regression analysis conforms with the previous
findings of the study that both the staff of Policy and Planning Departments of the
Planning, and Prime Minister’s Office-Coordination are aware and conforms with the
notion that Human Capacity affects the effectiveness of M&E. Additionally to that,
72
the study advocates that for M&E to perform well it is important for an organization
The study also intended to identify the contribution that material resources have on
positions and job experience. Table 4.20 summarizes the relationship and validity of
Table 4.20 depicts that all categorical responses have a significance value in
for enhancement of M&E quality control coded as I44 which has a t-value of 3.22
On the contrary, when a researcher drew an attention of the data basing on the job
were found;
Table 4.21 reveals that all categorical responses have significant value in explaining
maximization of M&E Productivity coded as I41 which has a t-value of 2.97 which
The coefficients determined from the regression analysis conforms with the previous
findings of the study that Staff of Policy and Planning Department of the Ministry of
confirms with the conception that Material Resources impacts the effectiveness of
enhancing M&E quality control. However, additionally, the study reveals that Policy
and Planning Departments of the Ministry of Water, Ministry of Energy and Ministry
of Work, Transport and Communications are not well supplied with materials
resources.
Tanzania
Moreover, the study envisioned to ascertain the influence of fund allocation and
education, positions and job experience. Table 4.22 summarizes the relationship and
Table 4.22 depicts that, basing on education level of respondents, only one
of M&E coded I52 which has a t-value of 1.5 have significant value in explaining
for Enough fund provide Infrastructures for M&E activities coded as I51; creates
availability of funds motivates M&E staff coded I54 which are greater than 1.96 for
95% confidence.
76
Besides, On the contrary, when a researcher drew an attention of the data basing on
the job experience of the respondents, the following results as summarized in table
The results as shown in table 4.23 shows that, basing on educational level of
respondents, only two categorical responses have a t-value which is less than 1.96 to
with previous finding that there is delay in disbursement of fund for M&E activities
77
respective ministries has to source the fund to facilitate M&E activities, however, as
the study found, there is delay in disbursement of that fund. Additionally, the study
found that a well allocated and timely disbursed fund creates a conducive
CHAPTER FIVE
78
6.1 Introduction
This chapter presents the summary of key data findings, conclusions drawn from the
findings highlighted and policy recommendations that were made. The conclusions
The study found that both the staff of Policy and Planning Departments of the
Planning, and Prime Minister’s Office-Coordination are aware and conforms with the
notion that Human Capacity affects the effectiveness of M&E. Additionally to that,
79
the study advocates that for M&E to perform well it is important for an organization
The study found that Staff of Policy and Planning Department of the Ministry of Wa-
ter, Ministry of Energy, and Ministry of Work, Transport and Communications con-
firms with the conception that Material Resources impacts the effectiveness of M&E.
M&E quality control. However, additionally, the study reveals that Policy and Plan-
Work, Transport and Communications are not well supplied with material resources.
Tanzania
The study found that fund allocated for M&E activities is not enough as it was
allocated for M&E activities hinders the frequency of the visits and jeopardize the
agency/authority.
80
Further to that, the study found that there is delay in disbursement of fund for M&E
activities, however, as the study found, there is delay in disbursement of that fund.
Additionally, the study found that a well allocated and timely disbursed fund creates
6.3 Conclusions
On the basis of research findings, the study concludes that, for an effective M&E,
there should be an inclusion of inputs. The findings of the study provide the ruling
that requires the sector ministries to have a well set of enough, skilled and
experienced staff to perform M&E duties; there should be enough and prompt supply
activities of the ministry as well as perfectly allocated and well disbursed fund to
6.4 Recommendations
On the basis of literatures and findings of the study, the study recommends the
following;
Since M&E has been newly integrated into government related projects, training is
very important for M&E capacity building that enhances an effective management of
M&E systems. It is for that case, formal M&E training should be encouraged in
Coordination for M&E should be well supplied with essential organizational and
to the workforce.
M&E activities requires fund. Departments responsible for M&E should be supplied
with enough fund to finance M&E activities. However, in order to tackle the issue of
pan the activities and submit their budget to the issuing authority.
The study used a single respondent in each firm, which might result in biases because
of common method variance. The study has carefully assessed such possible biases
by multiple methods, it would have been desirable to obtain data from multiple
82
sources. For example, future research may collect data from other ministries or rather
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APPENDICES
Dear respondents,
(MAME). The success of this research will depend heavily on your willingness to
cooperate by providing correct and factual answers and I will treat all information
confidential.
Yours faithfully,
Wiranga G. Giraguti
91
Put a tick against the right option for questions with multiple answers and fill in the
1. Education level:
2. Position held……………………………………………………………………
3. Job experience:
You are requested to tick (√) only ONE number for the answer that best express your
a) Effective
b) Ineffective
For the next question, you are requested to tick only ONE number for the answer that
_________________________________________________________________
93
III. What factor do you consider to be the highest in determining effective M&E
system?
Factor 1 2 3 4 5
_________________________________________________________________
You are requested to tick (√) only ONE number for the answer that best express your
a) Formal training
d) Never trained
a) Yes
b) No
For the next question, you are requested to tick only ONE number for the answer that
_________________________________________________________________
You are requested to tick (√) only ONE number for the answer that best express your
a) Yes
b) No
For the next question, you are requested to tick only ONE number for the answer that
_________________________________________________________________
You are requested to tick (√) only ONE number for the answer that best express your
a) Sufficient
b) Insufficient
a) Yes
b) No
For the next question, you are requested to tick only ONE number for the answer that
III. How does allocation and disbursement of fund influence effectiveness of M&E?
effectiveness of M&E
activities
_________________________________________________________________
i.What impact does human capacity have on the effectiveness of Sector Ministries’
iii.How does fund allocation influence the effectiveness of Sector Ministries’ M&E in
projects in Tanzania?
OFFICE-COORDINATION
Put a tick against the right option for questions with multiple answers and fill in the
1. Education level:
2. Position held……………………………………………………………………
3. Job experience:
Coordination are responsible for Planning and Coordination of all M&E in Tanzania.
You are requested to tick (√) only ONE number for the answer that best express your
a) Effective
b) Ineffective
For the next question, you are requested to tick only ONE number for the answer that
Factor 1 2 3 4 5
_________________________________________________________________
You are requested to tick (√) only ONE number for the answer that best express your
a) Yes
b) No
For the next question, you are requested to tick only ONE number for the answer that
Area of Proficiency 1 2 3 4 5
officials
organization
_________________________________________________________________
You are requested to tick (√) only ONE number for the answer that best express your
I. On your opinion, are Sector Ministries M&E supplied with enough materials?
104
a) Yes
b) No
For the next question, you are requested to tick only ONE number for the answer that
Area of Proficiency 1 2 3 4 5
_________________________________________________________________
You are requested to tick (√) only ONE number for the answer that best express your
a) Sufficient
b) Insufficient
a) Yes
b) No
For the next question, you are requested to tick only ONE number for the answer that
Area of Proficiency 1 2 3 4 5
delay
M&E activities
activities
ministry
_________________________________________________________________
Area of Proficiency 1 2 3 4 5
_________________________________________________________________