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A R T I C L E I N F O A B S T R A C T
Keywords: This study assessed diurnal cortisol functioning in relation to stigma-based transition-specific stressors
Transgender men experienced by transgender men during their transition from female to male. Sixty-five healthy transgender
Minority stress men undergoing testosterone therapy participated in in-person interviews through which transition-specific
Psychosocial stress stressors were identified. Interviews were coded according to participant reported (1) Transitioning-identity
Cortisol
stress; (2) Coming Out stress; (3) Gender-specific Public Bathroom stress; and (4) levels of general Perceived
HPA axis
Stress. Participants provided fifteen salivary samples assessing cortisol diurnal rhythm over three days.
Hierarchical linear models, adjusted for duration of time on testosterone therapy, body mass index, steroid-
related medication use, mean awakening time, and CAR, confirmed that elevated diurnal cortisol levels at
awakening were associated with transition-specific social stressors including experiencing Transitioning-identity
stress, frequent Coming Out stress, and Gender-specific Public Bathroom stress. Transitioning-identity stress and
Gender-specific Public Bathroom stress also predicted a steeper negative slope at awakening. General Perceived
Stress was not associated with elevated cortisol or slope. These results clarify the relation of increased cortisol at
awakening with a negative linear slope to perceived stigma and transition-related stress experience among
transgender men.
1. Introduction socially derived stressors associated with gender identity and expres-
sion when examining psychobiological pathways linked to health and
“Transgender” and “trans” are umbrella terms to describe people well-being (for review, see Reisner et al., 2016).
whose gender identity or presentation may not conform to conventional
social norms associated with their assigned birth sex (IOM, 2011). 1.1. Transition-specific and gender-related stress
Transgender people experience significant stress related to stigma-
based violence and discrimination and have disproportionally high Above and beyond the minority-stressors experienced by LGB
rates of distress, depression, and anxiety (Bockting et al., 2013; people related to sexual-orientation, transgender people experience
Bradford et al., 2013). This is consistent with minority stress theory, unique sources of stress and stigma as a result of having a gender-
which states that excess stress experienced by individuals from identity or gender-presentation which falls outside rigid male-female
stigmatized social categories leads to adverse mental and physical binaries (Grant et al., 2011). Additionally, unique challenges may arise
health outcomes (Meyer, 2003). during the process of gender transition that involve: 1) social transition
Existing research has focused on stigma among lesbian, gay and related to gender presentation/expression (e.g., clothing and hair) and
bisexual (LGB) individuals (Hatzenbuehler et al., 2013; Hatzenbuehler identity (e.g., name and pronouns) and 2) physical transition, when
and McLaughlin, 2014), with few studies of transgender people some transgender people seek hormonal therapies and surgeries to
(Bockting et al., 2013; Levitt and Ippolito 2014). Moreover, the better align their bodies with their gender identity (Bockting et al.,
majority of studies among transgender people are conducted among 2013).
those assigned male at birth (i.e., trans women). By contrast, trans men For trans men who physically transition, accessing gender-affirming
who were assigned female at birth are underrepresented (Reisner et al., treatments such as testosterone therapy and surgeries improve overall
2016). Critically, few studies integrate an explicit aim to consider quality of life and health (Keo-Meier et al., 2014; Newfield et al., 2006).
⁎
Corresponding author.
E-mail address: Zachary.DuBois@csulb.edu (L.Z. DuBois).
http://dx.doi.org/10.1016/j.psyneuen.2017.05.008
Received 19 August 2016; Received in revised form 25 April 2017; Accepted 5 May 2017
0306-4530/ © 2017 Elsevier Ltd. All rights reserved.
L.Z. DuBois et al. Psychoneuroendocrinology 82 (2017) 59–66
Nonetheless, shifts in physical gender “cues”, including changes in male To the best of our knowledge, only one study has examined the
secondary-sex characteristics (e.g., facial hair) during the first few years HPA-axis among trans men and trans women. Colizzi et al. (2013)
of testosterone therapy may put trans men at risk for being “read” as reported that elevated general perceived stress and cortisol prior to
gender ambiguous or contradictory. This renders them more vulnerable hormonal therapy was related to significantly lower levels of general
to gender-related stigma. Transition-related stress can be particularly stress and cortisol following 12 months of hormonal therapy. The
pernicious in gender segregated social spaces, including bathrooms or Colizzi study examined psychobiological distress only before and after
locker rooms, and during social interactions in which gender is salient. hormonal treatment; however, no psychosocial data was gathered over
For example, a survey of urban transgender and gender non-conforming the course of the first year of transition or following a year, as in the
people found 70% of respondents had experienced verbal harassment, current study. While transitioning itself is beneficial and helps to align
physical assault, and denial of access to gender-specific public bath- the body with one’s internal gender identity, stress experienced during
rooms (Herman, 2013). transition may reflect unique experiences of stigma and minority-stress.
Changes in physical appearance during testosterone therapy typi- In addition to general perceived stress, transgender-specific stressors
cally require a “social transition.” This includes a “coming out” process may be related to elevated levels of diurnal cortisol. Previous research
whereby individuals disclose their gender status to their social net- has shown that during the early phases of transition, psychosocial stress
works and request others address them using a new name/male related to transition-specific stressors can cause physiological changes
pronoun. In addition to “coming out” processes, social transition can in blood pressure and levels of inflammation (DuBois, 2012). In
involve stress associated with the complexity of socially managing a particular, stress related to “coming out” as transgender was associated
transitioning identity, particularly within a social context where a rigid with a diminished decline in nocturnal blood pressure (i.e., blood
gender binary is expected (i.e., changes in gender recognition during pressure while sleeping) (DuBois, 2012). Understanding the links
physical transition). For instance, this can occur in “mixed-company” between transition-specific stressors and HPA-axis functioning will
when social circles overlap, bringing together some people who may provide complementary insights to further understand gender-identity
know of one’s transition/gender status and others who may not. We health disparities and develop public health strategies to improve trans
propose that these complex social processes and transition-related men’s health.
stressors can “get under the skin and skull” via modulation of stress In the current analysis, we hypothesize that (1) trans men reporting
physiology. high transition-specific stress (i.e., Transitioning-identity stress; Coming
Out stress; Gender-specific Public Bathroom stress) will exhibit elevated
1.2. Minority stress and the hypothalamic-pituitary-adrenal axis diurnal cortisol levels at awakening and (2) that trans men reporting
high transition-specific stress will exhibit a steeper linear slope or rate
An understudied area of research for the transgender population is of change in cortisol.
the psychobiological link between minority stress and physical health.
A key player is the hypothalamic–pituitary–adrenal (HPA) axis respon- 2. Methods
sible for the production of cortisol (Sapolsky et al., 2000), which
follows a natural circadian rhythm. A normal diurnal cortisol rhythm 2.1. Participants
includes a gradual rise throughout the night followed by a 50–160%
increase in concentrations 30–45 min following awakening [cortisol As part of the Transition Experience Study, sixty-five healthy trans
awakening response (CAR)] (Clow et al., 2010; Stalder et al., 2016), men were recruited from rural western Massachusetts, Boston, and
and a decline over the day with lowest levels around bedtime (Adam, southern Vermont. Each participant was 18 years of age or older,
2006). assigned a female sex designation at birth but expressed a male/trans
Due to its regulatory role in multiple interconnected systems, masculine gender identity, and was using testosterone therapy as part
cortisol has been implicated as a mechanism through which stress can of his transition. Participants were ineligible for participation if they
lead to disease (Miller et al., 2007). Chronic stress-induced dysregula- were currently taking medication for any cardiovascular or immune-
tion of the HPA-axis can lead to chronically high cortisol levels or to the related conditions.
opposite effect where cortisol levels are decreased and a “flattening” of As trans men represent a relatively hard-to-reach population,
the diurnal slope occurs (Carpenter et al., 2007; Ice et al., 2004). Both recruitment efforts focused on area support groups, social networks,
chronically elevated cortisol levels and/or flattening of the diurnal and snowball techniques. Interview and biomarker data were con-
pattern are associated with negative health outcomes (Fries et al., 2005; ducted and collected during the period of 2009–2012 by the principal
Marketon and Glaser, 2008). Studies examining stress and HPA-axis investigator of the study (LZD) who identifies as an out, transgender
activation have linked psychosocial stress to both high and low cortisol man. All interviews took place in the participants’ home, in private
awakening response (Chida and Steptoe, 2009; Adam et al., 2006); meeting rooms at area LGBT health clinics and the University of
however, other studies have found no significant association (Michaud Massachusetts Amherst. Responses were transcribed onto the interview
et al., 2009). Recently, Chi et al. (2015) found that stigmatization was instrument and digitally recorded. Consent forms were discussed and
associated with lower cortisol levels at awakening and a flatter slope. participants documented their consent by writing their initials into a
While little research has investigated stress and HPA-axis function- notebook rather than providing their full names on the consent forms.
ing among transgender populations, previous research has linked Each participant received $50 as remuneration. Further description of
social-evaluative threats – stressors that represent threats to the social the methodology of this study has been published previously (DuBois,
self – to hypercortisolemic profiles (Dickerson et al., 2004; Miller et al., 2012). The project was approved by the Institutional Review Board for
2007). For example, African Americans who report higher levels of research involving human participants at the University of Massachu-
perceived discrimination have higher waking cortisol levels and a setts Amherst.
steeper diurnal decline in cortisol compared to Whites who report In addition to the in-depth interview, each participant provided
experiencing discrimination (Fuller-Rowell et al., 2012). Stress linked anthropometric and bio-impedance measures during in-person sessions.
to devaluations of closely held identities, such as an individuals’ gender Psychometric scales and background questionnaires with demographic
identity and gender expression, may be a unique and important and biobehavioral data were distributed prior to meeting and were
mechanism that helps us understand established health disparities collected in person during the interview. Participants were asked to
among gender minorities. Unfortunately, there is a lack of field-based indicate if they were taking any steroid-based medications (e.g., for
research on stress and social evaluative threats during gender transi- colds, allergy, or asthma) both on the background questionnaire and
tion. during the in-person interview. Salivary sample collection materials
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L.Z. DuBois et al. Psychoneuroendocrinology 82 (2017) 59–66
and both written and verbal instructions detailing procedures were been published previously in relation to ambulatory blood-pressure
provided during the interview and participants then collected their measures (DuBois, 2012).
saliva after completing the interview and receiving instruction.
2.3.1. Transitioning-identity stress
2.2. Biological measures Transitioning-identity stress refers to a sense of stress related to
having a public gender identity and body that is in flux. During in-
2.2.1. Anthropometry person interviews, each participant was asked: Do you feel that you are
Height was measured with a freestanding portable anthropometer. known by more than one gender in your public life (e.g., some people
Body weight was measured using a portable digital scale (Tanita, model know you as a man, others as a trans man, and others know you as a
BC-550T). Body mass index (BMI) was then calculated from weight woman)? If participants answered yes to this question, they were asked
(kg)/height (m2). to address the following: (1) Would you prefer to be known by others
consistently as a man, trans man or in some other way (e.g., as gender
2.2.2. Saliva sampling non-binary); and (2) Do you feel stress related to how others know you
Participants collected salivary samples over three consecutive days in terms of your social or public gender identity?
after the interview was completed: (1) upon awakening (while still in A dichotomous variable was then created during analysis of the
bed), (2) thirty minutes post-waking (Clow et al., 2010) (prior to interview data according to the following criteria: two independent
coffee/tea and brushing teeth), (3) mid-morning (approximately 4 h coders coded participants positively as experiencing Transitioning-
post waking, avoiding meal time), (4) mid-afternoon (approximately identity stress if they reported to be both a) socially identified as
8 h post-waking, avoiding meal time), and (5) at bedtime (prior to sometimes male, sometimes female, sometimes transgender instead of
brushing teeth). Participants used the “passive-drool” technique, using having a singular and consistent public male or trans male gender
a straw and polypropylene vial to collect their saliva (Ice, 2007). Each identity and also b) feeling that the experience was stressful/distressing
participant was instructed to refrain from brushing their teeth, smok- (i.e., preferring a consistent singular social identity) (yes = 1).
ing, or consuming dairy, alcohol, or caffeine 30 min prior to sample Participants were coded as negative (0 = referent) for experiencing
collection. In addition, a compliance questionnaire was filled out with Transitioning-identity stress if they reported no stress/distress related
each sample collection (Powers et al., 2016). to their transitioning social identity regardless of status. All differences
Sleep patterns, including information on average wake times and in coding were resolved by consensus. Inter-rater reliability (Cohen’s
average hours of sleep, may play a role in the functioning of the HPA- Kappa) was .75, indicating excellent agreement (Fleiss, 1971).
axis and were therefore also collected (Clow et al., 2010; Zeiders et al.,
2011). For the waking sample, the questionnaire asked participants to 2.3.2. Coming Out stress
note the following: time to bed the night prior, approximate time that Coming Out stress refers specifically to stress associated with the
they fell asleep, number of times they awoke, final wake time, and process and/or experience of being out as transgender. During in-
method used to wake (i.e., alarm). Text-messages or phone call person interviews, each participant was asked: Is being “out” or the
reminders prompted participants to collect their mid-morning and process of “coming out” a source of stress or anxiety for you?
mid-afternoon samples. Study participants labeled their samples with Participants were instructed to select an answer from the following
the date and time of collection and then refrigerated them until choices: never, sometimes/infrequently, most of the time, and always and
retrieved. Samples were then frozen in a lab-grade freezer (−20°) until responses were coded 0–3 (DuBois, 2012).
being shipped on dry ice to the University of Dresden, Germany for
analysis in the laboratory of Dr. Clemens Kirschbaum. Analysis was 2.3.3. Gender-specific Public Bathroom stress
conducted using a chemiluminescence immunoassay (CLIA) with high During the in-person interview, participants were asked to rate their
sensitivity of 0.16 ng/ml (IBL-International; Hamburg, Germany). Intra- stress experience when using gender-specific public bathrooms on a
and inter-assay coefficients of variation were below 8%. Likert Scale ranging from 0 (low stress) and 10 (very high stress).
An average cortisol level for each of the diurnal assessment time
points was calculated by averaging the cortisol levels at each time point 2.4. General perceived stress
across all days of data collection (Juster et al., 2011, 2013, 2016a,b).
This resulted in 5 cortisol scores representing the average diurnal level Each participant completed Cohen and colleagues’ Perceived Stress
(nmol/L) at each time point (waking, 30-min post waking, mid- Scale (1983), which is the most commonly used measure of general
morning, mid-afternoon, and bedtime) for each participant. perceived stress shown to predict numerous health outcomes (Ice,
2007). Ten questions ask participants to rate how often they felt or
2.2.3. Time on testosterone therapy thought in specified ways during the last month and are summed for
Testosterone therapy initiates and maintains male secondary sex- each participant, yielding scores ranging from 0 (low perceived stress)
characteristics (i.e., facial hair, lower voice) for trans men. The duration to 40 (high perceived stress). The coefficient alpha for the scale was .91,
of time an individual has been on testosterone determines the degree to indicating a high degree of internal consistency among the items on the
which male secondary sex characteristics are apparent and can scale. The means of the individual items ranged from 1.07 to 2.59, with
influence the transition-specific stress experience assessed. Time on a mean on the total scale of 16.85 (SD = 7.22). Overall, the partici-
testosterone therapy was coded as a continuous variable that ranges pants’ responses on the scale indicated that they perceived themselves
from .04 to 13.83 years. as experiencing a moderate amount of stress.
Participants were asked to discuss their transition experience during Bivariate correlations and one-way ANOVAs were used to identify
the in-person interview and were prompted to answer specific questions potential confounders of the relation of stress variables to cortisol
about the three transition-specific stressors that were previously assessments. Growth curve modeling was used to plot temporal
identified ad-hoc by the lead author based on findings from his trajectories of participants’ diurnal rhythms and to predict variance in
unpublished pilot-study (Transitioning-identity stress, Coming Out these trajectories from participants’ transition-related stress
stress, and Gender-specific Public Bathroom stress). As described above, (Transitioning-identity stress, “Coming Out” stress, and Gender-specific
findings related to Coming Out stress (referred to as “Out stress”) have Public Bathroom stress) or generalized non-transition-specific stress
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L.Z. DuBois et al. Psychoneuroendocrinology 82 (2017) 59–66
Fig. 1. Estimated mean ( ± SE) diurnal cortisol as a function of transitional factors. Specifically, cortisol diurnal trajectories are shown for illustrative purposes as a function of (A)
Coming Out stress, (B) Transitioning-identity stress, (C) Gender-specific Public Bathroom stress, and (D) general Perceived stress. Values are adjusted for years of testosterone treatment,
medication, body mass index, and mean awakening time.
Table 2 Table 3
Transitioning-identity stress predict diurnal cortisol trajectory. Coming Out stress predict diurnal cortisol trajectory.
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L.Z. DuBois et al. Psychoneuroendocrinology 82 (2017) 59–66
orientation, and is not exclusively referring to the outcome of dis- 4.2. Conclusions
closure. Our findings represent an important addition to the literature
given that despite recent shifts in visibility and support for transgender This study expands minority stress models and applies a social
rights, stigma and discrimination remains pervasive, posing a substan- evaluative threat framework within real-life settings by highlighting the
tial threat to the health and well-being of the transgender population negative effects of stigma, prejudice, and discrimination on transgender
(IOM, 2011). Particularly during transition, gender identity and individuals (Bockting et al., 2013; Dickersen et al., 2004; Meyer, 2003).
expression may not conform uniformly to culturally prescribed binary In this study that provides a first step forward in biomarker assessment
male-female categories, thus increasing the risk for both stigma and among trans men, we characterize specific identity and transition-
discrimination. related stressors in relation to psychobiological pathways linked to
In addition to providing support for our hypothesis, our findings health. The types of stressors that trans men described are indicative of
provide further evidence that stigma affects health and therefore speak managing social relationships (Transitioning-identity stress and Coming
to contemporary socio-political issues in the United States and abroad. Out stress) and reflect cultural norms pertaining to traditional binary
Importantly, the significant associations between levels of Gender- distinctions imposed on both gender presentation and gender identity
specific Public Bathroom stress and cortisol levels directly address (levels of Gender-specific Public Bathroom stress). These gender-
contemporary arguments regarding access to gender-specific public minority and social-evaluative threat experiences illuminate the im-
spaces. For example, in 2016, a series of “bathroom bills” were portance of facilitating the transition process itself while simulta-
proposed in at least 18 states (Kralik, 2016). Many of these “bathroom neously providing sufficient support and coping resources for trans
bills” seek to criminalize the use of gender-specific bathrooms by men during transition, particularly within sociocultural contexts where
transgender people and require they use the bathroom that corresponds male-female gender categories are rigidly enforced. Finally, these
with their assigned sex as listed on their birth certificate rather than findings speak to the importance of anti-discriminatory transgender
according to their gender identity and physical presentation (Schilt and policies, as well as increased education to reduce stigma, prejudice, and
Westbrook, 2015; Wang et al., 2016). Particularly in the wake of the discrimination against transgender people in order to improve trans-
recent rescinding of protections for transgender students in public gender health.
schools, these findings point to the potential serious negative effect that
denial of this protection can have on transgender people. Acknowledgements
The policy debate surrounding these bills has an enormous impact
for the lives of transgender people, and transgender youth in particular We are grateful to all of the trans men who participated in this
who are highly vulnerable to stigma (IOM, 2011). In addition to mental study. We also thank The Fenway Institute and Tapestry Health Clinics
health and quality of life effects, further research could examine for providing safe and private meeting rooms for conducting interviews.
whether these stigmatizing and discriminatory experiences related to We thank Lisa Fiorenzo, Aline Sayer, and the UMass Center for Research
using bathrooms directly affect physical health by forcing trans people on Families for statistical consultation.
to suppress their basic bodily needs, which can increase individual’s
risk for urinary tract or kidney infections among a host of other References
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