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Physiology & Behavior 83 (2004) 13 – 19

Recording of the human electro-olfactogram


M. Knecht, T. Hummel*
Smell and Taste Clinic, Department of Otorhinolaryngology, University of Dresden Medical School, Fetscherstrasse 74, 01307 Dresden, Germany

Received 13 April 2004; accepted 26 July 2004

Abstract

Electro-olfactograms (EOG) are electrical potentials of the olfactory epithelium that occur in response to olfactory stimulation. The EOG
represents the sum of generator potentials of olfactory receptor neurons. While this response has been used extensively in animal research,
there are only a handful of papers describing the properties of the human EOG. In addition to a discussion of methodological issues related to
the EOG, this review summarizes the characteristics and uses of these recordings. Among other results, EOGs have been used to provide
evidence for the dominant role of the central nervous system in olfactory desensitization, for the functional characterization of the olfactory
epithelium, the specific topographical distribution of olfactory receptors, or the expression of olfactory receptor neurons in response to
exposure to odorants, and the characterization of certain odorants as olfactory receptor antagonists. In conclusion, in combination with nasal
endoscopy and air-dilution olfactometry, the EOG is a unique part of a large array of techniques used to provide a complete picture of the
processing of olfactory information in humans.
D 2004 Elsevier Inc. All rights reserved.

Keywords: Smell; Olfaction; Electrophysiology; Nose

1. Recording of electro-olfactograms (EOG)—historical longer the stimulation and the higher the concentration of
perspective the odorant, the slower the return of the EOG to baseline. (4)
The EOG originates from olfactory receptor neurons
1.1. Recordings in insects and vertebrates (ORN). (5) Odorants produce selective desensitization in
the olfactory epithelium. (6) Different odorants may produce
First electrophysiological investigations of the olfactory a similar increase of the EOG, but responses differ with
epithelium were performed by Hosoya and Yoshida in 1937 regard to the return of the potential to baseline.
[1]. In ex-vivo experiments they saw responses in the Getchell et al. [4] extended Ottoson’s findings through
olfactory epithelium of the dog following odorous stim- their excellent work in the salamander. Based on single
ulation. They reported a positive correlation between cell recordings they demonstrated that only ORNs, and not
response magnitude and degree of pigmentation of the sustentacular cells, increased their firing rate in response to
epithelium. Years later, Ottoson [2,3] extensively studied the odorous stimulation. They also reported a relationship
frog’s olfactory epithelium to describe olfactory activation between response frequency of ORNs and stimulus
in the periphery. Major conclusions from his work included: concentration, and a relation between response frequency
(1) The amplitude of the EOG is proportional to the of ORN and the shape of the EOG [5,6]. The amplitude of
logarithm of the concentration of the odorous stimulus. (2) the EOG was shown to decrease when the response was
The EOG’s amplitude is different at different positions of recorded at different depths in the olfactory epithelium,
the olfactory epithelium. (3) Results indicated that the indicating that surface elements in the olfactory epithelium
function are responsible for generation of the response [5].
* Corresponding author. Tel.: +49 351 458 4189; fax: +49 351 458 In addition, following section of the olfactory nerves, EOG
4326. recordings disappeared as the olfactory receptor cell
E-mail address: thummel@rcs.urz.tu-dresden.de (T. Hummel). population underwent retrograde degeneration [7]. This
0031-9384/$ - see front matter D 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.physbeh.2004.07.024
14 M. Knecht, T. Hummel / Physiology & Behavior 83 (2004) 13–19

series of experiments strongly argued for the idea that the 2. Methodological issues
EOG originate from ORNs following activation with
odorants [4]. 2.1. EOG electrode—biological significance of the EOG
It was also in the 1950s that Schneider recorded
summated generator potentials from the antennae of In 1962, Mozell [19] questioned the biological signifi-
butterflies and moths, the so-called electro-antenogram [8]. cance of Ottoson’s recordings, as he was able to record
Consecutive work by Kaissling and others indicated that a EOG-like potentials from non-biological systems. However,
single odorous molecule can trigger an impulse in the it was demonstrated [20] that EOGs cannot be recorded
antennae of moths [9], and that certain neuronal cells from an Agar-plate when using electrodes as they had been
respond only to certain odorants [10]. In insects it was also introduced by Ottoson [3]. This electrode must be insulated,
established that the termination of a response may be due to e.g. through a Teflon tube. A so-called bagar-bridgeQ (1%
effects of odor-binding-proteins [11]. Other work indicated Ringer-Agar) ascertains that the odorant has no direct
the significance of enzymatic processes in the antennas for contact with the electrode. A silver-chlorided silver-elec-
the perception of odorants [12,13]. trode is typically used for recording; the reference is placed
at the bridge of the nose, contralateral to the recording site
1.2. EOG recordings in humans [16]. Background noise in the EOG is believed to represent,
at least in part, the electroencephalogram [15,16]. In order to
In 1969, Osterhammel et al. [14] were the first to publish minimize artefacts produced by muscular contractions or
EOG recordings in humans. Reporting measurements in two eye movements, it is helpful to place the subjects as
subjects they emphasized that inherent difficulties of this comfortable as possible. First employed by Hummel and
technique would render it too demanding to be successfully colleagues, a frame similar to lensless glasses is typically
applied in routine clinical practice. Obviously alerted used to keep the EOG electrode in place (Figs. 1 and 2).
through this cautious advice, Bekiaroglou and Gisdakis
[15] reported recordings from the human olfactory epithe- 2.2. Responses from the respiratory epithelium
lium following extensive local anesthesia before electrode
placement. However, other than previous researchers they It is also possible to record potentials from the respiratory
only demonstrated positive recordings. epithelium [21]. The so-called negative mucosa potential
A major methodical concern in olfactory research was (NMP) is believed to represent peripheral trigeminal
solved by Kobal in developing an olfactometer based on activation [22–24]. It is similar to EOGs in terms of both
the principles of air-dilution olfactometry [16,17]. This shape and response properties [16,21]. As the olfactory
stimulator allows the administration of chemical stimuli of epithelium is also innervated by the trigeminal nerve (e.g.
known concentration, duration, and quasi-rectangular Refs. [25,26]), this emphasizes the importance of a set-up,
shape of stimulus onset and offset. Most importantly, which excludes trigeminal activation when EOGs are to be
presentation of stimuli is possible at relatively high obtained [16]. It is clear that odorants cannot be puffed onto
concentrations at a rise time of less than 20 ms without
eliciting mechanically induced sensations, which are
prerequisites for the reproducible recording of electro-
physiological responses. Based upon this technique Kobal
[16] performed numerous experiments in a small number
of subjects which laid the ground for future developments.
Among his major findings were the following: (1) EOG
amplitudes depend on odor concentration; (2) While
odorous stimulation produces only negative responses at
the level of the olfactory epithelium, positive responses
can also be obtained from the respiratory epithelium; (3)
EOG recordings are independent from changes in skin
conductance; (4) Pairwise stimuli presented at short
interstimulus intervals of only several seconds produce
responses with little or no decrease in amplitude, although
the simultaneously recorded olfactory event-related poten-
tials [18] exhibited a strong decrease in amplitudes. This Fig. 1. Recording of an EOG in a healthy subject. After the electrode (short
was interpreted such that the process of odor desensitiza- white arrow) has been placed on the olfactory epithelium using endoscopy,
it is kept in place by means of a frame similar to lensless glasses [36]. The
tion appears to be more strongly related to central but to
outlet of the stimulator (thin white arrow) is carefully brought into the
peripheral processes. Thus, Kobal’s [16] extensive work nostril. The reference electrode has been placed on the bridge of the nose;
can be regarded as the basis for the use of EOG recordings EEG is recorded simultaneously. White noise is played to the subject
in human studies. through headphones for acoustical shielding.
M. Knecht, T. Hummel / Physiology & Behavior 83 (2004) 13–19 15

potential (compare Fig. 4), others also described positive


EOGs or EOGs with both positive and negative components
[20]. It was hypothesized [20] that the EOG principally
consisted of negative and positive potentials and that the
recorded EOG would be the result of a superposition of the
two components. Following section of the olfactory nerve
[31,32] it was observed that the extinction of the negative
Fig. 2. Example of an EOG (thick, black line) superimposed on a EOG was accompanied by the development of a positivity.
simultaneously recorded olfactory event-related potential (thin gray line). The authors hypothesized that the positive response was due
Onset of the 1 s vanillin stimulus is marked with an arrow. Note the
different scaling of the two responses.
to activation of the Bowman glands or the sustentacular
cells (compare Refs. [33,34]).

the epithelium as this would produce a mechanical sensation 2.6. Localization of EOG recording sites
and thus trigeminal activation. Further, odorants used to elicit
EOGs should be bpureQ olfactory stimuli which produce little Kobal and co-workers were the first to record EOGs
or no trigeminal activation, e.g. vanillin or H2S [27–29]. under endoscopical control. This technique allowed place-
ment of the electrode in the area of the olfactory cleft, which
2.3. Administration of odorous stimuli is difficult to accomplish otherwise [35–37]. In this context
it is important to keep in mind that, on a macroscopical
Another important point in EOG recording is that the level, the human olfactory epithelium cannot be distin-
odorant has to reach the epithelium with a high concen- guished from respiratory epithelium as it does not contain
tration gradient and that it has to be removed immediately at yellow/brownish pigment typically seen, for example, in rat
the end of the stimulus. The gold standard for stimulation in olfactory epithelium.
EOG recordings is the use of an olfactometer developed by Leopold et al. [37] used the EOG to functionally describe
Kobal [16,17]. This olfactometer is based on the embedding the extent of the olfactory epithelium. They reported the
of an odorous stimulus in a constantly flowing air stream presence of EOG responses (and functionally mature
with controlled temperature and humidity. Only the use of olfactory receptor neurons) at the level of the insertion of
an appropriate olfactometer and bpureQ olfactory stimulants the middle turbinate which contradicted classical views of
guarantees exclusive activation of ORNs. the extent of the human olfactory epithelium (compare Refs.
[38,39]). Von Brunn [40] described the olfactory epithelium
2.4. Sources of artefacts in the area beneath the cribriform plate, the superior
turbinate, and its corresponding area on the septum.
Apart from artefacts due to inadequate stimulus presen- However, his observations were only based on experiments
tation, or inadequate electrode placement, other sources of in two decapitated criminals (35 and 45 years old). Read
artefacts need to be considered. (1) The eyeballs constitute [41] reported that the neuroepithelium was more extended.
electric dipoles. This is why eye blinks with consecutive eye He made his observation in the cadaver of a 1-year-old child
movements cause potential differences in the EEG that are and an adult. However, in both publications the verbal
biggest in the area of the forehead, but may also super- descriptions of the extent of the olfactory epithelium do not
impose recordings from the olfactory epithelium. Therefore, correspond to diagrams in which the olfactory epithelium is
eye blinks should be controlled when EOGs are obtained. shown to extend until the middle turbinate and its opposite
(2) During the experiments subjects should breathe in a
specific manner in order to avoid movement of respiratory
air in the nasal cavity. Gently pressing the base of the tongue
upwards causes bvelopharyngeal closureQ and avoids any
air-flow of the air stream in the nose during breathing
[16,30]. Effectiveness of this bvelopharyngeal closureQ can
easily be controlled by the subjects in a bio-feedback system
using a mirror placed beneath the nostril (allowing to
visualize condensation of respiratory air) or a thermistor
placed in front of the nostril (allowing to visualize changes
of air-flow on an oscilloscope) (Fig. 3).

2.5. Positive and negative EOG


Fig. 3. MR image of a subject breathing normally (left; velum open) and
While most authors described exclusively negative EOG practicing velopharyngeal closure (right, velum closed). Velopharyngeal
recordings with a phasic initial response followed by a tonic breathing prevents respiratory air-flow through the nasal cavity.
16 M. Knecht, T. Hummel / Physiology & Behavior 83 (2004) 13–19

Fig. 4. EOG recordings before and after several administration of a local anesthetic [l.a.] (20 mg of lidocaine sprayed to the olfactory epithelium; the subject’s
ratings of the vanillin stimuli are shown on the right (visual analogue scale ranging from 0 [no intensity] to 100 [maximum intensity] estimation units).
Immediately following stimulation only a faint intensity was left which gradually recovers over time. Correspondingly, the EOG is almost extinguished after
application of the local anesthetic; it gradually recovers over time. Stimulus onset/offset is indicated by the dotted lines.

site on the septum. A reason for these controversies may be recordings were reported in two congenitally anosmic
the irregular distribution of the olfactory epithelium which subjects with aplasia/hypoplasia of the olfactory bulbs
von Brunn [40] described as bcontinents surrounded by [48]. Along the same line are reports on EOG recordings
peninsulas and islandsQ. While the olfactory epithelium is in anosmic patients which were possible with the same
uniform in the fetus, respiratory bmetaplasiasQ appear in the probability as in healthy subjects (68%) [49]. Thus, while
olfactory epithelium during the first years of life [42]. As EOG recordings indicate the presence of functionally
this respiratory epithelium contains cells with microvilli as mature ORNs in circumscribed epithelial areas, their
opposed to respiratory epithelium in other parts of the nose presence may not be seen as proof for connectivity of those
it is assumed that this epithelium represents remnants of ORNs to the olfactory bulb.
olfactory epithelium which transformed to respiratory
epithelium [43]. The degeneration of olfactory epithelium
is typical in adults and occur especially beneath skull base 3. Characteristics and uses of the EOG
[44].
Other vertebrates seem to lack this irregular and patch- 3.1. Odor specificity of EOG recordings
like distribution of the olfactory epithelium [45]. Biopsies
taken from the olfactory cleft in humans contained ORNs in All publications on human EOG mention difficulties in
47% of the cases [43]. This patchy distribution of the terms of the success rate of the recordings (compare Ref.
olfactory epithelium may also explain the relatively low rate [50]). This may, at least in part, be due to the specificity of
of successfully recorded EOGs even under endoscopical the responsiveness of ORNs. In fact, EOGs to hydrogen
control [35–37]. sulfide been reported to occur in only a certain percentage of
The studies described above indicate that ORNs exist the recording sites [35,36], while responses were obtained to
outside of the regio olfactoria. Having said this, several stimulation with vanillin, and vice versa. These findings
experiments indicate that EOG can be obtained from ORNs compare to reports by Ottoson [3], who observed a striking
the axons of which do not connect to the olfactory bulb. variation of EOG amplitudes in different areas in the
Gesteland et al. [46] recorded EOG in the rat fetus before olfactory epithelium in the frog. In addition, Edwards et
synaptic connections between ORNs and mitral cells was al. [51] recorded EOG with 4 different odors in 12 positions
established. These neurons reacted unspecifically to all in the olfactory epithelium of the rat. Each odor showed
presented odors and exhibited specific responsitivity only different answers in the 12 positions indicating a different
after development of synaptic connections. In addition, distribution of olfactory receptor populations in the different
EOG were also recorded after section of the olfactory nerves areas of the olfactory epithelium (compare Refs. [52,53]).
in rainbow trouts [47] or in pigs [33]. Finally, EOG These experiments indicate on an electrophysiological level
M. Knecht, T. Hummel / Physiology & Behavior 83 (2004) 13–19 17

that certain ORNs are expressed in certain areas of the two distinct EOG responses. While the amplitude of the
olfactory epithelium [54,55]. second EOG was smaller it almost reached the amplitude of
the first EOG. No bmeltingQ of the two EOGs was seen.
3.2. Differential EOGs to different odorants Similar results were seen for the human EOG [16,36] with
subjects rating the intensity of the second stimulus to be
Using different odorants, Ottoson [3] reported no major much weaker than the intensity of the first stimulus. In
differences between EOGs with regard to the onset, but with addition, the response amplitudes of correspondingly
regard to the termination of the responses to different odor recorded olfactory event-related potentials exhibited a
qualities. Similar observations were made in humans where strong decrease with repeated stimulation.
the return of potential changes to baseline was prolonged for
EOG to vanillin compared to responses to H2S [35]. It may 3.5. Other studies employing the EOG
be hypothesized that theses differences in responses to
different odorants relates to the different fate of those In addition to the studies already mentioned above, the
odorants at the receptor site, for example the differential human EOG has been used to study activation of ORN at
binding of odorants to proteins contained in the olfactory peri-threshold levels [65], to look at odor-specific induc-
mucus, so-called odorant-binding proteins [56,57]. Other tion of sensitivity at receptor level [66], or to study
explanations of the differential EOG-response to odorants responses to stimuli applied through the ortho- or retro-
may refer to the differential metabolisation of odorants in the nasal route [67]. Interesting developments can also be
epithelium (e.g. through cytochrom P450 2G1 [58], or UDP- expected from the use of fresh cadaveric material to study
glucuronyl-transferase [59]). These enzymes may be of peripheral aspects of human olfaction [68]. Last but not the
significance in the termination of an olfactory signal [60] or least, the EOG has been applied to investigate how
in terms of liberation of olfactory receptor cells from odorant peripheral detection and conscious perception of an odor-
molecules to enable their reactivation [11,61]. Other reasons ant can be specifically inhibited by prior exposure to an
for the differences in EOG shape may include the different antagonistic odor [69,70].
binding times of the odorant to the receptor, which, in turn,
could produce differences in activation.
4. Conclusions and perspectives
3.3. Relation of the EOG to odor concentration
In conclusion, the EOG allows to non-invasively address
Most researchers agree that the amplitude of the EOG’s questions related to peripheral olfactory activation in
onset depends on the concentration of the odorant. Some of humans. Among other results, EOGs have been used to
them simply describe that this amplitude increases with provide evidence for the dominant role of the central nervous
increasing concentration of the odorant [16,19,62], others system in olfactory desensitization, for the functional
describe this relationship in more detail. Specifically, the characterization of the olfactory epithelium, the specific
EOG amplitude has been reported (a) to be proportional to topographical distribution of olfactory receptor neurons, the
the logarithm of the stimulus concentration [3,14], (b) to expression of olfactory receptor neurons in response to
exponentially increase in relation to stimulus concentration exposure to odorants, or the characterization of certain
[47], or (c) to exponentially increase in relation to a odorants as olfactory receptor antagonists. In combination
logarithmic increase of the stimulus concentration [63]. In with nasal endoscopy and air-dilution olfactometry, the EOG
addition, (d) the concentration-amplitude-function has been is a unique part of a large array of techniques used to provide
reported to be of a sigmoidal shape [4]. a complete picture of the processing of olfactory information
With prolonged stimulation, similarly to what has been in humans. Together with the recording of olfactory event-
observed in the frog [3], the EOG from human subjects has related potentials [18], magnetic source imaging [71],
also been shown to exhibit a tonic phase [16,35]. The functional magnetic resonance imaging [72,73], and appro-
EOG’s latency has been found to shorten with stimulus priate psychophysical techniques [74], the human sense of
concentration [16,35] (compare Ref. [3]). smell can be described in its many facets at many different
levels, starting at the olfactory receptor neuron.
3.4. Relation of the EOG to repeated stimulation

Zwaardemaker [64] was among the first to recognize that Acknowledgements


desensitization in response to prolonged exposition to odors
would be due to central-nervous mechanisms, rather than to We would like to thank Dr. Johannes Gerber for
peripheral processes. Ottoson [3] was the first to use providing the MR image of the subject practicing velophar-
electrophysiological data in experiments in the frog to yngeal closure. We also would like to thank Dr. Gerd Kobal
support this hypothesis. Specifically, application of two for his help with some of the recordings presented in this
odorous stimuli with a short interstimulus interval produced manuscript. Support: DFG HU441-2.
18 M. Knecht, T. Hummel / Physiology & Behavior 83 (2004) 13–19

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