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JAMDA xxx (2016) 1.e1e1.

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JAMDA
journal homepage: www.jamda.com

Original Study

Association Between Sarcopenia and Cognitive Impairment:


A Systematic Review and Meta-Analysis
Ke-Vin Chang MD, PhD a, b, c, Tsai-Hsuan Hsu MS b, Wei-Ting Wu MD a,
Kuo-Chin Huang MD, PhD b, d, Der-Sheng Han MD, PhD a, b, c, *
a
Department of Physical Medicine and Rehabilitation, National Taiwan University Hospital, Bei-Hu Branch, Taipei, Taiwan
b
Community and Geriatric Research Center, National Taiwan University Hospital, Bei-Hu Branch, Taipei, Taiwan
c
Department of Physical Medicine and Rehabilitation, National Taiwan University College of Medicine, Taipei, Taiwan
d
Department of Family Medicine, National Taiwan University College of Medicine, Taipei, Taiwan

a b s t r a c t

Keywords: Background: Sarcopenia, a gradual loss of muscle mass and function, has been associated with poor
Sarcopenia health outcomes. Its correlation with another age-related degenerative process, impaired cognition,
cognition remains uncertain. This meta-analysis aimed to determine whether there is an association between
dementia
sarcopenia and cognitive impairment.
muscle
Methods: PubMed and Scopus were searched for observational studies that investigated the association
aging
between sarcopenia and cognitive dysfunction. Participants’ demographics and measurements, defini-
tion of sarcopenia, and tools for evaluating cognitive function were retrieved. The correlations between
sarcopenia and cognitive impairment were expressed as crude and adjusted odds ratios with 95% con-
fidence intervals (CIs).
Results: Seven cross-sectional studies comprising 5994 participants were included. The crude and
adjusted odds ratios were 2.926 (95% CI, 2.297e3.728) and 2.246 (95% CI, 1.210e4.168), respectively. The
subgroup analysis showed that different target populations and sex specificity did not significantly
modify the association, whereas the tools for evaluating cognitive function and modalities for measuring
body composition did.
Conclusions: Sarcopenia was independently associated with cognitive impairment. Future cohort studies
are warranted to clarify the causal correlation. The inclusion of relevant biomarkers and functional
measurements is also recommended to elucidate the underlying biological mechanism.
Ó 2016 AMDA e The Society for Post-Acute and Long-Term Care Medicine.

Sarcopenia was originally known as age-related loss of muscle been recognized as a systemic condition that is related to comor-
mass, leading to impaired strength, reduced aerobic activity, and bidities such as diabetes mellitus, depression, and cardiovascular
decreased physical performance.1 Its prevalence varies from 0.9% to events.6 Cognitive impairment, a prognostic factor for disability and
85.4% in the geriatric population based on different measuring tools dependence in elderly individuals, is also comorbid with chronic
and cut-off values for muscle mass and function.2,3 Other than ag- diseases such as hypertension, diabetes mellitus, thyroid disease,
ing, possible causes of sarcopenia include inadequate nutrition, and heart failure, but its association with sarcopenia remains
disuse atrophy, hormone depletion, and chronic inflammation.4,5 It uncertain.7
has been associated with several worse health outcomes, including Declines in cognitive function occur as a neurodegenerative process
increased mortality, longer hospitalization, and greater need for of aging and can transition to the most severe form, dementia. The most
rehabilitation care after hospital discharge.6 Sarcopenia has also common subtype of dementia is Alzheimer disease, followed by
vascular dementia, dementia with Lewy bodies, and frontotemporal
dementia.8 The reported prevalence of dementia is 7.1%e16.3% among
The study was funded by the research funding of the Community and Geriatric people >65 years of age, and it causes a significant health care expen-
Research Center, National Taiwan University Hospital, Bei-Hu Branch. diture burden.9 The risk factors for cognitive impairment include
The authors declare no conflicts of interest. malnutrition, sedentary lifestyle, lack of anabolic hormones, and
* Address correspondence to Der-Sheng Han, MD, PhD, Department of Physical
Medicine and Rehabilitation, National Taiwan University Hospital, BeiHu Branch,
persistent inflammatory reactions, all of which are potential causes of
No. 87, NeiJiang Rd, WanHwa District, Taipei 108, Taiwan. sarcopenia.10 Until now, although sarcopenia and cognitive dysfunction
E-mail address: dshan1121@yahoo.com.tw (D.-S. Han).

http://dx.doi.org/10.1016/j.jamda.2016.09.013
1525-8610/Ó 2016 AMDA e The Society for Post-Acute and Long-Term Care Medicine.
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are prevalent features of advanced aging, whether both are indepen- Study Selection and Data Extraction
dently associated appears inconclusive based on the available literature.
Therefore, the present meta-analysis aimed to explore the association Two authors independently scrutinized the retrieved articles and
between sarcopenia and impaired cognition, as well as examine extracted the data using a standardized form that included study
whether the association is modified by other relevant factors. design, participant demographics, and definition and measurement of
sarcopenia and cognitive impairment. The Newcastle-Ottawa Scale
was used to assess the included studies and evaluate their quality in
Methods terms of study group selection, group comparability, and exposure or
outcome of interest.11e14 The overall maximum score was 9 points for
Search Strategy and Inclusion Criteria the case-control and cohort studies but 6 points for the cross-sectional
studies.11e14 Differences in opinions between reviewers were resolved
PubMed and Scopus were searched for observational studies that through discussion or judgment by the corresponding author.
investigated the association between sarcopenia and cognitive
impairment published between the earliest record and May 2016.
Sarcopenia was defined as an age-related loss of muscle mass with Outcome Measurement and Statistical Analysis
reduced muscle strength and/or impaired physical performance.2
Adults who were able to communicate and participate in the sarco- The crude and adjusted associations between sarcopenia and
penia screening program were included in this study. Those who were cognitive impairment are expressed as odds ratios (ORs) and 95%
institutionalized or unable to walk independently were excluded. The confidence intervals (CIs). The adjusted confounders might have
assessment of cognitive function by a validated scale was required in differed among studies but generally included sex, age, education,
each enrolled study. The search keywords consisted of sarcopenia, depression, and physical performance. The DerSimonian and Laird
dementia, cognition, and cognitive impairment. Related systematic random effect model was used to pool effect sizes across selected
reviews and reference lists of the retrieved articles were manually studies.15 The c2-based Cochran Q statistic test and I2 statistic were
scrutinized for other potentially eligible studies. We also discarded used to quantify heterogeneity for each summary estimate, with
non-English literature and abstracts that lacked available full texts. values of I2 > 0.5 indicating moderate heterogeneity.16,17 To identify
Identification

Records identified through Additional records identified


database searching through other sources
(n = 202) (n = 3)

Records after duplicates removed


(n = 136)
Screening

Records screened Records excluded by title


(n = 12) and abstract
(n = 124)

Full-text articles assessed Full-text articles excluded:


for eligibility studies enrolling patients
Eligibility

(n = 7) with fragility only (n = 2);


studies not providing the
distribution of sarcopenia
in their population(n = 3)
Studies included in
qualitative synthesis
(n = 7)
Included

Studies included in
quantitative synthesis
(meta-analysis)
(n = 7)

Fig. 1. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) flow diagram for the study selection process.
Table 1
Summary of Study Characteristics and Definition for Sarcopenia and Cognitive Impairment

Author, Year Participant Definition of Sarcopenia Definition of Cognitive Impairment Enrolled Sample Number Average Age, Study Design Adjusted confounders
Characteristics (Female/Male) Years
Sugimoto Outpatients aged 60 years (1) Skeletal muscle mass measured by Criteria for cognitive impairment Sarcopenia: 88 (56/32) Sarcopenia: Cross-sectional Age, education, vitality
et al29 (2016) or older who attended BIA: defined by Petersen et al31 Control: 330 (223/107) 80.0  5.9; study index, depressive
the memory clinic male: <7.0 kg/m2; female: <5.7 kg/ Control: mood, BMI, health
m2 76.9  6.0 behavior, biochemistry,
(2) Hand grip strength comorbidity
male: <26 kg; female: <18 kg
(3) Physical performance:
time up and go test <13.56 seconds
Huang Community-dwelling Asian Working Group for Sarcopenia Mini-Mental State Examination: Sarcopenia: 50 (14/36) Sarcopenia: Cross-sectional Age, gender, education,
et al27 (2016) older adults (AWGS) less than 16 points for the illiterate, less Control: 681 (331/350) 76.7  5.3; study health behavior,
(1) Skeletal muscle measured by DEXA: than 21 points for those had 6 years of Control: comorbidity,
male: education or less, and less than 24 73.1  5.4 depressed mood,
<7.0 kg/m2; female: <5.4 kg/m2 points for those had more than physical activity
(2) Hand grip strength: 6 years of education

K.-V. Chang et al. / JAMDA xxx (2016) 1.e1e1.e9


male <26 kg; female: <18 kg
(3) Slow gait speed <0.8 m/s
Tolea Community-dwelling (1) Skeletal muscle measured by BIA Montreal Cognitive Assessment <26 Total: 223 (145/78); Not mentioned Cross-sectional Age, gender, race,
et al30 (2015) adults aged 40 Male: <7.26 kg/m2; Female: points/Ascertaining Dementia 8 2 sex was not study BMI, depression
years or older <5.45 kg/m2 points mentioned in
(2) Low muscle strength: not clearly each subgroup.
defined
Kim Patients with end-stage Criteria made by European Working Mini-Mental State Examination Sarcopenia: 32 (12/20) Sarcopenia: Cross-sectional Age, gender, BMI,
et al28 (2014) renal disease aged Group on Sarcopenia in Older People <24 points Control: 63 (29/34) 63.4  11.7; study kg status,
over 50 years (EWGSOP): Control: comorbidity,
(1) Skeletal muscle measured by BIA 64.1  9.3 biochemistry,
male: <8.87 kg/m2; female: depression
<6.42 kg/m2
(2) Hand grip strength:
male <30 kg; female: <20 kg
Hsu Men over 65 years (1) Low muscle mass measured by BIA: Mini-Mental State Examination Sarcopenia: 109 (0/109) Sarcopenia: Cross-sectional Age, BMI, physical
et al26 (2014) living in the veteran <8.87 kg/m2 <24 points Control: 244 (0/244) 83.7  5.7; study function, comorbidity,
retirement community (2) Low muscle strength <22.5 kg Control: depressive symptoms
(3) Slow walking speed 0.8 m/s 82.2  5.0
Alexandre Tda Community dwelling (1) Skeletal muscle mass measured by Modified Mini-Mental State Sarcopenia: 266 (163/103) Sarcopenia: Cross-sectional Age, gender, income,
et al25 (2014) older adults formula estimation: male  8.90 kg/ Examination Control:883 (549/334) Male: study married, education,
m2;female 6.37 kg/m2 <12 points 74.8  1.0, health behavior
(2) Hand grip strength: male: <30 kg Female:
female: <20 kg 75.8  1.0;
(3) Gait speed <0.8 m/s Control:
Male:
68.1  0.6,
Female:
68.9  0.6
Abellan van Kan Community-dwelling Skeletal muscle mass measured by Short Portable Mental Status Sarcopenia: 492 (492/0) Not mentioned Cross-sectional Age, education, disability
et al24 (2013) women aged over DEXA: Questionnaire <8 points Control:2533 (2533/0) study of activity of daily life,
75 years Appendicular lean mass (ALM/ physical activity
h2)  5.67 kg/m2

BIA, bioimpedance analysis; DEXA, dual-energy X-ray absorptiometry.

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Table 2
Quality Assessment by Using the Newcastle-Ottawa Scale for the Included Studies

Author, Year Selection Comparability Outcome Total Points

Representative Selection Ascertain Comparability Assessment


of Patients of Control of Sarcopenia of Cohorts on of Outcome
with Sarcopenia Measurement Basis of Design
or Analysis
Sugimoto et al29 (2016) - + + ++ + 5
Huang et al27 (2016) + + + ++ + 6
Tolea et al30 (2015) - + + + + 4
Kim et al28 (2014) - + + ++ + 5
Hsu et al26 (2014) + + + ++ + 6
Alexandre Tda et al25 (2014) + + + + + 5
Abellan van Kan et al24 (2013) + + + + + 5
+
, each star equals one point in the Total Points column, more stars equal better study ranking in the particular methodology listed in the subheading.

potential effect modifiers, we performed a subgroup analysis of tools was 2.926 (95% CI, 2.297e3.728), pooled from all the included studies.
used to evaluate cognitive function, modalities for measuring body The OR of the association adjusted for confounders like age, sex, ed-
composition, different target populations, and sex specificity. We ucation, depression, activities of daily life, and physical performance
employed the Egger test and the funnel plot to evaluate potential was 2.246 (95% CI, 1.210e4.168), as derived from 6 retrieved studies
publication bias.18 All of the analyses were performed using (Figure 2).24e28,30 The I2 was 8.063 with a P value of.367 for pooling
Comprehensive Meta-analysis Software v 3 (Biostat, Englewood, NJ). P the crude ORs, and was 77.24 with a P value of < .01 after pooling the
values of < .05 were considered significant, except for .10 for deter- adjusted ORs. The subgroup analysis showed difference in the target
mining publication bias using the Egger test. population, and sex specification did not significantly modify the
value of the adjusted associations. However, the association in the
Results group using the Mini-Mental State Examination (OR, 2.672; 95% CI,
1.716e4.159) was higher than that in the group using Short Portable
Result of Literature Search Mental Status Questionnaire (OR, 0.970; 95% CI, 0.730e1.289).
Furthermore, the group employing bioimpedance for measuring body
The initial literature search yielded 205 articles consisting of 69 composition had a higher association (OR, 3.444; 95% CI, 2.067e5.737)
duplicates, which were discarded. After screening the titles and ab- than that employing dual-energy X-ray absorptiometry (OR, 1.014;
stracts, we reviewed the full texts of 12 citations for eligibility. We 95% CI, 0.774e1.327) (Figure 3). Significant publication bias was
further excluded 5 articles: 2 that evaluated the association between observed in the adjusted association (P ¼ .019), but not in the crude
cognitive dysfunction and fragility but not sarcopenia19,20 and 3 that association (P value ¼ .406) determined using the Egger test. After we
did not provide the distribution of sarcopenia in their population. added potentially unpublished studies to enable quantitative analysis
21e23
Seven observational studies were included in the final quanti- of the adjusted association, the pooled OR decreased from 2.246 (95%
tative analysis (Figure 1).24e30 CI, 1.210e4.168) to 1.787 (95% CI, 1.048e3.048) (Figure 4).

Characteristics of Included Studies and Participants Discussion

The 7 included studies comprised 5994 participants with the To our knowledge, the present meta-analysis was the first to
average age ranging from 63. 4 to 83.7 years. Regarding the target explore whether sarcopenia is associated with cognitive dysfunction.
population, 1 study recruited patients attending the memory clinic,29 After adjusting for relevant confounders, we found a positive associ-
1 recruited patients with end-stage renal disease,28 and 5 recruited ation between sarcopenia and impaired cognition. Our data also
community-dwelling adults.24e27,30 Females accounted for 75.8% of all revealed that the associations differ among subgroups using various
enrolled participants; 1 study focused on women,24 1 focused on tools for evaluating cognitive function or modalities for measuring
men,26 and 5 investigated both sexes.25,27e30 With respect to the body composition.
measurement of body composition, 2 studies used dual-energy X-ray Although sarcopenia is an important issue in older populations,
absorptiometry,24,27 4 used bioelectrical impedance analysis, 26,28e30 limited systemic reviews and meta-analyses have investigated its risk
and 1 used a validated equation for the estimation.25 In terms of factors and correlations with common geriatric comorbidities and
evaluation of cognitive function, 4 studies used the Mini-Mental State functional outcomes. Weinheimer et al32 conducted a systematic re-
Examination, 25e28,31 1 used the criteria developed by Petersen et al,29 view summarizing the effect of energy restriction and exercise on fat
1 used the Short Portable Mental Status Questionnaire,24 and 1 free mass in sarcopenic obesity in 2010. Steffl et al33 performed 2
employed both Montreal Cognitive Assessment and Ascertaining meta-analyses investigating whether sarcopenia was related to
Dementia version 8 (Table 1).30 Because all of the studies used a cross- smoking in 2015 and to alcohol consumption in 2016.34 Chang et al35
sectional design, the Newcastle-Ottawa Scale adapted for cross- explored the correlation between sarcopenia and mortality in 2016,
sectional studies was used for the quality assessment (Table 2). whereas Shachar et al36 probed the prognostic value of sarcopenia in
adults with solid tumors in the same year. None of them examined
Association Between Sarcopenia and Cognitive Impairment whether sarcopenia was associated with a decline in cognitive func-
tion. Further, because cognitive impairment creates a great health care
Furthermore, because 2 of our enrolled studies employed multiple burden in elderly individuals, we found it important to clarify its as-
criteria for the diagnoses of sarcopenia and cognitive impairment, we sociation with sarcopenia, which can be treated with resistance ex-
extracted the minimal values among the reported ORs for the meta- ercise and nutritional supplements.5,6
analysis to prevent overestimation of the effect sizes.24,30 The crude Our study revealed a positive crude OR with statistical significance
OR of the association between sarcopenia and cognitive impairment between sarcopenia and cognitive impairment, indicating that the
K.-V. Chang et al. / JAMDA xxx (2016) 1.e1e1.e9 1.e5

Fig. 2. Forest plot of the (A) crude and (B) adjusted associations between sarcopenia and cognitive impairment.

concomitant presence of sarcopenia and impaired cognition was shown to decrease muscle anabolism and relate to the development
common in our recruited population. The result was not surprising in of Alzheimer disease.40,41 Increased levels of C-reactive protein and
older people because aging is known for its crucial role in the devel- tumor necrosis factor alpha in chronic inflammation are known to
opment of sarcopenia and decline in cognitive function. We were cause muscle catabolism and be involved in the pathogenesis of
more interested in whether other confounders mediated the associ- dementia.4,42 However, because all of the included studies in the
ation. In addition to older age, decreased physical activity is another present review lacked detailed data about sex hormones and in-
leading cause of sarcopenia and might result in cognitive impairment flammatory makers, we were unable to verify the abovementioned
because of cerebral hypoperfusion.6,7,37 A lower education level and mechanism.
depressive mood are known factors that cause poor performance in Several potential biological links might exist between sarcopenia
cognitive tests and can be associated with sarcopenia secondary to and decline in cognitive function. The causes of cognitive impairment
reduced viability.6,7,38 The cut-off values for sarcopenia and the in- include cardiovascular disease, chronic kidney disease, insulin insen-
cidences of dementia vary between the sexes, which might confound sitivity, sleep disorders, chronic inflammation, immunosenescence,
the correlation between sarcopenia and cognitive disorder.3,39 and obesity.43 The common etiology might explain the association
Therefore, the effect size estimated from the adjusted ORs was between sarcopenia and cognitive impairment. Some of the predis-
required to clarify the true association. posing factors underlying sarcopenia (eg, oxidative stress, inflamma-
Of the retrieved articles, 6 provided adjusted ORs, and the pooled tion, and insulin resistance) are also associated with cognitive
effect size indicated an independent positive association between impairment.44,45 Among them, vascular aging is common to cardio-
sarcopenia and cognitive impairment. Although the adjusted vari- vascular and cerebrovascular diseases.46 Dysfunction in blood vessel
ables might differ among studies, most included factors such as age, dynamics may have a predictive role in both muscle mass decrease
sex, education, depression, functional level, and common comor- and cognitive function decline. Atherosclerosis leads to an accelerated
bidities. The findings suggested that a decline in cognitive function in loss of muscle units and can be a prime etiologic factor for frail-
patients with sarcopenia could not be simply explained by aging and tyddecreased availability of oxygen to muscle.47 The therapeutic ef-
lower physical activity. The most accepted theory of relating sarco- fect of those treatments aiming at improving cardiovascular health,
penia to cognitive disorders is through a common pathway. The including physical activity, nutrition and risk factor reduction, should
depletion of testosterone and estrogen in older individuals has been be studied in the future.
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Fig. 3. Forest plot of the subgroup analysis based on (A) tools for evaluating cognitive impairment, (B) measurements for body composition, (C) target population, and (D) sex
specificity. MMSE, Mini-Mental State Examination; MoCA, Montreal Cognitive Assessment; AD8, Ascertaining Dementia v 8; SPMSQ, Short Portable Mental Status Questionnaire;
BIA, bioimpedance analysis; DEXA, dual-energy X-ray absorptiometry; ESRD, end-stage renal disease.
K.-V. Chang et al. / JAMDA xxx (2016) 1.e1e1.e9 1.e7

Fig. 4. Funnel plot of log OR for the (A) crude and (B) adjusted associations. The open circles represent the included studies, whereas the black circles represent the potentially
unpublished studies.

The connection between frailty and cognitive impairment is of “cognitive frailty” was coined to emphasize their relationship.43
clinical interest because sarcopenia is part of the frailty syndrome. Cellular and molecular damage accumulates during aging. These
Frailty, defined by unintentional weight loss, muscle weakness, health deficits finally accumulate and contribute to both frailty and
exhaustion/fatigue, slowness, and less physically active48 is a geriatric cognitive impairment.
syndrome characterized by reduced homeostatic reserves. It is Regarding the heterogeneity of the adjusted ORs, we speculated
obvious that frailty and sarcopenia share lots of phenotype of that the majority were derived from differences in tools used to assess
musculoskeletal aging. It is reported that 21.8% of old frail cases had cognitive function and body composition. According to a previous
sarcopenia.49 However, sarcopenia stresses more on skeletal muscle diagnostic performance study, patients with mild cognitive impair-
loss, and frailty focuses widely on weight loss, fatigue, and immobility. ment defined by the Mini-Mental State Examination were likely to be
Both of them may incur disability, dependency, and even premature assigned a more severe level than those defined by the Short Portable
death.45 Frailty is thought to be the risk factor of dementia, and Mental Status Questionnaire.50 Although dual-energy X-ray
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