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All content following this page was uploaded by Andrew M Chanen on 28 November 2022.
From Melbourne School of Psychological Sciences, The University of Melbourne, Parkville, Victoria,
Australia (C. A. J., C. L. N.); Orygen, Parkville, Victoria, Australia (C. A. J., K. N. T., A. M. C.); Centre
for Youth Mental Health, The University of Melbourne, Parkville, Victoria, Australia (C. A. J., K. N. T.,
A. M. C.); and Institute for Breathing and Sleep, Heidelberg, Victoria, Australia (C. L. N.).
There are no known conflicts of interest to disclose.
Address correspondence to Prof. Andrew Chanen, Orygen, Locked Bag 10, Parkville, Victoria, 3052,
Australia. E-mail: andrew.chanen@orygen.org.au
mortality risk (Adams et al., 2017; Morin & Jarrin, 2013). Despite these
findings, the sleep profile of young people with BPD has received relatively
little research attention.
Sleep abnormalities have been described in adults with features of BPD, and
evidence suggests a bidirectional relationship between poor sleep and BPD
symptomatology. Features of BPD including impulsivity, emotion dysregu-
lation, and aggressive behaviors are associated with disturbed sleep and
an increased vulnerability to experiencing further sleep difficulties (Selby
& Joiner, 2009; Van Veen et al., 2017). Insomnia and other forms of sleep
disturbance also aggravate suicide and self-harm risk in individuals with
features of BPD, heighten emotional dysregulation, impede BPD recovery,
and further increase the likelihood of an individual developing a co-occurring
mood disorder (Plante et al., 2013a, 2013b; Winsper & Tang, 2014; Winsper
et al., 2017).
Sleep has been measured objectively (wrist actigraphy and polysomnog-
raphy) and subjectively (self-report measures) in adults with features of BPD.
Poor sleep quality has been displayed through longer sleep onset latencies,
shorter sleep duration, more frequent awakenings (reflecting sleep fragmenta-
tion and disturbed sleep continuity), increased wake after sleep onset (time
spent awake following sleep onset and before final awakening), and lower
sleep efficiency (time spent asleep in bed as a proportion of total time in
bed) relative to healthy individuals (for reviews, see Hafizi, 2013; Oltmanns
& Oltmanns, 2015; Winsper et al., 2017). Polysomnography data indicate
that individuals with features of BPD have disturbed sleep architecture (the
distribution of sleep stages and wakefulness across the night) compared with
healthy individuals. Specifically, BPD has been associated with shorter rapid-
eye-movement (REM) latency, increased REM density, longer REM duration,
and less slow-wave sleep (the deepest stage of non-REM sleep). Subjective
measures indicate that individuals with features of BPD consistently report
experiencing more nightmares (Lloyd et al., 1983; Selby et al., 2013) and
poorer sleep quality (Bromundt et al., 2013; Oltmanns & Oltmanns, 2015;
Sansone et al., 2010) than healthy individuals (Winsper et al., 2017).
Some previous studies included clinical comparison groups comprising
individuals with mental disorders other than BPD in order to elucidate the
specificity of any observed sleep disturbances. A comprehensive meta-analysis
of such studies found no significant differences for any objective sleep vari-
ables between clinical comparison and BPD groups (Winsper et al. 2017). This
meta-analysis did reveal that, despite some similarities, the sleep disturbances
observed in individuals with features of BPD cannot be solely attributed to
co-occurring depressive symptoms (Winsper et al., 2017).
The sleep disturbances outlined above reflect commonalities in research
findings. However, recent reviews have emphasized the need for additional
research due to significant heterogeneity in the literature to date. For example,
Existing literature has predominantly focused on adults with BPD, and there
is a specific dearth of research focusing on the sleep profile of young people
with features of BPD (Huýnh et al., 2016). To our knowledge, there are no
existing reviews, systematic or otherwise, and only a small number of primary
research papers in this field. There are three key reasons to study sleep distur-
bances separately in young people with features of BPD.
First, BPD is a developmental disorder (Tackett et al., 2009) that has
its peak incidence and prevalence during adolescence and early adulthood
(Chanen, Jovev, Djaja, et al., 2008). Implementing sleep interventions when
sleep disturbance or features of psychopathology first begin to present pro-
vides an optimal opportunity to prevent morbidity and promote recovery
(Brand & Kirov, 2011; Morin & Benca, 2012). As such, sleep-improvement
interventions are likely to be most beneficial when integrated with current
early interventions for BPD, thus requiring a specific focus on young people.
Second, sleep patterns predictably vary across the life span, with perhaps
the most dramatic changes occurring during adolescence and early adulthood
(Ohayon et al., 2004, 2017). This developmental period is associated with
a reduction in total sleep time, an independent reduction in the proportion
of slow-wave sleep, an increase in sleep-onset latency, and a phase delay in
sleep and rise times (Carskadon & Acebo, 2002; Hysing et al., 2013; Laberge
et al., 2001; Ohayon et al., 2004). These developmental changes, combined
with social factors such as early school start times and evening technology
use, contribute to a general lack of sleep in young people (Carskadon, 1990;
Carskadon et al., 2004; Gradisar et al., 2011; Lund et al., 2010; Matricciani
et al., 2012; Roberts et al., 2009). These normative developmental changes
also mean that research findings regarding sleep in adults with BPD might not
be readily generalized to a youth population. In addition, the commonality
of sleep disturbances and lack of sleep in healthy young people warrants a
specific focus on young people with BPD, given their heightened susceptibility
to experiencing sleep disturbance relative to adults.
Third, understanding and addressing sleep in young people with fea-
tures of BPD is crucial to minimize the negative consequences associated with
The aim of this scoping review was to identify and synthesize the literature
regarding sleep quality and sleep-wake patterns of young people with features
of BPD. The objectives were to map the current state of research, highlight
important areas for additional investigation, and provide methodological
recommendations for future studies. This review focused on the questions
of what, if any, sleep disturbances have been observed in young people with
features of BPD, and whether these disturbances are nonnormative. Investiga-
tion of sleep disturbance in relation to BPD illness course and comparing sleep
across age groups was beyond the scope of the present study.
METHOD
The small number of studies identified and the wide variability in study design,
methodology, and sample characteristics did not permit examination by quan-
titative or meta-analytic techniques. Thus, a scoping review was deemed the
most appropriate method for the present article. Scoping reviews are particu-
larly useful in mapping the available evidence and identifying evidence gaps
in the existing literature, particularly in areas of emerging research or with
heterogeneous sources (Levac et al., 2010; Peters et al., 2015). This scoping
review was conducted in accordance with the Joanna Briggs Institute Review-
ers’ Manual (Peters et al., 2015).
INCLUSION CRITERIA
The inclusion criteria for this review are described in this section.
Participants. Articles must have included participants aged 12–25 years. This
period is distinct and developmentally coherent (Chanen et al., 2020) and is
consistent with definitions of the World Health Organization and the Inter-
national Association of Youth Mental Health. All articles about participants
with a mean sample age between 12 and 25 years (inclusive) were selected,
regardless of the age range. This mean-age approach for inclusion has been
used in other youth mental health review reports (Hayes et al., 2018) and is
intended to optimize inclusivity in the current study given the limited number
of articles in this field.
Concept. Articles needed to include at least one measure of sleep (e.g., self-
report questionnaire, clinical interview, actigraphy, polysomnography) and
at least one measure of BPD (e.g., structured clinical interview, self-report
questionnaire). Dimensional measures of BPD features were included given the
clinical significance and psychosocial morbidity associated with subthreshold
BPD (Thompson et al., 2019; Zimmerman et al., 2012).
clarity provided by the inclusion criteria, interrater reliability was not deemed
necessary for this scoping review.
RESULTS
The search yielded 120 unique results. Of these, 99 were excluded for not meet-
ing concept inclusion criteria and a further 13 were excluded for not meeting
the participant inclusion criteria outlined above. The remaining eight articles
were selected for inclusion in the current scoping review (see Figure 1). Note
that two of these articles used the same data set (Battaglia et al., 1993, 1999),
resulting in the inclusion of seven unique data sets. Details of the included
articles are presented in Table 1. The data sets varied widely in sleep assess-
ment method, with one using polysomnography, one using actigraphy, two
using subjective reports, one using clinical interview, one using both clinical
interview and subjective reports, and one using both polysomnography and
subjective reports. Of the two data sets that used a combination of subjec-
tive and objective measures, neither study conducted a comparison between
measures.
1/27/2022 10:07:02 AM
TABLE 1. (Continued)
G5047_525.indd 26
Dagan et al. (1998) Israel 63 (11 with BPD) 17.36 (1.99) Psychiatric Sleep–wake habits Of the 5 patients with Diagnosed on Adolescents diagnosed with
48% F Range: 13-23 years inpatients structured interview comorbid BPD and admission to the personality disorders had a
(interviews DSPS, 4 had no hospital by senior significantly higher probability of
conducted 4-6 comorbidities. psychiatrists also experiencing delayed sleep
weeks after Current medications according to DSM-IV phase syndrome (DSPS) (p < .05).
admission) (n): Zuclopenthixol criteria Adolescents with DSPS were
decanoatea (1), more likely to have only an Axis
Chlorpromazinea (1), II diagnosis, and were more likely
Promethazine (1) to be diagnosed with a mental
disorder characterized by affective
lability, including BPD (p < .001).
Half (50%) of adolescent patients
with DSPS had BPD odds ratio =
7.67; 95% CI [1.70, 34.48]). *This
information was provided through
personal communication with Prof.
Dagan, February 22, 2019.
Grove et al. (2017) USA Sample 1: 293 23 (not stated) Students Pittsburgh Sleep Not stated Self-Report: The Significant correlations (r = .14-.45)
(65% F) (undergraduate, Quality Index Borderline Symptom between total BPD features and
Sample 2: 188 University of (PSQI) List (short form; all 12 facets of BPD with global
(63% F) Utah ) BSL-23) subjective sleep quality. Although
associations between sleep quality
variables were consistent across
all BPD features, the strongest
correlation was with symptoms
relating to emotional dysregulation.
Huỳnh et al. (2016) Canada BPD: 18 (83% F) BPD: 16.0 (1.1) Psychiatric Actigraphy (9 Excluded: current co- Clinical interview: BPD vs. HC: No differences on
Bipolar: 6 (67% F) Bipolar: 16.7 (1.0) outpatients, days, including 2 occurring depression, BPD diagnosis schedule-present days. On
Riviére-des- weekends); sleep sleep disorders, current confirmed by schedule-free days, adolescents
HC: 20 (65% F) HC: 14.7 (1.0)
Prairies Hospital diary psychotic features or treating psychiatrist with features of BPD spent more
Range: 12-17 years current diagnosis of and assessed using time in bed (p = .026, d = 0.86),
bipolar disorder (in BPD Diagnostic Interview spent more time asleep (p = .030,
group). for Borderlines d = 0.64) and woke up later (1 hr
Co-occurring disorders, n Revised (DIB-R); on average; p = .0004, d = 0.93)
last 12 months (n lifetime): Abbreviated compared to healthy control
major depressive disorder: Diagnostic Interview adolescents. Adolescents with
6 (12), dysthymic disorder: for Borderlines features of BPD woke up over 1 hr
2 (2), separation anxiety (Ab-DIB) to rule out later compared to healthy controls
disorder: 0 (3), panic BPD in HCs across schedule-present and
disorder: 3 (5), specific schedule-absent days (p = .005,
phobia: 2 (2), social d = 0.93). Total sleep time and rise
phobia: 2 (2), generalized time were more variable between
anxiety disorder: 2 (2), nights in adolescents with BPD
posttraumatic stress features (p = .007, d = 3.79).
disorder: 1 (1), obsessive- BPD vs. bipolar: On schedule-
compulsive disorder: 2 (2), present days, adolescents with
attention-deficit/ features of BPD spent more time
awake in bed than adolescents with
bipolar features ( p = .01, d = 1.44).
1/27/2022 10:07:02 AM
G5047_525.indd 27
hyperactivity disorder 0
(1), oppositional defiant
disorder-conduct disorder
8 (12), alcohol/substance
use related disorders 1 (4).
Current medications (n):
antidepressants
(Fluoxetine: 2,
Mirtazapine: 2,
Venlafaxine: 1),
Norepinephrine reuptake
inhibitors (Atomexetine: 1)
Atypical antipsychotics
(Olanzapine: 1,
Quetiapine: 4,
Risperidone: 1)
Psychostimulants
(Dextroamphetamine: 1,
Methylphenidate: 2),
Others (Propranolol: 1)
Saleh et al. (2018) Egypt BPD: 30 (100% F) Not reported University Pittsburgh Not reported Clinical interview: Subjective: Adolescents with features
NOTE: conference HC: 30 (100% F) psychiatric Sleep Quality Structured Clinical of BPD subjectively reported poorer
abstract only hospital patients Index (PSQI); Interview according sleep quality than healthy controls
(unclear if Polysomnography to DSM‐IV (SCID‐I (p < .001).
inpatient or (one night) & II); Self-Report: Objective: Adolescents with BPD
outpatient) Borderline features displayed altered REM
Personality sleep, including higher REM
Questionnaire percentage (p < .001), shorter REM
(BPQ) latency (p < .001), higher REM
density (p < .001), and higher
number of REM periods in the first
half of the night (p = .000). REM
sleep changes were not associated
with BPD severity (as measured
by BPQ).
(continued)
1/27/2022 10:07:02 AM
G5047_525.indd 28
TABLE 1. (Continued)
Semiz et al. (2008) Turkey BPD: 88 (46% F) BPD: 21.7 (3.6) Psychiatric inpatient Clinician-rated Excluded: current co- Clinical interview: Sleep quality: patients with BPD
HC: 100 (43% F) HC: 22.3 (3.9) questionnaire to occurring Axis II disorder, Structured Clinical features reported poorer sleep
assess Nightmare and psychotic disorder, Interview for DSM- quality than healthy controls.
Range 18-34 Disorder (DSM-IV mood disorder, or PTSD III-R Personality Reported longer sleep latency,
years criteria). Pittsburgh during the past 12 Disorders shorter sleep duration, lower
Sleep Quality Index months. habitual sleep efficiency, more sleep
(PSQI) Van Dream Free of substances and disturbances, higher use of sleeping
Anxiety Scale psychotropic medications medication, and a higher daytime
(VDAS) for at least 4 weeks dysfunction (all ps < .001). Most
(95.5%) of those with BPD features
reported to be “poor sleepers”
(PSQI > 5) compared to 12% of
controls.
Nightmare disorder and dream
anxiety: Individuals with features of
BPD reported higher levels of dream
anxiety (p < .001) and experienced
more nightmares ( p < .001) than
controls. Individuals with nightmare
disorder also displayed greater BPD
psychopathology.
Note. HC = healthy controls; BPD = borderline personality disorder; NS = nonsignificant.
1/27/2022 10:07:02 AM
SLEEP IN YOUNG PEOPLE WITH BPD FEATURES 29
SAMPLE CHARACTERISTICS
Data were collected in a range of populations and age groups. One data set
included an undergraduate student sample, one included both a student and
a community sample, three included an inpatient sample, and one included
an outpatient sample (note: a conference abstract included by Saleh et al.,
2018, is unclear as to whether the hospital sample consisted of inpatients
or outpatients). One data set included adolescents and young adults (13–23
years), two included adolescents (12–17 years and unspecified age range),
and four included adults with features of BPD (18–30 years, 18–34 years,
19–34 years, and unspecified age range [“undergraduates”]) but were deemed
appropriate for the current review because the average age fell within inclu-
sion criteria (12–25 years). All authors of articles with unspecified age ranges
or ranges that exceeded 25 years were contacted to determine the age range
and proportion of participants aged between 12 and 25 years; however, no
further details were provided by any authors.
Three data sets did not include BPD-specific samples (Claridge et al.,
1998; Dagan et al., 1998; Grove et al., 2017). Instead, samples consisted
of undergraduate students, young adults in the community, and adolescent
inpatients more generally. Data specific to adolescents with features of BPD
were obtained upon request from the authors of the adolescent inpatient study
(Dagan et al., 1998). Data sets that utilized community and student samples
were of adequate size (n = 60–293); however, most studies with BPD-specific
samples had relatively small sample sizes, as shown in Table 1.
Inconsistencies were identified in how studies considered medications,
co-occurring mental illnesses, and criteria for healthy comparison groups.
Three data sets partially adjusted for co-occurring mental illnesses by excluding
individuals with current or lifetime histories of other mental disorders
(Battaglia et al., 1993, 1999; Huýnh et al., 2016; Semiz et al., 2008;; see
Table 1 for more details). Two data sets adjusted for medication use through
a pharmacological washout period (Battaglia et al., 1993, 1999; Semiz et al.,
2008). Two other data sets clearly stated the medication use of participants
(Dagan et al., 1998; Huýnh et al., 2016), and the remaining three data sets
did not report on medications (Claridge et al., 1998; Grove et al., 2017; Saleh
et al., 2018). Of data sets that included a healthy comparison group, two did
not describe the criteria for inclusion or exclusion in this group, aside from
stating that individuals were matched for age and sex (Saleh et al., 2018; Semiz
et al., 2008). As such, it remains unclear whether individuals included in these
healthy comparison groups were screened for BPD, other mental illnesses, or
sleep disturbances. Two other data sets, however, did provide clear descriptions
of exclusion criteria and the specific measures used to assess each criterion
(Battaglia et al., 1993, 1999; Huýnh et al., 2016).
measured by the Pittsburgh Sleep Quality Index; PSQI) than healthy individuals
(Grove et al., 2017; Saleh et al., 2018; Semiz et al., 2008). This included reports
of longer sleep-onset latency, shorter sleep duration, lower sleep efficiency, higher
sleep disturbance, greater use of sleep medication, and greater daytime dysfunc-
tion. Of those with features of BPD, 95.5% were subjectively “poor sleepers”
(PSQI score >5), compared with only 12% of healthy individuals (Semiz et al.,
2008). Poor subjective sleep quality was associated with total BPD symptoms, as
well as with all 12 facets of BPD (r = .14–.45), and was most strongly associated
with facets relating to emotional dysregulation (Grove et al., 2017).
NIGHTMARES
Positive correlations (r = .42–.49, p < .001) were observed between scores
on a self-report BPD measure (the borderline personality scale [STB] of the
Schizotypal Traits Questionnaire; Claridge & Broks, 1984) and nightmare
distress in both undergraduate and community samples of individuals aged
18–34 years (Claridge et al., 1998). STB scores also strongly predicted night-
mare distress and remained a strong predictor after adjusting for sexual abuse
or neglect. Similarly, 18- to 34-year-old inpatients with BPD features reported
experiencing significantly more nightmares and dream anxiety than healthy
individuals (Semiz et al., 2008). Specifically, individuals with features of BPD
reported experiencing difficulty returning to sleep after waking up from a
nightmare, and a fear of falling asleep due to anticipating a nightmare. Indi-
viduals with co-occurring BPD features and nightmare disorder (characterized
by repeated dysphoric and well-remembered dreams involving efforts to avoid
threats to survival, security, or physical integrity; APA, 2013) displayed greater
psychopathology across a number of clinical characteristics compared to indi-
viduals with BPD features without nightmare disorder (Semiz et al., 2008).
times, longer time in bed, and increased sleep duration (by 1 hour on average)
compared to healthy individuals, despite no group differences in bedtime. In
addition, adolescents with features of BPD displayed greater interdaily vari-
ability in sleep duration and rise time across the week. Combined data from
schedule-present and schedule-absent days indicated that adolescents with
features of BPD displayed significantly later rise times (by 1 hour on average)
than healthy individuals. No significant differences were found between adoles-
cents with BPD and healthy groups for sleep-onset latency, sleep efficiency, or
final awakening (defined as the “interval between the end of the sleep interval
and the end of the rest interval”) for schedule-present days, schedule-absent
days, or combined data. Notably, this was the only study in the present review
to include a clinical comparison group, comprising adolescents with bipolar
disorder. Across all sleep variables, the only significant difference between BPD
and bipolar groups was that those with BPD features spent more time awake
in bed on schedule-present days, which is one indicator of poorer sleep quality.
DISCUSSION
This scoping review demonstrated that young people with features of BPD
experience substantial subjective and objective sleep disturbances. Young
people with features of BPD were found to consistently report poorer sleep
quality, more nightmares, and higher levels of nightmare distress and dream
anxiety compared to same-age healthy individuals. Reports of poorer sleep
quality included subjectively longer sleep-onset latencies, lower sleep efficien-
cies, greater sleep disturbance, greater use of sleep medication, and higher levels
to ensure that data accurately reflect the sleep profile of this developmental
group and to determine whether sleep patterns differ across young people
and adults with features of BPD. A number of studies in the present review
assessed BPD features in community or student populations, rather than focus-
ing specifically on individuals diagnosed with BPD. This again reduces the
applicability of findings to BPD-specific populations and prevents exploration
of the relationship between specific features of BPD, BPD severity, and sleep
disturbance. Future research should aim to utilize BPD-specific samples and
validated, structured clinical interviews to determine diagnosis and severity.
Larger sample sizes are also warranted in future research to increase general-
izability and statistical power, given that some nonsignificant findings in the
current review were attributed to small sample sizes (Huýnh et al., 2016).
Directing research efforts to focus on large, youth- and BPD-specific samples
will inform developmentally tailored, specialized sleep-improvement interven-
tions unique to the needs of this population.
illnesses. Only one study in the present review included a clinical comparison
group, comprising adolescents with bipolar disorder (Huýnh et al., 2016).
While it is important to determine whether sleep in young people with BPD is
nonnormative, it is equally vital to explore the specificity of any observed sleep
disturbances to BPD, which can only be achieved through the inclusion of a
clinical comparison group. Sleep disturbances are ubiquitous among individu-
als with mental illnesses (Benca et al., 1992; Harvey, 2009), and research in
adults demonstrates similarities between the sleep profiles of those with BPD
and those with depression (Hafizi, 2013; Winsper et al., 2017). The dearth of
literature comparing sleep in young people with features of BPD with other
clinical groups means that it remains unclear which, if any, sleep disturbances
are uniquely associated with BPD features and which are associated with psy-
chopathology per se or help-seeking more generally. Determining the specificity
of sleep disturbances in young people with features of BPD is a key area for
future research and will provide valuable insights to inform sleep-improvement
interventions that meet the specific needs of this population.
CONCLUSION
There is some evidence that young people with features of BPD have poor
objective and subjective sleep quality, disturbed sleep architecture, increased
vulnerability to delayed sleep phase syndrome, and more nightmares and
dream anxiety compared to healthy individuals. Additional research is
required to elucidate these findings, explore the specificity of the observed
sleep disturbances, and compare different sleep assessment methods. Rec-
ommendations for future studies are to utilize a combination of objective
and subjective methods, include clinical comparison groups, provide clear
details of sample characteristics (medications, other mental illnesses, inclu-
sion/exclusion criteria) for all groups, and focus specifically on young people
with BPD. Further investigation in this field will help to clarify the charac-
teristic sleep profile of young people with features of BPD, which, in turn,
will guide the development of uniquely tailored sleep-improvement inter-
ventions. Such interventions might be particularly valuable for young peo-
ple because the flexibility and malleability of BPD traits in this population
makes this group a key target for early intervention and provides an optimal
opportunity for symptomatic recovery, functional recovery, and an improved
life course trajectory (Chanen & McCutcheon, 2013; Kaess et al., 2014).
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