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PBN Nas Nav
PBN Nas Nav
PBN NAS
NAVIGATION STRATEGY 2016
From the Administrator
Ten years ago, the FAA and aviation stakeholders
embarked on a path to modernize navigation in the
National Airspace System (NAS). As part of this activity,
the FAA and aviation stakeholders developed and
published a report called “Roadmap for Performance-
Based Navigation (PBN).” Michael P. Huerta
Since the Roadmap’s publication, together we have New PBN operations and procedures will provide the
established and flown thousands of Area Navigation predictability and repeatability necessary to facilitate
(RNAV) and Required Navigation Performance (RNP) the transition to the Next Generation Air Transportation
procedures throughout the NAS, resulting in safety, System (NextGen), including integration of Data
access, capacity, efficiency and environmental benefits. Communications (Data Comm) and improvements to
traffic flow management. Finally, the far-term strategies
We have learned a great deal over the last 10 years,
to 2030 and beyond focus on leveraging time- and
and we also recognize that as the NAS continues to
speed-based air traffic management to increase
evolve, so too must our navigation strategy.
system predictability.
Therefore, I am pleased to present the “PBN NAS
The FAA is taking the necessary steps to enhance
Navigation Strategy 2016.” It builds on the progress
community involvement in our decision-making
of the past decade and refocuses our priorities and
processes. These include updating the FAA Community
milestones to transition to a truly PBN-centric NAS,
Involvement Manual, and accepting and implementing
that is, a NAS where PBN is used as the basis for daily
industry recommendations contained in the NextGen
operations. It charts a course that will allow the public
Advisory Committee’s 2014 “Blueprint for Success to
and private sectors to advance the NAS collaboratively
Implementing Performance Based Navigation” relative
and constructively for the benefit of all aviation
to community outreach and airport involvement.
stakeholders, including aircraft operators, the traveling
public, as well as new entrants such as unmanned The following strategy document is the product
aircraft systems and commercial space vehicles. of collaboration between the FAA and aviation
This strategy document describes a pathway to this stakeholders, and has benefited greatly from the
vision, linking together many interdependent elements input of the NextGen Advisory Committee and the
necessary to deliver PBN, and includes commitments Performance Based Operations Aviation
that will: Rulemaking Committee.
www.faa.gov 3
Background
HISTORY By 2010, established PBN procedures were in place at
the nation’s busiest airports. Based on several years of
In 2003, the FAA introduced its PBN strategy in the operational experience, operators and controllers had built
“Roadmap for Performance-Based Navigation.” The a deeper understanding of PBN and a mutual awareness of
Roadmap outlined possible benefits using capabilities how PBN could best be leveraged. The joint focus became
in modern aircraft. FAA initiatives helped to establish the obtaining additional flight-efficiency benefits, especially by
necessary policy, processes and tools to meet early PBN minimizing the number and duration of level-offs below top
objectives. The initiatives also helped the FAA and aviation of descent for arrival procedures at busy terminal areas.
industry better understand many of the technical challenges This goal has been realized since 2011 through the holistic
associated with this transformation. perspective and collaborative efforts of the FAA’s
Metroplex program.
The FAA’s early initiatives included the introduction of
Q-Routes and T-Routes1 for en route navigation and Area PBN EXPLAINED
Navigation (RNAV) departure and arrival procedures for busy
airports or airports with busy surrounding airspace. These PBN comprises RNAV and RNP and describes an aircraft’s
procedures were typically designed as overlays of historical ability to navigate in terms of performance standards. RNAV
vector patterns and existing conventional ground-based enables aircraft to fly on any desired flight path within the
procedures to accelerate the availability of published coverage of ground- or space-based navigation aids, within
PBN procedures. the capability of the aircraft equipage or a combination
of capabilities.
Additionally, the 2003 Roadmap included the introduction
of Required Navigation Performance (RNP) procedures RNP is RNAV with the addition of onboard performance
— which grew out of the need for access to the terrain- monitoring and alerting capability. A defining characteristic
challenged airports of Alaska — into operational use in the of RNP operations is the ability of the aircraft navigation
lower 48 states. The July 2006 update to the “Roadmap system to monitor the navigation performance it achieves
for Performance-Based Navigation” served as a call to action and inform the pilot if the requirement is not met during
for the FAA and industry by continuing to focus on the wide an operation. The performance requirements of PBN for a
propagation of PBN routes and procedures throughout particular airspace are conveyed to pilots through navigation
the NAS. specifications published in navigation charts. Common PBN
1
Aircraft navigate in the en route environment primarily using Air Traffic Service (ATS) routes. The conventional version of these routes includes Jet Routes for high-altitude navigation and Victor airways for low-
altitude navigation. The PBN equivalents are Q-Routes and T-Routes, for high- and low-altitude navigation, respectively.
www.faa.gov 5
Today’s Navigation
This strategy document discusses how the FAA and industry PROCEDURE IMPLEMENTATION
are building upon the significant progress made in the
development and implementation of PBN over the past A total of 2,684 airports in the FAA’s National Plan of
12 years. It was developed with consideration for changes Integrated Airport Systems (NPIAS) in the NAS have at least
in the structure and operation of the NAS, the availability one published standard Instrument Approach Procedure
of technologies and avionics and the relationship of PBN (IAP).2 Of these airports, 95 percent have at least one PBN
initiatives to other NextGen modernization efforts. IAP and 25 percent have only PBN IAPs with no conventional
IAP.3 From 2009–2016, the number of published RNAV
approaches increased from 3,659 to 5,795. Over the same
BUILDING ON PBN ACCOMPLISHMENTS period, published RNP approaches increased threefold, from
125 to 391.
Many of the capabilities described in the 2006 PBN
Roadmap for the 2006–2015 timeframe are now Since 2009, an additional 264 RNAV STAR (Figure 2)
operationally available across the NAS. procedures were implemented, resulting in a total of 355
2
Terminal procedure counts from digital Terminal Procedures Publication, using December 2008 and March 2016 data.
3
The International Civil Aviation Organization (ICAO) has established a global goal to implement “approach procedures with vertical guidance (APV) (baro-VNAV and/or augmented Global Navigation Satellite
System [GNSS]) for all instrument runway ends, either as the primary approach or as a backup for precision approaches by 2016.” See “Navigation Strategy Overview” section for FAA commitments related
to this ICAO goal.
Figure 3 – Reduced spacing has substantially increased the capacity of non-radar oceanic environments.
4
The ASPM77 airports are listed here: aspmhelp.faa.gov/index.php/ASPM_Airports.
5
En route procedure counts are from the Instrument Flight Procedures Inventory Summary.
www.faa.gov 7
years. Some air transport operators are analyzing whether
to incorporate Localizer Performance with Vertical Guidance
(LPV) into their fleets by leveraging Wide Area Augmentation
System (WAAS)-based solutions to comply with the
Automatic Dependent Surveillance-Broadcast (ADS-B)
Out requirement.
6
RNP APCH is described in the Performance Based Navigation (PBN) Manual, ICAO Doc 9613, 4th Edition. It includes RNAV (GPS) and RNP 0.3 approaches.
7
Terminal Area Forecast Summary Fiscal Years 2013-2040.
8
Tampa International Airport and busier airports are considered large hubs. A full listing of the hub designations is available after in the FAA’s 2015-2019 National Plan of Integrated Airport Systems (NPIAS) Report.
Data not
RNP 4 45%a 49%a 50%a ,b
available
RNAV 1 97% 98% 79% 32%
RNAV 2 98% 98% 79% 32%
RNP APCH 88% 98% 79% 19%
Data not
RNP 1 with Radius-to-Fix (RF) 59% 8% 4%b
available
62%
RNP AR APCH 5% 3% <0.5%
(35% approved)
Vertical Navigation (VNAV) 87% Data not
30% 8%b
Approach (44% approved) available
Localizer Performance with Vertical Data not
<1% 32% <1%
Guidance (LPV) Approach available
GLS 4% 5% 1.5%b <1%
* Unless otherwise noted, the table data are derived from IFR flight plans for the period between July 2014 and June 2015.
a
This indicates oceanic capability, and percentage represents equipage for aircraft seen operating over oceanic airspace.
b
The majority of general aviation aircraft file a legacy NAS flight plan. Pilots can file these capabilities only in the newer ICAO flight plan, and thus reported equipage may be lower than actual capability levels.
†
Dual certificated (US 14 CFR Part 91 and 135) aircraft are accounted for in the Part 135 group. Part 91 includes turbojet and turboprop aircraft, and the turbojet fleet is generally more highly equipped.
‡
Data provided by the DoD is based on a 2012 analysis. These values were not produced in the same fashion as for civil aircraft in this table.
Table 2 – Equipped Capable Air Transport (US 14 CFR Part 121) Forecast
Note: Values represented indicate an upper bound of forecasted equipage. It assumes that all capabilities available as options on new delivery aircraft are exercised.
a
This indicates oceanic capability, and percentage represents equipage for aircraft seen operating over oceanic airspace.
www.faa.gov 9
key to the development, implementation and proper address these challenges in innovative and
use of PBN procedures and provides substantive collaborative ways.
benefits. Continued participation by facility personnel
in all aspects of PBN development and deployment AIRPORT AND COMMUNITY OUTREACH
is necessary. Collaboration with the ATC workforce is
essential to success, but represents a challenge when Successfully moving to a PBN-centric NAS requires
critically staffed facilities or unavailable funding result balancing the objectives of all stakeholders, including airport
in reduced participation in key design, development, operators and the surrounding communities. Recent PBN
training and implementation activities. To support the implementation efforts illustrate the importance of airport
NAS described in this strategy document, a sustained and community involvement to ensure that community
focus on addressing facility staffing, work group funding concerns are adequately addressed and that projects
requirements, community involvement in procedure progress on schedule. The FAA has traditionally followed the
design, and operator participation is required; National Environmental Protection Act (NEPA) process when
• Integrate appropriate ATC decision support tools: designing and implementing procedures. However, in recent
Consistent use of PBN procedures during periods of years, we recognize that more community involvement is
high traffic demand is necessary to maintain the operator necessary, especially when flight paths are being changed
efficiency that PBN affords. Ensuring consistent use as a result of PBN implementations. The FAA is committed
requires that controllers have access to and training on to enhancing our community involvement practices to more
appropriate decision support tools and automation; effectively identify and address community concerns. We
have increased public engagement throughout our process
• Conduct comprehensive ATC and pilot training: in order to more effectively inform our decision-making.
While training materials are available that describe PBN Community involvement does not guarantee outcomes that
procedures, comprehensive training on effectively using satisfy everyone. However, decisions that take community
PBN for ATC and pilots could help increase procedure input into consideration are more likely to reflect the collective
utilization and operational efficiency; public interest, receive broader community acceptance, and
• Reduce the time to develop, implement and amend experience fewer implementation and post-
procedures: Streamlining PBN procedure development, implementation problems.
deployment and amendment, along with the reduction
of conventional procedures, will expedite the transition The FAA has updated our Community Involvement Manual,
to a PBN-centric NAS and increase the FAA’s ability to which offers practices, tools, resources and techniques
provide procedures that leverage new capabilities and that can guide FAA practitioners in tailoring community
meet emerging needs in a timely manner; involvement to their specific efforts. In addition, we are
developing a plan to enhance community involvement
• Leverage capabilities to model and simulate airframe techniques and more proactively address concerns
and avionics variations: Variations in onboard avionics, associated with PBN projects. The plan is being refined
such as the Flight Management System (FMS), can and coordinated across the FAA. We have incorporated
cause aircraft to fly the same procedure in different ways all industry recommendations contained in the NextGen
while still meeting minimum performance specifications. Advisory Committee’s 2014 “Blueprint for Success to
Procedure designers may account for these variations Implementing Performance Based Navigation” relative to
in ways that reduce efficiency and benefits. For complex community outreach and airport involvement. We are also
implementations, modeling and simulation can inform actively engaging airport and local community groups,
design decisions. However, in the longer term, a uniform such as noise roundtables, which provide opportunities for
application of FMS performance standards will be the continuous, open dialogue between the FAA
most effective mechanism to reduce flight trajectory and communities.
variability; and
Increasing public awareness of the changes that PBN
• Modify criteria and policies to make advanced
procedures bring to individual communities, regions and
concepts and services operationally available: PBN
the nation as a whole is a shared responsibility across all
is the foundation for numerous advanced navigation
stakeholders. Continued success will require the early, active
concepts and services that will increase safety, efficiency,
and sustained outreach by the FAA to airport operators and
access and capacity. Leveraging these concepts and
the surrounding communities in PBN procedure design and
providing these services as part of normal operations
implementation processes. Airport operators understand
require proposing, analyzing and implementing relevant
the local interests, sensitivities and expectations of the
criteria and policies while concurrently scrutinizing,
communities they serve, having built relationships over many
modifying and removing outdated policies as necessary.
decades. Their insights can help the FAA proactively address
While the FAA is currently pursuing several efforts to align community concerns regarding PBN procedures during
these objectives, this strategy document also represents the design process and engage local communities more
the aspiration of the FAA and stakeholders to continue to effectively during outreach efforts.
The continued evolution to a PBN-centric NAS requires and benefits of a selected procedure and the operating
deploying and supporting the use of appropriate PBN environment in which it will be deployed. The type of
procedures to enhance safety, efficiency, access and procedure deployed will safely and efficiently address the
capacity. This strategy document is the result of collaborative operational needs.
FAA and industry efforts during the past 10 years and
outlines commitments and achievements needed to Success requires that procedures be used as intended. The
complete the transition to a PBN-centric NAS in the following FAA is committed to encouraging an increased harmonization
focus areas: in fleet navigation capability, as well as developing,
fostering and maintaining an environment in which ATC can
• Operating with PBN throughout the NAS, using the right consistently assign flights to the new procedures and aircraft
procedure to meet the need; can consistently fly the procedures as intended. This will
require advances in decision support tools, ATC and pilot
• Using navigation structure where beneficial and flexibility training programs and involvement of aircraft and
where possible; avionics manufacturers.
• Shifting to time- and speed-based air
traffic management; ROUTE STRUCTURE
• Delivering and using resilient navigation services;
In complex airspace, route structure provides a mechanism
• Modernizing the FAA navigation service delivery to for controllers to manage the safe and efficient separation
reduce implementation time; of aircraft. In less-complex airspace or in conditions where a
• Enabling lower visibility access; and degree of adaptability is necessary to minimize operational
• Innovating and continuously improving. disruptions, PBN can be used to provide flexible routing
options that balance user preferences with maintaining
Each of these focus areas has associated strategy elements, system-level efficiencies. This strategy document describes
which are explained in further detail below. a PBN structure concept that uses route structure where
beneficial and PBN-based flexibility elsewhere.
RIGHT PROCEDURES
TIME- AND SPEED-BASED MANAGEMENT
To implement PBN with the right procedure to meet a
specific need requires that all stakeholders share a clear Schedule predictability is a key priority for air carriers, air
understanding of the national strategy, the purpose transport operators and the general aviation community.
www.faa.gov 11
operations. Within the timeframe of this strategy, the FAA
will retain and expand the Distance Measuring Equipment
(DME) infrastructure as necessary to support continued
PBN operations in the event of GNSS service disruptions
(Figure 6). Non-PBN operations will be supported through
a rationalized network of other ground-based navigation
equipment to ensure safety for all NAS users.9
Figure 6 – Resilient PBN will be achieved through satellite- and ground-based navigation systems.
9
VOR, ILS, and Tactical Air Navigation are examples of ground-based navigation equipment.
Figure 8 – PBN services depicted across Navigation Service Group airports represent the standard in the far term, 2026–2030.
www.faa.gov 13
The Department of Defense (DoD) and joint-use airports are if required to maintain acceptable capacity during GNSS
considered in this framework, and the FAA will coordinate disruptions. During a GNSS disruption, departures may
with the DoD on service requirements for individual airports. need to receive an initial heading to altitude, while arrivals
(Refer to Government Aircraft Operations text under the PBN will be vectored to an ILS to land.
Evolution section). As the NAS evolves and user demand
shifts, an airport’s role may change, resulting in a change to • NSG 4 consists of more than 500 airports, including
its NPIAS categorization and requiring its NSG assignment to national and regional GA airports. Major differences
be adjusted.10 The following describes the key differences in from previous NSGs are that these airports are less
the range of PBN services anticipated at the NSGs: likely to require RNAV SIDs and STARs, and at these
locations, CAT I ILS and localizer-only approaches will be
• NSG 1 is reserved for the busiest Large Hub airports that considered for removal as part of the ILS rationalization
would likely benefit from common aircraft performance initiative. CAT I ILS approaches at Very High Frequency
capabilities to maximize capacity. It now comprises Omnidirectional Range (VOR) Minimum Operational
about 15 airports, which include the top 10 Large Hub Network (MON) airports will be preserved.
airports by operations as well as clusters of Large Hub • NSG 5 is made up of local and basic GA airports
airports in close proximity that, taken together, result in a and includes about 2,400 airports. These airports will
high number of operations. Together, these airports make continue to have RNAV approaches (or may become
up about 30 percent of U.S. Instrument Flight Rules eligible to receive them), and existing CAT I ILS and
(IFR) operations and 45 percent of U.S. enplanements. localizer-only approaches will be considered for removal.
RNP SIDs and STARs will be used to organize flows to
and from en route airspace. NSG 1 airports will also be • NSG 6 generally comprises non-NPIAS airports, which
provided with additional non-PBN navigation services for number in the thousands. The FAA has no intent to add
redundancy. DME/DME coverage without the need for PBN services at these airports.
an Inertial Reference Unit (IRU) will be provided at NSG 1
Tables 3–5 on page 16 and 17 provide three key pieces
airports to maintain acceptable capacity during a GNSS
of information for NSGs 1-5. The first is to list the range of
disruption.11 During a GNSS disruption, departures may
PBN operations available across the NSGs by the far-term
need to receive an initial heading to altitude, while arrivals
timeframe. The second is to show the NSGs where PBN
will use the ILS to land.
operations are expected to be implemented by the far term.
• NSG 2 captures the remaining Large Hub airports, all This includes whether a given PBN operation will be required
Medium Hub airports, and other airports with annual or optional, and whether availability of the operation will be
operational counts greater than the lowest Medium Hub phased in, reduced or remain unchanged over the next 15
airport. In total, NSG 2 comprises about 60 airports, years. Finally, the tables list the ICAO PBN manual navigation
which make up about 45 percent of U.S. IFR operations specifications associated with the PBN operation to show the
and 39 percent of U.S. enplanements. These airports will alignment to the global interoperability standards for aircraft
also be provided with a broad range of PBN services. eligibility and operational acceptance. These tables represent
RNAV SIDs and STARs will be provided unless there is an a high-level summary of planned activities across the NSGs;
operational need for RNP to avoid terrain or obstacles, or additional details are provided in the three five-year
if airspace/procedure considerations necessitate RNP. As timeframe sections.
a second source of RNAV, DME/DME coverage without
the need for an IRU will be provided down to altitudes GLS is a non-federal system that exists as a service at some
based on site-specific evaluations and may not be airports in the NAS. Table 4 indicates that GLS approach
provided at altitudes as low as at NSG 1 airports. During criteria are available for CAT I and are being developed for
a GNSS disruption, departures may need to receive an CAT II and III, while the availability of GBAS systems will be
initial heading to altitude, while arrivals will use an ILS based on airport investment decisions.
to land.
The FAA is developing a cost-benefit analysis to determine
• NSG 3 captures Small and Non-Hub airports (excluding the viability of FAA acquisition of GBAS as a federal system.
those assigned to NSG 2 due to having high annual In the interim, as more airports make individual GBAS
IFR operations) and comprises more than 300 airports. investments and more aircraft are entering service with GLS
It differs from NSG 2 in that arrival and departure capability, the FAA will support the delivery of benefits from
operations generally require less structure and therefore the operation of the non-federal GBAS facilities by approving
may not require RNAV SIDs and STARs. No new FAA new facilities, developing and publishing GLS approach
Category (CAT) I ILS procedures would be established. procedures, training controllers and providing flight inspection
For these airports, DME/DME coverage may be provided services. The FAA is also supporting the development and
10
The FAA is required to provide Congress with an updated NPIAS report every two years. The NPIAS contains all commercial service airports and selected general aviation airports. With changes in passenger
enplanements and general aviation trends, an airport’s categorization and role can be adjusted.
11
Transitioning from RNAV to RNP STARs and SIDs necessitates criteria for the RNP procedures, authorization to use DME/DME as a method of RNP 1 navigation and expanded DME/DME coverage
for resiliency.
PBN Operation Near Mid Far Minimum ICAO Nav NSG 1‡ NSG 2 NSG 3 NSG 4 NSG 5
2016– 2021– 2026– Spec to Qualify for
2020† 2025 2030 PBN Operation
(Allowable aircraft
and operator
qualification)
RNAV (GPS) with A-RNP or RNP
> > > Provided at qualifying runway ends*
LNAV minima APCH A
LP added where beneficial; new criteria will allow
RNAV (GPS) with LP minima > RNP APCH B
many to be replaced with LPV
RNAV (GPS) with LNAV/ A-RNP or RNP
^ ^ > Provided at qualifying runway ends
VNAV minima APCH A
RNAV (GPS) with
^ ^ > RNP APCH B Provided at qualifying runway ends
LPV minima
RNAV (GPS) to RWY XX
N/A ^ ^ A-RNP May provide
(RF and Scalable RNP)
RNAV (RNP) to RWY XX
^ > > RNP AR APCH May provide
(0.3 or lower needed)
RNAV (GPS) to RWY XX A-RNP or RNP
^ ^ ^ May provide
(RF outside FAF**) APCH A
RNP (RF) initial and
RNP AR or A-RNP Recommended (NSG 1)
intermediate as part of an ^ ^ ^
or RNP APCH May provide (NSG 2-5)
ILS approach procedure
No new
Considered
ILS (CAT I) > N/A May provide ILS
for reduction
(CAT I)
*Qualifying runway ends are those that meet the criteria (for example, length, obstacle clearances and parallel taxiway) and are jointly agreed by FAA (ATO/AVS/ARP) and the airport sponsor as a designated
instrument runway.
PBN Operation Near Mid Far Minimum ICAO Nav NSG 1‡ NSG 2 NSG 3 NSG 4 NSG 5
2016– 2021– 2026– Spec to Qualify for
2020† 2025 2030 PBN Operation
(Allowable aircraft
and operator
qualification)
GLS (CAT I) A A A N/A Airport Investment Decision – not a federal system
GLS (CAT II, III) N/A A A N/A Airport Investment Decision – not a federal system
†
Definitions for the notations in the near, mid and far columns are as follow: A = Available for use, N/A = Not yet available.
www.faa.gov 15
approval of CAT II/III GLS capability, which is expected to between navigation and surveillance, air-ground
be available late in the near term. Until the FAA’s investment communications and automation tools that maximize the
decision is made, GLS services will be available only where benefits of RNAV and RNP;
funded, provided and installed by an airport operator or
• Deploying ATC decision support tools that account for
other qualified non-federal navigation system sponsor and
aircraft navigation system variations and provide the
approved through the FAA’s non-federal system program.
functional equivalent to traditional controller techniques
for maintaining throughput during busy operations, such
Table 5 indicates that RNP STARs and SIDs will be provided
as vectors, level offs and speed assignments;
at NSG 1 airports. Transitioning from RNAV to RNP STARs
and SIDs necessitates criteria for the RNP procedures, • Ensuring necessary emphasis on human factors,
authorization to use DME/DME as a method of RNP 1 especially on training and procedures in ATC and
navigation, and expanded DME/DME coverage for resiliency. aircraft operations;
In the interim, RNAV STARs and SIDs will be retained at
NSG 1 airports. • Aligning criteria development with new PBN concepts to
enable their timely application and use;
PBN EVOLUTION • Maintaining consistent and harmonized global standards
for RNAV and RNP operations;
The evolution to a PBN-centric NAS is divided into three • Harmonizing Outside the Conterminous United States
timeframes depicted in Table 6: near term (2016–2020), (OCONUS) criteria and standards with those applicable
mid term (2021–2025) and far term (2026–2030). The focus to the Conterminous United States (CONUS).
for each timeframe’s activities, goals and commitments by
• Incorporating IFR helicopter operations into the low-
operational domain, as well as operator requirements, is
altitude PBN procedure infrastructure; and
described in more detail in the following subsections. Goals
and commitments organized by the navigation strategy vision • Supporting DoD requirements through the development
areas are provided in Appendix A. of policies, procedures and tools needed to
accommodate the unique missions and capabilities of
The key activities required to transition today’s NAS to a military aircraft operating in the NAS.
PBN-centric NAS are:
Table 5 – Availability of Arrival and Departure Services Across Navigation Service Groups
PBN Operation Near Mid Far Minimum ICAO Nav NSG 1‡ NSG 2 NSG 3 NSG 4 NSG 5
2016– 2021– 2026– Spec to Qualify for
2020 2025 2030 PBN Operation
(Allowable aircraft and
operator qualification)
Shall
RNP STAR (RF) N/A ^ ^ A-RNP or RNP 1 May provide
provide
Shall
RNP SID (RF) N/A ^ ^ A-RNP or RNP 1 May provide
provide
Provide Provide
A-RNP or RNP 1 RNP unless
RNAV STAR ^ ^ > May provide
or RNAV 1 when RNP
available needed
Provide Provide
A-RNP or RNP 1 RNP unless
RNAV SID ^ ^ > May provide
or RNAV 1 when RNP
available needed
N/A = Not yet available, ^ = increasing availability, = decreasing availability and > = stable availability
‡
Definitions for notation in the NSG columns are as follow:
“Shall provide” = the respective NSG shall provide the service in accordance with time phasing shown.
“May provide” = the respective NSG is not obligated to provide the service, but if it does, it will be in accordance with the time phasing.
GOVERNMENT AIRCRAFT OPERATIONS In the near term, efforts will continue to focus on ensuring
that the NAS infrastructure provides the appropriate
Moving to a PBN-based navigation system for the NAS navigation services at airports and throughout the NAS.
will provide significant opportunities for improved safety, as particularly RNAV STARs. At larger airports, the focus will be
well as operational and flight efficiencies for civil and military on increasing use of existing PBN procedures, continuing
operators. This evolution requires a continued advancement implementation at major metroplex sites, optimizing the
of aircraft and avionics to meet current and future airspace procedures that are already in place and ensuring resilient
performance requirements. The FAA is committed to working navigation infrastructure is available in the event of GNSS
with the DoD and other governmental bodies to ensure service disruptions. At smaller airports, the focus will be on
Oceanic
¨¨ Expand User Preferred Routes (UPRs) for
navigation between North America and Asia
¨¨ Implement reduced separation climb/descend
requirements for RNP 4 capable aircraft
¨¨ Transition from Minimum Navigation Performance
Specification (MNPS) to PBN in the ICAO North
Atlantic (NAT) Region
¨¨ Analyze further reduced RNP-based
separation standards
www.faa.gov 17
providing additional safety by implementing PBN approaches Replacement of these procedures will reduce costs and
with vertical guidance, which is LPV and Lateral Navigation/ training requirements;
Vertical Navigation (LNAV/VNAV) lines of minima to every
• Implementing RNAV (GPS) approaches with LPV and
qualified runway end.12
LNAV/VNAV lines of minima at runways that qualify
according to the current Terminal Instrument Procedures
KEY NEAR-TERM FOCUS (TERPS) criteria. Providing vertical guidance increases
safety by supporting a stabilized approach. These
Throughout the near term, the FAA will focus on increasing
approach procedures will be developed to support
the use of PBN procedures, particularly RNAV STARs.
participation by aircraft in as many approach categories
This will require providing ATC with decision support tools
(categories A, B, C and D) as possible. Furthermore,
that support the use of PBN procedures and account for
revision to the TERPS criteria will increase the number of
aircraft performance variability. It will also require training the
runways that qualify for an LPV approach;
controller workforce as appropriate on state-of-the-art PBN
procedures, TBFM capabilities and best practices. • Revising criteria allowing LPV approaches to Special
Authorization CAT I/1800 Runway Visual Range (RVR)
Operator and pilot training will also play a key role in ensuring minima and for CAT II minima. This will expand access
that the most efficient procedures available are used routinely during low visibility to aircraft with WAAS capabilities;
and safely. In the near term, the FAA is committed to:
• Developing and implementing an operational capability
• Emphasizing pilot training and accountability in proper that leverages the predictability and repeatability of PBN
use of phraseology during PBN operations; instrument approach procedures and the efficiency
• Developing Airmen Certification Standards that of visual separation standards. This will be achieved
consolidate Practical Test Standards with pilot through updating standards, phraseology and training,
knowledge requirements and risk management and will not require new IAPs. This combination is
strategies. (Updates to material regarding PBN and expected to result in enhanced safety and efficiency
satellite-based navigation operations are included as part during visual conditions without the added complexity of
of this effort); multiple approach procedures;
• Developing guidance to address vulnerabilities in the • Implementing Established on RNP (EoR) operations and
pilot’s management of path automation based on routine use at a key site by the end of the near term.
recommendations provided by the Air Carrier Training EoR enables controllers to clear aircraft on an RNP
Aviation Rulemaking Committee (ACT ARC) Flight Deck approach while on the downwind to the airport without
Automation Working Group; and the need to use the standard 1,000 feet of vertical or 3
nm lateral separation when the aircraft turns to align with
• Continuing to update ACs, the AIM and other guidance the runway centerline (Figure 9 on page 19). This change
materials related to PBN operations as warranted. These to separation standards allows aircraft to turn to align
updates will continue throughout the near term to the runway much closer to the field, reducing track
and beyond. miles, fuel burn and noise. EoR provides safety, reliability
The entire aviation community contributes to increasing the and efficiency benefits in the NAS while improving
use of PBN procedures. Harmonizing and updating aircraft customer service and minimizing delays en route and on
avionics to take advantage of PBN procedures will reduce the ground. The FAA recently completed a safety study
ATC complexity, allowing equipped users to derive benefits using EoR with Track-to-Fix (TF) legs rather than RF legs,
more often. paving the way to significantly increase the number of
aircraft eligible to participate in EoR;
As new traffic management and avionics capabilities become • Developing PBN special helicopter approaches where
available and are integrated into the fabric of the NAS, the needed to ensure safe arrival to hospitals for emergency
system as a whole will become more efficient and individual medical service operations. Where hospitals are located
users will see benefits, including increased predictability and near major metropolitan areas and airports, it may
more opportunities to fly efficient trajectories. be challenging to develop these procedures due to
the constraints of nearby airport IAPs. As with other
APPROACH procedure projects, these will rely on early engagement
In the approach phase of flight, near-term initiatives will focus with all affected stakeholders;
on increasing safety and improving throughput during low-
visibility conditions. Commitments include:
• Providing operational credit on qualifying approaches
with Synthetic Vision Guidance Systems (SVGS). The
• Continuing replacement of current conventional FAA will issue an updated policy to enable head-down
approach procedures with PBN procedures. SVGS to be used in lieu of a Head Up Display (HUD) for
12
Qualified runway ends are those that meet the criteria (e.g., length, obstacle clearances and parallel taxiway) and are jointly agreed on by the FAA (ATO/AVS/ARP) and the airport sponsor as a designated
instrument runway. Most, but not all, airports in the NPIAS will have an IAP to at least a single runway end for reliable, safe access.
TERMINAL
In the terminal domain, near-term focus areas include
completing implementation of optimized procedures at
the first round of metroplex sites, leveraging new reduced
divergence departure standards and paving the way for
Image courtesy of Honeywell Aerospace
innovative PBN concepts, such as A-RNP.
Commitments include: Figure 10 – SVGS combine flight guidance display technology and high-
precision position assurance monitors. SVGS provide pilots with a dynamic
• Continuing use of the metroplex process to bring perception of position, trend and motion.
collaborative PBN improvements to major metropolitan
13
Operational credit is approval for properly equipped aircraft to operate in specific conditions.
14
A circling approach is a component of a procedure that instructs the pilot how to bring the aircraft into position for landing when the aircraft is not lined up with the arrival end of the runway.
www.faa.gov 19
Figure 11 – EFVS can increase situational awareness at night and during low-visibility weather conditions.
OCEANIC
In the near term, the oceanic domain will expand the PBN- Figure 14 – User Preferred Altitude in Oceanic Airspace.
based service environment and complete implementation of
optimized services. Commitments include: to the ICAO policies and guidance specified in the
“Performance-based Navigation (PBN) Manual”
• Continuing use of PBN-based reduced separation
(Doc 9613).
standards predicated on RNP 10 and RNP 4;
• Expanding the use of User Preferred Routes (UPRs) as The transition from MNPS to PBN operations will
the primary means of navigation for flights operating allow the FAA and other NAT Air Navigation Service
between North America and Asia; Providers (ANSPs) to harmonize with the global ICAO
PBN implementation efforts. This also will facilitate new
• Implementing reduced separation climb/descend
PBN oceanic procedures and separation standards that
standards applied between maneuvering and blocking
optimize airspace efficiency; and
aircraft pairs with RNP 4 capability to allow more oceanic
flights to achieve operator-preferred cruising altitudes • Pursuing reductions in RNP-based separation standards.
(Figure 14);
OPERATOR ADOPTION
• Transitioning from Minimum Navigation Performance
Specification (MNPS) to PBN in the ICAO North Atlantic In the near term, navigation in Class A airspace above
(NAT) Region. The FAA will revise flight standards, air approximately FL290 will require RNAV 2 capability, which
traffic and other documentation that currently references is currently supported by GNSS and DME/DME with IRU.
NAT “MNPS Airspace.” MNPS does not conform The FAA will expand DME infrastructure to allow RNAV
www.faa.gov 21
operations to continue in Class A airspace in the event of • Expanding the use of RNAV (GPS) approaches with RF
GNSS disruption without requiring IRU, allowing more aircraft legs. Based on the current limitations of many aircraft
to participate. The PBN resiliency strategy is discussed operating across the NAS, use of TF legs will exist as
further in the Resiliency section on page 24, and operator needed to support the migration to RF legs. Over the
performance goals are described in the Minimum PBN next 15 years, the strategy requires the transition from TF
Capabilities section on page 26. to RF, rendering TF legs the exception and RF legs the
norm at NSG 1 and 2 airports. Approaches with RF legs
2021–2025 TIMEFRAME are preferred at NSG 1 and 2 airports as these provide
higher track predictability and better support for time and
speed-based traffic management than TF legs. Based
In the mid term, navigation within the NAS will become on operator equipage rates, the use of TF legs may
increasingly PBN-centric, more resilient against GNSS provide for higher procedure utilization and result in a
service disruptions, and be supported by agile processes more beneficial operation in the short term. RNAV (RNP)
and tools for deploying and maintaining PBN procedures. approaches will be retained where necessary;
Implementation of criteria and plans developed in the near
term will begin to significantly shape the operation of the • Continuing the application of EoR operations at sites
NAS, and the rationalization of ground-based navigation supported by cost-benefit analysis; and
infrastructure will reduce the number of VOR facilities and, to • Continuing to replace current conventional approach
a lesser extent, the number of Category I ILSs. procedures with PBN procedures.
• Completing development of an automated tool for • Replacing conventional Jet routes with Q-Routes (or
periodic review of procedures, which will reduce the non-rulemaking equivalent) where route structure
resource requirements to maintain procedures; and continues to be needed and with a PBN-based point-to-
• Facilitating aircraft qualification and operator approvals point navigation solution elsewhere;
for A-RNP, applicable to oceanic, en route, terminal and
• Implementing T-Routes (or non-rulemaking equivalent)
approach PBN operations.
where beneficial, typically to provide access for GA
aircraft to transition through or around Class B or Class
APPROACH C airspace; and
In the mid term, the FAA will continue to enhance safety, • Eliminating Victor airways, except where needed in
access and efficiency by expanding vertically guided mountainous regions and areas without radar coverage
approaches to newly qualifying runway ends and building as operationally required.
upon near-term safety studies and criteria changes to provide
advanced navigation capabilities that more operators are OCEANIC
equipped to fly. Commitments include:
In the oceanic environment, the FAA will continue to pursue
• Building upon TERPS criteria revised in the near term by further reductions in RNP-based separation standards,
providing vertically-guided RNAV (GPS) approaches at including exploring the use of RNP 2. These reductions are
qualifying runways meeting new TERPS criteria; dependent on advances in surveillance and communication
OPERATOR ADOPTION
The mid-term commitments include changes to methods of
IFR navigation throughout the NAS. Early in the mid term,
all IFR aircraft are expected to meet RNAV 2 and RNAV 1
performance requirements supported by GNSS. By the end
of the mid term, all IFR aircraft are expected to have RNAV
(GPS) approach capability (with LNAV at a minimum). Aircraft
without the following capabilities may not be able to efficiently
access NSG 1 airports:
• RNAV (GPS) approach with LNAV/VNAV or LPV;
• RNP 1;
• DME navigation; and
• RF. Figure 15 – Trajectory Based Operations describe an environment where
traffic is managed based on where aircraft are and where they will be located
as they progress along their respective flight paths.
2026–2030 TIMEFRAME
www.faa.gov 23
• Completing the transition from conventional arrival and OCEANIC
departure procedures to PBN procedures;
• Leveraging A-RNP aircraft capabilities at sites where In the oceanic domain, the FAA will implement further
supported by a cost-benefit analysis; and reduced separation standards where supported by
navigation, surveillance and communications capabilities.
• Ensuring that RNAV/RNP SIDs and STARs are aligned Navigation will transition away from fixed ATS routes to
with future en route concepts. For example, arrival dynamic UPRs where supported by operator capability. The
procedures may not extend as far into the en route FAA will develop a more robust communication capability that
domain to allow for greater routing flexibility. allows automated coordination between the FAA’s en route
and oceanic automation systems for seamless
EN ROUTE PBN operations.
Transitioning from ATS routes that require rulemaking will
OPERATOR ADOPTION
enable a more dynamic PBN route delivery process. In
addition, the FAA will be able to provide operators with a By the end of this timeframe, all IFR aircraft will be required
PBN-based point-to-point navigation capability consisting to be LNAV/VNAV or LPV capable. At NSG 1 airports, Time
of strategically located RNAV waypoints to traverse high- of Arrival Control (TOAC) guidance and automation may
altitude airspace. As paper charts are migrated to digital be required to support 4-D TBO. Dual Frequency, Multi-
delivery in the mid term, Data Communications (Data Comm) Constellation (DFMC) deployment and receiver adoption
messaging capabilities are rolled out, and PBN tools become including Advanced Receiver Autonomous Integrity
available for use on the ground and in the flight deck, Monitoring may improve robustness and provide approaches
operators and controllers will be able to work more efficiently to lower minimums.
to accommodate dynamic demand (Figure 16).
The FAA recognizes the capabilities of specific public aircraft fleets and potential effects these have on the operation within the en route domain. Refer to Government Aircraft text within Navigation Strategy
16
Overview section.
www.faa.gov 25
Table 7 – Minimum PBN Capabilities
All IFR Operations ¨¨ Early in the mid term, RNAV 2 and ¨¨ RNAV (GPS) approach
RNAV 1, supported by GNSS capability (LNAV/VNAV
¨¨ RNAV (GPS) approach capability (LNAV or LPV)*
at minimum)
Note: The FAA recognizes the capabilities of specific public aircraft fleets and potential effects these have on the operation within the en route domain.
*As conventional navigation is reduced in the far term and beyond, the lowest available minimums may be achieved with an LPV capability.
ground-based infrastructure. Priorities for the 2026–2030 system infrastructures as well as explore more
timeframe include: precise systems.
• Continuing research into Alternative Position, Navigation This strategy reinforces the commitment to deploying
and Timing (APNT) capabilities. PBN where it provides measurable operational benefits,
which should incentivize voluntary operator equipage with
BEYOND 2030 upgraded avionics. While GNSS provides the most capability
during nominal operations, operators should also consider
As the near- and mid-term solutions are implemented, DME equipping with a DME/DME (IRU not required) navigation
and VOR will serve into the far-term timeframe. During the far capability to maintain PBN operations in the event of a GNSS
term and moving out into the 2030 timeframe and beyond, service disruption.17
the FAA will continue to research the best methods for APNT.
These methods will allow aviation operations to continue in The FAA can provide DME infrastructure and supported
the event of a GNSS interference event or outage in a way procedures, but aircraft equipage is the responsibility of the
that maintains safety and security, maintains a reasonable aircraft owner. While multi-sensor flight management systems
level of capacity and efficiency and minimizes economic common to air transport and business aircraft often have
impact. All solutions researched and implemented will be for DME/DME capability, many smaller aircraft do not. Operators
all aviation stakeholders with harmonization throughout the of these aircraft should assess their need to take advantage
international community. These future efforts will use existing of RNAV procedures supported by DME/DME positioning
FAA AC 90-100A provides current operational and airworthiness criteria for use of GNSS or DME/DME or DME/DME/IRU to fly RNAV 2 and RNAV 1 procedures. Besides GNSS, this AC cites use of DME/
17
DME/IRU from the existing DME infrastructure perspective, which existed at the time of publication.
www.faa.gov 27
Related Efforts
This strategy document provides a framework by which The PBN strategy aligns with the application of expanded
key related NextGen programs and initiatives will enable the and advanced TBFM capabilities (Figure 17). To maintain or
evolution of today’s NAS to future NAS states in a near term increase system throughput in a PBN environment, efforts will
(2016–2020), mid term (2021–2025), and far term (2026– focus on providing the following capabilities:
2030) timeframe. Historically, these programs and initiatives
• Integrated and adaptable gate-to-gate metering;
have been planned and executed independently. However, by
implementing processes that ensure close communication, • Spacing well before top of descent and continuing to
coordination and collaboration across the community of the runway;
stakeholders, the FAA is seeking to align its overall vision of a • Stream blending;
modernized NAS foundationally enabled by PBN concepts, • Spacing and sequencing curved paths with
capabilities and technologies. standard approaches;
ERAM is the new FAA computer system used to control high altitude air traffic.
www.faa.gov 29
IN FLIGHT WEATHER DISRUPTIONS
Ground automation estimates Downlink of aircraft performance Airborne reroutes must be simple Controllers quickly send multiple,
aircraft speed and altitude changes and projection data from FMS used when delivered by voice revised clearances
by FAA automation to improve
Nearly half of all pilot-controller demand predictions Increased chance for read-back Pilots receive, confirm, accept, and load
radio calls used for routine aircraft and hear-back errors revised clearance into FMS electronically
sector entry check-in and Digital transfer of messages will
departure transfer greatly reduce routine radio chatter Pilots manually enter reroutes Enables more complex reroutes providing
into FMS added routing options
60
50
40
Demand
30
20
10
0
1300 1600 1900 2200 0100 1400
Time
WEATHER
Tower
CRUISE ARRIVAL
DEPARTURE
CLIMB DESCENT
Controllers read revised pre-depar- Revised departure Aircraft are manually vectored off Automation provides controllers
ture clearances to pilots over the clearances sent electroni- Tower
of arrival and departure routes with more dynamic and optimal
radio when needed due to cally reduce delays and when an airspace constraint arrival and departure routes that
changing conditions prevent aircraft gridlock blocks the published route can be sent electronically and
loaded into the FMS
Controllers verbally communicate Digital taxi instructions Vectors result in less optimal
taxi route clearances prevent miscommunication arrival and departure routes
and facilitate added taxi
Controllers visually monitor conformance monitoring
taxi conformance
Revised TERPS criteria to increase number of Vertically guided RNAV(GPS) approaches at Vertically-guided RNAV (GPS) approaches at
qualifying runways for vertically guided approaches runways meeting new TERPS criteria qualifying airports with an IAP
Right Procedures
Expand use of ELSO at first two sites ELSO at sites supported by cost-benefit analysis
Expand use of EoR at first site EoR at sites supported by cost-benefit analysis
A-RNP procedures at sites supported by
Demonstrate A-RNP at first site Leverage A-RNP at key sites cost-benefit analysis
Expand trans-Pacific User Preferred Routes Leverage reduced separation standards to
further expand UPRs Transition to dynamic UPRs where supported
Use of PBN approaches with visual by operator capability
separation standards
Expand use of RNAV (GPS) approaches
Implement OPDs at airports using RNAV STARs (with LPV and LNAV/VNAV) with RF
Shift to Time and Speed- Key airports transitioned to time NAS transitioned to time and
Based Management and speed-based management speed-based management
DME/DME coverage expanded for NSG 1 and 2 DME/DME coverage expanded for NSG 1 and 2 Re-evaluation of need for remaining
Resilient Services airports based on site-specific evaluations airports based on site-specific evaluations VOR facilities
Class A airspace is covered by DME/DME (IRU ILS rationalization complete at NSG
not required) redundancy 4 and 5 airports
ILS rationalization analysis for NSG
1, 2, and 3 airports
Shorten development and implementation time for Develop integrated procedure design tools
Faster Service Delivery new ATS routes by removing rulemaking requirement
Digital delivery of navigation chart data
Develop automation for periodic
review of procedures
Update plans for community involvement when Leverage avionics to modify separation
Continuous developing PBN procedures standards to move IMC rates toward VMC
www.faa.gov
Improvement
Avionics evolution and performance requirements are described in Table 7.
31
APPENDIX B: NAVIGATION SERVICE GROUP DEFINITIONS
The Navigation Service Group (NSG) concept is a mechanism clusters of three or more Large Hub airports within
for determining the services provided at NAS locations. The 100 nm of one another.
criteria used to distinguish each NSG are meant to provide
logical, general groupings of airports based on their roles • NSG 2 comprises all Medium Hub airports as well as
in the NAS. the remaining Large Hub airports not included in NSG 1.
Additionally, NSG 2 includes all airports with an annual
Airports are subject to variability among NSGs because itinerant IFR operational count greater than that of the
an airport’s role in the NAS may evolve over time. Due to lowest Medium Hub airport and also not in NSG 1.
annual variation, an airport would need to satisfy the criteria
for several consecutive years in order to move into a new • NSG 3 comprises the Small and Non-Hub airports,
group. The groupings are primarily based on the 2015-2019 excluding those in NSG 2 due to high annual IFR
National Plan of Integrated Airport Systems (NPIAS), and also operational counts.
factor in the airport’s traffic levels and its proximity to NPIAS
Large Hub airports.18 The FAA updates the NPIAS every two • NSG 4 comprises the National and Regional airports,
years, and the most recent report was released in excluding those in NSG 2 due to high annual IFR
September 2014. operational counts.
The following definitions describe the criteria that an airport • NSG 5 comprises NPIAS airports not meeting the
must satisfy for each NSG: conditions of Groups 1-4. These airports are primarily
Local and Basic airports.
• NSG 1 comprises about 15 airports, which includes
the top 10 Large Hub airports by operations, as well as • NSG 6 generally comprises non-NPIAS airports.
Airports designations use the definitions in the 2015-2019 NPIAS document. These include: Large Hub, Medium Hub, Small Hub, and Non-Hub in the primary category; and National, Regional, Local, and
18
www.faa.gov 33
REFERENCES
Federal Aviation Administration, “Advisory Circular 90-100A. U.S. Terminal and En Route Area Navigation
Operations,” 2015
Federal Aviation Administration, “Advisory Circular 90-105A. Approval Guidance for RNP Operations and Barometric
Vertical Navigation in the U.S. National Airspace System,” 2016
Federal Aviation Administration, Congressional report, “National Plan of Integrated Airport Systems (NPIAS)
Report,” 2014
Federal Aviation Administration, “Aeronautical Information Manual. Official Guide to Basic Flight Information and ATC
Procedures,” 2014
Federal Aviation Administration, “Roadmap for Performance-Based Navigation. Evolution for Area Navigation (RNAV) and
Required Navigation Performance (RNP) Capabilities 2006-2025,” Version 2, 2006
International Civil Aviation Organization, “Performance-based Navigation (PBN) Manual,” Doc 9613 AN/937,
Fourth Edition, 2013
RTCA, “Blueprint for Success to Implementing Performance Based Navigation,” Document Number
APBN-1, 2014
The White House Office of the Press Secretary, “Presidential Policy Directive 21 – Critical Infrastructure Security and
Resilience,” February 12, 2013. Available online: www.whitehouse.gov/the-press-office/2013/02/12/presidential-policy-
directive-critical-infrastructure-security-and-resil
PBN
2016