LIST OF POLICIES/ MANUALS

COMPLETED

1. Compliance manuals - Done

2. Code of Ethics - Done
3. Conflict of interest - Done

THE FOLLOWING DOCUMENTS ARE READY FOR APPROVAL BY THE BOARD:

1. AML/ CFT policy

2. Access Control Policy
3. Data Protection Policy
4. Data Subject Request and Procedure
5. Succession Plan
6. Website Policy
7. Board Charter
8. Standard Operational Procedure (SOP)
9. Risk Management

TO BE REVIEWED.

1. Complaint Mgt - Prepared by Mr. Biodun and to be reviewed by MD

2. Life and Property Insurance - To be reviewed by MD
3. Pension Policy - Prepared by Kike and to be reviewed by MD
4. Business Continuity Mgt - Prepared by Mr. Abiodun and to be reviewed by MD
5. Investment Policy - To be reviewed by MD
6. Internal Audit Work Plan/Timetable - Prepared by Mr. Saheed and to be reviewed by MD
7. IT Policy - Prepared by Mr. Abiodun (IFO IT Officer) Ongoing review by MD
8. Conduct of Business Obligations SOP - Ongoing review by MD
9. Risk Appetite Policy - Ongoing review by MD

OUTSTANDING

1. Change Management - Outstanding

2. Information Security - Outstanding