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This article has been accepted for publication in IEEE Transactions on Vehicular Technology.

This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 1

Broadband Dual-Polarized Phased Array with


Dynamic Scanning Control for Intelligent
Mobile Communication Application
Zhan Wang, Student Member, IEEE, and Yuandan Dong, Senior Member, IEEE

Abstract — This work investigates a low-cost, broadband,


dual-polarized, beamwidth reconfigurable phased array for
dynamic beam-scanning control. Both the beamwidth in the
E-plane and H-plane are synchronously extended by introducing
the vertically polarized (VP) field components. Then, by exploring
a switch-loaded omnidirectional source, a novel dual-polarized
wide/narrow beamwidth switchable or reconfigurable method is
proposed. To meet the demand for intelligent mobile
communication for dynamic beam steering, the dual-polarized
beamwidth reconfigurable radiator as the array element is used
for the phased array or MIMO designs. As a proof of concept, an
interesting four-element reconfigurable dual-polarized phased Fig. 1 Intelligent mobile communication scenario of the proposed low-cost
array is implemented in the Sub-6 GHz band. By controlling the reconfigurable dual-polarized phased array with wide-angle beam scanning
switch states of each element, this array can be operated in two (V2V: vehicle-to-vehicle) and long-distance high-gain scanning (V2I:
modes: wide-angle scanning coverage (V2V connection) and vehicle-to-infrastructure).
long-distance high-gain scanning (V2I communication). In mobile scenarios and vehicular communication applications.
wide-angle scanning mode, the main lobe of the array can scan Using the beamwidth reconfigurable antenna as a novel array
from -60° to +55°, and its peak gain is 9.1 dBi. In long-distance
high-gain scanning, this array can scan the beam in the range of
element can flexibly achieve wide-angle beam coverage or
[-35°, +35°] with a peak gain of 11.2 dBi. Besides, the isolation high-gain radiation by switching/tuning its beamwidth [7-9].
between different elements or polarization is greater than 13 dB. Therefore, a beamwidth reconfigurable antenna is a good
This reconfigurable phased array demonstrates the advantages of choice for intelligent mobile communication applications.
low-cost, broadband, and flexible beam-steering capability. It is Beamwidth reconfigurable antennas are mainly divided into
expected to find broad applications in intelligent vehicular four types: Yagi-like reconfigurable scheme [7], [8], active
communication and low-cost phased array.
metasurface format [9], [10], multi-element array method [11],
Index Terms — Beamwidth reconfigurable antenna, [12], and active antenna design [13]. In detail, 1) two
dual-polarized antenna, dynamic radiation control, intelligent
vehicular communication, phased array, wide beamwidth.
varactor-loaded parasitic patches are printed on two sides of the
ME-dipole antenna, and its beamwidth is controlled by two
Yagi-like patches in the opposite direction [7]. However, they
I. INTRODUCTION have large sizes and complex 3D geometry. 2) The second

T HE flexible beam-steering / beam-scanning capability is a


cornerstone for intelligent vehicular communication and
phased array applications [1-3]. In the past two decades,
method is to use an active metasurface [9]. Although the main
lobe can be well switched by adjusting the phase distribution of
the active metasurface, it requires a large number of elements at
various pattern reconfigurable antennas and phased arrays with a high cost. 3) The third method features a multi-element array
rich beam-scanning and beam-forming functions have been format [11]. By exciting two different phase subarrays, a
researched [4-6]. However, these conventional designs are beamwidth controllable radiation pattern is superimposed.
difficult to balance among dynamic wide-angle beam switching, However, it results in a large dimension and low aperture
long-distance communication, and low cost, especially for efficiency. 4) Recently, Ref. [13] proposed a beamwidth
steering active antenna using magnitude control. Since the extra
power amplifiers are necessary, this scheme needs complex
Manuscript received Dec. 3rd, 2022, revised **. This work was supported by
the National Natural Science Foundation of China under Contract 62171091. control circuits and suffers from unidirectional communication
(Corresponding author: Yuandan Dong) capability (non-reciprocal). The above-mentioned work shows
Copyright (c) 2015 IEEE. Personal use of this material is permitted. that: the challenge for most beamwidth reconfigurable antennas
However, permission to use this material for any other purposes must be
obtained from the IEEE by sending a request to pubs-permissions@ieee.org includes their miniaturization, broadband operation, simplicity,
The authors are with the School of Electronic Science and Engineering, and low cost. Thus, conventional beam-width reconfigurable
University of Electronic Science and Technology of China (UESTC), Chengdu antennas are not suitable for space-limited scenarios or
611731, China. (e-mail: ydong@uestc.edu.cn).
Color versions of one or more of the figures in this paper are available online low-cost phased array applications.
at http://ieeexplore.ieee.org. Different from indoor communication, outdoor mobile

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This article has been accepted for publication in IEEE Transactions on Vehicular Technology. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 2

Fig. 3 Working principle of the beamwidth extending method by using two


orthogonal dipoles (dipole-form). (a) E-plane (YoZ plane), and (b) H-plane
(XoY-plane).

utilized for a reconfigurable beam-scanning phased array. The


detailed application scenarios are displayed in Fig. 1. Based on
the omnidirectional source beam-extending principle, a new
wide/narrow beamwidth-switching method is developed.
Secondly, by introducing the PIN diodes, a dual-polarized
beamwidth switchable antenna is realized. Thirdly, a
dual-polarized reconfigurable phased array is designed by
using switchable elements. By controlling the switch states of
each element, the proposed reconfigurable array can realize two
working modes: 1) wide-angle beam-scanning coverage ([-60°,
55°], 9.1 dBi) and 2) long-distance high-gain scanning ([-35°,
(d) 35°], 11.2 dBi). To verify the proposed working principle, a
Fig. 2 Geometry of the proposed broadband dual-polarized beamwidth four-element dual-polarized adjustable phased array is
reconfigurable antenna. (a) Perspective view, (b) top view, (c) side view, and
(d) the equivalent circuit model of BAR50-02V Pin diode.
fabricated and measured. The measured results agree well with
the simulation.
TABLE I DIMENSIONS OF THE PROPOSED ANTENNA (MM)
l w h g l2 l3 l4 l5 II. DUAL-POLARIZED BEAM RECONFIGURABLE ANTENNA
70.0 70.0 21.0 1.2 34.0 26.0 14.2 8.0
A. Antenna Geometry
h2 p sl sw s2 s3 l6 h3
4.8 17.0 7.5 1.4 1.5 2.0 7.0 17.5 Fig. 2 shows the geometry of the proposed dual-polarized
beamwidth reconfigurable antenna. The detailed size
scenario as an important part of wireless communication parameters are shown in Table I. The planar-type dipole with a
systems need to realize dynamic distance (dynamic position coupled balun feeding structure is implemented on both sides of
switching), wide-range, and multi-user communication [14-16], the central substrate. The dielectric substrates of the dipole and
as shown in Fig. 1. Notably, intelligent vehicular the ground layer belong to 0.508 mm-thick F4BM220
communication scenarios need high-gain, wide-angle coverage, substrates. A parasitic thin patch is printed on the top of the
flexible beam-steering arrays rather than the single-mode or planar-type dipole, which can improve impedance matching
fixed-mode antenna [17-19]. Conventional beam-controlled and broaden the working bandwidth. Two vertical monopole-
antennas in the mobile system usually utilize crossed-dipole like structures are loaded symmetrically near the two ends of
antennas, slot antennas with a reflector layer, and ME dipole the dipole. To realize beamwidth switching, two PIN diodes are
antennas [20-22]. Although these schemes achieve etched on the bottom of the monopole-like parasitic structures,
dual-polarized broadband high-gain radiation, they also suffer as shown in Fig. 2(a). Two planar-type dipoles are placed
from a large size (high profile) and limited beam-scanning orthogonally to each other to achieve dual-polarized radiation.
capability. The phased array as a classical multi-beam antenna The bias circuits of four PIN diodes are etched on the ground,
can realize powerful beam-scanning and beam-forming as shown in Fig. 2(b). In detail, a lumped capacitor
functions by controlling the feeding phase and magnitude of (C0 = 100 pF) is used to isolate the DC path; A lumped inductor
every element [23], [24]. However, they need not only a lot of (L0 = 56 nH) is applied to choke the RF signal; The magnitude
array elements (large size) but also many T/R components of the DC current is limited by a lumped resistance
(high cost). Therefore, developing a broadband dual-polarized (R0 = 100 Ohm), and another lumped inductor (Ld = 56 nH) is
high-diversity beam-scanning phased array with low-cost and added to form a DC loop. Besides, the equivalent circuit models
compact size remains a major challenge. of the PIN diode (BAR50-02V) are considered in the
To overcome this challenge, a broadband dual-polarized simulation design process, as shown in Fig. 2(d). The total
beamwidth reconfigurable antenna is proposed, which is electrical size of the proposed beamwidth reconfigurable

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This article has been accepted for publication in IEEE Transactions on Vehicular Technology. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 3

Fig. 4 Working principle of the beamwidth extending method by using one


dipole and one monopole (monopole-form, miniaturization). (a) E-plane (YoZ
plane), and (b) H-plane (XoZ-plane for boresight radiation).

Fig. 6 Configuration of the proposed broadband dual-polarized beamwidth


reconfigurable antenna. (a) Case 1: the conventional coupled-fed dipole, (b)
Case 2: the wide-beam antenna with a parasitic patch, (c) Case 3: the LP
beamwidth reconfigurable antenna, and (d) the proposed dual-polarized
beamwidth reconfigurable antenna (Case 4).

layer (as PEC surface) is introduced, and a low-profile


beam-extending principle is studied, as shown in Fig. 4.
Compared with the dipole form (in Fig. 3), dipole-I radiates a
mushroom-shaped broadside pattern due to the reflection effect
of the ground. The original half-wavelength dipole-II is
replaced by a quarter-wavelength monopole with its mirror
source, and it still radiates a “∞”-shaped beam [26]. Similarly,
owing to the vertically polarized (VP) omnidirectional
Fig. 5 Steps to realize the presented broadband beamwidth reconfigurable components from the monopole radiator, the directional
antenna. (a) The conventional broadside dipole with a central parasitic
monopole, (b) the broadside dipole with two parasitic monopoles, and (c) the radiation dipole can realize wide-beam radiation in any θ-plane,
proposed beamwidth reconfigurable antenna with two switches. as shown in Fig. 4. More importantly, the developed
beam-extending principle is universal, and it’s suitable for
antenna is 0.38 λ0 × 0.38 λ0 × 0.27λ0 (Where, λ0 is the free broadside antennas and end-fire antennas. In other words, a
wavelength at 3.30 GHz). Compared with the reported directional antenna can easily extend its beamwidth by loading
beamwidth reconfigurable antennas [7], [13] and conventional an omnidirectional source (omnidirectional components), such
vehicular antennas [15], [18], the proposed design realizes a as a monopole, zeroth-order resonance (ZOR) radiator, or
compact planar dimension (0.38 λ0 × 0.38 λ0). Therefore, it is mushroom structure [26-29].
quite suitable for space-limited vehicle scenarios and phased Based on the wide-beam realization method, a novel
array applications. beamwidth reconfigurable design is studied by introducing the
switch design, as shown in Fig. 5. In Fig. 5(a), the dipole as an
B. Beamwidth Reconfigurable Mechanism active source is parallel to the ground, and the monopole as a
To realize beamwidth reconfiguration, a novel compact parasitic structure is loaded in the center of the dipole to extend
beamwidth extending method is developed by introducing an the beam width. However, the feeding structure of the dipole is
omnidirectional radiation source. As shown in Fig. 3, one hard to implement. What’s worse, since the center of the
half-wavelength dipole (dipole-I) is parallel to the horizontal half-wavelength dipole is the zero position of the electric field
plane, and the other (dipole-II) is placed perpendicularly to the (E-field), the parasitic monopole cannot be excited. To solve
ground. In the E-plane, dipole-I radiates an “8”-shaped pattern, these issues, two monopole radiators are loaded on both sides of
and dipole-II excites a “∞”-shaped pattern. By combining the dipole, respectively, as shown in Fig. 5(b). Owing to the
dipole-I and dipole-II, a wide-beam pattern is observed rather perfect symmetry, a wide-beam antenna is well realized. As
than the original “8” / “∞”-shaped radiation response [25], as shown in Fig. 5(c), in order to control the beamwidth, the
shown in Fig. 3(a). In the H-plane (in Fig. 3(b)), dipole-I electrical switch is implemented on the parasitic monopole.
radiates an “O”-shaped omnidirectional pattern, and dipole-II When two switches are turned to OFF state, two parasitic
still radiates an “∞”-shaped pattern. Similarly, the beamwidth monopoles are disconnected, and the proposed antenna as a
of the original omnidirectional beam (dipole-I) is further half-wavelength dipole radiates a high-gain narrow-beam
extended by introducing the “∞”-shaped radiation components broadside pattern. On the contrary, when the two switches are
(dipole-II). Therefore, by superimposing two orthogonal turned ON, two parasitic monopoles are successfully coupled,
dipoles, both the beamwidth of the E-plane and H-plane and this antenna realizes wide-beam radiation. Generally
patterns can be well broadened. speaking, by introducing the switchable VP omnidirectional
To realize directional radiation and reduce the size, a ground components, the fixed-beam antenna can easily achieve

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This article has been accepted for publication in IEEE Transactions on Vehicular Technology. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 4

Fig. 9 Simulated 3D patterns of the proposed dual-polarized beamwidth


reconfigurable antenna with different switch states at 3.60 GHz. (a)
Switch-OFF state (narrow-beam), and (b) Switch-ON state (wide-beam).

resonance mode but also improves impedance matching. As


shown in Fig. 6(c), two switchable parasitic monopoles are
loaded near the two ends of the dipole, and a wideband
beamwidth reconfigurable linearly polarized (LP) antenna
(Case 3) is designed. In Fig. 6(d), two reconfigurable LP
radiators are orthogonally placed, which is called Case 4. Due
Fig. 7 Simulated S-parameters of the proposed beamwidth reconfigurable to the orthogonal form and the reconfigurable design, Case 4
antennas. (a) |S11| of Case 1 / Case 2, (b) |S11| of Case 3 with switch-OFF/ON
states, and (c) and (d) S-parameters of Case 4 with switch-OFF/ON states realizes a broadband, high-isolation, dual-polarized, wide/
(Narrow-beam and wide-beam). narrow-beam switching function.
Fig. 7 shows the simulated S-parameters of the proposed
beamwidth reconfigurable antennas (Case 1/2/3/4) to illustrate
their impedance bandwidth characteristics. As shown in Fig.
7(a), compared with Case 1, Case 2 realizes a wider operating
bandwidth with good impedance matching, which is due to the
contribution of the parasitic patch [3]. Fig. 7(b) shows the
reflection coefficients of Case 3 with different switch statuses.
It is clearly observed that Case 3 achieves broadband and stable
impedance bandwidth. The S-parameters of the dual-polarized
reconfigurable antenna with narrow-beam and wide-beam
states are shown in Figs. 7(c) and (d). The proposed
dual-polarized reconfigurable antenna realizes broadband
impedance response and high port isolation in the different
beamwidth states.
To further illustrate the beam-extending principle, Fig. 8
Fig. 8 Simulated E-field and H-field distributions in the E-plane and H-plane shows the simulated E-field and H-field distributions in the
of the proposed dual-polarized beamwidth reconfigurable antenna in the E/H-plane of the proposed dual-polarized reconfigurable
Y-pol. radiation mode (Port1 excited) with different switch states at 3.60 GHz. antenna in the Y-pol. radiation mode (Port 1 excited) with
(a) Switch-OFF state (Narrow-beam), and (b) Switch-ON state (wide-beam).
wide/ narrow-beam states at 3.60 GHz. Fig. 8(a) (narrow-beam
state) indicates that the E/H field is mainly distributed on the
wide/narrow-beam switching. Note that when the switch is
top of the dipole. Therefore, the radiation pattern is only
replaced by a varactor (tunable capacitor), the effective length
determined by the horizontal E-field components. Therefore, a
of the parasitic monopole can be continuously tuned and this
high-gain narrow-beam broadside pattern is excited. In the
radiator can realize continuous beamwidth reconfiguration.
wide-beam state, two parasitic monopoles are coupled, and the
However, the control complexity of the varactor is greater than
E-field distribution appears on the dipole and the parasitic
that of the switch components. Therefore, the beam-switching
monopole structures, as shown in Fig. 8(b). Correspondingly,
scheme can be flexibly selected based on the demands of
the radiation beam is well controlled by the horizontal (dipole)
communication scenarios and functions.
and vertical (monopole) field components. In other words, a
C. Dual-Polarized Beamwidth Reconfigurable Radiator wide-beam pattern is realized by combining a horizontally
To verify the proposed beamwidth switching method, a polarized (HP) broadside source and a vertically polarized (VP)
broadband dual-polarized beamwidth reconfigurable antenna is omnidirectional source.
designed, as shown in Fig. 6. Firstly, a classical planar dipole Fig. 9 shows the simulated 3D radiation pattern of the
with a coupled feeding balun is adopted, which is named Case 1 proposed dual-polarized reconfigurable antenna in the Y-pol.
(in Fig. 6(a)). In Case 2, a parasitic patch is printed on the top of radiation mode (Port1 excited) with different beamwidth states
the dipole, as shown in Fig. 6(b). The parasitic patch can be at 3.60 GHz. As shown in Fig. 9(a), the proposed
seen as a dipole-form resonator, so it not only produces a new dual-polarized antenna radiates a high-gain narrow-beam

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This article has been accepted for publication in IEEE Transactions on Vehicular Technology. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 5

Fig. 11 Simulated radiation patterns of the proposed dual-polarized


beamwidth reconfigurable antenna with different beam states at different
frequencies. E-plane: (a) Narrow-beam, and (b) wide-beam. H-plane: (c)
Narrow-beam, and (d) wide-beam.

becomes worse, but its beamwidth widens gradually. When the


width of the parasitic monopole (s3) is tuned from 1.5 mm to
Fig. 10 Simulated reflection coefficients and radiation patterns of the 2.5 mm, both the impedance and radiation pattern show slight
proposed dual-polarized beamwidth reconfigurable antenna with different key changes, as shown in Fig. 10(c). Therefore, the optimized
dimensions. (a) varying h2, (b) varying p, and (c) varying s3. impedance bandwidth and beamwidth performance can be well
designed by tuning the position and height of the parasitic
broadside pattern, and the simulated half-power beam-width monopole.
(HPBW) in the E-plane and H-plane is [-30°, 38°] and [-46°, It is known that wireless communication systems need
46°], respectively. Here, based on the reported wide-beam wideband stable radiation antennas to build a high data rate and
antennas and the beamwidth reconfigurable antennas, the robust communication link. Therefore, the radiation pattern of
boundary between the wide beam and the narrow beam is the proposed reconfigurable antenna with wide/narrow-beam
defined as 110° [7], [13], [30-32]. As shown in Fig. 9(b), states at different frequencies (3.40 / 3.60 / 3.80 GHz) is
compared with the narrow-beam state, the beam width of the verified, as shown in Fig. 11. At different frequencies, the
proposed antenna in any θ-plane is obviously broadened. main-lobe direction of the proposed antenna is stable, and the
Specifically, the HPBWs of the proposed antenna in the 3 dB beamwidths of the E-plane and H-plane have slight
E-plane and H-plane are widened to [-83°, 82°] and [-78°, 82°], changes. In short, the proposed compact beam reconfigurable
respectively. Note that since a wider beam is operated, the peak antenna achieves a broadband beam-switching capability in the
gain at the boresight direction (θ = 0°, 3.1 dBi) is lower than different polarization modes. Therefore, it’s suitable for
that of the narrow-beam state (7.7 dBi). intelligent wireless communication in space-limited scenarios,
Fig. 10 shows a parametric study of the parasitic monopole such as intelligent vehicle systems, urban mobile scenarios, and
of the proposed LP beamwidth reconfigurable antenna (Case 3) indoor environments.
to further explain the beam-controlling mechanism. The
impedance and radiation variation with different values of h2 is III. BROADBAND DUAL-POLARIZED DYNAMIC SCANNING
studied and presented in Fig. 10(a). By tuning the gap (h2) PHASED ARRAY
between the parasitic monopole and the planar dipole, both the
impedance bandwidth and radiation beam are seriously affected. A. Array Configuration
It is observed that when h2 is set to about 5.0 mm, the proposed To further explore the potential of the developed beamwidth
antenna not only realizes good impedance matching but also switchable antenna, a dual-polarized reconfigurable phased
achieves a wide-beam pattern. Fig. 10(b) shows the influence of array is designed for intelligent vehicular communication. As
the offset distance (p) of the parasitic monopole. With the displayed in Fig. 12, by using the proposed switchable antennas,
increase of p, the reflection coefficient of the proposed antenna a four-element dual-polarized reconfigurable linear array is

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This article has been accepted for publication in IEEE Transactions on Vehicular Technology. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 6

TABLE II WORKING MODES OF THE PROPOSED PHASED ARRAY


Every Element
Mode Port Beam / Pol. Beam-scanning
SW1/2 SW3/4
High-gain beam
S1 P2 - OFF Narrow / X-Pol.
scanning
Wide-angle beam
S2 P2 - ON Wide / X-Pol.
scanning
High-gain beam
S3 P1 OFF - Narrow / Y-Pol.
scanning
Wide-angle beam
S4 P1 ON - Wide / Y-Pol.
scanning

Fig. 13 Simulated S-parameters of the proposed dual-polarized


Fig. 12 Structure of the proposed low-cost reconfigurable dual-polarized beam-scanning phased array with the array element E1. (a) S3 mode
beam-scanning phased array. (a) 3D view, and (b) top view. (Narrow-beam element), and (b) S4 mode (Wide-beam element).

realized. The array spacing (d) is selected to 0.45 λ0 to avoid the polarization by exciting different ports and controlling these
grating lobe during the beam-scanning process. Note that in switches, as shown in Table II.
order to reduce the complexity, four switches of each element When the proposed phased array works on S1/S3 mode, it
are controlled uniformly. The extra control circuits are realizes a high-gain multi-beam scanning and it is suitable for
implemented at the bottom of this phased array, as shown in Fig. long-distance wireless communication, such as long-distance
12(b). Furthermore, two DC signals (DC1, and DC2) are used vehicle-to-infrastructure communication (V2I). Although the
to control the beamwidth states of every element in the different radiation gain of the S2/S4 mode is lower than that of the S1/S3
polarization (X-pol. and Y-pol.), respectively. Here, a finite mode, this phased array can realize a wider beam-scanning
dual-polarized linear array is implemented to verify the coverage. Thus, it is suitable for wide-angle coverage
proposed working mechanisms. Note that due to the dual- application scenarios, for example, vehicle-to-vehicle
polarization and wide-beam characteristics, the proposed communication (V2V). Compared with the conventional
reconfigurable antenna is more suitable for planar array fixed-mode arrays and the conventional phased arrays, the
applications, such as planar phased arrays, Massive MIMO proposed reconfigurable phased array realizes flexible
systems, and beam-scanning outdoor mobile terminals. dual-polarized beam steering with low cost and wide
Firstly, the radiation polarization of every element can be bandwidth, which makes it suitable for intelligent mobile
determined by driving different ports (Port1 or Port2). communications, as shown in Fig. 1.
Secondly, the wide-beam or narrow-beam states of every
element can be selected by controlling these switch states B. Simulation and Discussion
(SW1/2 and SW3/4). Thirdly, by modulating the feeding phase Fig. 13 shows the simulated S-parameters of the proposed
of every element, the proposed reconfigurable phased array can reconfigurable phased array with different working modes. The
realize two different beam-steering modes: 1) wide-angle simulated operational bands with reflection coefficients less
beam-scanning coverage and 2) long-distance high-gain than -10.0 dB are wider than 14.1 % (3.30-3.80 GHz), and the
scanning. The detailed beam-steering modes with different port isolation between different elements is greater than 11 dB
switch states are listed in Table II. For wide-angle in the whole passband. Note that the proposed element has high
beam-scanning coverage (S2/S4 mode), the two corresponding polarization isolation (20.0 dB, shown in Fig. 7), so the
switches are turned to the ON state, and every element shows a polarization isolation in the array form is omitted to save space.
wide-beam radiation pattern. Owing to the wide-beam array Thanks to good port isolation and polarization isolation, the
element, the proposed array can realize wide-angle beam proposed phased array can achieve a good dual-polarized
scanning [33]. On the contrary, when these two switches are in beam-scanning performance.
an “OFF” state, the beamwidth of every element cannot be To further illustrate the beam-steering working mechanism,
widened. The proposed phased array can achieve long-distance the simulated E-field / H-field distributions and radiation
high-gain beam scanning (S1/S3 mode). Besides, since these patterns of the proposed reconfigurable phased array with
array elements belong to a dual-polarized radiator, the proposed different beam-scanning modes (S1/S2/S3/S4) at 3.60 GHz are
phased array can realize two beam-scanning modes in the summarized, as shown in Figs. 14, 15, 16, and 17, respectively.
x-directed (X-pol., Port2) or y-directed (Y-pol., Port1) As shown in Fig. 16 (S3 mode), the radiation aperture (E-field

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content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 7

Fig. 14 Simulated H-field distributions and radiation patterns of the proposed reconfigurable beam-scanning phased array at S1 mode with different feeding phase
states. (a) φ = 150°, (b) φ = 100°, (c) φ = 0°, (d) φ = -100°, and (e) φ = -150°.

Fig. 15 Simulated H-field distributions and radiation patterns of the proposed reconfigurable beam-scanning phased array at S2 mode with different feeding phase
states. (a) φ = 150°, (b) φ = 100°, (c) φ = 0°, (d) φ = -100°, and (e) φ = -150°.

Fig. 16 Simulated E-field distributions and radiation patterns of the proposed reconfigurable beam-scanning phased array at S3 mode with different feeding phase
states. (a) φ = 120°, (b) φ = 60°, (c) φ = 0°, (d) φ = -60°, and (e) φ = -120°.

Fig. 17 Simulated E-field distributions and radiation patterns of the proposed reconfigurable beam-scanning phased array at S4 mode with different feeding phase
states. (a) φ = 150°, (b) φ = 100°, (c) φ = 0°, (d) φ = -100°, and (e) φ = -150°.

distribution) of the phased array is shaped by controlling the greater than that of the y-directed polarization modes (S3/S4
feeding phase of every element, so the main lobe of the mode), which is mainly due to the relatively wide beamwidth in
radiation beam can scan from -35°to 35° at 3.60 GHz with a the H-plane.
gain fluctuation around 3 dB. Note that the beam-scanning
C. Radiation Characteristic Study in Vehicular Applications
region of S3 mode is a little limited due to the effects of the
narrow-beam elements. Thus, the beam-scanning performance The radiation characteristic of the proposed reconfigurable
with different feeding phase differences (-120°, +120°) is phased array in vehicular applications is studied to further
studied. Besides, the simulated peak gain in the beam-scanning illustrate its advantages and application potentials, as shown in
process is 12.5 dBi. In wide-angle beam-scanning mode (S4 Figs. 18 and 19. In practical scenarios, large-size antennas and
mode, in Fig. 17), with the help of the wide-beam array element, array antennas are usually mounted on the vehicle roof of the
the beam-scanning region of this array is extended from ±35° to vehicles, as shown in Fig. 18(a). Since the roof as a ground
±60°. And, the realized peak gain in the beam-scanning process layer is much larger than the proposed phased array, the roof
is 10.0 dBi. Different from the S3 mode, the vertical field structure is replaced by an infinite metallic surface (PEC
components are introduced by coupling these parasitic boundary) in simulation to save the calculation time [3], [26],
monopole structures. Furthermore, similar H-field distribution as shown in Fig. 18(b).
and beam-scanning performance are clearly observed in the Fig. 19 shows the simulated beam-scanning performance of
x-directed polarization beam-scanning states (S1 mode / S2 the proposed phased array in vehicular applications with
mode, in Figs. 14 and 15). Note that the beam-scanning region different feeding phase states. Firstly, compared with the
of the x-directed polarization modes (S1/S2 mode) is slightly original antenna (in Fig. 17), the proposed vehicular antenna

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content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 8

Fig. 18 (a) Application scenario of the proposed reconfigurable intelligent


vehicular antenna, and (b) the proposed reconfigurable phased array with the
vehicle roof.

Fig. 19 Simulated 3D radiation pattern of the proposed vehicular antenna at


S4 mode with different feeding states. (a) φ = 0°, (b) φ = 120°, and (c)
φ = 150°.

Fig. 21 Measured S-parameters of the proposed reconfigurable


beam-scanning phased array with the central element (E2) and the outer
element (E1). The central element (E2): (a) S1 mode, (b) S2 mode, (c) S3
Fig. 20 Photos of the proposed fabricated reconfigurable phased array and mode, and (d) S4 mode. The outer element (E2): (e) S1 mode, (f) S2 mode, (g)
measured environment. (a) Fabricated phased array, and (b) SATIMO S3 mode, and (h) S4 mode.
near-field chamber.

IV. MEASUREMENT AND COMPARISON


scheme realizes a larger radiation gain due to the more
reflection power from the roof structure. Secondly, the A. Measurement and Simulation
backward radiation components are well suppressed by the Fig. 20 shows a photograph of the fabricated phased array
large-size ground layer. The side-lobe levels show slight and the measured environment in a SATIMO Near-Field
deterioration when the main lobe scans to the large-angle chamber. The proposed reconfigurable phased array is fed by
region, as shown in Fig. 18(c). More importantly, the proposed eight coaxial lines with an SMA connector, as shown in Fig.
phased array realizes a stable beam-scanning capability in 20(a). To verify the impedance characteristics and the
vehicular applications. Similarly, by switching different beam-scanning performance of this reconfigurable phased
working modes (S1 / S2 / S3 / S4 modes) and controlling array, the S-parameters and active radiation patterns of every
feeding phase states, the proposed reconfigurable phased array element are measured [34].
can achieve stable multi-functional beam scanning in vehicular Fig. 21 shows the measured and simulated S-parameters of
applications. Owing to the flexible and robust beam-steering the central element (E2) and the outer element (E1) of the
performance, the proposed reconfigurable phased array is well proposed array with different working modes. As shown in Fig.
poised for vehicular antennas and intelligent mobile 21(a) (S1 mode, narrow-beam element), the measured
communication applications. overlapped reflection coefficient of the E2 element is below

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content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 9

Fig. 23 Measured and simulated beam-scanning performance of the proposed


Fig. 22 Measured (right) and simulated (left) radiation patterns of the active reconfigurable phased array with different working modes at 3.60 GHz. (a) S3
elements of the proposed reconfigurable phased array with different working mode (Narrow-beam element), and (b) S4 mode (wide-beam element).
modes at 3.60 GHz. (a) S3 mode (Narrow-beam element), and (b) S4 mode
(wide-beam element).

steering owing to the larger-gain element, and the wide-beam


-10.0 dB from 3.30 to 3.80 GHz (14.1 %), and the measured active element contributes to a wide-angle beam-scanning
polarization isolation is better than 20.0 dB. The realized performance (S4 mode).
coupling coefficients are lower than -13.0 dB over the whole The measured and simulated beam-scanning results of the
working frequency band. Similarly, in the S2 mode (wide-beam proposed reconfigurable phased array at 3.60 GHz are
element, in Fig. 21(b)), the common -10 dB impedance displayed in Fig. 23. In the S3 mode, the proposed phased array
bandwidth is from 3.12 to 3.80 GHz (19.7 %), and the port realizes high-gain beam scanning in the E-plane, and the main
isolation is better than 15.0 dB in the whole passband. For the lobe can scan from -35° to 35° with a peak gain of 11.2 dBi.
outer element (E1) (in Figs. 21(e-h)), the measured overlapped Besides, the measured gain in the total beam-scanning range
-10 dB impedance bandwidth of the E1 element is from 3.4 stays between 7.4 to 11.2 dBi. When these switches are turned
GHz to 3.90 GHz. The measured polarization isolation between to the ON state, the working mode of the proposed
the X-pol. and Y-pol. components is higher than 18 dB, and the reconfigurable phased array is switched to S4 mode and its
realized coupling coefficients between different elements are beam-scanning performance is shown in Fig. 23(b). The
lower than -13 dB. Compared with the E2 element, the proposed reconfigurable phased array can realize a wide-angle
measured frequency band of the E1 element slightly shifts to beam-scanning capacity from -60° to 55°, and its realized gain
the higher-frequency region, which is mainly caused by the is larger than 6.1 dBi in the scanning process. The measured
edge effects of the array structures [26], [33]. Besides, the gain is a little lower than that in simulation, which is caused by
difference between the measured and simulated results is the fabrication error and the extra loss from the coaxial lines
mainly due to the fabrication tolerance and the parasitic effect and the bias circuits.
of the bias lines. Note that the working frequency band of the Generally speaking, by introducing the beamwidth
proposed reconfigurable phased array can basically cover the reconfiguration design, the proposed broadband dual-polarized
5G-N78 and LTE B42/B43 bands. phased array can achieve two different modes: 1) Wide-angle
Fig. 22 shows the simulated and measured active patterns of scanning coverage (V2V application) and 2) Long-distance
the proposed reconfigurable phased array at 3.60 GHz. Note high-gain scanning (V2I communication). In other words, with
that in order to save space, only the measured radiation results the advantages of flexible beam-steering capacity, the proposed
in the y-directed polarization modes (S3 and S4 modes) are reconfigurable array can be used as an intelligent vehicular
provided to validate its beam-steering capacity. The other communication device to meet different application requests
polarization shows a similar performance. Compared with the and scenarios.
single antenna, the active pattern of every element is slightly
distorted due to the mutual coupling. The measured 3 dB B. Comparison with the Previous Work
beam-widths in the S3 (narrow-beam) and S4 (wide-beam) Table III lists a comparison between the proposed
modes are [-46°, 40°] and [-74°, 68°], respectively. Besides, it reconfigurable element/array and some previous designs. To
is clearly observed that the measured peak gain of the realize beamwidth reconfiguration, various methods were
narrow-beam element is about 2.0 dB larger than that of the presented, such as tunable Yagi-like parasitic patches [7], [35],
wide-beam element. Therefore, the proposed reconfigurable switchable series-fed array [36], and reconfigurable active
phased array in the S3 mode can realize high-gain beam metasurface [13]. Compared with the conventional designs, the

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content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 10

TABLE III COMPARISON WITH THE PREVIOUS WORK (BEAMWIDTH RECONFIGURABLE ANTENNAS & DUAL-POLARIZED BEAM-SCANNING ARRAYS)
Ref. Technique Pol. Size / λ03 BW / % Beam-width tuning range Gain / dB
[7] ME ant.; reconfigurable Yagi-like patches Dual-pol. 0.81×0.81×0.25 10.0 72°-133° 7.1
[35] ME ant.; tunable parasitic patches LP 1.57×1.07×0.27 4.9 65°-120° 5.8
[36] Switchable microstrip series-fed slot array LP 1.59×3.18×0.25 2.5 35°-65° 12.1
[13] Reconfigurable active metasurface; quasi-array LP 1.44×1.12×0.31 >20.0 32°-111° 14.5
Prop. Planar dipole ant.; controllable omnidirectional sources Dual-pol. 0.38×0.38×0.27 20.7 68° / 165° 3.3 / 7.7
Ref. Technique Pol. Array form BW / % Beam-scanning
6×6
[37] Mushroom-shaped element, phased array Dual-pol. 1.9 Wide-angle scanning: [-66°, 66°]
Planar array
Crossed-dipole element; multiple beam-forming 1×6
[38] Dual-pol. 46 Multi-port to multi-beam: [-36°, 36°]
network Linear array
4×4
[39] Multi-port wide-beam element; phased array Dual-pol. 12.8 Wide-angle scanning: [-60°, 60°]
Planar array
1×4 High-gain beam-steering: [-35°, 35°]
Prop. Beam switchable element; reconfigurable phased array Dual-pol. 14.1
Linear array Wide-angle scanning: [-60°, 55°]

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© 2023 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.See https://www.ieee.org/publications/rights/index.html for more information.
This article has been accepted for publication in IEEE Transactions on Vehicular Technology. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TVT.2023.3274540

> SUBMITTED TO IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY < 11

May 2022. Zhan Wang (Student Member, IEEE) received the


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[22] T. P. Wong and K. M. Luk, “A wide bandwidth and wide beamwidth His research interests include miniaturized
CDMA/GSM base station antenna array with low backlobe radiation,” antennas and microwave devices, especially,
IEEE Trans. Veh. Technol., vol. 54, no. 3, pp. 903-909, May 2005. metamaterial-based antennas and reconfigurable antennas. He has
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“Wide-angle scanning phased array using an efficient decoupling Transaction on Antennas and Propagation. He has also received multiple
network,” IEEE Trans. Antennas Propag., vol. 63, no. 11, pp. 5161-5165,
awards including multiple times of National Scholarship, and the gold
Nov. 2015.
medal in the 7th “Internet Plus” worldwide Innovation and
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Mallat, “A learning-based dipole yagi-uda antenna and phased array Entrepreneurship Competition. He is serving as a reviewer for many
antenna for mmwave precoding and V2V communication in 5G systems,” international journals, including IEEE Transaction on Antennas and
IEEE Trans. Veh. Technol., 2022. (Early access) Propagation. He was awarded the prestigious 2022 IEEE AP-S Fellowship
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with broad E-plane beamwidth,” IEEE Trans. Antennas Propag., vol. 61, received the B.S. and M.S. degrees from the
no. 1, pp. 19-25, Jan. 2013. Department of Radio Engineering, Southeast
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[29] J. -H. Park, Y. -H. Ryu, J. -G. Lee and J. -H. Lee, “Epsilon negative Department of Electrical Engineering,
zeroth-order resonator antenna,” IEEE Trans. Antennas Propag., vol. 55, University of California at Los Angeles
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circularly-polarized microstrip antenna with a parasitic ring for CNSS From September 2008 to June 2012, he was a
application,” IEEE Trans. Antennas Propag., vol. 62, no. 5, pp.
Graduate Student Researcher with the Microwave Electronics Laboratory,
2847-2850, May 2014.
UCLA. From September 2012 to February 2016, he was working as a
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with high-gain and wide-beam radiations in two respective bands,” IEEE Senior Engineer with the Research and Development Hardware
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[32] S. X. Ta, H. Choo, I. Park and R. W. Ziolkowski, “Multi-band, December 2017, he was working as a Staff Engineer with Universal
wide-beam, circularly polarized, crossed, asymmetrically barbed dipole Electronics Inc., Santa Ana, CA, USA. Since December 2017, he has been
antennas for GPS applications,” IEEE Trans. Antennas Propag., vol. 61, a Full Professor with the University of Electronic Science and Technology
no. 11, pp. 5771-5775, Nov. 2013. of China (UESTC), Chengdu, China. He has authored or coauthored more
[33] R. Wang, B. -Z. Wang, X. Ding and X. -S. Yang, “Planar phased array than 260 journal articles and conference papers, which receive more than
with wide-angle scanning performance based on image theory,” IEEE 5400 citations. He has been listed as an Elsevier highly cited researcher. He
Trans. Antennas Propag., vol. 63, no. 9, pp. 3908-3917, Sept. 2015. holds more than 100 patents including six international patents. He and his
[34] D. M. Pozar, “The active element pattern,” IEEE Trans. Antennas team have developed multiple RF products including acoustic wave filters,
Propag., vol. 42, no. 8, pp. 1176-1178, Aug. 1994. antenna tuners, and antennas, which are very widely shipped and applied in
[35] Y. Shi, Y. Cai, J. Yang and L. Li, “A magnetoelectric dipole antenna with mobile devices. His research interests include the characterization and
beamwidth reconfiguration,” IEEE Antennas Wireless Propag. Lett., vol. development of RF and microwave components, antennas, RF frontend
18, no. 4, pp. 621-625, April 2019. modules, circuits, acoustic-wave filters, and metamaterials.
[36] H. N. Chu and T. -G. Ma, “Beamwidth switchable planar microstrip
series-fed slot array using reconfigurable synthesized transmission lines,”
Dr. Dong was a recipient of the Best Student Paper Award from 2010
IEEE Trans. Antennas Propag., vol. 65, no. 7, pp. 3766-3771, July 2017.
[37] Y. -Q. Wen, S. Gao, B. -Z. Wang and Q. Luo, “Dual-polarized and IEEE Asia Pacific Microwave Conference (APMC) held in Yokohama,
wide-angle scanning microstrip phased array,” IEEE Trans. Antennas Japan, the Best Paper Award in 2021 IEEE International Wireless
Propag., vol. 66, no. 7, pp. 3775-3780, July 2018. Symposium (IWS), the Distinguished Expert Presented by Sichuan
[38] H. Zhu, H. Sun, B. Jones, C. Ding and Y. J. Guo, “Wideband Province and by the national government, respectively, and the High Level
dual-polarized multiple beam-forming antenna arrays,” IEEE Trans. Innovative and Entrepreneurial Talent presented by Jiangsu Province. He
Antennas Propag., vol. 67, no. 3, pp. 1590-1604, March 2019. has been a TPC member for several international conferences. He has
[39] G. Yang and S. Zhang, “Dual polarized wide-angle scanning phased array served as an Associate Editor for the IEEE TRANSACTIONS ON
antenna for 5G communication system,” IEEE Trans. Antennas Propag. ANTENNAS AND PROPAGATION since 2021. And he has served as a
vol. 70, no. 9, pp. 7427-7438, Sept. 2022. guest editor for IEEE OPEN JOURNAL OF ANTENNAS AND
PROPAGATION. He is also serving as a Reviewer for multiple IEEE and
IET journals including the IEEE TRANSACTIONS ON MICROWAVE
THEORY AND TECHNIQUES and the IEEE TRANSACTIONS ON
ANTENNAS AND PROPAGATION.

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