Professional Documents
Culture Documents
ABSTRACT Noting that the use of modern instruments of war had unpredictable and
revolutionary consequences, Morris Janowitz introduced the concept of a ‘constabulary force’
to show how a professional military in a liberal democratic state might use modern weapons and
yet conserve the existing political order. This article explores the meaning of this concept in three
ways. First, it examines the strategic assumptions underlying the concept to explain why Janowitz
thought it offered an approach to containing the revolutionary consequences of the use of force
that was more promising than alternative concepts of military force. Second, it explores the moral
implications of the concept (which Janowitz did not do), identifying key moral commitments a
constabulary force must meet to sustain a liberal democratic order as it attempts to resolve
dilemmas posed by the use of force. Third, it considers in what way these moral commitments are
particular to a constabulary force, while yet preserving an approach to the use of force that could
be applied across the spectrum of force by military structures of various kinds.
KEY WORDS: Constabulary force, democratic values, Morris Janowitz, moral commitments,
use of force
Correspondence Address: Department of Sociology, Texas A&M University, 4351 TAMU, College Station,
TX 7843-4351, USA. Tel: /1 979 845 0813; Fax: /1 979 862 4057; Email: jsburk@tamu.edu
Samuel Huntington (1957) argued in The Soldier and the State that it could
not. To prevail in the cold war, he thought the United States should retreat
from the claims of liberal democracy to embrace a conservative political
culture more compatible with the demands of military security. Janowitz took
a different view. He assumed that the evolving technology of war required
reconsideration of the maxim that war was inevitable. The destructive power
of modern weapons* epitomized by nuclear weapons* was now so great, he
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by the threat and use of force, but only within limits which weapons of mass
destruction had ‘drastically narrowed’ (417 418). These circumstances
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required a new approach to the use of the military, departing from practices
followed during the two world wars. Needed was a constabulary force that
was ‘continuously prepared to act, [was] committed to the minimum use of
force, and [sought] viable international relations rather than [military] victory’
(418). Notice that Janowitz’s definition emphasizes an approach to the uses
and aims of force. Janowitz thought a constabulary force would abandon the
format of mass armies mobilized for world war for the format of a
continuously mobilized professional force. But he did not prescribe a
particular organizational structure. More important was the approach to
conflict across the spectrum of violence, whether to deter nuclear war, fight
limited regional conflicts, or engage in peacekeeping missions.
We may raise three questions about this idea. First, why did Janowitz think
the constabulary force solved the problem he had posed? His answer
considers the strategic assumptions that underlie the idea of constabulary
force to make it a solution preferred over alternatives. Second, what moral
implications attach to a constabulary force? Janowitz never addressed this
question, not directly at least, despite his concern to maintain a military that
was compatible with liberal democratic values. Nevertheless, the question
must be addressed to determine whether or how far the use of constabulary
force supports or at least fails to undermine a liberal democratic order. Third,
do the moral commitments governing the use of constabulary force apply
only to constabulary forces or do they govern any use of military force? Only
if the implications do not apply universally can a constabulary force per se be
considered a real solution to the problem Janowitz faced.
Strategic Assumptions
The strategic assumptions underlying the constabulary force were ‘grounded
in’ what Janowitz called a ‘pragmatic’ doctrine of military thought which
emerged following the world wars (418). It was characterized by five beliefs.
First, military conflict was only one tool states had to influence international
relations in ways they preferred; states could also use economic and
ideological tools to reach their objectives (264). Second, the use of force in
warfare could and should be adjusted to the political ends to be achieved.
War was not an either/or contest in which states struggled for ‘total victory’
(264). Third, pragmatic military doctrine was instrumentally rational.
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Military means were calculated in light of the political ends sought but
political ends were also defined and sometimes limited by what military
means could achieve (265). Fourth, the primary object of war was political.
When force was used, the aim was to revise the political order, not simply to
punish an enemy (267 271). And, finally, the use of force must reinforce
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In sum, for Janowitz, the ideal of a constabulary force represented the best
of three possible ways that militaries could evolve in the post-world war era.
It was the best for prudential and for normative reasons. Prudentially, the
constabulary force institutionalized limits on the use of force and embraced a
strategy of deterrence across the force spectrum, to prevent the use of
weapons of mass destruction, to fight limited (even guerilla) wars, to promote
arms control and inspection regimes, and to engage in peacekeeping (xv xvi,
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418). This much the absolutist was unprepared to do. Normatively, officers in
the constabulary force were professionally committed to preserving liberal
democratic values despite continuous threat to the physical security of the
state arising from a hostile international arena. This commitment a garrison
state force (by definition) was unable to make.
Moral Implications
To my knowledge, Janowitz never examined the moral implications attached
to the concept of a constabulary force. Nevertheless, I think it worthwhile to
do. The concept of constabulary force is obviously value-laden. It is nestled
within a normative theory about the value of the pragmatic outlook given the
strategic situation we are in. It entails the hope that we may use the
instruments of modern warfare and yet preserve a liberal democratic order.
Yet that hope can only be realized if a constabulary force contains within it a
series of moral commitments that render the use of force compatible with
liberal democratic values. At least three moral implications are essential to
consider. (Others may also deserve attention. I make no pretense to being
exhaustive here. My aim is to open the door to this line of inquiry.) Taken
together they identify a minimum set of commitments without which one
simply could not use constabulary force.
The first commitment is to accept limitations on the use of force. This
commitment acknowledges that the use of force at least sometimes is a harm.
The moral purpose of limitations on the use of force is to reduce the harm
force does. Yet more may be involved. There are two important questions
to consider. One asks when the use of force is so harmful that its use is
morally prohibited. The other asks when the use of force is permitted despite
the harm its use may cause. Indirectly, Janowitz (1977: 370 371) offered
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But when may we use force? A moral perfectionist would prohibit the use
of force whenever its use caused harm. As a practical matter, that would mean
the military use of force was always prohibited. This is the stance of the
pacifist. While constabulary force would limit harm, its proponents reject
moral perfectionism as unrealistic. It is too strict in this world of evil doers to
prohibit military force. The question for the constabulary force is when the
use of force* the doing of harm* may be morally permissible. The absolutist
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essence of the strategy of deterrence. But the moral problem goes deeper than
Janowitz seemed to realize. Rather than professional frustration, the problem
is how to maintain the warrior’s moral worth, to prevent his or her descent
into barbarism when the use of force is morally ambiguous. (A lesser evil is
evil nonetheless.) Three examples help illustrate the point.
First, consider bomber crews with the Strategic Air Command or
submariners patrolling undersea during the cold war. They trained to unleash
weapons of mass destruction whose use they knew would be catastrophic and
self-defeating. They excelled at preparing to do what was morally prohibited
because the prohibition could be ensured only if the threat of deterrence was
credible. How does training to do what is morally prohibited affect warriors’
understanding of what distinguishes them from barbarians who use force
without restraint? An answer to this question is difficult because the choice
actually to engage in the morally unthinkable behavior is made by institutions
(the defense establishment), not by individuals. This is qualitatively different
from the case of a soldier, say at My Lai during the Vietnam War, who could
choose whether to participate in the massacre, run away, or try to stop it.
When the defense establishment trains fliers and submariners to fire nuclear
weapons, it cultivates habits of acting without deliberating about the moral
consequences of the act.
Reflecting on the potential for ‘conflict between military obedience and
basic morality’, Huntington (1957: 78) asked: ‘What does the military officer
do if he is ordered by the statesman to commit genocide, to exterminate the
people of an occupied territory?’ He recognizes the problem often faced by
functionaries: ‘As a soldier, he [the soldier] owes obedience; as a man he owes
disobedience’. Yet Huntington does not confront the problem. Rather, he
ends the discussion by asserting that ‘only rarely will the military man be
justified in following the dictates of private conscience against the dual
demand of military obedience and state welfare’. That may be true. The
question remains whether an order to commit genocide* or, in this case, to
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demand of military obedience and state welfare’. But he was also horrified
and aghast; the untold suffering that he could not see but knew was there
afflicted his ‘private conscience’.
The analogy is imperfect. Unlike this flier, those in the Strategic Air
Command (or the submarine force) never fired their missiles. Still, they were
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combat fatalities in the war.) Paul W. Kahn (1999) calls this ‘riskless warfare
in pursuit of human rights’ and believes it entails ‘a moral contradiction’
because it employs an asymmetric valuing of human life in defense of a
universal standard of human rights.
Finally, think about the genocide in Rwanda. The UN peacekeeping forces
reported in January 1994 that the Hutu were planning to massacre the Tutsi.
But they were not authorized to raid arms caches to reduce the potential for
violence. Colonel Luc Marchal, a commander of the UN force commented,
‘we were not authorized, I should say, to do our job, and that was a real
frustration’. But the frustration mounted in April, after the Hutu killed
Belgian peacekeepers and began the genocide in earnest. The soldiers wanted
to protect the Tutsi but were prevented from doing so by their civilian masters
who feared the peacekeepers would take casualties as the US had done in
Somalia a few months before. But the peacekeepers in Rwanda did not share
this ‘force protection’ goal. Asked whether he wanted to pull out after the
Belgian peacekeepers were killed, Captain Luc Lemaire replied, ‘Certainly
not, because as soldiers we have to be prepared to die at any moment’.
However defensible the decisions of the civilian authorities, the peacekeepers
had the sense that they were violating their honor as constabulary soldiers.
When ordered to retreat and withdraw from Rwanda, Colonel Marchal said
simply, ‘I was ashamed to execute that kind of decision. . . . And when you
know that kind of action will just have [as] a consequence, the losses of
thousands and thousands of lives, it’s not easy to* to live with that’. But that
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lary force to obey civilian authorities. This is so as a matter of law. But the law
rests on an idea that the military profession is justified by its willingness to
serve the state, not the other way around. If it were otherwise, should the
military rule or gain excessive influence over the political process, the result
would undermine the effectiveness of democratic institutions and the goods
that flow from them. It would be incompatible with the goals of the
constabulary force to preserve liberal democracy. The moral principle to
follow then is that the constabulary force should be politically neutral and
obedient of lawful political authority (see Cook 2004: chap. 2).
When is this principle likely to be observed? Quite simply, only when
political and military leaders trust one another. And when will this be? Trust
is a complex relationship. At the interpersonal level, we trust those who
possess the attribute of reliability or constancy, a commitment to truthfulness,
and an absence of guile, so we are not forced to wonder whether their conduct
is based on a ‘hidden agenda’. When we trust others, we suspend our usual
defenses in relation to them; we allow ourselves to depend on them; we are
vulnerable; and if our trust is misplaced that vulnerability will be exploited.
Hard enough between persons, trust is harder to cultivate between complex
institutions like the military and the state. Ideally the military’s obedience is
backed by their trust that political leaders, however imperfect, will listen to
their advice about security issues, provide what they need to perform their
role, and not put them in harm’s way for a frivolous purpose. Also ideally,
political leaders can trust the military to offer them disinterested advice about
military security policy and then swift obedience to orders no matter what the
leaders decide.
This is a too idyllic depiction. Trust leaves both sides vulnerable to be
taken advantage of by the other. As a result, there are always self-protective
reasons to monitor the behavior of the other to verify that ‘bonds of trust’ are
being upheld. Even then trust’s presence is never assured. Cautious political
and military leaders may rely on self-help and careful monitoring to protect
their institutional interests, as evidenced for example by the US Army’s
failure to deploy Apache helicopters in Kosovo even after the president had
approved their use in support of close air support operations (Feaver 2003:
279 280; cf. Clark 2001: 288 289, 302 306). The result, in recent US history,
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conservative and more likely to identify with the Republican than the
Democratic Party (Graham 2004; Holsti 2001). This has led the Republican
Party to target the ‘military vote’. More subtly, it has led Democratic leaders
to suspect the truthfulness of claims made by the military (Kohn 2002: 26 /
28). If the military becomes ideologically rigid and out of touch with the
whole range of societal views, it will, as Janowitz (1977: 386) thought, become
‘an additional element of political controversy in a society already racked
with extensive political conflict’. This erodes the commitment on both sides to
cultivate trust that enables adherence to the principle of political neutrality
and public obedience.
These difficulties do not weaken (or make less necessary) the moral
commitment of a constabulary force to cultivate trust between soldiers and
political leaders. They make the commitment more difficult to keep.
Rawls (1999) calls a ‘reasonable liberal people’* then perhaps they are also
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compatible with a military force that conserves what Rawls calls a ‘decent
hierarchical people’. Both social orders are forms of ‘decent peoples’,
restrained in the use of force, committed to justice, and protective of human
rights (Rawls 1999: 88). In short, I do not defend the claim that these
commitments apply only to a constabulary force that conserves liberal
democracy. What I deny is that these commitments are universal. They are
not honored in or compatible with every kind of military force. Recall
Janowitz’s distinction of constabulary forces from absolutist and garrison
state forces. The absolutist force flatly rejects the first moral commitment
to accept limitation on the use of force and the garrison state force
perverts the third moral commitment to be politically neutral and obedient
to lawful authority. To these two we may add a third case, Rawls’s ‘outlaw
state’, which is not bound by the second moral commitment to war in
a way that respects the dignity of its soldiers and of those they might harm
(Rawls 1999: 5, 80 81).
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‘gap’ of disconnected states (or areas) where this rule set is not followed.
Each area, he thinks, requires a different kind of military force. For the gap,
what he calls a Leviathan force is needed, which (like the absolutist force)
is specialized in fighting war. For the core, an Administrator force is needed,
which (like a constabulary force) is specialized in peacekeeping. That different
particular moral commitments underlie the two kinds of force is suggested
by his claim that ‘we need a force for might and a force for right’ (Barnett
2004: 315, original emphasis). The argument seems plausible, but is
misleading. It mistakes a constabulary force with a particular organizational
structure. But if a constabulary force were a particular structure, it could
offer no real solution to the problem of protecting liberal democracy against
the revolutionary consequences stemming from the use of modern weapons.
At most it offered a half-solution, effective only in the core where the use
of force is restrained. But in the gap, where the use of force is unrestrained,
it offered no solution at all. With hopes pinned on military victory, a
liberal democracy might still be undone by the unrestrained use of modern
weapons.
Janowitz thought about constabulary force in a more fluid way. It was not a
particular structure. It was an approach to the use of force that could be
applied across the full spectrum of force and by military structures of various
kinds. It didn’t matter whether the military was a mass army trying to deter
the outbreak of general nuclear war or a small professional peacekeeping
force trying to prevent genocide in Rwanda. Though Janowitz never spelt it
out, what mattered I have argued here was keeping the moral commitments
that restrained every use of force. When this was done, force was less likely to
spark revolutionary consequences threatening democratic order or to disrupt
the search for peace.
Notes
1
Special thanks to Don Snider, Al Schaffer and the journal reviewers for their helpful comments and
criticisms, and also to the participants in the 2004 NEH Institute on War and Morality for their help
turning my attention to this topic.
2
The Professional Soldier was originally published in 1960. I cite the second edition from 1971 because it
contains a new and long prologue by the author to which I sometimes refer. Because this work is cited
so frequently, all future references to it will only note parenthetically the particular pages cited.
3
By liberal democracy I shall mean, borrowing from Judith Shklar (1998: 3), a political regime
characterized by one overriding aim: ‘to secure political conditions that are necessary for the exercise
of personal freedom’.
4
Janowitz’s emphasis in 1960 was on nuclear weapons, the unrestrained use of which would be self-
defeating. By the late 1970s, he thought the unrestrained use of the most powerful ‘conventional’
weapons was also self-defeating (personal communication). I use the term ‘modern weapons’ here to
mean weapons whose unrestrained use would not bring victory or sustain viable international relations.
5
On the problem of dirty hands and political action, see Wolfers (1949) and Walzer (2004).
6
The term genocide in this context may be inflammatory. To threaten devastating nuclear punishment
against an enemy who might otherwise mount a nuclear attack against us is morally problematic; yet,
unlike genocide, it is a practice that may be justified at least on prudential grounds (Lee 1993; Walzer
2000: 269-274).
166 J. Burk
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7
See Hartle (1989: 71-78). Hartle defined the humanitarian principles as follows ‘individual persons
deserve respect as such’ and ‘human suffering ought to be minimized’. The first of these, he argues, has
priority over the second.
8
Quotes are from Frontline (1999).
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Biography
James Burk (PhD, University of Chicago, 1982) is professor of sociology
at Texas A&M University and formerly editor of Armed Forces & Society. He
is a long-time student of civil military relations, in particular of the ways war
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and preparation for war affect and are affected by democratic societies. His
current research examines social and political justifications for compulsory
and voluntary military service and their effects on the moral contract that
binds the armed forces to civilian society.