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PII: S0022-3166(23)72806-X
DOI: https://doi.org/10.1016/j.tjnut.2023.12.017
Reference: TJNUT 451
Please cite this article as: A. Soto-Mota, L.T. Jansen, N. Norwitz, M.A Pereira, C.B. Ebbeling, D.S.
Ludwig, Physiological Adaptation to Macronutrient Change Distorts Findings from Short Dietary
Trials: Reanalysis of a Metabolic Ward Study, The Journal of Nutrition, https://doi.org/10.1016/
j.tjnut.2023.12.017.
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© 2023 The Author(s). Published by Elsevier Inc. on behalf of American Society for Nutrition.
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– Perspective –
Adrian Soto-Mota,* Lisa T. Jansen,* Nicholas Norwitz, Mark A Pereira, Cara B. Ebbeling,
David S. Ludwig
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Author affiliations:
Metabolic Diseases Research Unit. National Institute of Medical Sciences and Nutrition
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Salvador Zubiran. Mexico City, Mexico (AS-M)
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Tecnologico de Monterrey. School of Medicine. Mexico City, Mexico (AS-M)
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Department of Dietetics & Nutrition, University of Arkansas for Medical Sciences, Little
Rock, AR, USA (LTJ)
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Correspondence to: David S Ludwig, Boston Children’s Hospital, 300 Longwood Avenue,
ORCID: https://orcid.org/0000-0003-3307-8544
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model, EBM; low-carbohydrate diet, LCD; low-fat diet, LFD; respiratory quotients, RQ; resting
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energy expenditure, REE.
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Manuscript length: 2700 words, 1 table, 4 figures
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1 ABSTRACT
2 An influential 2-week cross-over feeding trial without a washout period purported to show
3 advantages for weight control of a low-fat diet (LFD) compared to a low-carbohydrate diet
4 (LCD). In contrast to several other macronutrient trials, the diet order effect was originally
5 reported as not significant. In light of a new analysis by the original investigative group
6 identifying an order effect, we aimed to examine, in a reanalysis of publicly available data (16 of
7 original 20 participants, 7 female, mean BMI 27.8), the validity of the original results and the
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8 claims that trial data oppose the carbohydrate-insulin model of obesity (CIM). We found
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9 that energy intake on the LCD was much lower when this diet came first versus second (a
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difference of -1164 kcal/d, p = 3.6 x 10-13); the opposite pattern was observed for the LFD (924
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11 kcal/d, p = 2 x 10-16). This carry-over effect was significant (p interaction = 0.0004) whereas the
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12 net dietary effect was not (p=0.4). Likewise, the between-arm difference (LCD - LFD) was -320
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13 kcal/d in the first period and +1771 kcal/d in the second. Body fat decreased with consumption
14 of the LCD first and increased with consumption of this diet second (-0.69 ± 0.33 vs 0.57 ± 0.32
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15 kg, p=0.007). LCD-first participants had higher β-hydroxybutyrate levels during the LCD and
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16 lower respiratory quotients during the LFD compared to LFD-first participants on their
17 respective diets. Change in insulin secretion as assessed by C-peptide in the first diet period
18 predicted higher energy intake and less fat loss in the second period. These findings, which tend
19 to support rather than oppose the CIM, suggest that differential (unequal) carry-over effects and
20 short duration, with no washout period, preclude causal inferences regarding chronic
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23 Key Words: obesity, low-carbohydrate diet, low-fat diet, macronutrients, insulin, body
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25 Introduction
26 Does macronutrient composition, and especially the ratio of dietary fat to carbohydrate,
27 affect body weight over the long term in the general population? The answer to this question has
28 major significance to the scientific understanding of obesity pathogenesis and to public health
29 prevention efforts. However, despite more than a century of research, the effects of
31 Most clinical studies of macronutrients and body weight employ one of two designs, both
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32 of which have strengths and limitations (1, 2). Observational studies can examine long-term
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33 relationships involving diet, or change in diet, in large groups of people consuming habitual diets
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– conferring potential direct relevance to public health prevention. However, these studies suffer
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35 from a variety of methodological concerns, importantly including dietary assessment errors,
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36 confounding, and reverse causality. Long-term behavioral trials, in which participants can be
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37 randomly assigned to two contrasting diets for many months or years, reduce (but do not
38 eliminate) the risk for confounding and other biases. These trials typically rely on low-intensity
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39 interventions, such as group nutrition education and dietary counseling with limited follow-up
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40 and process measures, that do not elicit strong, sustained differentiation in diet between
41 treatment groups. Not surprisingly, they tend to show limited long-term efficacy of all types of
43 With the provision of prepared meals and rigorous control of potential confounders,
44 residential feeding studies aim to produce high-quality evidence to support causal inference.
45 However, due to pragmatic and cost considerations, these trials are characteristically short (i.e., 2
46 weeks or less) and have other methodological and design concerns that may limit extrapolation
47 of the acute effects seen in these studies to the long term in the general population.
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48 In a recent metabolic ward feeding study (4), 20 participants were randomly assigned to
49 an isocaloric LCD or LFD using a cross-over design, with 2-week diet arms and no washout
50 period. Mean energy intake and fat mass were greater on the LCD, findings interpreted as
51 opposing the carbohydrate-insulin model of obesity (CIM) (5-9). In the CIM, a high glycemic
52 load diet (with large amounts of rapidly digestible carbohydrate) increases the insulin-to-
53 glucagon ratio in the postprandial phase, altering substrate partitioning from oxidation in lean
54 body organs toward deposition in adipose tissue. Thus, overeating – and the positive energy
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55 balance that must accompany weight gain – results from, not causes, increasing adiposity. For
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56 this reason, the CIM targets high-glycemic load carbohydrates, rather than total calorie intake,
59 therefore its potential influence was not considered in data interpretation. The absence of a carry-
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60 over effect contrasts with several other reports, in which prolonged physiological changes,
61 lasting several weeks or longer, were observed following major changes in macronutrient intake
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62 (10-12). At a recent scientific conference (13) and in an online preprint (14), the original
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63 investigative team presented evidence to suggest that a carry-over effect did, in fact, exist. With
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69 ketogenic” or “plant-based, low-fat” diets on an inpatient research unit for two, 2-week diet
70 periods in a cross-over design, without an intervening washout period. One participant withdrew,
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71 leaving 20 for the main outcome analyses (9 female, mean age 29.9 years, mean BMI 27.8).
72 Macronutrient composition, as a proportion of energy, for the provided LCD and LFD were,
73 respectively, carbohydrate 10 vs 75% and fat 76 vs 10%, with ~14% protein on both diets. In
74 addition to the provided foods, participants were allowed to eat ad libitum from the assigned
75 diets. The main outcome of the trial was total energy intake, which was greater on the LCD (a
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78 Assessment of Publicly Available Trial Data
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79 We obtained individual participant data from Open Science Framework [Hall KD. Data
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and SAS code [Internet]. OSF; 2022. Available at https://osf.io/zdwqb/]. Due to participant
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81 dissent to data sharing, most of the data from 4 participants included in the original research
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82 analysis were deleted from the registry, decreasing the statistical power of our reanalysis to some
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83 degree. The remaining 16 had similar baseline characteristics to the original 20, as shown in
84 Table 1. Calculation of the energy intake outcome with these 16 participants, disregarding carry-
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85 over effects, yields similar results to the original report (a diet effect of 695 kcal/d).
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86 Carryover effects were tested with a Diet*Period interaction term in a linear model. As
87 part of the sensitivity analyses (and to account for the longitudinal design of the original study)
88 an adjusted linear-mixed effects model with individual slopes was used as well. We used R
89 version 4.0.3 with R Studio version 2023.06.01-Build 524 for all analyses, including packages
90 updated to their latest version as of September 2023. Data are expressed as mean ± SE unless
91 otherwise indicated. No additional Institutional Review Board approval (beyond that described in
92 the original trial paper) was required for this reanalysis of publicly available data (4).
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96 intake on the LCD was much lower when this diet came first versus second (a difference of -
97 1164 kcal/d, p = 3.6 x 10-13), as depicted in Figure 1. Conversely, mean energy intake on the
98 LFD was much higher when this diet came first (924 kcal/d, p = 2.0 x 10-16). Qualitatively
99 consistent results were obtained with use of a linear mixed effects model (see publicly available
100 code). Likewise, the between-arm difference (LCD - LFD) was -320 kcal/d in the first period and
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101 +1771 kcal/d in the second. Similarly, body fat decreased with consumption of LCD first and
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102 increased with consumption of the LCD second (-0.69 ± 0.33 vs 0.57 kg ± 0.32, p = 0.007), as
105 both outcomes substantially better than diet composition (LCD vs LFD). The R2 for LCD order
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106 was more than double that for diet composition (energy intake R2 = 29% and 12%; fat loss R2 =
107 8% and 3%, respectively). To address carry-over effects, we conducted a linear model interaction
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108 test on energy intake. This model showed an exceptionally large carry-over effect (2090 kcal/d
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109 for the between-period difference in the dietary effect, p=0.0004), whereas the net diet effect was
110 not significant (p=0.4). These findings were not materially different in a linear mixed-effects
111 model with individual slopes and adjustment for potential confounders including baseline BMI,
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115 The existence of a carry-over effect, indicated by the analyses above, provides an
118 carbohydrate-restricted (ketogenic) diets. Participants who consumed the LCD first vs second
119 achieved significantly higher βOHB blood concentrations on the LCD (p = 0.008). In addition,
120 the LCD-first vs second participants had significantly lower respiratory quotient (RQ), indicative
121 of greater fat oxidation, on the LFD (p = 0.01) (Figure 3). However, these analyses did not
122 distinguish whether the metabolic changes caused, resulted from, or otherwise interacted with
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125 Prediction of Energy Intake and Fat Mass on Diet 2 by Insulin Secretion on Diet 1
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The CIM hypothesizes that high insulin secretion promotes substrate partitioning into
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127 adipose tissues, driving increased adiposity and the positive energy balance that must accompany
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128 it. Because macronutrient composition may affect insulin clearance, and therefore serum
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129 concentration (15), we used C-peptide to test this hypothesis. Change in C-peptide concentration,
130 a measure of insulin secretion, from baseline to the end of the first diet period was associated
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131 with ad libitum energy intake (β = 1780 kcal/d [95% CI = 750 to 2811 kcal/d] per ng/mL change
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132 in C-peptide, R2 = 0.41,p = 0.004) and change in fat mass (β = 1.36 kg [95% CI = 0.3 to 2.5 kg]
133 per ng/mL change in C-peptide, R2 = 0.26, p = 0.026) during the second diet period, with larger
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137 Many dietary and environmental factors affect body weight over the short but not long
138 term, ranging from severe calorie restriction to the size and color of dinner plates (16). However,
139 these transient influences, whether psycho-behavioral or physiological in origin, contribute little
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140 to the understanding of obesity pathogenesis or the design of more effective public health
141 intervention. Our analyses suggest that the main effects in the original trial report (4) suffered
142 from this problem, highlighting the pitfalls of short-term feeding studies despite their ability to
144 We found that the order in which the diets were consumed had a dominant effect on study
145 outcomes, dwarfing those of the diets themselves. To conceptualize this problem, one can
146 consider the LCD and LFD as each comprising two different exposures. The LCD that came first
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147 produced 1164 kcal/d less food intake than the one that came second, opposite to the pattern
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148 observed with the LFD (924 kcal/d more for the first vs the second period). These findings
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demonstrate the presence of a major differential (unequal) carry-over effect.
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150 The nature of a carry-over effect has fundamental implications for causal inference. One
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151 common form of carry-over effect is non-differential. That is, regardless of the order of the
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152 treatments, participants will consistently respond either better or worse in period 1 than period 2.
153 This scenario may arise with learning (better response in 2, after practice) or boredom (worse in
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154 2). This type of carry-over can be identified using the within-individual comparisons inherent to
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155 a cross-over trial. Critically, bias in this situation can be distinguished from the treatment effect
157 A more concerning type of carry-over effect is differential, in which the treatments have
158 unequal effects upon each other. In the most severe case, the residual effects of one treatment
159 may be opposite that of another treatment, as evidently occurred in the trial (4). Differential
160 carry-over comprises a potentially fatal threat to the validity of cross-over studies, especially in
161 the 2 x 2 design employed here (17-29). The problem, according to Wang (29), is that
162 “[differential] carryover effects are completely confounded with treatment-by-period interaction
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163 and sequence effects.” Consequently, according to Hill (23), “the task of disentangling treatment
164 effects from both time and carry over effects from the previous treatment period can be difficult
165 or even impossible”. Highlighting this central methodological limitation, Putt (26) observed:
166 “In a cross-over study, the test for the treatment effect draws efficiency from the within-
167 subject comparison. In contrast, the test for carry-over is based on the between-subject
168 contrast and has poor power relative to the test for the treatment effects. Should carry-
169 over occur, this low power makes it difficult to detect.”
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171 Because of this limitation, many repetitions of a trial may be required to identify even
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172 relatively large differential influences (e.g., 25–50% of the treatment effect) (26). In practice, a
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173 wash-out period is used to minimize risk of clinically relevant biases. However, here, the carry-
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over effect can be clearly distinguished using the relatively insensitive between-participant
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175 comparisons due to its massive magnitude (multiples of the putative treatment effect). Because
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176 this effect cannot be separated from the treatment effect, the conditions for causal inference in
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177 the trial (4) were not met and the LCD vs LFD comparison for the main outcomes are not valid.
178 With a major differential carry-over effect as occurred here, the only valid test is the
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179 between-participant comparison in the first treatment period, discarding the biased data from the
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180 second period (17, 18, 23, 28, 30). Though underpowered, these tests suggest an advantage for
181 the LCD versus LFD, with results opposite in direction from the original report for energy intake
182 averaged across both weeks (2251 vs 2570 kcal/d, p = 0.36), energy intake in week 2 (2061 vs
183 2582, p = 0.0003) and change in total fat mass (-.043 vs -0.29 kg, p = 0.75), respectively.
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187 secretion, gene expression, tissue-specific metabolic pathways, and psycho-behavior responses
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188 (31-38). This adaptive process seems to require several weeks to months before reestablishment
189 of homeostasis on the new diet according to extensive animal (36, 39-42) and human (34, 37, 38,
190 43-50) evidence. During this period, measurements of biological and behavioral outcomes may
192 Prior consumption of a LCD lowers glucose tolerance, and by inference insulin secretion
193 and/or sensitivity, during an oral glucose tolerance test, as has been observed for nearly a century
194 (reviewed in (11)). In a recent study, progressive changes in several measures of glucose
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195 homeostasis were observed for 1 to 2 months after changing from a ketogenic LCD diet to high-
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196 carbohydrate diets (11). Conversely, the process of adapting to an LCD among people habituated
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to a high-carbohydrate diet seems to require at least 2 to 3 weeks, and probably substantially
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198 longer. In a meta-analysis of LCD feeding studies, total energy expenditure decreased slightly
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199 among trials lasting <2.5 weeks but increased substantially among longer trials (12). Additional
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200 evidence of this transient adaptive process is the waning difference in daily energy intake
201 between diets in the original trial report from the first to second week (of both periods) which, if
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203
205 Despite the inherent trial limitation, our findings tend to support, rather than oppose, the
206 CIM. An unbiased test of energy intake limited to week 2 of the first diet period (i.e., after 1
207 week of metabolic adaptation), showed a substantial and statistically significant advantage for
208 the LCD (521 kcal/d less energy intake, p = 0.0003). Furthermore, prior consumption of the LCD
209 had a prolonged beneficial effect during the subsequent LFD period, with lower energy intake
210 and RQ. In contrast, prior consumption of the LFD had a prolonged adverse effect on the
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211 subsequent LCD period, with increased energy intake and adiposity, and reduced ketogenesis. In
212 addition, a measure of insulin secretion on the first diet explained a remarkable amount of
213 heterogeneity in food intake (41%) and change in fat mass (26%) on the second diet as
214 hypothesized in the CIM, considering the many within- and between-individual sources of
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217 Conclusions
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218 Ultimately, high-quality evidence from complementary lines of investigation will be
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219 needed to resolve long-standing debates regarding macronutrient composition and obesity, and
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test the CIM. Feeding studies may make an important contribution to this evidence, but these
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221 must be of sufficient duration to distinguish transient adaptive responses from chronic effects.
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222 Our findings raise concern about the new NIH initiative on precision nutrition, which
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223 plans a major investment into cross-over feeding trials with 2-week diet periods
224 (ClinicalTrials.gov identifier NCT05701657). Although these trials will incorporate a washout
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225 period, the minimum specified duration of 2 weeks does not appear sufficient to exclude major
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226 bias from carry-over effects. Beyond carry-over effects, findings from 2-week diet periods seem
227 unlikely to elucidate the long-term metabolic effects of macronutrients, or to inform choice of
229 For all trials, outcomes such as energy intake and expenditure should be collected after at
230 least 1 to 2 months on test diets, based on available data on the timeframe of metabolic
231 adaptation to major changes in macronutrients (11, 12, 34, 38, 43-45, 50). For cross-over trials, a
232 washout period of at least 3 months should be incorporated, to allow carry-over effects to
233 dissipate. Measurement of body composition, reflecting cumulate effects during and after
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234 adaptation, requires even longer study, at least 6 months. Admittedly, such trials involve major
235 logistical and other challenges for researchers and participants. To reduce these barriers, creative
236 study methods should be developed, such as collaborations with residential educational
237 institutions, the military, and perhaps, given appropriate ethical protections, prisons. Finally, our
238 reanalysis, as enabled by the original investigators (4), highlights the importance to scholarly
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241 ACKNOWLEDGEMENTS
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242 We thank Walter Willett for thoughtful review of the manuscript and Shui Yu for verifying the
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data analyses and statistical code. LTJ was supported by the Center for Childhood Obesity
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244 Prevention, funded by the National Institute of General Medicine Sciences of the National
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245 Institutes of Health under Award Number P20GM109096 (Arkansas Children’s Research
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249 AS-M, LTJ, NN, CBE, and DSL designed the analyses. AS-M and LTJ conducted the data
250 analysis. MAP helped with statistical analyses and interpretation. AS-M, LTJ, NN, MAP, CBE,
251 and DSL interpreted the data and participated in manuscript preparation. All authors reviewed
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256 payments to nutrition research and education. DSL received royalties for books on obesity and
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257 nutrition that recommend a low-glycemic load diet and his spouse has ownership of a nutrition
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Table 1. Baseline Characteristics Among Participants in the Original Report and the
Available Dataset.
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Body Mass Index 27.8 ± 5.9 27.8 ± 6.4
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Fat Mass (kg) 26.9 ± 11.2
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FIGURE LEGENDS
Figure 1: Daily Energy Intake on Test Diets by Diet Order. Panel A, low-carbohydrate diet
(LCD). Panel B, low-fat diet (LFD). Solid line, the diet came first; dotted line, the diet came
second n=16.
Figure 2: Change in Fat Mass on Test Diets by Diet Order Panel A, low-carbohydrate diet
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(LCD). Panel B, low-fat diet (LFD). Solid line, the diet came first; dotted line, the diet came
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second n=16.
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Figure 3: Metabolic Variables on Test Diets by Diet Order. Panel A, blood βOHB
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concentration during the low-carbohydrate diet (LCD). Panel B, respiratory quotient (RQ) during
the low-fat diet (LFD). p-values obtained with a univariate linear model. n=16.
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Figure 4: Prediction of Second Diet Period Outcomes by First Diet Period Change in C-
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Peptide. Panel A, mean energy intake. Panel B, change in fat mass. p-values obtained with a
☐ The authors declare that they have no known competing financial interests or personal relationships
that could have appeared to influence the work reported in this paper.
☒ The authors declare the following financial interests/personal relationships which may be considered
as potential competing interests:
Lisa Jansen reports financial support was provided by National Institute of General Medicine Sciences
of the National Institutes of Health. Nicholas Norwitz is coauthor of a Mediterranean low-
carbohydrate diet cookbook; he donates all royalty payments to nutrition research and education.
David Ludwig received royalties for books on obesity and nutrition that recommend a low-glycemic
of
load diet and his spouse has ownership of a nutrition consulting business. If there are other authors,
they declare that they have no known competing financial interests or personal relationships that
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could have appeared to influence the work reported in this paper.
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