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Articulo Covid
Articulo Covid
Review
Effects of COVID-19 on the Nervous System
Costantino Iadecola,1,* Josef Anrather,1 and Hooman Kamel1
1Feil Family Brain and Mind Research Institute, Clinical Translational Neuroscience Unit, Weill Cornell Medicine, New York, NY 10021, USA
*Correspondence: coi2001@med.cornell.edu
https://doi.org/10.1016/j.cell.2020.08.028
SUMMARY
Neurological complications have emerged as a significant cause of morbidity and mortality in the ongoing
COVID-19 pandemic. Beside respiratory insufficiency, many hospitalized patients exhibit neurological man-
ifestations ranging from headache and loss of smell, to confusion and disabling strokes. COVID-19 is also
anticipated to take a toll on the nervous system in the long term. Here, we will provide a critical appraisal
of the potential for neurotropism and mechanisms of neuropathogenesis of SARS-CoV-2 as they relate to
the acute and chronic neurological consequences of the infection. Finally, we will examine potential avenues
for future research and therapeutic development.
INTRODUCTION pected based on current trends. The male sex is more suscepti-
ble to the infection, and disease severity and mortality are higher
There is increasing evidence that the nervous system is in older individuals (Goyal et al., 2020; Grasselli et al., 2020;
frequently involved in patients hospitalized with coronavirus Wang et al., 2020a). Besides the pulmonary disease, extra-pul-
disease 2019 (COVID-19). This is not surprising, because monary manifestations are being increasingly appreciated,
neurological manifestations have also long been described including neurological involvement.
in infections from other respiratory viruses, including corona-
viruses (Bergmann et al., 2006). However, the neurological Brain Expression of SARS-CoV-2 Receptors and Related
manifestations of COVID-19 are common and disabling Proteins
enough to have attracted widespread attention in the scienti- Similar to SARS-CoV-1, SARS-CoV-2 utilizes angiotensin
fic and lay press for their short- and long-term impact on converting enzyme-2 (ACE2) as the main docking receptor
population health (Pleasure et al., 2020; Wenner Moyer, and needs proteolytic processing of the spike protein by
2020). A large body of clinical data from tertiary referral cen- transmembrane protease serine 2 (TMPRSS2) for efficient
ters is rapidly accumulating on this topic worldwide, often cell entry (Hoffmann et al., 2020). ACE2 protein has been
with conflicting observations, partly reflecting the preliminary observed in human brain vessels (Hamming et al., 2004), a
and incomplete nature of the available data. Here, we provide finding recently attributed to expression in pericytes and
a succinct summary of the nervous system involvement in smooth muscle cells in the vascular wall, but not in the endo-
COVID-19. In particular, we will focus on the mechanisms thelium lining cerebral vessels (He et al., 2020). However,
of pathogenicity, on the acute and delayed neurological man- data mining of human brain single-nuclear RNA sequencing
ifestations reported to date, and on how the nervous system (RNA-seq) data also found expression in the choroid plexus
involvement compares to that of other respiratory viruses. and neocortical neurons, although the number of positive
Finally, we will attempt to flesh out caveats and unanswered neurons was small (2% or less) (Chen et al., 2020c). No
questions that may help gain a better appreciation of this expression in microglia, endothelial cells, and pericytes was
critical aspect of COVID-19 and chart a path forward to mini- observed (Chen et al., 2020c). Besides ACE2, SARS-CoV-2
mize its harmful nervous system involvement. may utilize basigin (BSG; CD147) (Wang et al., 2020b) and
neuropilin-1 (NRP1) (Cantuti-Castelvetri et al., 2020) as dock-
COVID-19 and Mechanisms of SARS-CoV-2 ing receptors, while a range of proteases including
Pathogenesis TMPRSS11A/B, cathepsin B and L, and furin (FURIN) have
Beta-coronaviruses are a common cause of self-limited respira- been shown to facilitate viral cell entry and replication (Shang
tory tract infections, but the strains responsible for the Middle et al., 2020). Results from human single nuclei RNA-seq da-
Eastern respiratory syndrome (MERS-CoV), the severe acute tabases we mined (Hodge et al., 2019; Lake et al., 2018)
respiratory syndrome (SARS-CoV-1), and COVID-19 (SARS- are presented in Figures 1 and S1. Collectively, the data sug-
CoV-2) cause more severe disease (Gerges Harb et al., 2020). gest that vascular wall cells may express ACE2 in the human
Although COVID-19 seems to have a lower case-fatality rate brain at low levels, but non-canonical SARS-CoV-2 receptors
(z0.7%) than SARS (z10%) and MERS (z30%) (Gerges Harb are present in several brain cell types making them vulnerable
et al., 2020), the large number of patients affected has caused to the virus. However, there is also evidence for a strong
over 0.8 million deaths worldwide thus far, with many more ex- antiviral defense system in the brain vasculature (Figures 1
connection, the hypothalamus could serve as a gateway to and TNF reflect disease severity (Diao et al., 2020). Even in
the entire brain. the absence of SARS-CoV-2 brain invasion, viral proteins
Infiltration of Infected Immune Cells shed in the circulation and molecular complexes from
Viruses can enter the brain carried by infected immune cells, damaged cells, such as the nuclear protein high mobility
which can also serve as reservoir (Bergmann et al., 2006). Mono- group box 1 (HMGB1) (Chen et al., 2020b), could enter the
cytes, neutrophils, and T cells traffic into the brain through the brain through a compromised BBB (Figure 2). After brain en-
vasculature, the meninges, and the choroid plexus (Engelhardt try, these molecules could act as pathogen-associated mo-
et al., 2017), and these sites could be entry points for infected im- lecular patterns (PAMPs) and damage-associated molecular
mune cells. Conclusive evidence of infection of immune cells patters (DAMPs), and induce an innate immune response in
by SARS-CoV-2 has not been provided thus far (Merad and pericytes, brain-resident macrophages, and microglia, which
Martin, 2020). SARS-CoV-2 nucleocapsid protein (NP) immuno- express toll-like receptors (TLR) (Figure 2). TLR2 mediates
reactivity was observed in CD68+ cells in lymphoid organs (Chen the pro-inflammatory effects of SARS-CoV spike protein on
et al., 2020), while single-cell RNA seq data showed viral RNA in human macrophages through nuclear factor kB (NF-kB)
macrophages in bronchoalveolar lavage of COVID-19 patients (Dosch et al., 2009). Such innate immune response increases
(Bost et al., 2020). However, it remains unclear if this is due to cytokine production and impair brain function (Dantzer, 2018).
actual virus propagation in macrophages or to phagocytic up- In mice, viral infections increase circulating levels of IFNa/b
take of virus infected cells or extracellular virions (Bost et al., leading to activation IFNR1 on cerebral endothelial cells and
2020; Merad and Martin, 2020). Furthermore, several autopsy CXCL10-CXCR3-mediated cognitive impairment (cytokine
series have revealed a notable lack of immune cell infiltration sickness behavior) (Dantzer, 2018). An IFN type I response
(Kantonen et al., 2020; Reichard et al., 2020; Solomon does occur in COVID-19 and is thought to be protective
et al., 2020). (Merad and Martin, 2020), but could contribute to the alter-
In summary, SARS-CoV-2 can infect neurons in vitro and ations in consciousness (see Neurological Manifestation of
cause neuronal death, but data from CSF and autopsy COVID-19).
studies do not provide consistent evidence of direct CNS in- The Hypothalamus: Target and Culprit of Immune
vasion. However, effects on the median eminence and other Dysregulation
circumventricular organs cannot be ruled out and may play The brain, the hypothalamus in particular, could also
a role in the systemic manifestations of the disease. contribute to the immune dysregulation (Figure 3). Several cy-
tokines upregulated in COVID-19 (IL-6, IL-1b, and TNF) are
Indirect Brain Effects of Systemic Factors powerful activators of the hypothalamic-pituitary-adrenocorti-
Several major organs are targeted by COVID-19 resulting in life cal (HPA) axis (Dantzer, 2018). The HPA axis is central to
threatening systemic complications. the regulation of systemic immune activity and is activated
Lung Damage and Respiratory Failure by BBB dysfunction and neurovascular inflammation (Dantzer,
The lung is the organ most affected in COVID-19, with massive 2018). As mentioned above, COVID-19 is associated with
alveolar damage, edema, inflammatory cell infiltration, micro- immunosuppression and lymphopenia. In stroke and brain
vascular thrombosis, microvascular damage, and hemorrhage trauma, adrenergic stress involving b-adrenergic receptors re-
(Carsana et al., 2020). SARS-CoV-2 has been detected mainly sults in massive systemic immunosuppression (Iadecola
in pneumocytes and epithelial progenitors (Bost et al., 2020; Car- et al., 2020). The mechanisms of these effects involve activa-
sana et al., 2020). The respiratory failure resulting from lung dam- tion of the HPA, leading to the release of norepinephrine and
age leads to severe hypoxia (acute respiratory distress glucocorticoids. These mediators act synergistically to induce
syndrome [ARDS]) requiring assisted ventilation (Grasselli splenic atrophy, T cell apoptosis, and natural killer (NK) cell
et al., 2020). Consistent with hypoxic brain injury, autopsy deficiency. In the bone marrow, tyrosine hydroxylase and
studies in COVID-19 have shown neuronal damage in brain re- norepinephrine trigger a response in mesenchymal stromal
gions most vulnerable to hypoxia, including neocortex, hippo- cells, most likely through b3-adrenergic receptors, resulting
campus, and cerebellum (Kantonen et al., 2020; Reichard in a reduction of cell retention (Iadecola et al., 2020). Down-
et al., 2020; Solomon et al., 2020). regulation of these factors, in concert with calprotectin
Systemic Inflammation and Immune Dysregulation release from damaged lungs, may increase hematopoietic
A key feature of COVID-19 is a maladaptive immune stem cell proliferation skewed toward the myeloid lineage
response characterized by hyperactivity of innate immunity (emergency myelopoiesis) (Schulte-Schrepping et al., 2020;
followed by immunosuppression (Diao et al., 2020; Qin Silvin et al., 2020), which results in lymphopenia and neutro-
et al., 2020; Vabret et al., 2020; Zhou et al., 2020). Improve- philia, two key hematological features of COVID-19 (Chen
ment of T cell function coincides with remission of symptoms et al., 2020a; Moriguchi et al., 2020; Qin et al., 2020)
and declining viral loads (Thevarajan et al., 2020), attesting to (Figure 3). Importantly, in SARS, HPA activation and gluco-
the link between immuno-suppression and disease severity. corticoid levels are correlated with neutrophilia and lympho-
In patients with severe disease, the cytokine release syn- penia (Panesar et al., 2004).
drome can develop (Qin et al., 2020; Xu et al., 2020). Most Hypercoagulable State
COVID-19 patients exhibit increased circulating levels of IL- Another key feature of COVID-19 is a profound coagulopathy
6, IL-1b, and TNF, as well as IL-2, IL-8, IL-17, G-CSF, GM- responsible for some of the most frequent and harmful com-
CSF, IP10, MCP1, and MIP1a2, and serum levels of IL-6 plications of the disease. In a multicenter study, 88% of
the most severe complications occur in critically ill patients young healthy individuals with COVID-19 (Oxley et al., 2020),
and are associated with significantly higher mortality (Merkler but in subsequent case series, patients were generally older
et al., 2020; Yaghi et al., 2020). and had numerous vascular comorbidities (Lodigiani et al.,
2020). Therefore, it remains unclear whether these strokes
Encephalopathy and Encephalitis were caused by SARS-CoV-2 or represented the back-
Alterations in mental status (confusion, disorientation, agita- ground incidence of stroke in these high-risk populations
tion, and somnolence), collectively defined as encephalopa- that also happened to be infected at the time. It is plausible
thy, have been consistently reported in various cohorts with that SARS-CoV-2 infection does play some role in causing
COVID-19. Altered mental status occurs rarely (<5%), even stroke, given that infections in general increases stroke
in COVID-19 patients requiring hospitalization for respiratory risk (Parikh et al., 2020). The COVID-19-related hypercoagu-
illness (Mao et al., 2020), but affects the majority of critically lability would be expected to increase susceptibility to cere-
ill COVID-19 patients with ARDS (Helms et al., 2020a). A key brovascular events, as reported in an autopsy series in
question is whether this alteration in mental status represents which widespread microthrombi and patches of infarction
an encephalopathy caused by systemic illness or encephalitis were observed some brains (Bryce et al., 2020). Patients
directly caused by the SARS-CoV-2 virus itself. Several cases with COVID-19 may be at risk of cardioembolic stroke.
have been reported of COVID-19 patients (Efe et al., 2020; Acute cardiac injury and clinically significant arrhythmias
Farhadian et al., 2020; Huang et al., 2020b; Moriguchi have been reported in approximately10% of hospitalized
et al., 2020; Pilotto et al., 2020) who appear to meet estab- COVID-19 patients and 20%–40% of those requiring inten-
lished diagnostic criteria for infectious encephalitis, which sive care (Goyal et al., 2020; Huang et al., 2020a; Wang
include altered mental status, fever, seizures, white blood et al., 2020a). SARS-CoV-2 infection may rarely cause
cells in the CSF, and focal brain abnormalities on neuroimag- myocarditis and heart failure even in the absence of signifi-
ing (Venkatesan et al., 2013). In at least two reported cases, cant pulmonary involvement (Inciardi et al., 2020). Myocar-
SARS-CoV-2 was detected in the CSF (Huang et al., 2020b; dial injury and arrhythmias, such as atrial fibrillation, in the
Moriguchi et al., 2020), although, as discussed in the previ- setting of severe infection may result in cardiac embolism
ous section (Nervous System Invasion), only modest amounts and brain infarction (Inciardi et al., 2020). A substantial pro-
of viral RNA were detected. In at least one COVID-19 case, portion of critically ill patients with COVID-19 may also
the diagnosis of temporal lobe encephalitis was confirmed develop secondary bacteremia in addition to the primary
by biopsy that showed perivascular lymphocytic infiltrates viral illness. In one case series, approximately10% of
and hypoxic neuronal damage (Efe et al., 2020), but the pres- patients requiring mechanical ventilation had bacteremia
ence of SARS-CoV2 or other viruses in brain or CSF was not (Goyal et al., 2020), which increases the risk of stroke by
documented. Indeed, most samples of CSF in patients with over 20-fold (Dalager-Pedersen et al., 2014). Septic
neurological abnormalities in the setting of COVID-19 have emboli to the brain often result in bleeding, and in a
not revealed evidence of SARS-CoV-2 (Kandemirli et al., postmortem magnetic resonance imaging study, 10% of
2020), and most samples of brain tissue from autopsies of brains had evidence of hemorrhage (Coolen et al.,
COVID-19 patients have not revealed evidence of encephalitis 2020).Taken together, these clinical findings suggest that
(see Nervous System Invasion). Besides encephalitis, most SARS-CoV-2 may adversely affect the brain via multiple
COVID-19 patients have other reasons for their altered mental pathophysiological pathways that culminate in vascular brain
status. Delirium, confusional states, and coma appear most injury.
common in COVID-19-related critical illness (Helms et al.,
2020a; Mao et al., 2020; Rogers et al., 2020), which is often Post-infectious Neurological Complications
marked by hypoxia, hypotension, renal failure, the need for SARS-CoV-2 unleashes a dysregulated systemic immune
heavy doses of sedatives, and prolonged immobility and response (see Systemic Inflammation and Immune Dysregu-
isolation (Cummings et al., 2020)—all factors well known to lation), which can have delayed effects on the nervous sys-
cause encephalopathy (Maas, 2020). The rarity of cases clin- tem. These immune-mediated manifestations involve both
ically consistent with encephalitis, the paucity of histopatho- the central and peripheral nervous system and occur typi-
logical evidence of encephalitis, and the many alternative cally after the acute phase of the infection subsides. In the
explanations for the altered mental status, suggest that CNS, reported cases in COVID-19 resemble classic post-in-
SARS-CoV-2 brain invasion is a possible but rare cause of fectious inflammatory conditions such as acute disseminated
encephalopathy. encephalomyelitis (Parsons et al., 2020) and acute necro-
tizing hemorrhagic encephalopathy (Poyiadji et al., 2020).
Ischemic Stroke Peripherally, several cases of Guillain-Barre syndrome, a
Stroke is not uncommon among patients hospitalized with neuropathy caused by an immune attack on peripheral
COVID-19, with reported rates ranging from 1%–3% in hos- nerves, have been reported in patients with recent COVID-
pitalized patients and up to 6% of critically ill patients (Mao 19 (Toscano et al., 2020). Most reported cases describe
et al., 2020; Merkler et al., 2020; Yaghi et al., 2020), 7-fold classic features of this syndrome, such as generalized weak-
higher than in patients hospitalized with influenza even after ness, evidence of demyelination on nerve conduction
adjustment for illness severity (Merkler et al., 2020). Early studies, and elevated proteins without white blood cells in
case reports described unusual embolic strokes in otherwise CSF (Toscano et al., 2020). The Miller-Fisher variant of
ACKNOWLEDGMENTS
Experimental Models
Models would help address these outstanding questions and The authors are supported by NIH (R01-NS34179, R01-NS100447, R37-
facilitate therapeutic development. Unfortunately, mice, the NS089323, R01-NS095441, R01-NS/HL37853 to C.I.; R01NS097443 to
H.K.; and NS094507 and NS081179 to J.A.
most popular laboratory animals, are not susceptible to SARS-
CoV-2 due to differences between mouse and human ACE2
DECLARATION OF INTERESTS
(Lakdawala and Menachery, 2020). Mice expressing human
ACE2 have been developed and show evidence of brain infec-
C.I. serves on the Scientific Advisory Board of Broadview Ventures. H.K.
tion, but only minimal symptoms of disease (Song et al., 2020). serves as co-PI for the NIH-funded ARCADIA trial (NINDS U01NS095869)
Hamsters, ferrets, cats, and non-human primates could be that receives in-kind study drug from the BMS-Pfizer Alliance for Eliquis and
more viable models (Lakdawala and Menachery, 2020). Repro- ancillary study support from Roche Diagnostics, serves as Deputy Editor for
ducing the systemic effects of the disease would be critical for JAMA Neurology, serves as a steering committee member of Medtronic’s
studying the neurological aspects of COVID-19. In vitro ap- Stroke AF trial (uncompensated), serves on an endpoint adjudication commit-
tee for a trial of empagliflozin for Boehringer-Ingelheim, and has served on an
proaches involving human pluripotent stem cells organoids
advisory board for Roivant Sciences related to Factor XI inhibition. J.A. has no
and co-cultures are useful to examine infectious mechanisms conflict of interests to declare.
in brain cells (Song et al., 2020; Yang et al., 2020) but do not pro-
vide insight into the harmful systemic effects. Therefore, there is
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Supplemental Figures
A B
Docking Processing Viral Defense Docking Processing Viral Defense
TMPRSS11A
TMPRSS11B
TMPRSS11A
TMPRSS11B
TMPRSS2
TMPRSS2
IFNAR1
IFNAR2
IFNAR1
IFNAR2
IFITM1
IFITM2
IFITM3
IFITM2
IFITM3
FURIN
FURIN
NRP1
CTSB
NRP1
CTSB
ACE2
ACE2
CTSL
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LY6E
LY6E
BSG
BSG
Vascular
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Endo End
VLMC Per
Astro
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Glia
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Glia
OPC
FracCellExpr OPC
Micro−PVM
0.00 Mic
L2/3 IT 0.25
Excitatory neurons
L5 ET Ex1
0.50
L5 IT 0.75 Ex2
Excitatory neurons
L6b Ex3c
600
L6 IT
400
Ex3d
L6 IT Car3
200 Ex3e CPM
Lamp5
Inhibitory neurons
0 Ex4 300
Pvalb
Ex5a 200
Sncg
Sst Ex5b 100
Gran 0.2
0.3
In1a
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In1c
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Inhibitory neurons
In3
In4a
In4b
In6a
In6b
In7
In8
Purk1
Purk2
Figure S1. Expression Profiles of Selected Genes Relevant to SARS-CoV-2 Brain Entry in Single Nuclear RNA-Seq Profiles of Human Brain
Tissue, Related to ‘‘Brain Expression of SARS-CoV-2 Receptors and Related Proteins’’
A, count matrix and cluster annotations are from https://portal.brain-map.org/atlases-and-data/rnaseq/human-m1-10x. The data set is composed of 76,533 total
nuclei of the primary motor cortex derived from 2 post-mortem human brain specimens. B, count matrix and cluster annotations are from the Gene Expression
Omnibus submission GSE97942 (Lake et al., 2018). The data set is composed of 35,289 nuclei collected from frontal cortex, visual cortex, and cerebellum from 6
post-mortem human brain samples. CPM, transcript counts per million transcripts within the cell cluster; FracCellExpr, fraction of cells in which the transcript is
detected. Data analysis was performed in the R (Vers. 4.02) statistical environment using tidyverse (Vers. 1.3.0) and Seurat (Vers. 3.2.0) packages.