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Opinion

Getting technical about awareness


Colin W.G. Clifford, Ehsan Arabzadeh and Justin A. Harris
School of Psychology, The University of Sydney, Sydney, NSW 2006, Australia

It has recently been argued that post-decision wagering observer, that the previously proposed analysis of
provides an objective measure of awareness. We criti- post-decision wagering fails to distinguish between per-
cally evaluate this claim, emphasizing the distinction formance without awareness and a reluctance to gamble on
between performance without awareness and a reluc- the basis of full awareness of weak sensory evidence. To
tance to gamble in full awareness of weak sensory remedy this flaw, we propose two fundamental changes
evidence. We address two key methodological issues. that are essential if post-decision wagering is to provide an
The first is the design of the pay-off matrix to reward a objective measure of awareness.
strategy of wagering that reflects the strength of sensory We focus here on the first of the three tasks described by
evidence. The second is the use of signal detection Persaud and colleagues, involving decisions about the
theory to analyze the resulting data. We argue that presence or absence of a stimulus that was in fact present
proper treatment of these issues is essential if post- in 50% of trials. The data we have reanalyzed come from
decision wagering is to prove valuable in validating patient GY, who consistently shows blindsight, a paradox-
claims of perception without awareness in normal sub- ical dissociation between discrimination and awareness of
jects and neuropsychological patients. visual stimuli following damage to striate cortex (see, e.g.,
Ref. [10]). We do not wish to claim that GY does not exhibit
Measuring awareness blindsight, although it is interesting to note that the Yes–
How activity in our brains gives rise to conscious aware- No task with which Persaud and colleagues claim to
ness is a fundamental question in cognitive science [1]. But demonstrate perception without awareness in GY is pre-
what is awareness, and how can we assess whether or not cisely the type of judgment on which GY has previously
someone is aware of something? Researchers have been shown to be impaired relative to his performance on a
attempted to answer these questions by investigating forced-choice task [11]. What we are disputing is the claim
the strength of confidence that subjects have in their by Persaud and colleagues that the analysis of post-
decisions. Following presentation of a stimulus, subjects decision wagering ‘measures awareness directly’.
are typically required to make two responses: a psycho- Consider the summary data of Persaud and colleagues
physical judgment about some attribute of the stimulus presented in Table 1. It is evident that their subject did not
and a rating of their confidence in that judgment [2,3]. consistently wager high after correct decisions: of 141
However, techniques using post-decision confidence rat- correct trials, he wagered high on only 48% (67/141). He
ings have been criticized on methodological grounds [4–6]. thus failed to earn as much as if he had wagered high after
A recent report by Persaud and colleagues argues that an all correct trials. On the basis of this failure to maximize
objective measure of awareness is provided instead by the winnings, Persaud and colleagues concluded that these
technique of post-decision wagering [7]. Following a psy- data demonstrate perception without awareness. If that
chophysical decision, subjects are required to bet on its conclusion was logically sound, we reasoned, it should be
correctness by making either a high or a low wager. If the impossible for the reported pattern of results to have arisen
decision was correct, the subject wins the amount wagered; from a situation in which GY based the magnitude of his
otherwise they lose that amount. Subjects thus have the post-decision wager on knowledge of the same sensory
opportunity to convert their psychophysical performance evidence upon which the Yes–No decision had been based.
into financial profit.
Testing awareness with a hypothetical observer
Post-decision wagering We designed a hypothetical observer using the following
The potential novelty of the approach proposed by Persaud simple strategy for making each decision and subsequent
and colleagues lies in the use of wagers rather than sub- wager. For the decision, if the weight of sensory evidence
jective confidence measures. The rationale for using wager- exceeds a certain threshold then the observer responds ‘Yes’,
ing is that it ‘exploits people’s desire to make money’ [8] otherwise ‘No’. For the wager, the observer bets high follow-
and that ‘participants find post-decision wagering to be ing a ‘Yes’ only if the weight of sensory evidence exceeds a
more intuitive than were subjective measures’ [7]. Persaud greater (more conservative) criterion level. Following a ‘No’,
and colleagues claimed that failure to maximize earnings the observer bets high only if the weight of sensory evidence
on a post-decision wager demonstrates that decisions are fails even to reach a lower (more liberal) criterion. The Yes–
made without awareness. Here, we challenge this claim on No decision and the subsequent wager are thus based upon
theoretical grounds using signal detection theory [9]. knowledge of the same sensory evidence.
We demonstrate, through the behavior of a hypothetical For ease of exposition we will consider a single case in
which the observer is much more likely to wager high
Corresponding author: Clifford, C.W.G. (colinc@psych.usyd.edu.au). on ‘Yes’ decisions than on ‘No’ decisions, reflecting the
1364-6613/$ – see front matter ß 2007 Elsevier Ltd. All rights reserved. doi:10.1016/j.tics.2007.11.009 54
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Opinion Trends in Cognitive Sciences Vol.12 No.2

Table 1. Number of high and low wagers made by subject GY as plausible bias of an observer to place more weight on
a function of the correctness of the preceding detection the presence than absence of evidence. We also make
judgment the assumption, conventional in signal detection theory
Correct Incorrect Total wagers
(see Box 1), that the weight of sensory evidence for the
High wager 67 23 90
Low wager 74 36 110
presence of the target signal is given by the strength of
Total responses 141 59 200 the signal corrupted by additive Gaussian noise, whereas
Data reproduced from Ref. [7]. the evidence on target-absent trials is given simply by the

Box 1. Signal detection theory


Signal detection theory assumes that, in a Yes–No detection task, an the operating characteristic (Figure Ib), whereas variations in criterion
observer will respond positively when the sensory evidence for the level determine the location on that operating characteristic (Figure
presence of the target stimulus exceeds a criterion level set by the Ic).
observer. For a target stimulus of given strength, the responses of the The accuracy of responding of a subject, in terms of the overall
observer can be described by a single operating characteristic proportion of correct responses, depends not only on the subjective
specifying the degree of overlap between the signal-plus-noise and signal strength but also on the response criterion (Figure Id,e). Thus, it
noise-only distributions (Figure Ia). Signal detection theory enables is unsafe to make inferences about subjective signal strength on the
us to quantify the subjective strength of the stimulus according to the basis of accuracy. Post-decision wagering rewards accuracy, because
metric d0 [9], which is computed from the hit rate and false alarm rate it does not discriminate between hits and correct rejections (correct
of the observer. The hit rate is the proportion of target-present trials decisions) or between misses and false alarms (incorrect decisions).
on which the observer responds ‘Yes’; the false alarm rate is the Thus, it is unsafe to make inferences about the availability of sensory
proportion of target-absent trials on which the observer responds evidence to awareness purely on the basis of the accuracy of post-
‘Yes’. The subjective strength of the stimulus determines the shape of decision wagering.

Figure I. Subjective signal strength, bias and accuracy. (a) Subjective signal strength, d0 , is a measure of the separation of the probability distributions of sensory
evidence on target-present and target-absent trials. (b) For a given d0 , the hit rate and false alarm rate of the observer lie on the corresponding operating characteristic at
a point determined by the decision criterion of the observer. Each of the operating characteristics illustrated corresponds to a particular d0 ; sensitivity increases with
deviation from the major diagonal. (c) The decision criterion quantifies the weight of sensory evidence that the observer requires to report that the target was present.
Each of the isobias curves illustrated corresponds to a single criterion (as applied across the sensitivity continuum). (d) The accuracy of an observer in terms of the
proportion of correct responses is the average of the hit rate and the correct rejection rate (1 – false alarm rate). Each of the isoperformance lines illustrated corresponds
to a particular accuracy; accuracy increases with deviation from the major diagonal. (e) Accuracy depends not only on subjective signal strength but also on response
criterion. Thus, the same accuracy can result from different subjective signal strengths, depending on the response criterion. Similarly, different accuracies can result
from the same subjective signal strength.

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Opinion Trends in Cognitive Sciences Vol.12 No.2

Figure 1. Different criteria for responding and wagering. Signal-plus-noise (red) and noise-only (black) probability distributions of sensory evidence on target-present and
target-absent trials, respectively. The degree of overlap between these distributions determines the operating characteristic of the observer, quantified in terms of d0 .
Vertical lines denote decision (green) and wagering (blue) criteria for a hypothetical observer (Table 2) designed to reproduce the performance levels reported by Persaud
and colleagues (Table 1). Each wager is based upon the same sensory evidence as the preceding decision and differs only in criterion level. Units along the horizontal axis
are standard deviations of the noise distribution.

same Gaussian noise distribution (Figure 1). It is consistent with a d0 of 1.08: for a correct rejection rate of
important to note that our conclusions do not depend on 4% the expected number of misses on 100 target-present
either of these assumptions, which in fact serve only to trials would be zero (0.23%).
limit the range of possible scenarios that might give rise to If we express these data in the form used for the analysis
the pattern of results reported by Persaud and colleagues. proposed by Persaud and colleagues [7] then we record 67
Table 2 shows the responses of our hypothetical obser- (4 + 63) high wagers following correct responses, 23
ver to 200 psychophysical trials, half of which contain the (0 + 23) high wagers following incorrect responses, 74
target signal and half of which do not. For the Yes–No (62 + 12) low wagers following correct responses, and 36
decision, the hit rate is the proportion of target-present (25 + 11) low wagers following incorrect responses. This is
trials on which the observer correctly reports the target, exactly the pattern of responding from which they con-
and the false alarm rate is the proportion of target-absent cluded that GY was not always aware that he was making
trials on which the observer erroneously responds ‘yes’. correct decisions. That our hypothetical observer performs
Together, the hit rate and false alarm rate provide a in exactly this way demonstrates that the dissociation
measure of subjective signal strength, d0 , the separation between performance and wagering reported by Persaud
of the probability distributions of sensory evidence on and colleagues does not necessarily indicate a lack of
target-present and target-absent trials (see Box 1). For awareness of the sensory evidence upon which perform-
our hypothetical observer, the hit rate is 75% (63 high ance is based (see Box 2).
wagers and 12 low wagers following a ‘Yes’ on 100 target-
present trials) and the false alarm rate is 34% (23 high Interpretation of post-decision judgments
wagers and 11 low wagers following a ‘Yes’ on 100 target- The optimal strategy for wagering in the experiments
absent trials), corresponding to a d0 of 1.09. We can treat described by Persaud and colleagues is actually to wager
the boundary between low and high wagers following a high regardless of the weight of the sensory evidence. This
‘Yes’ response in the same way. In this case the hit rate is is because equal amounts stand to be won and lost on any
63% (63 high wagers following a ‘Yes’ on 100 target-present given wager. If the observer is performing at chance then it
trials) and the false alarm rate is 23% (23 high wagers does not matter whether they bet high or low, their
following a ‘Yes’ on 100 target-absent trials), corresponding expected gain is zero. However, the expected gain for
to a d0 of 1.07. Thus, it can be seen that our hypothetical any performance above chance is proportional to the
observer is basing the decision and subsequent wager on amount wagered. Thus, the best strategy of the observer
the same weight of sensory evidence (d0 = 1.08  0.01), the for maximizing expected gain is always to wager high
only difference being the more conservative criterion for regardless of the weight of the sensory evidence. This begs
wagering high than for responding ‘Yes’. The boundary the question: how can a failure of a subject to wager
between low and high wagers following a ‘No’ is also optimally be a measure of lack of awareness of the sensory
evidence when the optimal strategy is independent of that
Table 2. Responses of a hypothetical observer evidence? Instead, it demonstrates that the subject lacks
Decision No Yes Total awareness of the optimal strategy for wagering. This ques-
Wager High Low Low High tions the rationale for using wagering instead of confidence
Target present 0 25 12 63 100 measures because it suggests that wagering might not
Target absent 4 62 11 23 100 be as intuitive as its proponents claim. Of course, if the

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Opinion Trends in Cognitive Sciences Vol.12 No.2

Box 2. Comparison between the blind and normal visual Table 3. Example pay-off matrix designed to make the optimal
fields of subject GY strategy for post-decision gambling a function of the weight of
sensory evidence
Persaud and colleagues dismiss the possibility that failure of GY to Outcome of decision
optimize his winnings could reflect a reluctance to gamble in full Correct Incorrect
awareness of weak sensory evidence. They claim instead that this is Wager Low +2 1
an instance of perception without awareness, and that his wagering High +5 5
follows a qualitatively different pattern when he is aware of the
stimuli. For a comparison between wagering in the presence and
absence of awareness to be meaningful, it is essential that the
subjective strength of the sensory evidence be equated between the Making the optimal wagering strategy depend on the
two conditions. GY has a unilateral lesion in his left striate cortex, sensory evidence
resulting in a unilateral visual deficit, right homonymous hemi- If post-decision wagering is to prove useful as a measure of
anopia. It has previously been demonstrated that the residual vision awareness, it is essential to make the optimal strategy for
in the hemianopia of GY is not like normal, near-threshold vision,
but instead shows a dissociation between performance and
gambling a function of the weight of sensory evidence. To
awareness [11]. An appropriate way to equate the subjective reward a strategy of wagering low when the sensory evi-
strength of sensory evidence in the presence and absence of dence is weak but wagering high if the evidence is strong,
awareness would thus be to equate performance (d0 ) in the normal the ratio of potential gain-to-loss should be greater for low
and blind visual fields by using a low-contrast stimulus near to
wagers than for high. This can be achieved by employing a
detection threshold in the normal visual field. However, Persaud and
colleagues chose instead to equalize overall performance across a pay-off matrix such as the one illustrated in Table 3.
block of trials by manipulating the proportion of intermixed In this specific example, when perceptual performance
extremely easy (96% stimulus contrast) and extremely hard (1% is at chance (probability that the response is correct = 50%)
stimulus contrast) trials. Given that wagers are made on a trial-by- the expected return from a low wager is +1/2 [= (+2 1)/2]
trial basis, the overall performance level across a block of
compared with 0 from a high wager [=(+5 5)/2]. But when
intermixed extremely easy and extremely hard stimuli is not a
suitable metric to equate with performance on the original perceptual performance is perfect (probability that the
experiment. On no trial in the control experiment was the subjective response is correct = 100%) a low wager returns only +2
strength of the sensory evidence equal to that in the original compared with +5 from a high wager. The optimal wager-
experiment, where sensory evidence was consistently present but ing strategy is determined by the differential loss of wager-
weak. This failure to equate subjective signal strength in a
satisfactory manner undermines the argument by Persaud and
ing incorrectly (5 1 = 4) and the differential gain of
colleagues that the wagering of GY follows qualitatively different wagering correctly (5 2 = 3) between high and low
patterns depending on whether or not he is aware of the stimuli. wagers. Specifically, the optimal strategy is to wager low
Instead, their results are entirely consistent with a wagering strategy on trials where the weight of sensory evidence is such that
whereby the subject makes a high wager only when the sensory the probability of a correct response is less than the
evidence exceeds a certain threshold.
differential loss of wagering incorrectly divided by the
sum of the differential loss and the differential gain. In
this example, the optimal strategy is to wager low on trials
observer believes they have made the wrong decision where the probability of a correct response is less than four-
then they should wager low. But this only begs another sevenths and to wager high with stronger evidence. When
question: why would an observer make a decision that the probability of a correct response is exactly four-
they believe is wrong when they only win on correct sevenths it can be confirmed that the expected return from
decisions? low and high wagers is equal (at +5/7).

Figure 2. Distinguishing wagers made with and without awareness. (a) The intersections of the optimal boundary between high and low wagers (curved dotted lines) and
the operating characteristic of the observer (unbroken line) define the optimal strategy of the observer for post-decision wagering (red dots). The blue dot marks the
decision boundary producing optimal accuracy on the Yes-No task. (b) Wagers made with full awareness of the sensory evidence upon which the original decision was
based lie on the sensory operating characteristic even if the strategy for wagering is suboptimal. (c) Wagers made with no awareness of the sensory evidence lie on a line
defined by the ratio of hits to false alarms following a ‘Yes’ decision and on a line defined by the ratio of misses to correct rejections following a ‘No’. The question of
interest then becomes whether the resulting data plotted as hit rate versus false alarm rate are significantly better fitted by a pair of straight lines passing through (0, 0) and
(1, 1), respectively, or by a conventional receiver operating characteristic (ROC) curve. A significant result would support the hypothesis that post-decision wagering was
being carried out without full access to the sensory evidence upon which the original decision had been made. Red arrows indicate departures from optimal wagering.

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Opinion Trends in Cognitive Sciences Vol.12 No.2

Distinguishing suboptimal wagering from lack of evidence. We have shown here how the original technique
awareness of post-decision wagering as proposed by Persaud and
The example shows that even a simple pay-off matrix can colleagues [7] can be modified to fulfill these criteria. It
lead to an optimal wagering strategy that would be hard for remains to be tested empirically whether there is an
a subject to operationalize. This highlights that a depar- advantage in using post-decision wagering rather than
ture from advantageous wagering does not necessarily confidence judgments to validate claims of perception with-
indicate lack of awareness of the sensory evidence. Here, out awareness.
we propose an analysis of the wagering data that avoids
confounding lack of awareness of the optimal wagering Acknowledgements
This work is supported by Discovery Project Grants to C.C. and J.H. from
strategy with lack of awareness of the weight of sensory the Australian Research Council and a Human Frontiers Science
evidence. The key point is that post-decision wagers made Programme Long-Term Fellowship to E.A.
with knowledge of the sensory evidence should still lie on
the same operating characteristic as the original decision References
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